Conflicting Values in Rural Planning: A Multifunctionality Approach through Social Multi-Criteria Evaluation
Abstract
:1. Introduction
2. Methodological Framework and Site Description
2.1. Rural Planning through the SMCE
- Territorial planning and management is by definition an area that incorporates a transdisciplinary vision of the territory, including different dimensions such as economic, social, landscape, ecological and institutional converge [47]. The SMCE avoids reductionism and confronts technical incommensurability [44,45] by assumptions about the purpose of the model, the scale of analysis, and the establishment of dimensions, objectives, and criteria used in the evaluation process. It also allows the consideration of both quantitative and qualitative information by use of fuzzy set theory.
- The different views that the stakeholders involved hold about the development models inherent in planning [48] highlight the existence of social incommensurability [44,45]. The SMCE incorporates these legitimate values, though contrasting in many cases, existing in society, through public participation.
- Given its flexibility, the SMCE allows for the combination and integration of different methodologies and territorial analytical instruments [49]. For example, the SMCE allows for the integration of the use of Geographic Information Systems (GIS), an indispensable tool for the cartographic visualization of planning [50].
- It should be noted that the SMCE is a robust method, whose usefulness and applicability has been demonstrated in the many real cases in which it has been applied. Among these cases, there are works carried out both in the field of territorial planning [50,51,52,53] as well as in the agrarian and forestry sector [54,55,56,57], the two areas on which our case study is focused.
2.2. Study Site
- Abandonment of agricultural activity. In recent decades, agricultural and livestock activity has been reduced significantly, with a high rate of aging among farmers. Much of the land previously destined to pastures and vegetables is today forests of non-native species. These factors have a significant impact on the landscape.
- Agricultural model dependent on aid. Agro-livestock activity is no longer the main source of income on most farms. Agriculture and livestock are complementary income and their existence depends largely on public aid.
- With the abandonment of agrarian activity, coniferous forests (non-native species), of greater economic profitability than other species, have increased significantly in recent decades. The fact that the ownership of the land is practically completely private has favored this transformation, which in any event has an important impact on the biodiversity and landscape of the area.
- Shortage and difficulty of access to land. The orography of the Cantabrian coast, with large slopes and narrow valleys, does not offer sizeable areas for agriculture. In addition, there is a high urban pressure on these lands. On the other hand, a culture in which the land has passed from parents to children, staying for generations in the family, hinders access to land for new entrepreneurs. The model of public aid, which benefits the ownership of farms, is another factor that hinders access to land.
3. Participatory Process
3.1. Identification of the Stakeholders
- Institutional stakeholders. Since national and European institutions have no legal power on the problem at hand, regional and local institutions are the only ones involved, i.e., the Gipuzkoa Provincial Council (GPC) and the City Council of Mutriku. Their general objective is the sustainable development of the rural environment, keeping the countryside alive and creating jobs while conserving nature. In order to reach these objectives, however, they use different models of development. This difference has been notable in forestry policies, causing several clashes in the past within the GPC. There are therefore more traditional positions and positions with greater ecological concern among the institutional stakeholders. They have regulatory and financial resources.
- Technical stakeholders. Organizations dedicated to rural development (Debemen, HAZI, OCA, Geoparke) and agricultural unions (EHNE, ENBA). With the general objective of defining and implementing rural development policies, these agencies are dedicated to developing and implementing regional rural development programs, advise rural entrepreneurs, manage public aid and defend the rights of farmers and rural inhabitants, among other tasks. They have financial and human resources, and a broad knowledge of the rural environment and its inhabitants.
- Economic stakeholders. Owners of the land and populating the rural area. Most of these stakeholders, traditional farmers, stand up for forestry policies in favor of the exploitation of coniferous forests because of the profitability they have generated in recent decades. Another sector of stakeholders in this group, however, formed by innovative farmers, advocates new agrarian models aimed at new markets, such as in this case ecological exploitation or farming dedicated to producing quality agricultural products. This second group demands new markets, with shorter and more direct distribution channels.
- Social groups stakeholders. The groups of citizens that consider the rural space as a natural asset to be conserved and a place for leisure and enjoyment of free time. They prioritize ecological aspects in rural development planning. They show favorable opinions towards the protection of native species in forest policies.
3.2. Process: Defining Criteria and Building Alternatives
3.2.1. Definition of Criteria
3.2.2. Construction of the Alternatives
4. Evaluation: Integrating Multifunctionality and Incorporating Opposite Visions
4.1. Valuation of Criteria
4.1.1. Biodiversity
4.1.2. Landscape
4.1.3. Agrarian Income
4.1.4. Public Cost
4.1.5. Consumption of Local Products
4.1.6. Attachment to the Rural Land
4.2. Multi-Criteria Impact Matrix
4.3. Equity Matrix
5. Results
5.1. Technical Evaluation
5.2. Social Evaluation: Narrowing the Conflict Analysis
5.3. Overall Results
6. Discussion and Conclusions
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
References
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1954 | 2012 | |
---|---|---|
Farmland (vegetables) | 492.01 | 55.91 |
Meadows | 375.82 | 468.60 |
Pasture and scrubland | 643.00 | 191.75 |
Forestry plantations | 484.90 | 1176.60 |
Mixed Atlantic woodland | 185.63 | 290.26 |
Holm oak woodland | 438.07 | 459.64 |
Urban land and Other | 101.04 | 77.71 |
Total | 2720.47 | 2720.47 |
1989 | 1999 | 2009 | |
---|---|---|---|
Number of agricultural holdings | 121 | 116 | 95 |
Agrarian Annual Work Units (AWU) | 137.3 | 134.5 | 106.5 |
Holdings with owners under 40 years | 25 | 6 | 1 |
Holdings with owners between 40 years and 64 years | 78 | 81 | 63 |
Holdings with owners over 65 years | 18 | 29 | 31 |
Group of Stakeholders | Stakeholders | Interviews Undertaken | Stakeholders Interviewed |
---|---|---|---|
Institutional | GPC–Ecological positions | 3 | 3 |
GPC–Traditional positions | 2 | 2 | |
City Council of Mutriku | 5 | 5 | |
Technical | Debemen, HAZI, OCA, Geoparke | 11 | 8 |
EHNE Union | 1 | 1 | |
ENBA Union | 1 | 1 | |
Economic | Traditional farmers | 3 | 3 |
Innovative farmers | 2 | 2 | |
Social groups | Ecologist groups | 2 | 2 |
Leisure groups | 2 | 2 |
Phase of the Evaluation Process | Milestones in the Participation Process | Brief Description | Date |
---|---|---|---|
Phase 1. Institutional analysis. | Presentation of the project to the City Council of Mutriku | Presentation of the project as a valid tool for the preparation of the MLUP. Description of the work methodology and general objectives. | 16 January 2014 |
Throughout the process (the majority between phases 1 and 3). | In-depth interviews with stakeholders and experts | Summary of opinions and positions of the stakeholders, aspects that they consider important in the planning of rural land and positioning before different development alternatives. | February 2014–May 2015 |
Phase 2. Selection of evaluation criteria. | First focus group: criteria workshop | Workshop to select the evaluation criteria. Criteria that are significant for rural planning are selected in a working group consisting of analysts and stakeholders. | 30 June 2014 |
Phase 3. Definition of alternatives. | Second focus group: alternatives workshop | Contrast the criteria selected in the previous workshop, and define the different planning alternatives through rural development models. | 15 January 2015 |
Presentation of the results. | Third workshop: Presentation of results | Present the results obtained in the technical analysis to the stakeholders, and compare these results with their opinions. | 19 July 2016 |
Dimension | Criteria | Needs and Expectations | Indicator/Evaluation Scale |
---|---|---|---|
Ecological | 1. Biodiversity |
| Zoogeographic assessment. Unit: index Direction: maximize |
2. Landscape |
| Phytogeographic assessment. Unit: index Direction: maximize | |
Economic | 3. Income from agricultural activities |
| Net margin obtained in agricultural and forestry holdings. Unit: euros Direction: maximize |
4. Public cost |
| Subsidies received by farms and forestry. Unit: euros Direction: minimize | |
Social | 5. Consumption of local products |
| Proportion of local products consumed by the population. Unit: qualitative assessment Direction: maximize |
6. Attachment to the rural land |
| Maintenance and conservation of a live rural environment. Unit: qualitative assessment Direction: maximize |
Alternative 1: Maintain the current dynamics (Business as usual–BAU) |
This alternative reflects the future scenario in the case of maintaining the general dynamics of the last three or four decades. A gradual reduction of the agricultural activity and the maintenance or proliferation of coniferous forests is foreseen. No changes are anticipated in land use, legislation, or municipal planning. |
Alternative 2a: Medium promotion of new agrarian models |
In this scenario, it is proposed to promote and develop agricultural holdings aimed at the production of ecological and quality products, which are profitable without relying on subsidies. This alternative involves developing and enhancing the demand for these products through awareness and favoring short distribution channels. This alternative proposes the recovery of all the lands used in the 1950s that are currently in disuse for the primary sector, amounting to some 51.9 ha that are currently classified as scrub. In particular, it is proposed to establish two farms for organic products, two greenhouses, a new holding of fruit trees, a sheep farm and another farm for beef in these areas. In relation to the wooded area, current policies and uses would be maintained. |
Alternative 2b: Intense promotion of new agrarian models |
This is an additional part to Alternative 2a, but to reflect a greater empowerment of new agricultural models, a larger livestock farm is proposed than in 2a on lands that are currently occupied by forestry plantations (note: the new livestock farm would occupy private lands. So as not to create conflict among the potential owners, it has not been reflected on the map). |
Alternative 3a: New agrarian models and medium promotion of the autochthonous forest |
In addition to the promotion of new agrarian models detailed in Alternative 2a, a change of forest policy is advocated in favor of a larger area of native species to the detriment of non-native plantations (radiata pine, eucalyptus). The conversion of the current 299.9 ha of pine in the Arno SAC to autochthonous species is proposed. |
Alternative 3b: New agrarian models and intense promotion of the autochthonous forest |
This alternative is also based on the promotion of new models of agriculture and livestock in Alternative 2a. For the forestry sector, however, the conversion of non-native species to autochthonous species in 377.7 ha within and outside the SAC is proposed. |
Alt. 1 | Alt. 2a | Alt. 2b | Alt. 3a | Alt. 3b | |
---|---|---|---|---|---|
Agricultural/cattle | Continues the current dynamics | + 2 ecological holdings (4 ha) + 2 greenhouses (1 ha) + 1 fruit orchard (3 ha) + 1 sheep farm (22.5 ha) + 1 beef farm (20 ha) - Reduction in scrubland (50.5 ha) | Alt. 2a + 1 sheep farm (22.5 ha) | Alt. 2a | Alt. 2a |
Forestry sector | Continues the current dynamics | Current forestry use | - Reduction in pine forest (22.5 ha) |
|
|
Zoogeographic Valuation | ||||||
---|---|---|---|---|---|---|
Land Use | ZV | Alt. 1 | Alt. 2a | Alt. 2b | Alt. 3a | Alt. 3b |
Mixed Atlantic woods | 127 | 35,907 | 35,907 | 35,907 | 73,994 | 83,875 |
Holm oak woodland | 128 | 58,834 | 58,834 | 58,834 | 58,834 | 58,834 |
Riverside vegetation | 113 | 851 | 851 | 851 | 851 | 851 |
Coniferous woodland | 56 | 65,890 | 65,890 | 64,770 | 49,095 | 44,738 |
Pasture and scrubland | 119 | 17,833 | 13,006 | 13,006 | 13,006 | 13,006 |
Farmland | 93 | 62,417 | 68,593 | 70,973 | 68,593 | 68,593 |
Urban land | 47 | 3652 | 3652 | 3652 | 3652 | 3652 |
245,383 | 246,732 | 247,992 | 268,025 | 273,549 |
Landscape Valuation | ||||||
---|---|---|---|---|---|---|
Land Use | PRICON | Alt. 1 | Alt. 2a | Alt. 2b | Alt. 3a | Alt. 3b |
Mixed Atlantic woods | 2152.50 | 608,576 | 608,576 | 608,576 | 1,254,111 | 1,421,575 |
Holm oak woodland | 1935.90 | 889,817 | 889,817 | 889,817 | 889,817 | 889,817 |
Riverside vegetation | 2008.90 | 15,127 | 15,127 | 15,127 | 15,127 | 15,127 |
Coniferous woodland | 877.50 | 1,032,466 | 1,032,466 | 1,014,916 | 769,304 | 701,034 |
Pasture and scrubland | 1059.10 | 203,082 | 148,115 | 148,115 | 148,115 | 148,115 |
Farmland | 1155.00 | 605,809 | 665,753 | 688,853 | 665,753 | 665,753 |
Urban land | 416.00 | 32,327 | 32,327 | 32,327 | 32,327 | 32,327 |
3,387,206 | 3,392,183 | 3,397,733 | 3,774,555 | 3,873,750 |
Alt. 1 | Alt. 2a | Alt. 2b | Alt. 3a | Alt. 3b | |
---|---|---|---|---|---|
Net margin for new agricultural holdings | - | +88,871 | +88,871 | +88,871 | +88,871 |
Net margin for new cattle farms | - | +3395 | +6455 | +3395 | +3395 |
Net margin for change of pine forest to cattle use | - | −1234 | |||
Net margin for increase in native woodland | - | +11,035 | +14,410 | ||
Net margin for reduction in pine forest | - | −29,814 | −38,061 | ||
Variation in income | - | +92,267 | +94,092 | +73,487 | +68,615 |
Total income | 367,028 | 459,295 | 461,120 | 440,515 | 435,643 |
Alt. 1 | Alt. 2a | Alt. 2b | Alt. 3a | Alt. 3b | |
---|---|---|---|---|---|
Public cost | 379,429 | 416,259 | 426,565 | 561,801 | 599,444 |
Alt. 1 | Alt. 2a | Alt. 2b | Alt. 3a | Alt. 3b | |
---|---|---|---|---|---|
Consumption of local products | Quite bad | Quite good | Good | Quite good | Quite good |
Alt. 1 | Alt. 2a | Alt. 2b | Alt. 3a | Alt. 3b | |
---|---|---|---|---|---|
Attachment to the land | Average | Good | Good | Bad | Bad |
DIMENSIONS | CRITERIA | Unit of Measurement | Direction | ALTERNATIVES | ||||
---|---|---|---|---|---|---|---|---|
BAU | New Agrarian Models | Promotion of Native Woodland | ||||||
Alt. 1 | Alt. 2a | Alt. 2b | Alt. 3a | Alt. 3b | ||||
Continuation of Current Dynamics | Medium Promotion | Intense Promotion | Alt. 2a and Medium Promotion of Native Woodland | Alt. 2a and Intense Promotion of Native Woodland | ||||
Ecological | Biodiversity | Index | Max | 245,383 | 246,732 | 247,992 | 268,025 | 273,549 |
Landscape | Index | Max | 3,387,206 | 3,392,183 | 3,397,733 | 3,774,555 | 3,873,750 | |
Economic | Agrarian income | € | Max | 367,028 € | 459,295 € | 461,120 € | 440,515 € | 435,643 € |
Public cost | € | Min | 379,429 € | 416,259 € | 426,565 € | 561,801 € | 599,444 € | |
Social | Local consumption | Qual. | Max | Quite bad | Quite good | Good | Quite good | Quite good |
Attachment to the land | Qual. | Max | Average | Good | Good | Bad | Bad |
Group of Stakeholders | Stakeholders | Alternatives | ||||
---|---|---|---|---|---|---|
Alt. 1 | Alt. 2a | Alt. 2b | Alt. 3a | Alt. 3b | ||
Institutional | GPC–Ecological positions | 3 | 6 | 6 | 7 | 9 |
GPC—Traditional positions | 5 | 6 | 6 | 3 | 1 | |
City Council of Mutriku | 4 | 8 | 9 | 8 | 8 | |
Technical | Debemen, HAZI, OCA, Geoparke | 4 | 7 | 8 | 8 | 8 |
EHNE Union | 4 | 7 | 8 | 7 | 5 | |
ENBA Union | 6 | 7 | 7 | 6 | 5 | |
Economic | Traditional farmers | 4 | 6 | 6 | 3 | 2 |
Innovative farmers | 4 | 8 | 9 | 8 | 8 | |
Social groups | Ecologist groups | 2 | 6 | 6 | 7 | 9 |
Leisure groups | 4 | 6 | 6 | 8 | 8 |
ф+ | ф− | Intersection | Alternatives | |
---|---|---|---|---|
0.50 E | 0.24 C | A | A.1 | |
↓ | ↓ | C E | B | A.2a |
0.41 D | 0.24 B | ↓ ↓ | C | A.2b |
↓ | ↓ | B D | D | A.3a |
0.39 C | 0.38 E | ↓ | E | A.3b |
↓ | ↓ | A | ||
0.38 B | 0.43 D | |||
↓ | ↓ | |||
0.19 A | 0.65 A |
Degree of Preference | Coalitions of Stakeholders | |||
---|---|---|---|---|
EHNE Union, ENBA Union | GPC—Traditional Positions, Traditional Farmers | GPC—Ecological Positions, City Council of Mutriku, Debemen, HAZI, OCA, Geoparke, Innovative Farmers, Ecologist Groups, Leisure Groups | ||
Degree of preference | More | A 2b | A 2a | A 3b |
A 2a | A 2b | A 3a | ||
A 3a | A 1 | A 2b | ||
A 3b | A 3a | A 2a (vetoed) | ||
Less | A 1 | A 3b | A 1 (vetoed) |
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Etxano, I.; Barinaga-Rementeria, I.; Garcia, O. Conflicting Values in Rural Planning: A Multifunctionality Approach through Social Multi-Criteria Evaluation. Sustainability 2018, 10, 1431. https://doi.org/10.3390/su10051431
Etxano I, Barinaga-Rementeria I, Garcia O. Conflicting Values in Rural Planning: A Multifunctionality Approach through Social Multi-Criteria Evaluation. Sustainability. 2018; 10(5):1431. https://doi.org/10.3390/su10051431
Chicago/Turabian StyleEtxano, Iker, Itziar Barinaga-Rementeria, and Oihana Garcia. 2018. "Conflicting Values in Rural Planning: A Multifunctionality Approach through Social Multi-Criteria Evaluation" Sustainability 10, no. 5: 1431. https://doi.org/10.3390/su10051431
APA StyleEtxano, I., Barinaga-Rementeria, I., & Garcia, O. (2018). Conflicting Values in Rural Planning: A Multifunctionality Approach through Social Multi-Criteria Evaluation. Sustainability, 10(5), 1431. https://doi.org/10.3390/su10051431