1. Introduction
This paper is devoted to a thermodynamically consistent description of damage evolution in continuum mechanics. Damage in continuum mechanics is of interest in many respects. It is a way of characterizing the aging of materials, and it is also a measure used to describe the nucleation of new cracks in the absence of macroscopic initial cracks.
Perhaps motivated by the search of models more akin to the microscopic setting of damage, some approaches have been developed where micro stresses and micro forces are framed along with the standard stresses and forces of macroscopic character (see, e.g., [
1,
2,
3,
4,
5]). Though this idea leads to a more detailed scheme, it involves additional unknown fields to be determined in an operative way. To make the approach simpler, micro kinetic terms are neglected and hence, micro forces are subject to equilibrium conditions. The purpose of this paper is to set up a phase-field approach to describe the damage within continuum mechanics. No microscopic fields are considered; the body is associated with the standard stresses and body forces of macroscopic character. As is the case in many contexts, the phase field (or order parameter or internal variable) is a scalar variable whose time rate is governed by a constitutive equation [
6]. The generality of the present approach allows the modeling of non-stationary heat conduction, mechanical hysteretic effects, and macroscopic damage.
The thermodynamic consistency is investigated through the constraint of the Clausius–Duhem inequality following the standard procedure of Rational Thermodynamics [
7]. Lately, a more general scheme has been applied in that the entropy production is considered as a constitutive function; this view has proved essential in the elaboration of hysteretic models [
8,
9,
10]. Here, the scheme is improved by viewing the entropy production as a sum of two terms, one induced by the other constitutive equations and one given by a constitutive equation of the entropy production per se (extended entropy production). We will see that the occurrence of the extended entropy production is essential in connection with the damage variable with causes such as, e.g., excesses of temperature, strain, and stress.
Recent developments in material modeling show a clear distinction between different causes of damage. For instance, the displacement field is decomposed into translation, rotation, plastic stretches, elastic stretches, and volumetric and shear stretches [
11,
12]. The present approach is consistent with such more refined descriptions provided only that the entropy production, as any constitutive function, allows for the pertinent dependencies.
Notation 1. We consider a solid occupying a time-dependent region . Throughout, is the velocity, ∇ denotes the gradient operator, is the partial time derivative at a point , while a superposed dot stands for the total time derivative, . Cartesian coordinates are used: is the velocity gradient, , and is the stretching tensor. We let be a reference configuration; the motion is a function that maps each point vector into a point . The deformation gradient is defined by and . The other mathematical characters are defined at the first stage of usage.
2. Balance Equations and Admissible Processes
Let
be the damage variable. According to the literature, there are several measures associated with the scalar
. For instance,
may be the fraction of damaged area [
13] or the volumetric fraction of damaged material [
5]. Anyway
is a scalar with values in
; for definiteness,
represents an undamaged material,
a fully damaged material. There are cases in which the damage is anisotropic as it happens in elastostatics [
12]. The scalar character of the damage variable might be maintained by considering a set of degradation functions, as seen in [
14].
The body is modeled as a material with an internal variable (or phase field), the scalar
. Hence, the balance equations are those of a simple body [
15]. In the local form, the continuity equation, the balance of linear momentum, and the balance of energy are written as
where
is the mass density,
the velocity,
the symmetric stress tensor,
the body force (per unit mass),
the internal energy density,
the heat flux, and
r the external energy supply (per unit mass).
Let
be the entropy density (per unit mass). The balance of entropy is assumed in the form
where
is the entropy flux; we let
with
the extra-entropy flux to be determined. In general, the entropy flux
need not equal
, and is given by a constitutive equation. This view traces back to I. Müller [
16] (see [
17] for a detailed exposition).
We define the entropy production
as
and, by the balance of entropy,
. Furthermore, we let
be given by a constitutive equation, per se, as is the case for
and
. We let the set of fields
and
(or
), and
, subject to (
1), be an
admissible process. We take as the second law of thermodynamics the following statement.
Second law of thermodynamics. For every admissible process, the inequality (
2) must hold for all times
and points
.
As is standard, we replace
with
and substitute
from the balance of energy (
1)
to rewrite inequality (
2) in the form
Using the Helmholtz free energy
, we obtain the inequality in the form
Additionally, for a connection with the literature, we mention other approaches to the modeling of damage.
Other Balance Equations in the Literature
Motivated by a microscopic picture of damage, additional power terms are associated with
via
and
. By appealing to the principle of virtual power [
18] the damage variable
is taken to occur in the internal and external virtual powers
. With reference to [
19], we take
and
Let
,
. Hence, the requirement
leads to
The microscopic fields
are then subject to the local balance Equations (
4). This in turn means that appropriate constitutive equations are needed.
Furthermore, the balance of energy is assumed to comprise the power
so that the analogue of (
1)
would be [
5]
The power
would also occur in the entropy inequality [
5].
We now go back to the present approach, which is free from fields of microscopic character.
3. Constitutive Equations and Thermodynamic Restrictions
The interest in constitutive dependencies on
, and
indicates that the Lagrangian description is more convenient than the Eulerian one. Hence, we consider the referential quantities [
15]
where
is the second Piola (or Piola–Kirchhoff) stress tensor, while
for any function
. The multiplication of (
3) by
then results in the Lagrangian version of the second-law inequality,
where
is the Green–St. Venant strain tensor. The use of the referential quantities
, and
is mathematically advantageous whenever we describe the material behavior through rate equations, in that
, and
are objective, whereas
and
are not. Of course (
3) and (
5) are equivalent. Though we use
, rather than
, to describe the strain, the present approach applies to finite deformation in that no linear approximation is considered.
Let
be the set of independent variables. Compute
and substitute in (
5) to obtain
The linearity and arbitrariness of
, and
imply that
and
Hence, the free energy is a function of a reduced number of variables, namely
subject to the standard relation (
6) for the entropy. For definiteness, we now examine further thermodynamic restrictions by specifying the type of continuum we have in mind.
Divide the remaining inequality by
to get
In light of the identity
we can write inequality (
7) in the form
where
is the variational derivative of
with respect to
. This suggests that we let
where
is yet to be determined.
For definiteness, we take
and
as independent of
and let
where
denotes the appropriate restriction of the function
. Hence, we can split the inequality to get
3.1. Further Thermodynamic Restrictions
The damaged material has properties affected by the level of damage, formally characterized by
. We then look for a modeling with the free energy in the form
We begin with Equation (
9), which governs heat conduction.
3.1.1. Heat Conduction
The function
is a scalar function of
. We then let
depend on
through
. Hence, Equation (
9) can be written in the form
where
is independent of
.
The requirement (
10) implies that
, and
cannot be independent. Among the relations consistent with (
10), we select
so that in stationary conditions, we have Fourier-like laws
We then obtain, respectively,
where
is allowed to depend on
and
. The non-negative character of
implies that
.
To obtain the corresponding Eulerian version, we observe that
where
is the Truesdell derivative [
20,
21]
Hence, it follows from (
11)
that
Left multiplication of (
13) by
results in
In both cases, we can view
as the relaxation time. Both Equations (
11) can be viewed as nonlinear generalizations of the Maxwell–Cattaneo equation [
22,
23]. The occurrence of the left Cauchy–Green tensor
in (
12) and (
14) shows possible effects of deformation on the heat conduction. In both cases, in stationary conditions (
), we have the classical Fourier law,
, or the modification due to deformation,
, where
.
There are infinitely many free energies
consistent with this scheme. If, for simplicity, we let
then
We now go back to Equation (
8) and assume
is independent of
and
so that we can write the independent equations
3.1.2. Hysteretic Mechanical Effects
Some classes of materials models described by (
16) are now investigated. First, we consider the particular case
and
. The resulting equation is
The arbitrariness of
implies that
This relation models an elastic solid parameterized by the temperature and the damage variable .
If instead
, but
, then we have
Consequently,
can be given a linear representation in
. Indeed, we use a representation formula of tensors [
10]; for any tensor
with a known value of the inner product
, and
, we have
where
is the fourth-order identity and
is an arbitrary second-order tensor. Here, we let
and
to obtain
Observe that by letting
, we can write
where
The representation (
18) describes the constitutive properties of
hypoelastic solids.
Elastic–plastic models are characterized by an entropy production—here,
—which depends linearly on
or
. Back to (
16); let
to obtain
Assume
. Hence, we can write
Letting
and applying the representation formula (
17), we obtain
The analogue holds if we let .
As is shown in refs [
8,
9,
10], in one-dimensional settings, the simultaneous occurrence of
and
allows the modeling of hysteretic processes. Here, we have proved that the structure (
19) follows directly from the entropy inequality by simply letting the positive quantity
equal
or
. Moreover, this value of
is not identically equal to the left-hand side of the entropy inequality, as instead it happens for the model of heat conduction, where
is determined by the left-hand side of (
11). This conceptual aspect will be more refined, in the next section, in connection with the modeling of damage.
3.1.3. Damage and Degradation
We now investigate (
15), which is the main equation describing the evolution of the damage. Let
Hence, Equation (
15) results in
The function
models the degradation induced by damage. Since
characterizes the undamaged state, the function
G is subject to
. In addition, observe that
We expect that the thermoelastic properties decay with the increase in the damage variable
, and hence
This qualitative conclusion is consistent with the observation that, by (
20),
, not necessarily but consistently. With this in mind, we can view
G as a known function subject to the monotone character
. Our attention is then restricted to
, a function of the values
and
; the dependence on
represents the possible effects of spatial inhomogeneities.
We now consider Equation (
15) in the form
The left-hand side is non-negative if
Equation (
21) allows for a further contribution to
so that
This is so that
which shows that the rate Equation (
23) yields an entropy production
Look at the two effects separately. First, let
. Additionally, with reference to the literature (see e.g., [
4,
5] and refs therein) we may take
as a constant, possibly related to parameters of the material (here,
), and
Hence, the evolution Equation (
22) reads
If, in particular,
and
are space independent, then we have
Incidentally, in these cases,
and hence the requirement
holds for every function
.
We now look for specific forms of
. Suppose that an increase of
is due to high temperatures,
, freeze–thaw transitions at
, and large strains
. Large cycles are also of interest. Letting
, we have damage effects if
or
for suitable values
. Effects of large values are modeled through terms proportional to
H being the Heaviside step function. The whole effect on
can then be written via appropriate coefficients in the form
4. History Effects on Damage
Damage may be the effect of phase transformations, as, e.g., in the solid–liquid case, or cyclic processes, as e.g., in periodic or hysteretic evolutions. This indicates that the present value of
depends on the history of appropriate fields. The idea is not new (see, e.g., [
5]). The subject deserves a detailed treatment both for conceptual questions associated with the thermodynamic consistency and for the development of definite models.
We follow a Lagrangian description and suppose the constitutive properties are expressed by the set of variables
where
denote the histories of
up to time
t,
We then let
, and the rate
be functionals of
. Upon computing
we replace in the Clausius–Duhem inequality (
5) to obtain
where
and
denote the Fréchet derivatives of
at
and
in the direction
and
.
The reduced inequality is
Observe that
allows us to describe hysteretic effects,
models heat conduction, and
indicates the evolution of damage. A sufficient condition to satisfy (
25) is to let
and
being non-negative in that they are particular cases of
. Hence, in addition to the equations for
, we have
For definiteness, we look for specific forms of
. As observed above, large values effects are modeled through terms proportional to
A model for the effect of a freeze–thaw transition is made formal by letting
and taking a contribution, at time
t, of the form
which works for freeze–thaw and for thaw–freeze. The whole change in
as
is then expressed by
A model for the effect of a freeze–thaw transition is made formal by letting
and taking a contribution, at time
t, of the form
which works for freeze–thaw and for thaw–freeze.
For the sake of simplicity, sometimes the damage variable is evaluated by a cumulative assessment (Miner’s rule [
24,
25]). So, if the damage is produced by a number of stress cycles, at a given stress level, and
N is the number of cycles producing failure, then
associated with
cycles is determined by
Incidentally, for each freeze–thaw transition at time
, we have
and then
the number of freeze–thaw transitions as
.
Once we fix the derivative and the coefficients , we obtain the variation of the damage variable in .
5. Remarks on the Phase-Field Models
The evolution Equation (
24) generalizes known model equations appeared in the literature. The rate
consists of two parts,
The first term involves the present value of
, possibly through the Laplacian
. With reference to the review paper [
26], as particular cases we mention the models by Karma et al., Henry and Levine, Ambati et al., and Miehe et al., where
is affected by
, and is governed by the strain.
The second term allows specific causes of damage. Equation (
24), and the analogue (
26) for modeling through histories, indicates how the model equation of
may account for high temperatures, freeze–thaw transitions, large strains, and cycles. The possible dependence of the coefficients
on
itself and the temperature
allows an effective modeling of damage effects. Experimental evidence might give insights into the constitutive dependencies of the coefficients.
Relation to Other Approaches
A number of papers involve the use of microforces in the balance equations. Nevertheless, some similarities appear. In [
3], the free energy is assumed in the form
which shows the correspondence
and
as parameters. The function
describes the double well potential. This potential is widely used in the modeling of phase transitions. To our mind, in the modeling of damage, a monotone dependence would be more appropriate; the monotone character is advocated, e.g., in [
27].
As in [
5], the free energy is sometimes taken to depend on the history of
and, moreover, the free energy potential is considered in terms of a fractional derivative. The thermodynamic consistency requires that the derivative
is among the contributions to the non-negative entropy production. Now, while a free energy potential can be written for the stress tensor, problems arise when we investigate the thermodynamic consistency, mainly because the kernel of fractional derivatives is singular at the origin [
28].
6. Conclusions
A model for the characterization of damage in continuum mechanics is developed for a dissipative and heat-conducting solid. The damage is described by a scalar variable
(phase field) whose evolution is governed by a rate equation consistent with thermodynamics. The consistency is investigated within a differential equation of the form (
23),
where
is the free energy density. The term
is similar to models in the literature. The second term allows an account of effects such as those arising from large temperatures, large strains, and freeze–thaw transitions.
Conceptually, the two terms have a different origin. From
we conclude that
may be given by
,
. This in turn implies that the corresponding entropy production is
times
. This value of entropy production is induced by the constitutive function
. The second term contains
, which has a constitutive equation per se, subject to the positive valuedness and the dependence of variables chosen for all of the constitutive equations.
This scheme is likely to allow some improvements of the modeling of damage. In this sense, appropriate generalizations can account for more involved effects through the entropy production
. Indeed, the use of
looks more flexible than the recourse to the dissipation potential. For instance, in [
29] the damage rate, here,
, is related to a dissipation potential
F by
, where
Y is an appropriate density release rate. Hence, terms such as those in (
24) and (
26) account for the rate as (nine) of [
29] for the accumulated plastic strain.
Future developments might investigate the use of degradation functions induced by the damage variable so as to describe, e.g., possible anisotropic effects.