A Comprehensive Evaluation Model for Curtain Grouting Efficiency Assessment Based on Prospect Theory and Interval-Valued Intuitionistic Fuzzy Sets Extended by Improved D Numbers
Abstract
:1. Introduction
- The existing evaluation methods for grouting efficiency do not consider the hesitation and bounded rationality of experts, and it is difficult to handle the problem of incomplete decision-making information when using them. Due to the redundancy of information, incompleteness of expert knowledge, and effect of the decision-making environment, the experts will hesitate [28], have bounded rationality [29] in the decision-making process, and may even forfeit the evaluation. Existing grouting-efficiency evaluation methods have difficulty in considering such hesitation and bounded rationality and have difficulty in handling the incomplete information generated by the experts after they have forfeited the evaluation, which causes a lack of rationality and objectivity in the evaluation results. Therefore, it is very important to use scientific methods to evaluate the grouting efficiency and to obtain reasonable and objective evaluation results.
- The diversity of the evaluation indicators can be further improved. The main aim of curtain grouting is to prevent leakage and to improve the strength of the ground under the dam foundation [30]. The construction efficiency of curtain grouting is closely related to the groutability (whether the grouting material can continue to be injected) [27]. The existing research mostly describes the groutability of a rock mass using permeability. However, they cannot be completely equivalent. The main reason for this is that there are usually many microfractures in the rock of the dam foundation, so there will be a situation where “the water permeability is very large and the cement intake is very small”. In addition, although a few studies have considered indicators such as the FFR and RQD, the diversity of the evaluation indicators can be further improved. Therefore, it is necessary to establish an evaluation indicator system that can comprehensively reflect the groutability of the rock considered.
2. Related Work
2.1. Comprehensive Evaluation Methods under Interval-Valued Intuitionistic Fuzzy Environment
2.2. Comprehensive Evaluation Methods under D Numbers
2.3. Comprehensive Evaluation Methods under Prospect Theory
2.4. Prospect Theory and Interval-Valued Intuitionistic Fuzzy Sets Extended by Improved D-Number Methods for Comprehensive Evaluation
3. Grouting-Efficiency Evaluation Indicators System
3.1. Indicator System for Curtain-Grouting Evaluation
3.2. Calculation of the Evaluation Indicators
3.2.1. Secondary Permeability Index (SPI)
3.2.2. Permeability (LU)
3.2.3. Fracture-Filled Rate (FFR)
3.2.4. Rock-Quality Designation (RQD)
3.2.5. Acoustic Velocity (V)
4. Methodology
4.1. Mathematical Model of the Evaluation Method
4.2. Preliminaries
4.2.1. D Numbers
4.2.2. Interval-Valued Intuitionistic Fuzzy Sets (IVIFS)
- 1
- If S(A) > S(B), then A > B;
- 2
- If S(A) = S(B) and H(A) > H(B), then A > B; and
- 3
- If S(A) = S(B) and H(A) = H(B), then A = B.
4.2.3. Prospect Theory (PT)
4.3. ID-IVIFS Method
4.3.1. Improved D Numbers
4.3.2. ID-IVIFS Method
4.4. Procedures for Comprehensive Evaluation
5. Case Study
5.1. Project Overview
5.2. Determining Evaluation Indicators and Criteria
5.3. Data Collection
5.4. Calculating the Weights of the Indicators
- 1
- Firstly, considering that all the grouting-efficiency evaluation indicators are quantitative attributes, 10 experts from the industry were invited to consult and provide interval-valued (non-) membership of each evaluation indicator relative to each unit and an individual evaluation decision matrix is established. During the consultation process, the experts agreed that the average result of the evaluations of 10 experts was to be used as a reference point. The evaluation membership matrix was converted into a D number integral form evaluation matrix based on the improved D numbers, as shown in Table 5, where indicates that all experts agreed that the FFR relative to the unit 2 evaluation interval-valued (non-) membership was .
- 2
- Secondly, the collective interval-valued intuitionistic fuzzy evaluation membership matrix was established. Using the overall integration representation solution method (Equation (25)) proposed in this study, the D number integral form evaluation matrix in step (1) was transformed into the collective interval-valued intuitionistic fuzzy evaluation membership matrix, as tabulated in Table 6. The reference points O of LU, SPI, FFR, RQD, and V were ([0.817, 0.903], [0.036, 0.075]), ([0.764, 0.841], [0.092, 0.145]), ([0.514, 0.778], [0.054, 0.167]), ([0.446, 0.776], [0.097, 0.167]), and ([0.663, 0.767], [0.071, 0.141]).
- 3
- Thirdly, based on the score and accuracy of the interval-valued intuitionistic fuzzy sets (Equations (17) and (18)), the scoring function matrix was established. The results are shown in Table 7.
- 4
- Finally, the weights of each indicator were solved based on the principle of prospect value maximization. Primarily, based on the interval-valued intuitionistic fuzzy sets judgment criterion, the size of the interval-valued intuitionistic fuzzy sets, reference point O of each evaluation indicator, and the solution method of the value function were determined. Then, the distance between each indicator and reference point O was found using Equation (16) in order to establish the distance matrix. Finally, the value function was solved, the prospect decision matrix was established, and the weights of each indicator were solved. The prospect decision matrix is shown in Table 8. The weights of LU, SPI, FFR, RQD, and V based on Equation (26) were .
5.5. Evaluation Results
6. Discussion
6.1. Rationality of Evaluation Method
- 1
- Figure 11, Figure 12, Figure 13, Figure 14 and Figure 15 show that the three methods had consistent evaluation results. First, the mean values of the evaluation results were almost identical: The average value of the proposed method was 3.64, the average value based on the single-indicator evaluation was 3.87, and the average value based on the method of Reference [26] was 3.20. According to the evaluation-level classification criteria, the evaluation results of the three methods show that the grouting efficiency of the study area was generally good. Second, from the details, the results of all three methods at A were 5, which consistently indicated that the grouting efficiency was excellent, and all evaluation results at B were 2–3, which consistently showed that the grouting efficiency was ordinary. Finally, the average relative error between the evaluation results of the proposed method and that of the single-indicator evaluation was only 5% and the average relative error between the evaluation results of the proposed method and that of the evaluation results of the method in Reference [26] was -16%; therefore, the results of the three methods tended to be consistent. Therefore, the proposed method has consistent evaluation results with the original method.
- 2
- The evaluation results of the proposed method were representative. From the results of the consistency analysis, the results of the proposed method were between the results of the single-indicator evaluation and the method in Reference [26]. In other words, the proposed method led to a lower evaluation level than the single-indicator evaluation. This conclusion can be verified in some areas, but the opposite was shown at C and D. At C and D, the results of the single-indicator evaluation were less than 4, which were at the good level, and the results of the proposed method were greater than 4.4, which were at the excellent level; so, the evaluation levels increased. Based on the evaluation results of the method of Reference [26], the rationality of the evaluation results of the proposed method at C and D can be verified. Second, Figure 14 shows that the proposed method had better results than the single-indicator evaluation results in the green areas (1)–(3). Finally, the proposed method had larger evaluation results than the single-indicator evaluation, which accounted for 21.14% of the total 175 intervals. The results of the two methods tended to be identical (the relative errors differing by ±10%) for 108 intervals, which accounted for 61.71% of the total. From the consistency analysis results, compared with the mean value of the method of Reference [26], the evaluation results of the proposed method increased the evaluation level; however, this conclusion could only be verified in some areas. In Figure 15, the evaluation result of the proposed method was less than that of the method of Reference [26] for 35 intervals, which accounted for 20% of the total. The results of the two methods tended to be consistent for 38 intervals, which accounted for 33.14% of the total. Therefore, the proposed method in this paper neither reduces nor improves the evaluation level. It considers the effects of multiple factors on the grouting efficiency; enriches the information in the evaluation result E; enhances the refinement evaluation ability of the grouting efficiency; and makes the grouting-efficiency evaluation results more scientific, reasonable, and representative.
- 3
- The evaluation results based on the proposed method were superior. First, the original single-indicator evaluation method only relies on the permeability (Lugeon, LU) to evaluate grouting efficiency. There is only one indicator, and it is difficult to achieve a refined evaluation of the grouting efficiency. As the LU of each interval of DJ2-1, DJ3-1, and DJ3-2 was between 0.1–1, as shown in Figure 14, the single-indicator evaluation method considered that each interval E was 4. However, the grouting efficiency is related to LU along with other indicators, such as SPI, V, RQD, and FFR. Therefore, it is difficult to achieve a refined evaluation of grouting using only single-indicator evaluation. Second, compared with the evaluation method proposed in Reference [26], the proposed method can consider the hesitation and bounded rationality of the experts and conforms to the actual decision-making process of the experts, such that the evaluation results are more reasonable.
6.2. Rationality of Interval-Valued Intuitionistic Fuzzy Sets
6.3. Necessity of the Secondary Permeability Index
7. Conclusions
- 1
- The comprehensive evaluation model proposed in this paper, which combines the strength of interval-valued intuitionistic fuzzy sets in defining the expert’s hesitation, the advantage of prospect theory in considering the bounded rationality of experts, and the superiority of improved D numbers in effectively handling incomplete decision-making information in the evaluation process, makes the evaluation results more objective and reasonable.
- 2
- Considering the effect of the secondary permeability index, the proposed evaluation indicators system consists of LU, SPI, FFR, RQD, and V; integrates several types of grouting-efficiency evaluation technologies, and ensures a more comprehensive evaluation result. In addition, based on the ordinary Kriging method, the evaluation results of the verification holes are mapped to the grouting construction area, which realizes the comprehensive evaluation of grouting efficiency.
- 3
- Compared with the original evaluation methods, the proposed method has the advantages of consistency, representativeness, and superiority, which can increase the reliability of the grouting-efficiency evaluation.
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
Appendix A
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Level | LU (Lu) | SPI (×10−15 L/m2·s) | RQD (%) | FFR (%) | V (km/s) | Score |
---|---|---|---|---|---|---|
excellent | <0.1 | <2.16 | 90–100 | 90–100 | >5.90 | 5 |
good | 0.1–1.0 | 2.16–21.60 | 75–90 | 75–90 | 5.58–5.90 | 4 |
ordinary | 1.0–1.5 | 21.60–172 | 50–75 | 50–75 | 4.93–5.58 | 3 |
poor | 1.5–2.0 | 172–1720 | 25–50 | 25–50 | 4.60–4.93 | 2 |
bad | >2.0 | >1720 | <25 | <25 | <4.60 | 1 |
Verification Hole | Interval | C | L (m) | r (m) | V (L) | t (s) | H (m) | SPI (L/m2·s) |
---|---|---|---|---|---|---|---|---|
DJ1-1 | 1 | 1.49 × 10−10 | 2 | 0.04 | 9.02 | 471 | 58 | 1.80582 × 10−14 |
DJ1-1 | 2 | 1.49 × 10−10 | 2 | 0.04 | 1.26 | 425 | 99 | 1.64165 × 10−15 |
DJ1-1 | 3 | 1.49 × 10−10 | 2 | 0.04 | 37.35 | 535 | 137 | 2.79081 × 10−14 |
DJ1-1 | 4 | 1.49 × 10−10 | 3 | 0.04 | 27.18 | 458 | 120 | 1.96317 × 10−14 |
DJ1-1 | 5 | 1.49 × 10−10 | 3 | 0.04 | 4.98 | 231 | 100 | 8.56658 × 10−15 |
DJ1-1 | 6 | 1.49 × 10−10 | 3 | 0.04 | 35.99 | 555 | 103 | 2.49858 × 10−14 |
DJ1-1 | 7 | 1.49 × 10−10 | 3 | 0.04 | 8.49 | 154 | 102 | 2.14164 × 10−14 |
DJ1-1 | 8 | 1.49 × 10−10 | 3 | 0.04 | 24.11 | 379 | 101 | 2.49858 × 10−14 |
DJ1-1 | 9 | 1.49 × 10−10 | 3 | 0.04 | 38.02 | 577 | 99 | 2.64136 × 10−14 |
DJ1-1 | 10 | 1.49 × 10−10 | 3 | 0.04 | 8.66 | 471 | 100 | 1.10668 × 10−14 |
Interval | Q (L/min) | L (m) | P (MPa) | LU (Lu) | Interval | Q (L/min) | L (m) | P (MPa) | LU (Lu) |
---|---|---|---|---|---|---|---|---|---|
1 | 1.28 | 2 | 0.58 | 1.10 | 11 | 2.42 | 3 | 1.20 | 0.67 |
2 | 0.20 | 2 | 0.99 | 0.10 | 12 | 1.34 | 3 | 0.90 | 0.49 |
3 | 4.66 | 2 | 1.37 | 1.70 | 13 | 2.17 | 3 | 1.05 | 0.69 |
4 | 3.96 | 3 | 1.20 | 1.10 | 14 | 1.93 | 3 | 1.21 | 0.53 |
5 | 1.44 | 3 | 1.00 | 0.48 | 15 | 5.51 | 3 | 1.02 | 1.80 |
6 | 4.33 | 3 | 1.03 | 1.40 | 16 | 6.00 | 4 | 1.00 | 1.50 |
7 | 3.67 | 3 | 1.02 | 1.20 | 17 | 7.52 | 4 | 0.99 | 1.90 |
8 | 4.24 | 3 | 1.01 | 1.40 | 18 | 6.06 | 4 | 1.01 | 1.50 |
9 | 4.40 | 3 | 0.99 | 1.48 | 19 | 3.36 | 4 | 1.00 | 0.84 |
10 | 1.86 | 3 | 1.00 | 0.62 | 20 | 4.08 | 4 | 1.02 | 1.00 |
Level | Indicator | Unit | Number | Ratio (%) | Min | Max | Mean | Std |
---|---|---|---|---|---|---|---|---|
bad | LU | Lu | 0 | 0.00 | - | - | - | - |
SPI | L/m2·s | 0 | 0.00 | - | - | - | - | |
FFR | % | 67 | 38.29 | 0 | 20 | 2 | 5.49 | |
RQD | % | 12 | 6.86 | 0 | 24 | 17 | 7.85 | |
V | km/s | 0 | 0.00 | - | - | - | - | |
poor | LU | Lu | 6 | 3.43 | 1.52 | 1.9 | 1.69 | 0.14 |
SPI | L/m2·s | 0 | 0.00 | - | - | - | - | |
FFR | % | 52 | 29.71 | 25 | 50 | 39 | 10.25 | |
RQD | % | 52 | 29.71 | 25 | 50 | 38 | 7.88 | |
V | km/s | 0 | 0.00 | - | - | - | - | |
ordinary | LU | Lu | 11 | 6.29 | 1.1 | 1.5 | 1.34 | 0.16 |
SPI | L/m2·s | 13 | 7.43 | 2.33 × 10−14 | 3.58 × 10−14 | 2.77 × 10−14 | 3.33 × 10−15 | |
FFR | % | 8 | 4.57 | 60 | 75 | 67 | 4.92 | |
RQD | % | 70 | 40.00 | 51 | 75 | 63 | 6.98 | |
V | km/s | 19 | 10.86 | 5.08 | 5.58 | 5.36 | 0.17 | |
good | LU | Lu | 154 | 88.00 | 0.1 | 1 | 0.54 | 0.17 |
SPI | L/m2·s | 156 | 89.14 | 2.68 × 10−15 | 2.14 × 10−14 | 9.75 × 10−15 | 3.32 × 10−15 | |
FFR | % | 15 | 8.57 | 80 | 90 | 82 | 4.14 | |
RQD | % | 35 | 20.00 | 75.5 | 90 | 82 | 4.49 | |
V | km/s | 54 | 30.86 | 5.59 | 5.9 | 5.78 | 0.09 | |
excellent | LU | Lu | 4 | 2.29 | 0 | 0.09 | 0.04 | 0.05 |
SPI | L/m2·s | 6 | 3.43 | 0 | 1.97 × 10−15 | 1.10 × 10−15 | 8.80 × 10−16 | |
FFR | % | 33 | 18.86 | 100 | 100 | 100 | 0 | |
RQD | % | 6 | 3.43 | 91 | 100 | 96 | 4.1 | |
V | km/s | 102 | 58.29 | 5.91 | 7 | 6.27 | 0.27 |
Project | Unit 32 | Unit 33 | Unit 34 | Unit 35 |
---|---|---|---|---|
LU | ||||
SPI | ||||
FFR | ||||
RQD | ||||
V |
Project | Unit 32 | Unit 33 | Unit 34 | Unit 35 |
---|---|---|---|---|
LU | ([0.87,0.94],[0.01,0.05]) | ([0.85,0.88],[0.05,0.09]) | ([0.80,0.89],[0.03,0.07]) | ([0.75,0.90],[0.06,0.08]) |
SPI | ([0.71,0.81],[0.10,0.19]) | ([0.77,0.82],[0.13,0.18]) | ([0.78,0.82],[0.10,0.15]) | ([0.80,0.91],[0.04,0.06]) |
FFR | ([0.56,0.78],[0.09,0.19]) | ([0.35,0.85],[0.03,0.05]) | ([0.40,0.65],[0.05,0.30]) | ([0.75,0.83],[0.05,0.13]) |
RQD | ([0.35,0.70],[0.15,0.20]) | ([0.45,0.85],[0.05,0.15]) | ([0.40,0.73],[0.14,0.19]) | ([0.58,0.82],[0.05,0.13]) |
V | ([0.60,0.75],[0.11,0.16]) | ([0.71,0.80],[0.08,0.13]) | ([0.70,0.82],[0.05,0.13]) | ([0.65,0.70],[0.05,0.15]) |
Project | Unit 32 | Unit 33 | Unit 34 | Unit 35 | O |
---|---|---|---|---|---|
LU | [0.873, 0.937] | [0.795, 0.939] | [0.795, 0.894] | [0.753, 0.894] | [0.804, 0.930] |
SPI | [0.617, 0.906] | [0.640, 0.950] | [0.675, 0.925] | [0.806, 0.903] | [0.684, 0.851] |
FFR | [0.533, 0.803] | [0.560, 0.640] | [0.350, 0.700] | [0.700, 0.883] | [0.536, 0.738] |
RQD | [0.350, 0.700] | [0.550, 0.750] | [0.404, 0.732] | [0.610, 0.790] | [0.479, 0.700] |
V | [0.543, 0.803] | [0.649, 0.855] | [0.670, 0.850] | [0.575, 0.775] | [0.609, 0.815] |
Project | Unit 32 | Unit 33 | Unit 34 | Unit 35 |
---|---|---|---|---|
LU | 0.059 | −0.109 | −0.072 | −0.142 |
SPI | −0.145 | −0.122 | −0.073 | 0.091 |
FFR | −0.151 | 0.182 | −0.357 | 0.209 |
RQD | −0.230 | 0.081 | −0.131 | 0.118 |
V | −0.140 | 0.057 | 0.060 | −0.159 |
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Liu, Z.; Song, W.; Cui, B.; Wang, X.; Yu, H. A Comprehensive Evaluation Model for Curtain Grouting Efficiency Assessment Based on Prospect Theory and Interval-Valued Intuitionistic Fuzzy Sets Extended by Improved D Numbers. Energies 2019, 12, 3674. https://doi.org/10.3390/en12193674
Liu Z, Song W, Cui B, Wang X, Yu H. A Comprehensive Evaluation Model for Curtain Grouting Efficiency Assessment Based on Prospect Theory and Interval-Valued Intuitionistic Fuzzy Sets Extended by Improved D Numbers. Energies. 2019; 12(19):3674. https://doi.org/10.3390/en12193674
Chicago/Turabian StyleLiu, Zongxian, Wenshuai Song, Bo Cui, Xiaoling Wang, and Hongling Yu. 2019. "A Comprehensive Evaluation Model for Curtain Grouting Efficiency Assessment Based on Prospect Theory and Interval-Valued Intuitionistic Fuzzy Sets Extended by Improved D Numbers" Energies 12, no. 19: 3674. https://doi.org/10.3390/en12193674
APA StyleLiu, Z., Song, W., Cui, B., Wang, X., & Yu, H. (2019). A Comprehensive Evaluation Model for Curtain Grouting Efficiency Assessment Based on Prospect Theory and Interval-Valued Intuitionistic Fuzzy Sets Extended by Improved D Numbers. Energies, 12(19), 3674. https://doi.org/10.3390/en12193674