Health System Performance and Resilience in Times of Crisis: An Adapted Conceptual Framework
Abstract
:1. Introduction
2. Methods
2.1. Literature Search
2.2. Data Abstraction
3. Results
3.1. Literature Search
3.2. Health System Performance Frameworks
Name of the Framework | Authors/Agency, Year (Ref.) | Background Theory/Original Model | Definition/Objective | Dimensions/Core Components | Categories (Descriptive, Analytical, Deterministic, or Predictive Models) * | Selection Criteria ** |
---|---|---|---|---|---|---|
EGIPPS framework | Sicotte et al., 1998 [35] | Parsons’ social system action theory [59] states that every action is a product of dynamising and controlling forces, and the Competing Values Framework developed by Quinn and Rohrbaugh [60] seeks to predict whether an organisation effectively performs. | A comprehensive, theoretically grounded framework that overcomes the current fragmented approach to health care organisation performance measurement. | Organisational functions:
| Descriptive | International recognition: 1 [49] Ease of use: no Universality: no |
Performance framework | WHO, 2000 [12] | Created by Murray et al. [52] | A health system includes all actors, institutions, and resources with a primary intent to improve the population’s health in ways that are responsive to the populations served and to seek to ensure a more egalitarian distribution of wealth across populations. | Four key functions of a health system determine the way inputs result in health system outcomes: resource generation, financing, service provision, and stewardship. | Analytical | International recognition: 6 [31,38,40,42,43,53] Ease of use: no Universality: yes |
Six system building blocks and four outcome frameworks | WHO 2007 [24] | On the basis of the WHO 2000 [12] | Promoting a common understanding of what a health system is and what constitutes the reinforcing of health systems. | Functions: six building blocks: service delivery; workforce; information; medical products and technologies; financing; governance. Intermediate goals: access; coverage; quality; safety outcomes: improved health and health equity; responsiveness; social and financial risk protection; improved efficiency. | Deterministic and predictive | International recognition: 6 [31,38,40,42,43,53] Ease of use: yes Universality: yes |
Core goals and priorities for performance improvement | Commonwealth Fund, 2006 [44] | Based on the conceptual models developed by the Institute of Medicine on quality and insurance coverage | A strategic framework for addressing the sources of system failures identified in the US health system. | A high-performance health system is designed to achieve four core goals: (1) high quality, safe care; (2) access to care for all people; (3) efficient, high-value care; (4) the system’s capacity to improve. | Deterministic and predictive | International recognition: 0 Ease of use: yes Universality: no |
Conceptual framework for the OECD’s Health Care Quality Indicator (HCQI) Project | Kelley et al., 2006/Arah et al., 2006 [41,54] | Built on the dimensions of performance incorporated into a model that borrows from several previous models (US Institute of Medicine’s health care quality indicator framework; Canadian Health Indicator Framework; the WHO; the OECD) | Aims to develop a set of indicators to compare the quality of health care across OECD countries. | Focuses on objectives, particularly the quality of health care, while recognising the importance of health determinants, and health policy. | Analytical | International recognition: 5 [31,37,40,55,56] Ease of use: no Universality: yes |
Systems framework | Atun et al., 2010 [36] | Built on developments in health systems thinking. | Aims to expand other HS frameworks so that they take the context into account. | System functions: the demographic, economic, political, legal and regulatory, epidemiological, socio-demographic, and technological contexts. | Descriptive | International recognition: 0 Ease of use: no Universality: yes |
Framework for health systems’ performance measurement | Kruk et al., 2008 [45] | Built on developments in health systems thinking. | Aims to capture the key aspects of a health system’s functioning, to be used by policymakers and researchers. | Inputs: policies; funding; organisation. Outputs: access; quality. Outcomes: health; satisfaction; risk protection; fair financing. Dimensions of performance: effectiveness; equity; efficiency. | Deterministic and predictive | International recognition: 0 Ease of use: yes Universality: yes |
Control knobs framework | Roberts et al., 2008 [46] | Developed by the World Bank Institute and the Harvard University School of Public Health. | Aims to identify areas that can be modified to strengthen health systems and improve their performance; aimed at policy makers. | Five ‘control knobs’: financing; payment; organisation; regulation; behaviour. Intermediate measures: efficiency; quality; access. Goals: health; satisfaction; risk protection. | Deterministic and predictive | International recognition: 1 [61] Ease of use: yes Universality: yes |
Triple aim model (quadruple and quintuple aim) | Institute of Health Care Improvement, 2008 [47,57,58] | Developed by IHI’s innovation team. | Improving the US health care system. | The ‘Triple Aim’: improving the experience of care; improving health; reducing the cost of care for populations. They add health care workers for the quadruple aim and equity for the quintuple aim. | Deterministic and predictive | International recognition: 2 [57,58] Ease of use: yes Universality: no |
Dynamic framework | Don Savigny and Adam, 2009 [42,62] | Built on the six health system; building blocks from the WHO [24]. | Aims to refine the WHO framework by considering the complexity and dynamics of the health systems. Aims to allow policymakers to better design interventions and improve performance. | Adds multiple relationships and interactions across the 6 blocks, also with outcomes and goals. | Analytical | International recognition: 0 Ease of use: no Universality: yes |
Health System Performance Measurement Framework | CIHI, 2013 [48] | Built on the previous CIHI—Statistics Canada Health Indicators Framework (1999). | Offers an analytical and interpretative framework that can be used to manage and improve a health system’s performance. Designed for policymakers, health system managers, and the general population. | Composed of four interrelated quadrants: social determinants of health, health system inputs and Characteristics, health system outputs, and health system outcomes. | Deterministic and predictive | International recognition: 0 Ease of use: yes Universality: no |
Multipolar performance framework | Marchal et al., 2014 [49] | Modification of the EGIPPS framework [35] to better assess the performance of public health organisations and to take into account the social complexity of these organisations. | To assess the performance of a health care organisation in low- and middle-income countries by including health support organisations and infuse key elements and concepts of integrated health systems and public service to finally better deal with complexity. | The functions of the EGIPPS framework [35] are expanded to include health support organisations as well as key elements and concepts of integrated health systems and public services. | Deterministic and predictive | International recognition: 0 Ease of use: yes Universality: no |
UW Health Improvement Framework | Kraft et al., 2015 [50] | Built on Donabedian’s structure-process–outcome model [63]. | Aims to improve health care quality. Helpful to health system leaders. | Change domains (goals and strategies; culture; structure of learning; people, workflow, and care processes; technology) combined with levels of the health system (environment; organisation; microsystem; patients and caregivers). | Deterministic and predictive | International recognition: 0 Ease of use: yes Universality: yes |
Revised OCDE framework for performance assessment | Carinci et al. OECD, 2015 [31,37,56,64] | Revised structure of the OECD framework [41,54]. | Aims to build international common ground for performance measurement. | Changes to the original model:
| Descriptive | International recognition: 2 [51,53] Ease of use: no Universality: yes |
Leadership–Ethics–Governance–System Framework (LEGS) | Mfutso-Bengo et al., 2017 [38] | Redefines the WHO’s six building blocks framework [24]. | Aims to design and run a responsive and resilient health system. | The main building blocks are leadership, ethics, and governance, while the other WHO building blocks are integrated in the resilient and responsive health system element. | Descriptive | International recognition: 0 Ease of use: no Universality: no |
High-quality health system framework | Kruk et al., 2018 [43] | Based on previous frameworks in the fields of health systems and quality improvement, including Donabedian [63] and the WHO [24]. | Aims at high quality health systems. | Three key domains: foundations, processes of care, and quality impacts. Focuses on health system function, user experience, and how people benefit from health care. | Analytical | International recognition: 1 [61] Ease of use: no Universality: no |
Integrated performance measurement framework | Levesque et al., 2020 [39] | Based on a literature review, mapping, categorisation, integration, synthesis, and validation of performance constructs. | Aims to bring clarity to performance assessment, using relevant and robust concepts and avoiding reductionist measures. | Dimensions: patients’ needs and expectations; health care resources and structures; receipt and experience of health care services; health care processes, functions, and context; outcomes. Linked to coverage, accessibility, appropriateness, effectiveness, safety, productivity, efficiency, impact, sustainability, resilience, adaptability, and equity. | Descriptive | International recognition: 0 Ease of use: no Universality: yes |
Conceptual framework for health system performance assessment | Health at a Glance OCDE, 2021 [51] | Revised framework, adapted from Carinci et al. [37]. | Assesses health system performance within the context of a broad view of the determinants of health. | Components of health system performance (access; quality; health system capacity; resources; subsectors, e.g., the pharmaceutical sector, ageing, and long-term care); influenced by the demographic, economic, and social context. Outcome: health status. | Deterministic and predictive | International recognition: 0 Ease of use: yes Universality: yes |
HSPA Framework for UHC | Papanicolas et al., 2022 [40] | Based on the following frameworks: health systems’ performance [52]; the WHO’s building blocks [24]; control knobs [46]; the OECD’s health care quality indicators [41]; high-quality health system [43]. | For universal health coverage. | Main components: functions; intermediate objectives; final goals; societal goals; while acknowledging the socioeconomic determinants of health and the political and cultural context. | Analytical | International recognition: 0 Ease of use: no Universality: yes |
3.3. Health System Resilience Frameworks
Name of the Framework | Authors/Agency, Year (Ref.) | Background Theory/Original Model | Definition/Objective | Dimensions/Core Components | Categories (Descriptive, Analytical, Deterministic, or Predictive Models) * | Selection Criteria ** |
---|---|---|---|---|---|---|
Associations between selected attributes of governance systems and the capacity to manage resilience | Lebel et al., 2006 [73] | From social–ecological systems and ‘good governance’. | To help answer the question: how do certain attributes of governance function in society to enhance the capacity to manage resilience? | Attributes of governance: participatory; polycentric; accountable; deliberative; multilayered; fair. Capacities to manage resilience: scale; uncertainties; fit; thresholds; knowledge; diversity. | Analytical | International recognition: 1 [20] Ease of use: no Universality: no |
Resilient health system framework | Kruk et al., 2017 [72,74] | Based on research and experience in health and other fields by the authors. | To measure health system resilience. | Health system resilience attributes: integrated; adaptive; self-regulating; diverse; aware. | Analytical | International recognition: 1 [10] Ease of use: no Universality: yes |
Conceptual framework: the dimensions of resilience governance | Blanchet et al., 2017 [20] | Adapted from Lebel et al. 2006 [73], based on systems thinking and complexity theories. | For the analysis of health systems’ resilience. | Management capacities of the system and its actors in response to change: knowledge; uncertainties; interdependence; legitimacy. Outcomes of the resilience process: absorptive, adaptive, and transformative capacities. | Analytical | International recognition: 1 [15] Ease of use: no Universality: yes |
Health system building blocks as a conceptual framework for public health disaster risk management | Olu, 2017 [27] | Based on the WHO’s six building blocks [24]. | For strengthening the risk management of public health disasters. | The six building blocks are linked with other aspects: community resilience; social determinants of health; health emergency programmes; strong coordination platform; as well as with dimensions linked to health disasters (risk reduction, preparedness, emergency response, and health system recovery), to form a resilient health system. | Deterministic and predictive | International recognition: 0 Ease of use: yes Universality: no |
Resilience Framework for Public Health Emergency Preparedness | Khan et al., 2018 [66] | Public health emergency preparedness theories. | To describe the essential elements of a resilient public health system and how the elements interact as a complex adaptive system. | Eleven elements including one cross-cutting element (governance and leadership) and ten distinct but interrelated elements; ethics and values at its core. | Descriptive | International recognition: 0 Ease of use: no Universality: yes |
Characteristics of health system resilience within each of the WHO’s 6 building blocks | Fridell et al., 2019 [65] | Based on the WHO’s six building blocks [24]. | To improve understanding of the concept of resilience. | Health system characteristics that can lead to resilience within each of the 6 building blocks. | Descriptive | International recognition: 0 Ease of use: no Universality: yes |
Beyond the building blocks’ expanded framework | Sacks et al., 2019 [67] | Based on the six system building blocks from the WHO [24]. | The objective of the is to expand on elements and relationships underrepresented in the dominant building block framework. | In addition to the 6 building blocks, other domains are the household production of health, social determinants of health, community organisation, and societal partnerships; outcomes are healthy people and communities. | Descriptive | International recognition: 1 [69] Ease of use: no Universality: yes |
Strategies to strengthen resilience by health system function and stage in the shock cycle | Thomas et al., 2020 [19] | Based on the WHO’s building blocks [24]. | To suggest strategies to strengthen resilience during the different stages of a shock cycle and for each function of a health system. | Health system function: governance, financing, resources, and service delivery; stages of a shock: preparedness; shock onset and alert; shock impact and management; recovery and learning. | Deterministic and predictive | International recognition: 0 Ease of use: yes Universality: yes |
Refined Conceptual Model of Health System Resilience | Grimm et al., 2021 [10] | Based on Kruk and colleagues’ original framework [45,46]. | To ascertain the relevance of health system resilience in the context of a major shock, through a better understanding of its dimensions, uses, and implications. | Five new themes were identified as foundational for achieving resilience: realigned relationships, foresight, motivation, emergency preparedness, and change management. | Descriptive | International recognition: 0 Ease of use: no Universality: yes |
Determinants of health systems’ resilience framework | Haldane et al., 2021 [68] | Based on the WHO’s building blocks [24]. | To review COVID-19 responses in 28 countries. | The modified building blocks are centred on community engagement as a core; they are surrounded by the notion of collaboration across sectors and health equity and outcomes. | Descriptive | International recognition: 0 Ease of use: no Universality: yes |
Multidimensional Health and Social Care Systems (MHSCS) conceptual framework | Rogers et al., 2021 [69] | Builds on previous frameworks (GAVI and GFATM monitoring and evaluation framework [75], the WHO’s building blocks [24], and Sacks et al. [67]). | To illustrate the relationships among key elements that contribute to viable and resilient health systems that support the Sustainable Development Goals. | The model’s structure is based on inputs (modified building blocks), outputs (care services and intermediate goals), and outcomes (health, well-being, and financial protection), with efficiency and financing arrangement as transversal dimensions. | Descriptive | International recognition: 0 Ease of use: no Universality: yes |
Health System Resiliency Analysis Framework | Foroughi et al., 2022 [70] | Based on the 6 system building blocks designed by the WHO [24], adding resilience capacities and strategies. | To create a meta-framework using the Critical Interpretive Synthesis method. | Resilience phases; intermediate objectives; goals; the WHO’s six building blocks of a health system; tools; strategies. | Descriptive | International recognition: 0 Ease of use: no Universality: yes |
Health System Resilience adaptative stages and Health System Resilience framework | Paschoalotto et al., 2023 [71] | Based on the stages in Thomas et al. [19], and on the 6 system building blocks designed by the WHO [24]. | Advancing towards a refinement in the health system resilience four adaptive stages model and the health system resilience framework. | The refinement includes the addition of one element considered as important by the experts, namely, the context (including community participation) as well as the importance given to decision making. | Descriptive | International recognition: 0 Ease of use: no Universality: yes |
3.4. Adapted Conceptual Framework Combining the Notion of Performance and Resilience
4. Discussion
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Exclusion Criteria |
Presenting no framework |
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Specific to a national/regional health system |
Addressing only one part of the health system |
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Poroes, C.; Seematter-Bagnoud, L.; Wyss, K.; Peytremann-Bridevaux, I. Health System Performance and Resilience in Times of Crisis: An Adapted Conceptual Framework. Int. J. Environ. Res. Public Health 2023, 20, 6666. https://doi.org/10.3390/ijerph20176666
Poroes C, Seematter-Bagnoud L, Wyss K, Peytremann-Bridevaux I. Health System Performance and Resilience in Times of Crisis: An Adapted Conceptual Framework. International Journal of Environmental Research and Public Health. 2023; 20(17):6666. https://doi.org/10.3390/ijerph20176666
Chicago/Turabian StylePoroes, Camille, Laurence Seematter-Bagnoud, Kaspar Wyss, and Isabelle Peytremann-Bridevaux. 2023. "Health System Performance and Resilience in Times of Crisis: An Adapted Conceptual Framework" International Journal of Environmental Research and Public Health 20, no. 17: 6666. https://doi.org/10.3390/ijerph20176666
APA StylePoroes, C., Seematter-Bagnoud, L., Wyss, K., & Peytremann-Bridevaux, I. (2023). Health System Performance and Resilience in Times of Crisis: An Adapted Conceptual Framework. International Journal of Environmental Research and Public Health, 20(17), 6666. https://doi.org/10.3390/ijerph20176666