Emerging Non-Conventional Approaches in mRNA-LNP Formulation for Therapeutic Applications
Abstract
1. Introduction

2. Overview of LNP Synthesis Methods
3. Non-Conventional Emerging Methods and Their Impacts as Emerging Approaches for LNP Formulation
3.1. Microfluidics-Free Manufacturing Methods
3.1.1. Emulsions and Nanoemulsions
3.1.2. Hot Melt Approaches with High-Pressure Approaches
3.1.3. Membrane Contactor
3.1.4. Coacervation
3.1.5. One-Pot Solvent-Free Synthesis and Thin Film Hydration
3.2. Microfluidics-Based Non-Conventional Manufacturing Methods
3.2.1. Microfluidic Ultrasonication
3.2.2. High-Pressure Syringe-Driven Approach
3.2.3. Prebuilt LNPs for mRNA Encapsulation
3.3. Self-Assembly and Green Chemistry-Based LNP Production

4. Process Conditions for Non-Conventional LNP Encapsulation Approaches
| Method | Process Conditions | mRNA/Payload Info | Analytics | Reference |
|---|---|---|---|---|
| Preformed Vesicles | Three-inlet microfluidic droplet junction system with SM-102:DSPC:Chol: DMG-PEG2000 (50:10:38.5:1.5 mol%). TFR: 2 mL/min, FRR: 3. Post-encapsulation by microfluidics or manual pipetting into preformed vesicle solutions. | FLuc mRNA (1922 nt), EGFP mRNA (997 nt). | Physicochemical characteristics and in vitro expression; long-term storage stability tested. | [47,48] |
| Microfluidic Ultrasonication Cavitation (MUC) Both lab scale and large scale. | Custom ultrasonic microreactor with 20 mM citrate buffer. Lipid mix: 50:10:38.5:1.5 molar ratio. N/P ratio: 6; various flow rate ratios. Flow Rates: Lipid–ethanol and aqueous streams (1–10 mL/min) merged via microchannels. Ultrasound Frequency: ~20–40 kHz, applied downstream of mixing. Temperature: Maintained at ~25–30 °C to prevent mRNA denaturation. | T7 polymerase transcribed mRNA, 4486 nt. | DLS (size, PDI), Qubit RNA Assay (EE), cryo-TEM, and in vivo transfection efficiency. | [87] |
| Hot Homogenization | Temperature: 5–20 °C above lipid melting point. Pressure: 800–1000 bar. Rapid cooling post-emulsion. | Applied to small molecules and mRNA; typical sizes range from 50 to 120 nm. | DLS (size, PDI), zeta potential, TEM, and EE assessed via HPLC or fluorimetry. | [68,69,70] |
| Hot Melt Extrusion (HME) with High-Pressure Homogenization | Extrusion temperature: 60–90 °C. Screw speed optimized. Homogenizer pressure: 500–1000 bar. Cooling: Immediate post-emulsion cooling to solidify LNPs. | Applied for mRNA and dual payloads (e.g., miRNA + drug). Particle size ~ 94 nm, EE ~ 93%. | DLS (size, PDI), zeta potential, EE, pharmacokinetics, biodistribution. | [71,72] |
| SMART-MaGIC Extrusion | Syringe-based extrusion using a 21G nozzle at 200 kPa. DSPC:Chol:DOTAP: DMG-PEG (10:48:40:2) in ethanol. N/P ratios varied from 0.1 to 125—dialysis with a 3.5 kDa membrane. | LNP-mRNA at 1 µg/mL. Lipid:mRNA ratio 2:1. Size control via N/P optimization. | DLS, zeta potential, and encapsulation screening at varied N/P. Cryo-TEM, storage stability. | [55] |
| Membrane Micromixing | SPG ceramic membrane (2–10 µm pores). Flow rates: 500–1000 mL/min. Veth/Vaq: 1/4 or 1/6. Post-treatment with filtration and dialysis. | DOTAP-based mRNA LNPs. Size ~ 103 nm, PDI ~ 0.15, EE > 95%, Yield: 85–56%. | DLS, cryo-TEM, EE (fluorimetry), storage study (2 months). | [75] |
| Thin Film Hydration (One-pot synthesis) | Lipids dissolved in organic solvents were evaporated to form a thin film and rehydrated with aqueous mRNA, followed by sonication or extrusion. All lipid components and payloads combined in a single vessel—no organic solvent—using mild heating (~37–45 °C) to induce spontaneous nanoparticle formation. | Typical for hydrophobic and hydrophilic payloads, with post-hydration mRNA encapsulation. | DLS, EE (RiboGreen), zeta potential, cryo-TEM. | [72,74] |
| Self-Assembly (Solvent-Free) | Mild heating (37–45 °C), mixing lipid and mRNA in aqueous buffer. No organic solvents. Thermodynamically driven NP formation. | Applicable to ionizable lipids and naked mRNA. EE typically >90%. | DLS, fluorescence assay, stability monitoring, gel electrophoresis. | [69,70,88] |
| Emulsification Approaches | Double emulsion (W/O/W) under 40–60 °C. Stabilizers added to prevent coalescence—organic phase removal via evaporation or diffusion. | Used for mRNA and peptide payloads. Can achieve a small size of ~100 nm. | DLS, UV-Vis, gel electrophoresis, PDI and EE quantification. | [70,72] |
5. Comparison of Conventional vs. Non-Conventional LNP Production Approaches
6. LNP Manufacturing and Large-Scale Production Challenges
| Lab Scale | Large Scale | |||||||
|---|---|---|---|---|---|---|---|---|
| Approach | Typical Volume Range | Volume Scale-Up | Equipment | Ref | Typical Volume Range | Volume Scale-Up | Equipment | Ref |
| High-speed homogenizers | Shear-based mixing for pre-emulsification (e.g., W/O and W/O/W). Adjustable speed and rotor-stator heads are used for pre-emulsion. | 1–500 mL | Ultra-Turrax T25 (IKA) | [73] | Reduce droplet size, create uniform nanoemulsions. Requires high pressure (1000–2000 bar) and is scalable. | Litres to 100+ L | Avestin EmulsiFlex-C5 | [71] |
| Probe sonicators | Ultrasonic energy to reduce droplet size. Risk of heating or RNA degradation unless cooling is applied | 0.5–200 mL | Branson SFX250 Sonification unit | [105] | Mean particle size between 120 and 400 nm | Well-established | NA | [106] |
| Vortex mixers/Overhead stirrers | Low-energy emulsification (pre-mix). Often used with surfactant-stabilized systems | 5–250 mL | Heidolph Hei-TORQUE Value 100 | [62] | No data found | |||
| Microfluidic chips | Continuous small-volume generation of monodisperse droplets. Flow-focusing or T-junction designs for high control | 10–1000 µL/min | NanoAssemblr Benchtop (Precision NanoSystems) | [26] | Continuous-flow synthesis with high control. Scalable via number-up strategy | Up to 10 L/h (parallel arrays) | NanoAssemblr GMP System | [6] |
| Mini-extruders or membrane emulsification | Membrane emulsification with nanoscale pores. Used for size refinement (e.g., 100 nm) | ~100–500 µL per cycle | Avanti Mini-Extruder (Avanti Polar Lipids) | [107] | Controlled droplet generation through porous membranes. Low energy input; scale-up is challenging but promising Crossflow Membrane System (Micropore Technologies) | 10–100 L | BioX, Cellink, USA | [55] |
| Syringe pump systems | Flow control in microfluidic or membrane setups. Essential for reproducible flow-driven emulsions. | Variable | Harvard Apparatus PHD Ultra | [22,25,26,108] | No data found | |||
| Hot melt extrusion + homogenization | No data found | Single-step scalable solvent-free nanoparticle production. Best for thermostable payloads; integration with downstream | 10–100 L | Leistritz Micro-18 Extruder | [72] | |||
| One-pot or Thin film hydration | siRNA entrapment requires thermal cycling and brief sonication for self-assembly | 200–500 µL | Branson ultrasonic cleaner, 2510 | [55] | Limited to large-scale. | |||
| Staggered Herringbone mixer | Over 270 million doses, 200 L/min | Batch approach, up to 100 mL | Mostly R&D PDMS-based devices | [109] | Continuous, mean particle size from 20 to 200 nm. Over 270 million doses | 200 L/min | PDMS-based microfluidic devices | [1,97,110] |
| Ethanol injection | No data found | Well-established | Mean particle size, 120–400 nm | n.a. | [106] | |||
| Approach | Lab-Scale Challenges | Commercial-Scale Challenges | Continuous Manufacturing Feasibility | References |
|---|---|---|---|---|
| Microfluidic Mixing | Precise control of flow rates; clogging in narrow channels; batch-to-batch variability due to manual prep | Maintaining laminar flow at high throughput, equipment fouling, and difficulty scaling parallel devices | High potential; commercial units like NanoAssemblr Scale-Up platform already demonstrate CM feasibility | [111] |
| Membrane Micromixing | Reproducibility issues with membrane pore uniformity; high shear may degrade mRNA | Membrane fouling; scale-up limited by pressure requirements and membrane durability | Moderate potential with modular scaling; CM integration requires membrane regeneration protocols | [62,74,75,112] |
| Thin-Film Hydration | Requires solvent evaporation; batch-dependent rehydration quality; large PDI. | Low reproducibility at scale; challenging to automate; slow rehydration kinetics | Low CM feasibility due to batch nature; recent automation trials are promising but limited | [88,113] |
| Ethanol Injection | Rapid dilution is necessary to prevent aggregation; however, it is inefficient at small scales for high concentrations. | Handling of large volumes of organic solvents; solvent recovery systems are needed | Moderate CM potential; commercial ethanol injection setups exist but require validation for GMP | [92,114] |
| Self-Assembly (Bulk) | Low encapsulation efficiency; sensitive to ionic strength and temperature; hard to control size | Poor control of mixing conditions; scale-up requires stringent SOPs and in-line monitoring | Low to moderate; CM possible with continuous feeding, though not standard yet | [73] |
| Emulsification | Surfactant selection impacts RNA stability; droplet size heterogeneity | Phase separation issues; poor reproducibility in stirred tank reactors | Moderate CM feasibility; continuous stirred-tank reactors with in-line droplet size control tested | [62] |
| Hybrid Polymer–Lipid NPs | Complexity in component assembly; difficult to achieve uniform particles | Polymer scalability issues; reproducibility across batches is challenging | Emerging CM strategies under development; need modular plug-and-play lipid/polymer input systems | [62,115] |
| Lyophilization + On-site Assembly | Freeze–thaw damage; poor reconstitution fidelity without cryoprotectants | Equipment cost, moisture content control, and validating shelf-stability | Promising in modular point-of-care platforms; not yet standard for CM | [47,70,116] |
| High-Pressure Homogenization | Particles tend to be polydisperse, and biomolecules may get damaged | High energy is needed, and production units can get damaged over time | High potential; Widespread and easy to use devices, can be installed in sequence to avoid damage; continuous LNP production has been shown before | [68,102,117] |
7. Economic Perspectives of Different Emerging and Conventional mRNA-LNP Encapsulation Approaches
8. Research Directions and Future Outlook on Emerging Methods of LNP Formulation
8.1. Innovations in Emerging Methods of LNP Encapsulations and Formulation Strategies, DOE and Digital Twins
8.2. AI-Driven Optimization in the Conventional and Emerging LNP Production Processes
8.3. Coencapsulation of mRNA and Relevance of Personalized Medicine Toward LNP Synthesis
8.4. Process Cost Modelling and Techno-Economic Modelling
8.5. GMP Compliance and Regulatory Considerations for LNP-Based Therapeutics
9. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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| Method | Pros | Cons | References | |
|---|---|---|---|---|
| Conventional Method | Microfluidic mixing | High reproducibility, controlled particle size, scalable with proper setups | Requires organic solvent; high mRNA loss due to dead volume; costly microfluidic chips | [88,95] |
| Manual pipette mixing or vortexing | Simple, no special equipment needed | Poor reproducibility; batch-to-batch variability; not scalable | [12] | |
| Non-Conventional Method | Thin film hydration | Easy to implement, suitable for lipid film preparation | Low encapsulation efficiency; requires solvents; risk of mRNA degradation | [2] |
| Hot homogenization | Organic solvent-free, scalable | High temperature can degrade lipids and mRNA payloads | [70] | |
| Cold homogenization | Organic solvent-free, scalable, Better for temperature-sensitive compounds | Limited encapsulation efficiency; requires multiple passes for size reduction. | [88] | |
| Water/oil/water emulsion | Potential for high encapsulation efficiency | Complex process; solvent residue risk; stability concerns | [95] | |
| Emulsification/ ultrasound/ sonication | Solvent-free possible; small size achievable | Shear stress may damage mRNA; batch variability | [12,88] | |
| Emulsification–solvent diffusion | Good for lipophilic drug inclusion | Uses organic solvents; risk of mRNA damage | [9] | |
| Emulsification–solvent evaporation | Well-established for hydrophobic drugs | Organic solvent required; multi-step process; not ideal for RNA | [2] | |
| Membrane contactor | Continuous, scalable, good size control | Expensive setup; requires fine-tuning; solvent use possible | [47,48] |
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Zhang, Y.; Linaje-Ferrel, G.; Rocha Angel, J.M.; Banik, O.; Banoth, E.; Kamen, A.A.; Yandrapalli, N.; Perumal, A.S. Emerging Non-Conventional Approaches in mRNA-LNP Formulation for Therapeutic Applications. Pharmaceutics 2026, 18, 527. https://doi.org/10.3390/pharmaceutics18050527
Zhang Y, Linaje-Ferrel G, Rocha Angel JM, Banik O, Banoth E, Kamen AA, Yandrapalli N, Perumal AS. Emerging Non-Conventional Approaches in mRNA-LNP Formulation for Therapeutic Applications. Pharmaceutics. 2026; 18(5):527. https://doi.org/10.3390/pharmaceutics18050527
Chicago/Turabian StyleZhang, Yitian, Gabriel Linaje-Ferrel, Juan Manuel Rocha Angel, Oindrila Banik, Earu Banoth, Amine A. Kamen, Naresh Yandrapalli, and Ayyappasamy Sudalaiyadum Perumal. 2026. "Emerging Non-Conventional Approaches in mRNA-LNP Formulation for Therapeutic Applications" Pharmaceutics 18, no. 5: 527. https://doi.org/10.3390/pharmaceutics18050527
APA StyleZhang, Y., Linaje-Ferrel, G., Rocha Angel, J. M., Banik, O., Banoth, E., Kamen, A. A., Yandrapalli, N., & Perumal, A. S. (2026). Emerging Non-Conventional Approaches in mRNA-LNP Formulation for Therapeutic Applications. Pharmaceutics, 18(5), 527. https://doi.org/10.3390/pharmaceutics18050527

