1. Introduction
Customized polyurethane grouting materials with varying expansion ratios have been widely developed for infrastructure rehabilitation, including applications in road maintenance, slab lifting, structure reinforcement, and underground anti-seepage [
1,
2,
3,
4]. The fundamental principle of polyurethane grouting lies in injecting a two-component polyurethane grout into specified locations, aimed at filling voids and cracks, waterproofing, and enhancing load-bearing capacity. This process generates an expansion force that acts upon either the surrounding geological or environmental medium or the grout itself, facilitating the desired structural adjustments or repairs.
Different formulations of foaming polyurethane grout lead to different expansion ratios. It is essential to achieve the appropriate expansion ratio to ensure that the grout effectively fills voids without exerting excessive pressure on the surrounding structure, which could result in insufficient filling and potential damage to the original structure. Therefore, it is crucial to adjust the grout components according to the specific requirements for expansion performance in practical projects.
Numerical simulation serves as a crucial method for investigating expanding polyurethane foams. Typically, the polymer grout is regarded as a generalized Newtonian fluid, with the expansion process simulated as a fluid flow operation. Researchers have employed macro-scale computational fluid dynamics (CFD) and multi-scale modeling to forecast the properties of polyurethane foam [
5,
6,
7]. These methods connect large-scale fluid behavior with the minute interactions of bubbles. Despite these advances, the nature of foaming is complex, involving the interplay of liquid and gas, intricate chemical reactions, and varied thermal processes, like heat transfer and phase changes. The simulation requires careful consideration of many factors, such as the pre-exponential factor and activation energy parameters in kinetic equations, as well as parameters in solubility equations, each contributing to the complexity of the model. Researchers, such as Gerier [
8], Lipshitz [
9], Bouayad et al. [
10], and Dimier [
11], have conducted extensive experiments and thermal analyses to identify these parameters. To streamline this process, Raimbault [
12] devised an analytical model that simplifies the identification of key parameters for curing kinetics and viscosity. Similarly, Jia et al. [
13] refined the parameters for the solubility model of the physical blowing agent, applying mass conservation and the Clapeyron equations. Abdessalam [
14] took a different approach with an inverse identification method, which integrates data from dynamic rotational rhinometry and FOAMAT system tests with foaming simulations using the finite pointset method. This strategy aims to lessen the extensive labor involved in measuring numerous parameters that vary with different formulations.
In the field of grouting engineering, the expansion characteristics have a significant impact on the mechanical properties. Yang et al. [
15] utilized microcellular foaming technology, employing CO
2 and N
2 as co-foaming agents, to modulate the shrinkage behavior of hexamethylene diisocyanate (HDI)-based thermoplastic polyurethane (TPU) foam. They examined the influence of shrinkage rate, expansion rate, and cell size on the mechanical properties of the foam and found that the mechanical properties of TPU foams with a smaller shrinkage ratio are much higher than those with a larger initial expansion ratio and a similar final expansion ratio. Vipulanandan C et al. [
16] investigated the curing process of hydrophilic polyurethane, focusing on how varying water–grouting ratios influence volume change. Their findings indicate a direct correlation between these ratios and the observed increases in pressure and temperature at peak curing. Sabri, M.M. et al. [
17] manipulated the volume expansion ratio of expandable polyurethane resin by adjusting the injected resin amount and examining the mechanical properties that ensured. This work culminated in establishing a stress–strain diagram at varying densities and expansion ratios.
Researchers have conducted investigations into the impact of certain components on both the foaming process of polyurethane and its mechanical properties. Zhuang et al. [
18] observed that incorporating a chain extender into the TPU matrix enhances the branching of the molecular chain, resulting in an expansion rate and compressive strength of composite foam that are two to threefold that of the unmodified sample. Lai et al. [
19] studied the effects of varying chain extender levels on the mechanical and foaming properties of thermoplastic polyurethane materials. Oppon et al. [
20] explored the effect of preheating temperature on foaming duration and expansion rate, discovering that higher preheating temperatures reduce the time required for foaming and accelerate the expansion rate. Karimi et al. [
21,
22] used the population balance equation to assess how different types and quantities of the physical blowing agent, along with water content, affect the density and temperature of polyurethane materials. Nofar et al. [
23] extensively analyzed how the content of hard segments influences the foaming behavior of thermoplastic polyurethane, revealing that an increase in hard segment crystallization during the saturation process restricts foam expansion.
Despite extensive research on the chemical kinetic parameters and numerical simulations of the polyurethane foam filling process for mold filling, studies on polyurethane grouting have predominantly focused on the diffusion and mechanical properties of polyurethane grout with set components. The complexity of the formula and the operational environment introduce uncertainties in the numerical model of expansion behavior in polyurethane grouting projects. Currently, optimizing grout composition for desired expansion behavior largely depends on existing experience or experimental methods, which are costly and inefficient. Consequently, a significant challenge remains in developing a numerical method of grout expansion that can accommodate polyurethane grouting with undetermined kinetic parameters.
In this study, we conducted an investigation into the quantitative effect of composition ratios on the expansion properties of polyurethane grouting materials through numerical simulation. Initially, a free expansion test of the grout was carried out to monitor changes in grout density and temperature over time. Subsequently, utilizing particle swarm optimization (PSO), we identified the chemical reaction kinetics parameters of the grouting materials and established material models for polyurethane. Building upon this foundation, we developed a numerical simulation to predict the expansion ratio and density of polyurethane grouting materials. Furthermore, an analysis was performed to assess the impact of different composition ratios, including isocyanate and polyol, as well as physical and chemical blowing agents, on expansion performance. This study serves as a fundamental step towards designing formulas for polyurethane grouting materials with desired expansion properties.
2. Chemical Kinetic Parameter Identification
The pre-exponential factor and activation energy are crucial parameters in the chemical reaction kinetics equation of polymer grouting materials. These kinetic parameters are determined using a particle swarm inversion algorithm, which combines an energy conservation equation, chemical reaction kinetic model, and density model. Through continuous optimization of particle swarm fitness, we were able to ascertain the pre-exponential factor and activation energy for our custom polymer grouting material through progressive refinement. The optimization process concludes when the discrepancies in density and temperature between calculated and experimental values reach their minimum. These results provide a solid foundation for the numerical simulation of the polymer expansion process in subsequent steps.
Figure 1 presents a schematic diagram of our research, illustrating the application of the particle swarm inversion algorithm more clearly.
2.1. Preparation of the Polyurethane Grouting Material
In this study, a new type of polyurethane polymer grout was developed, which enhanced the identification of the chemical kinetic parameters through more obvious foaming properties, and we established an accurate numerical model of the expansion process of polyurethane grout. Through a series of experiments and comparative evaluations, optimal raw materials and their proportions were identified. The primary components for crafting this polyurethane grout encompass isocyanates, polyols, catalysts, blowing agents, foam stabilizers, and a selection of additional additives.
Table 1 presents the selected raw materials and their precise ratios used to create the polymer grout via a one-step method [
24]. To prevent the material from sticking to the container post-reaction, the inner surface of the container was lightly coated with lubricating oil before beginning the experiment. At room temperature, the polyether polyol, foaming agent, foam stabilizer, and catalyst were combined in the container according to the specified proportions. Once thoroughly mixed, MDI-50 was quickly integrated, ensuring rapid reaction and expansion to produce the polyurethane grout. The entire process was illustrated in
Figure 2.
2.2. Free Expansion Test
As shown in
Figure 3 using a 62 mm diameter cylinder marked with a scale, we added the reactive raw materials in specified ratios at room temperature to conduct the free expansion experiment. The initial height of polyurethane mixture in the cylinder is represented by
. During the expansion, we continuously measured and recorded the height and temperature of the grout, enabling us to calculate the volume expansion ratio and density changes. The shape of the grouting materials undergoes changes over time, with the volume initially approximated as a cylinder during the early stage of expansion. As the grouting materials expands to a certain extent, its outline becomes more prominent, and the upper convex part can be approximated as hemispherical [
25]. Therefore, the volume expansion ratio of the grouting materials in both stages is as follows:
where
is radius of the cylinder,
is the height from the bottom of the container to the highest point of the grouting at time
, and
is the height of the grouting cylinder at time
.
The density of the grout at different times is determined by dividing its mass by the volume of expansion. Based on the energy balance equation, this experimental data lays the foundational groundwork for the subsequent inversion of the kinetic parameters of the polyurethane grout.
2.3. Chemical Reaction Kinetics Model
The expansion process of polyurethane related to chemical reactions is complex, involving several chemical reactions and intermediate products. It primarily encompasses two key chain growth reactions: the gelation reaction between isocyanate and hydroxyl groups, and the foaming reaction where isocyanate interacts with water. The chemical reaction can be represented as follows:
To understand the foaming mechanism of polyurethane grout, it is essential to analyze the conversion rate and residual concentrations of reactants over time. This analysis enables the correlation of density, viscosity, and other physical parameters with the reactant concentrations. Developing a detailed kinetic model of the polyurethane grout is, therefore, crucial, with a focus on key parameters, such as pre-factor and activation energy. The reaction rates for both gelation and foaming are effectively determined by the changing concentrations of hydroxyl groups and water. Based on the principles of the Arrhenius equation, the kinetic equations for these reactions in the polymer paste are as follows [
26,
27]:
where
is the conversion rate of the hydroxyl component.
is the pre-exponential factor of the gel reaction, m
3/g equiv/s.
is the activation energy of the gel reaction, J/g mol.
is the ideal gas constant.
is the current temperature, K.
is the molar concentration of the hydroxyl component at the initial time, mol/m
3.
is the molar concentration of the isocyanate component at the initial time, mol/m
3.
is the initial molar concentration of the water component, mol/m
3.
is the conversion rate of the water component.
is the pre-exponential factor of the foaming reaction, m
3/g equiv/s.
is the activation energy of the foaming reaction, J/g mol.
For different chemical reactions, such as the gel reaction and foaming reaction of polymer grout, as well as polymer grout of different components, the pre-factor and activation energy are different, which usually means that the pre-factor and activation energy are calculated and solved by experiments [
8]. In this paper, the inversion method was adopted to identify the pre-factor and activation energy of self-made polymer grouting materials. Based on the measured temperature and density data, the method used a particle swarm optimization algorithm to invert the chemical reaction kinetic parameters of polymer grouting, with fewer tests and high accuracy.
2.4. Energy Balance Equation
Both the gelation reaction and foaming reaction are exothermic reactions, while the physical foaming agent absorbs heat due to evaporation. The energy balance equation of expanding polyurethane grout under adiabatic condition is as follows [
28]:
where
is the heat capacity of polymer grouting,
is the heat capacity of carbon dioxide,
is the heat capacity of water,
is the heat capacity of the gaseous physical foaming agent,
is the heat capacity of the liquid physical foaming agent,
is the mass fraction of carbon dioxide,
is the mass fraction of water,
is the mass fraction of the gaseous physical foaming agent,
is the heat of the foaming reaction, and
is the heat of the evaporation and absorption of the physical foaming agent.
2.5. Material Properties of Polyurethane
- (1)
Density model
Polyurethane grout can be classified as a macroscopically homogeneous liquid, encompassing two distinct phases: a liquid phase and a gas phase. The gaseous components primarily originate from the evaporation of the physical blowing agent and the generation of carbon dioxide, factors which significantly contribute to alterations in density. The liquid phase comprises both the reactants and the unreacted substances, such as polyurethane and the liquid physical foaming agent that is dissolved in the mixture. According to references [
6,
29], the density of this system is expressed as follows:
where
is the initial mass fraction of water,
is the initial mass fraction of physical foaming agent,
is the ideal gas constant,
is the mass fraction of the gaseous physical foaming agent,
is the mass fraction of the liquid physical foaming agent,
is the mass fraction of water,
is the molar mass of water,
is the molar mass of the physical foaming agent,
is the density of the liquid physical foaming agent,
is the density of water, and
is the density of the polymer mixture.
- (2)
Viscosity model
The viscosity change in polymer grouting can usually be described by the Castro–Macosko model [
30], as follows:
where
is the conversion rate of isocyanate gel,
and
are the coefficients, and
,
, and
are the viscosity model coefficients, with values of 1.5, 1, and 0, respectively.
- (3)
Thermal conductivity
The equation for the thermal conductivity uses an empirical density-dependent expression obtained by Marciano based on Harper’s test [
31,
32]. The thermal conductivity formula is as follows:
where
is the thermal conductivity of the grouting, and
is the density of the grouting.
- (4)
Solubility determination of HCFC-141b
Following the methodology outlined by S.A. Baser [
26], experiments were conducted to assess the emulsification temperature of the physical foaming agent at varying molar fractions, the results of which are illustrated in
Figure 4. A linear relationship between the molar fraction
of HCFC-141b within the mixture and the emulsification temperature
was established through fitting. The linear correlation coefficient was found to be 0.91488. The linear correlation coefficient between the variables in the fitting function indicates a strong fit. By utilizing the first-order function of the mole fraction in relation to the emulsification temperature, we can further elucidate the solubility model of HCFC-141b, as follows:
2.6. Identification of Pre-Exponential Factor and Activation Energy
The particle swarm optimization (PSO) algorithm, initially introduced by Kennedy and Eberhart, is a stochastic search algorithm renowned for its straightforward implementation and robust global search capability [
33]. Utilizing this algorithm, based on the measured temperature and density data, the pre-exponential factor and activation energy within the kinetic equation of polymer grouting material’s chemical reaction are identified. The procedural steps are as follows:
- (1)
Define the population size , the particle search space range and dimension , learning factors and , the iteration count t, and the convergence accuracy . The search space encompasses the pre-exponential factor and activation energy.
- (2)
Initialize the position and velocity of each particle in the population. Positions are randomly set within the estimated ranges for the pre-exponential factor and activation energy, expressed as xit = (AOH, EOH, AW, EW), i = 1: n. Particle velocities are also randomly generated in the form of vit = (vi1, vi2, vi3, vi4), i = 1: n, applicable to each particle.
- (3)
Initialize the individual and group historical optimal values for each particle. Initial parameters for the polyurethane grouting material, such as the initial concentration of the hydroxyl
, isocyanate
, and water component
, the initial mass fraction of the physical foaming agent
, the initial density of the grout
and its initial temperature
, are inputted. In the process of steps (1)–(3) above, the parameter values that need to be entered and set are shown in
Table 2.
The forward modeling serves as a key tool for resolving the chemical reaction kinetics and heat balance equations of polyurethane grout. Through this approach, we obtain time-dependent conversion rate of grout components and the variations in temperature at different times. The density model is then employed to calculate the grout density. To evaluate the fitness of the particles fit, we use the sum of the absolute deviations between the calculated and measured values of grout temperature and density at various time points. The formula for this calculation is as follows [
34]:
where
Tk is the test temperature value,
Tk՛ is the calculated temperature value,
Dj is the test density value,
Dj՛ is the calculated density value,
k is the sequence number of temperature recording points,
m is the total number of temperature recording points,
j is the sequence number of density recording points, and
l is the total number of density recording points.
In accordance with the aforementioned methodology, the initial fitness value of each particle is calculated. This initial fitness value, denoted as fi0, is assigned as the initial historical optimal fitness value fpi for each particle. Among these, the minimum value is selected as the initial historical optimal fitness value fg for the group.
- (4)
The iterative optimization process continues until either the maximum number of iterations is reached or the optimal historical fitness value of the searched population satisfies the predefined accuracy criteria. Upon completion, the parameter set corresponding to the historical optimal fitness of the population represents the inversely derived chemical reaction kinetic parameters. An average of 10 inversion outcomes is considered as the final result. The initial parameter value ranges and the final inversion result are shown in
Table 3