1. Introduction
Marketing theory suggests several mechanisms through which tobacco advertising and promotion can be effective, including: increasing experimentation with/initiation of smoking, increasing individuals’ cigarette consumption, decreasing quit attempts/quit success rates, and enticing former smokers to begin smoking again [
1]. Empirical research confirms the role that marketing plays in fostering positive smoking attitudes and expectations among adolescents which, in turn, increases their likelihood of becoming smokers [
2,
3]. Marketing efforts have also been successful in portraying smoking as being normal and socially acceptable to adults, making it less likely for current smokers to feel compelled to quit [
4,
5]. Further, the presence of tobacco advertisements in stores, particularly cigarette displays, makes it harder for smokers who try to quit smoking to be successful in doing so [
6].
Given the harmful influence of tobacco advertising and promotion on current, potential, and former smokers, marketing regulation is a necessary component in the effort to combat the global tobacco epidemic. The World Health Organization Framework Convention on Tobacco Control (the WHO FCTC) has responded by calling on member Parties to implement extensive tobacco regulatory strategies, including the enactment of comprehensive bans on tobacco advertising, promotion, and sponsorship activities [
7]. Such bans have been shown to be effective in reducing tobacco consumption, both in developed countries [
8] and in developing countries [
9].
Since 2002, various tobacco marketing regulations have been enacted in the United Kingdom (UK), Canada, Australia and the United States.
Table 1 presents an overview of the extent of these marketing regulations in each of the four countries.
In the UK, the Tobacco Advertising and Promotion Act 2002 (TAPA) banned almost all types of tobacco marketing according to the following timeline: by 2003, print and broadcast media, billboard advertisements, arts sponsorships, and free sample, special price, gift/discount, leaflet, Internet, and email promotions were banned [
10]. Sports sponsorships were partially banned in 2003 and completely banned by 2005. Complete regulation of store advertisements, direct mailings and sign promotions did not come into effect during the course of the study period. Since then, however, the Tobacco and Primary Medical Services (Scotland) Act 2010 was passed, and it placed further restrictions on the retailing of tobacco products [
11]. In the UK, the Health Act was passed in 2009 which would require the removal of tobacco displays at point of sale and all cigarette vending machines, but this law has yet to go into effect.
The Tobacco Act 1997 banned various types of marketing in Canada, including movie and billboard advertisements, competitions, free samples and gift/discount promotions [
12]. Sports and arts sponsorships were partially banned by the Act, and completely banned in 2003. Store advertisements were partially banned by the Act, and retail displays of cigarettes in stores were widely outlawed in 2008. Restrictions on electronic tobacco promotions, direct mailings, branded products, leaflets and signs remained partial throughout the course of the study period (in general, the Act banned lifestyle advertising but allowed for informational advertising when directed toward adults).
In Australia, the Tobacco Advertising Prohibition (TAP) Act 1992 outlawed most forms of tobacco marketing [
13]. Exceptions included special price promotions and point-of-sale displays of cigarettes in stores. Free sample promotions were prohibited in some Australian states, and gift/discount promotions were restricted with some exemptions remaining in most states. Sports sponsorships were banned, but exceptions remained for Formula 1 Grand Prix motor racing until 2006.
The United States (US) has been slower to adopt tobacco marketing restrictions compared to the other countries. The Master Settlement Agreement (1998) placed some modest restrictions on tobacco product marketing, in particular, banning participating manufacturers from advertising on billboards larger than 14 square feet, and banning print advertising in magazines with a significant youth readership [
14]. In 2009, the US Food and Drug Administration enacted “Regulations Restricting the Sale and Distribution of Cigarettes and Smokeless Tobacco to Protect Children and Adolescents,” which will further reduce the appeal of cigarettes to youth [
15].
The effectiveness of these marketing bans in bringing about a favorable change in smoking behavior, however, depends on the extent to which bans produce a genuine reduction in actual exposure to tobacco marketing activities. Harris
et al. (2006) evaluated the effects of the UK Tobacco Advertising and Promotion Act 2002 (TAPA) on smokers’ exposure to tobacco marketing, as measured by self-reported awareness of marketing activities, using data from the first two waves (2002, 2003) of the International Tobacco Control Four Country Survey (ITC-4) [
16]. Harris found that change in awareness of different types of tobacco product marketing was much greater in the UK than in the comparison countries not affected by the ban (
i.e., Canada, Australia, and the United States), and that the greatest declines in awareness were among the channels where regulations came into force. These results demonstrate the effectiveness of TAPA in reducing tobacco marketing awareness among smokers in the UK immediately post-ban.
Using an additional five waves of data from the ITC-4 survey (total of 7 waves collected between 2002 and 2008), the current study extends these findings by evaluating the longer term impact of the UK ban on smokers’ awareness of tobacco marketing, along with the impact of other marketing bans enacted in other countries between 2002 and 2008. Further, while research indicates that people from different socioeconomic status (SES) groups are differentially impacted by tobacco marketing in general [
17,
18], it is not known whether marketing bans affect different SES groups differently. Therefore, the present study examines marketing awareness between different SES groups within each of the four countries. Overall, this paper addressed three questions: (1) What were the associations between marketing regulations and reported awareness of tobacco advertisements, sponsorships, and promotions, both initially and long-term? (2) Did the associations between marketing ban enactment and reported awareness differ between SES groups? and (3) In which countries and through which specific channels is increased regulation of tobacco marketing still needed?
4. Discussion
Exposure to pro-smoking cues promotes the initiation, continuation, and reuptake of cigarette smoking, and the results of this study indicate that tobacco marketing regulations were associated with significant reductions in smokers’ reported awareness of pro-smoking cues. In general, the observed declines in tobacco marketing awareness were greatest immediately following the enactment of regulations, with awareness reduction occurring more slowly in subsequent years. The reported changes in awareness of tobacco marketing were generally similar across different socioeconomic strata, with the exception of billboard advertising and arts sponsorships, which were reduced more sharply among those in the high SES group relative to those in the low SES group.
While the results of this study suggest that, by and large, tobacco marketing regulations are associated with reduced exposure to pro-smoking cues among all SES groups, evidence indicates that certain channels are still being used by tobacco companies to reach significant percentages of smokers in each country. In the UK, smokers still report substantial exposure to tobacco marketing in stores and through special price offers, which are still permitted. Similarly, the 2008 ITC survey reveals that Canadian smokers are still exposed to special price offers, in-store advertisements, and newspaper/magazine advertisements. In 2009, Canada passed an Amendment to the Tobacco Act to restrict marketing via store advertisements and newspaper/magazine advertisements [
24]. Therefore, it might be anticipated that awareness through these channels will decline in subsequent years.
Awareness of tobacco marketing was generally lower in Australia than in any other country at the start of this study. This is consistent with the many marketing regulations that were in place in Australia prior to 2002. However, these results show that there are still some gaps in the restrictions in Australia. Point-of-sale displays of cigarettes and tobacco discounting were still permitted in 2008, and the consequences of these allowances are evident in the relatively high percentages of Australian respondents who reported being aware of store advertisements and special price promotions at the last measurement.
Despite the absence of substantial tobacco marketing regulation change during the course of the study period, respondents in the US did experience modest reductions in their awareness of tobacco marketing. This finding is not unexpected given the tobacco industry’s declining expenditures on marketing in the US since 2003 [
25]. The percentages of US respondents who reported being aware of tobacco marketing at the end of the study period, however, were still considerably higher compared to the percentages in the other countries. This underscores the need to enact and enforce stricter regulations, particularly on channels that were not regulated by the government but apparently taken advantage of by the tobacco industry, such as store advertisements and special price offers (approximately three-quarters of US smokers were exposed to marketing through these channels at last measurement). Recently, the US Food and Drug Administration enacted “Regulations Restricting the Sale and Distribution of Cigarettes and Smokeless Tobacco to Protect Children and Adolescents,” effective June 2010 [
15]. This legislation is intended to reduce the access to and appeal of cigarettes to adolescents. It is an important step in the effort to combat the tobacco epidemic because it interferes with one of the key mechanisms through which tobacco companies increase cigarette consumption—by increasing the number of new smokers. Future research will be able to assess the impact of these new regulations.
The results reported here should be interpreted in light of this study’s strengths and weaknesses. Major strengths include: (1) use of large, nationally representative samples of smokers from four countries, each with differing levels of tobacco marketing regulations; (2) the longitudinal design, which allowed for changes in awareness within countries over time to be assessed; and (3) the statistical modeling approach employed, which accounted for the correlated nature of data within persons, and included all individuals who were present in any survey wave during the course of the study period (thereby maximizing power). Weaknesses include reliance on self-reported awareness of tobacco marketing as an indicator of exposure. It has been shown, though, that such awareness measurements are sensitive to changes in marketing regulations [
16]. Cigarette branded items may be an exception, however, because respondents can continue to possess and notice these items many years after the items are banned from distribution. Indeed, branded items were completely banned in the US prior to the start of this study, yet 23% of US respondents still reported being aware of them at last measurement. Secondly, this study did not consider the extent to which tobacco marketing regulations were implemented in each of the countries, nor were enactment/implementation differences between states/provinces within countries examined. Some countries do have sub-national policies, and these could be individually explored in future research. In particular, a comprehensive evaluation of product display awareness at the sub-national level is needed. Lastly, the impacts of tobacco marketing regulations on potential and former smokers, two groups who are also targeted by tobacco companies, were not evaluated in the present study.