1. Introduction
In recent years, socio-economic disparities, especially between rural and urban areas (Gini index up to 0.4), have attracted significant concern from the Government of Indonesia. Much effort has been carried out to reduce the level of inequality, primarily through various poverty alleviation programs. One of these programs consisted of the development of tourism based on the potential of local resources, particularly natural and cultural resources, known as community-based village or rural tourism.
In general, the development of tourism in many places is considered very promising and can grow and develop very rapidly. In Indonesia, travel and tourism generated either directly or indirectly accounted for 9.3% of Indonesia’s GDP in 2014, and their total GDP impact is larger than that of the automotive manufacturing, education, banking, financial services, retail, and chemicals manufacturing sectors [
1]. Furthermore, the tourism sector can drive many other relevant sectors (multiplayer effect), especially those that support tourism activities. WTTC [
1] reported that in Indonesia, travel and tourism sustained a total of 9.8 million direct, indirect, and induced jobs in 2014. They directly employ more people than sectors such as automotive manufacturing, banking, chemicals manufacturing, mining, and financial services [
1].
With respect to the development opportunities and high potential of natural and cultural tourism resources in Indonesia, in the second presidential term of Susilo Bambang Yudhoyono (2010–2014) the government initiated the development of rural or village tourism through the National Program for Community Empowerment (in Indonesian: Program Nasional Pemberdayaan Masyarakat Mandiri—PNPM Mandiri). This program makes the local community as the main subject of tourism activity, often known as community-based tourism. This concept is considered appropriate as an effort to alleviate poverty by mobilizing local communities (local knowledge and capabilities), particularly to utilize the potential of natural and cultural resources available in their surrounding areas for tourism development [
2,
3,
4]. However, in the implementation of the program, it has been difficult to realize a successful and sustainable tourism. The community’s lacks of experience on tourism development and management, as well as their dependency on external expertise have been addressed as the challenges in the community-based tourism [
5]. Hence, the development of a tourist destination cannot be separated from the multiple roles of the related stakeholders in the tourism system elements that exist beyond local capabilities. These stakeholders mainly work on the tourism system that consists of accommodation, attraction, transport, travel organizers, and local destination organization (management) [
6]. These elements cannot stand alone; therefore, making the local community the main actor of this activity and actively participate in the rural tourism development [
7] becomes an important challenge in order to ensure the tourism activities exist for the community’s welfare.
Community empowerment through a community-based rural tourism program is also expected to provide opportunities to build the capacity of the local community as well as social capital, where individuals from the community can secure profits as members of tourism, actors in the social network of a Tourism Village who work together. Thus, this community-based tourism activity is not only meant to be a small and local effort, but also needs to be seen in the context of global community cooperation. Efforts to alleviate poverty through the PNPM Mandiri program do not always produce satisfactory results, therefore the successful and sustainable experiences of village tourism management need to be studied further to develop similar tourism villages in other areas.
This paper analyzes village-based tourism development activities in Nglanggeran Tourism Village, located in Patuk, Gunungkidul, Yogyakarta Province, Indonesia. This village was selected because it is considered successful and sustainable. Its results can be seen through the success of its community empowerment efforts and its ability to make a positive impact on the economy and living standards of local communities. By opening job opportunities for local communities, it automatically decreases the unemployment rate. In addition, the environment is safeguarded by the existence of conservation-based tourism activities as well as the emergence of local community groups as the main actors of tourism development. All these assessments are recognized by various national and international agencies and are evidenced by the numerous awards this village has earned. The most prominent of these was the 2011 Cipta Award for management of a Nature Tourism Attraction with the National Level Environment, and the latest was the award for Best Tourism Village from the 2017 ASEAN Community-Based Tourism Awards. The main attraction of this village is its potential to offer local wisdom on nature and cultural tourism. This article also critically analyzes how each of the roles or sectors in the system of tourism as suggested by Middleton in Mason [
6] collaborate with each other and how the local community remains able to function as the main actor so that it can ensure the existence of tourism activities mainly for improving the community’s welfare.
2. Tourism Relevant Stakeholders and Sustainable Community-Based Tourism
Tourism is the activity of people traveling to and living in places outside of their usual neighborhoods, often for relaxation. The stay in the tourism destination usually lasts less than a year [
8]. Middleton in Mason [
6] explained that there are five integrated sectors forming a system in the tourism industry: (1) accommodation, (2) attraction, (3) transport, (4) travel organizers, and (5) destination organization (local management). In line with this idea, Warpani [
9] said that tourism is a system built from the following elements:
Main: the attraction that initiates the tourism and residents as tourism actors or tourism hosts
Precondition: transportation to support the ongoing tourism process
Support: information and promotion to build and encourage interest in traveling
Means of service: elements of accommodation that make tourism activities easier, more convenient, safer, and more fun, such as hotels, inns, and others
From the previous description, it means those elements and the involvement of relevant stakeholders are important factors to achieve a successful and sustainable tourism. This article will describe further about the relevant stakeholders in the formation of the tourism system in Nglanggeran Tourism Village. Grimble and Wellard [
10] refers stakeholders as any organized group of people who share common interests or systems, meanwhile Freeman [
11] defines stakeholders as any individuals or groups who affect and are affected by the objectives of an organization.
This definition has led to the issue of stakeholder collaboration in developing and managing a tourism village. According to Gray [
12], collaboration means as a process of involving key stakeholders to produce joint decision making for the future of the domain, Jamal and Getz [
13] added that in community-based tourism planning, collaboration is defined as the process of involving the autonomous, main stakeholders from the inter-organizational, and community tourism to provide agreed decision on resolving planning problems as well as managing issues on planning and development of the domain. Relevant factors in collaboration include the interest of stakeholders of the organization in the outcome and its perceived interdependence with other groups in coping with the problem of the domain. All parties involved in the process should ensure that they will obtain the benefits of the collaboration process.
Scholars have discussed this issue in terms of collaborative governance that is based on the common understanding of all stakeholders [
14,
15,
16,
17,
18] in tourism development. This concept offers an opportunity to solve common problems that cannot be solved by single actors. Here, the community can collaborate with other stakeholders, who receive the impacts/benefits of the tourism development and have power in terms of money, networking, and skill needed for developing the village [
19,
20]. In this collaboration, all stakeholders can share knowledge and, information as well as issues related to their common goals [
21] and are expected to address all real needs and issues of the tourism development [
22]. Furthermore, collaborative governance can avoid conflicts among the stakeholders [
23]. In tourism planning, where stakeholders have different interests in the development of an area, stakeholder collaboration is obvious. As balancing the power in decision-making processes is difficult, collaboration is necessary to build a partnership approach among stakeholders involved in the planning process. Key successes of partnership efforts are identification, legitimation, and recognition of all potential stakeholders and inclusion of key stakeholder groups involved in the planning process [
24].
Furthermore, to alleviate poverty and economic development disparities either among community groups or between rural and urban areas, it is necessary to consider the tourism development strategy known as community-based rural tourism, which makes the community the main actors based on rural attraction. This means, through the number of stakeholders involved, local communities remain able to survive or become the main actors or determinants of tourism management, so that community-based tourism is a form of tourism that is managed and owned by local communities [
25], such as providing small accommodation or homestay for the visitors [
26]. Stakeholder collaboration in tourist planning also results in (1) establishing channels of communication, where the stakeholders need to communicate the future of their area; (2) involving the local community in decision-making, where most of the community does not contribute because their knowledge of the concept is limited; and (3) extending stakeholder collaboration, where the joint decision for resolving the planning problems were made by the autonomous main stakeholders from an inter-organizational community [
13,
27].
In this case, one of the important things to know is the community-based tourism has different concept from mass tourism; it has a mission to raise awareness among tourists and enable them to learn about local people’s daily life. This is in line with Potjana and REST [
28], who stated that community-based tourism prioritizes on the environmental issue, social, and cultural sustainability, which supervised and owned by and for the community. This tourism development model supposed to begin with public awareness, to build more beneficial tourism for local communities, such as the needs, initiatives, and opportunities.
The idea of community-based village or rural tourism is one form of the enablement strategy, which is adopted in many countries to increase community participation in development activities. In the era of decentralization, the concept of enablement strategy and the idea of community-based development has become popular. Dasgupta and Beard [
29] argue that the application of the idea of community-based development is a response to top-down development approaches that are considered undemocratic and centralistic. Therefore, the application of this enablement idea in various empowerment programs can be assessed from the extent to which centrally managed resources are decentralized (entrusted) to the community. Thus, local people are expected to have greater autonomy to make decisions, discuss issues they are really dealing with, prioritize the issues they really feel to accomplish and formulate appropriate strategies in their own capacity and then establish collective action which they will take together. According to Patel, et al. [
30] there are three types of spaces for participatory action: closed, invited, and claimed. In invited space, the state offers communities the opportunity to participate in decision-making processes. This arrangement may be institutionalized and permanent, allowing communities to be “makers and shapers” rather than simply “users and choosers” of services [
30]. The effectiveness of invited spaces is based, first, on the willingness of the government to share power with the communities and, second, on the risk of capturing the spaces by the local elites.
According to Muallidin [
25], community development for the local communities used these principles as tools, they are: community-owned tourism to be identified and supported; community members to be involved in every aspect; community pride to be promoted; quality of life to be improved; environmental sustainability to be ensured; uniqueness on local character and culture to be maintained; cross-cultural learning development to be supported; cultural differences and human dignity to be respected; benefits to be fairy distributed within community members; and contribute the percentage determined for the community project income.
From the previous description, Rocharungsat [
31] developed criteria to assess the success of community-based tourism based on evaluation of his research results in several countries in Asia; these include widespread community engagement, benefits that can be distributed equally in all communities, good tourism management, strong internal and external partnership, uniqueness of attractions, and well-maintained environmental conservation. Furthermore, Kayat [
32] addressed community awareness on the benefits of community-based tourism as one of significant factors motivating community to participate in program related to tourism development.
If a development is able to maintain all of these conditions permanently, it could be referred to as a sustainable tourism development, which is described by the United Nations Environment Program (UNEP) in Sutawa [
33] as a tourism development that is able to meet the needs of tourists (visitors) while ensuring the tourism destination as a host is protected and increases opportunity in the future.
This is considered to be guidance to manage all the resources; therefore, economic, social, and aesthetic requirement can be fulfilled while managing cultural integrity, important ecological processes, diversity, and life support of biological systems. In other words, sustainable tourism is a developed tourism with respect to the three main pillars (economic, social, and environmental) that runs equally so that it can be sustainable [
34].
Along with the concept and idea of sustainable community-based tourism that emphasizes on the development of local communities, there is one local tourist attraction that is very relevant to that effort. This is tourism that utilizes the attraction of nature conservation or links tourism development with conservation of natural and cultural resources [
4,
35]. If this can be developed properly, it would form a community-based ecotourism. Community-based ecotourism (CBE) enables local communities to have authority to control and engage with the development and management, hence tourism has a large proportion of its usefulness in the community itself [
36]. It promotes collective responsibility that includes individual initiatives in society for sustainable benefits [
37]. From this description, it can be concluded that CBE implies that the community takes care of natural resources to earn revenue through the implementation of local tourism enterprises/cooperatives and uses these revenues to improve the lives of its members. Thus, CBE contains of conservation, local institutions/business enterprises, and community development. With reference to the problem of alignment to the community, the CBE expects local people to become the main actors in management to produce products or services for sale [
35].
3. Materials and Methods
This research applied a qualitative approach with the case study method, or the qualitative case study research method, to explore and describe the experience of developing community-based tourism (CBT), especially the actors involved. Creswell [
38] and Yin [
39] explain that the case study research method allows for the exploration of processes in greater depth through the evaluation of a program, activity, or event. Through this method, this research can discover the uniqueness of rural tourism development in Nglanggeran with the expectation that this case can illustrate the inter-organizational collaboration as the key factor in the development of community-based rural tourism. Hence, the lesson learned derived from this case might be applicable only for the rural tourism with similar characteristics.
This research collected data through in-depth interviews from 2014 to 2016. The informants were purposively assigned by the snowball technique, in which key informants were selected from the proposal according to the recommendation of the previous key informant. Local government staff in tourism service development were the first informants who acted as referred informants. In total, there were 17 key informants interviewed in depth, which can be grouped into four categories: first, the local community consisting of informal community leaders (3), tourism village managers known as Pokdarwis (2), and youth organizations called Karang Taruna (2); second, the government consisting of a Village Head (1), Department of Culture and Tourism of Gunungkidul Regency (3); third, an academician or researcher from State Islamic University of Jogjakarta (2); fourth, a non-profit organization, Director of INDECON (1); and fifth, a for-profit organization consisting of the Chairman of STORM Community (1) and Owner of SPA Putri Kedaton Group Company (2).
To limit the scope of questions developed during in-depth interviews, researchers have categorized the informants and interview topics. For the local community category, information will be extracted into 4 topics, meanwhile, 2 topics for external stakeholders: public/government, based on their involvement during the collaboration (see
Table 1).
In addition to the interview, data was also collected through direct observation and a review of documents to support the facts of the interview results. It aims to validate by verifying or confirming information from various sources, often referred to as the triangulation method. Researchers, as key informants, collect data by themselves without any mediators [
38]. Furthermore, all data were analyzed by applying content analysis in order to systematically exploring the content of information from the collected data [
40,
41]. Data was coded and then classified based on theoretical framework, which is the element of tourism system as well as the concepts of collaborative government and community-based tourism. This strategy was applied in order to link the theory and real life setting [
40].
5. Conclusions
Nglanggeran Tourism Village is an example of sustainable community-based rural tourism. The sustainability of tourism activity cannot be separated from the availability of those important elements that form the tourism industry; Middleton in Mason [
6] refers this to: (1) accommodation, (2) attraction, (3) transport, (4) travel organizers, and (5) destination organization (local management). To fulfil all these elements, it requires participation and involvement from the relevant stakeholders.
Tourism activities developed in Nglanggeran Tourism Village have attracted participation from various external stakeholders. The following are among the stakeholders’ entities that involved or have significant roles in the development of Nglanggeran tourism activities:
The local community, as the main stakeholder through the Tourism and Pokdarwis Group, serves as the subject and implementer of tourism activities. Thus, they become the principal and the first beneficiary of tourism activities. They involved in monitoring, evaluating, and managing tourism activities.
The government, from the village government to the central government, it manages administration, facilitators, regulators, and guides, as well as beneficiaries through levies and profit-sharing systems undertaken under the BUMDes (local community enterprise).
Public/private for-profit institutions (sectors directly engaged in tourism) has role in the provision of tourism activities (i.e., attraction and transportation), and as the means of promotion and transportation assistance for visitors through travel agents.
Public/private for-profit institutions (sectors which not directly engaged in tourism) has the role of promotion through the mass media. While this private sector benefits tourism by providing assistance through the CSR program, the stakeholders benefit tourism through brand promotion. Most of the CSR support is allocated in the form of physical assistance in tourism activities and capacity-building of human resources.
Non-profit institutions are divided into non-profit organizations and academics. Academics’ role is related to the scientific needs offered by the academics through research, and as innovators that offer advice regarding tourism development and participate in conservation efforts. Meanwhile, non-profit organizations function mostly as mentors, mediators, and advisors in the development and planning of tourism activities.
One of the critical issues of sustaining community-based rural tourism is to ensure that local communities (in the collaboration of all stakeholders) still involved and have a key role in the management of tourist destinations so that the major portion of benefits and usages remain in the local community itself. This is not an easy thing to manifest. Some lessons learned from Nglanggeran are related to how this condition can be created, such as: First, it is necessary to have a strong awareness in the local community on the tourism potential they have around them. Nglanggeran Tourism Village emerged from the local community’s awareness of its natural potential and conservation needs as well as its potential to develop as a tourist attraction. Second, this awareness is expected to inspire and encourage initiatives from local communities to take advantage of these potentials. As seen in the village of Nglanggeran, the awareness of local community has inspired the youth initiative of Karang Taruna to mobilize the local community to develop their village as a tourism destination area. This indicates that the role of local youth is a key factor in the successful of Nglanggeran Tourism Village development, not only in utilizing the existing tourism potential but also their ability to protect the interests of local communities in interacting and collaborating with relevant stakeholders to ensure a sustainable tourism system. The experiences from this village can be adopted to develop future community-based tourism model called Youth initiated Community-led Collaboration, where local youth are empowered to pioneer the development of tourism destinations in their own areas; encourage the formulation of community-based organizations for tourism development and attract other resources to be involved in the development process. Third, with the new sources of livelihood for local communities from developing the tourism activities, it requires a high commitment from all parties, especially from the local community itself to keep the conservation of natural resources and maintain the social capital from their local communities. Based on this research, it is found that the benefits derived from the existence of the Tourism Village are distributed transparently to the local community.
This research also found that the community has created strategies, such as a regular meeting in the community level, to deal with other stakeholders’ interests within the village. Hence, it can be considered that they need adaptive capacity to ensure this strategy is well implemented. This capacity might also illustrate the dependency of rural community on the external supports. The higher their adaptive capacity, the lower their dependency. Thus, this research suggests the need for further research to examine the community’s adaptive capacity in collaborating with other stakeholders, and to confirm this preposition. Furthermore, longitudinal research designs allowing the exploration of the process in the community in building their capacity is recommended.
The important lessons learned from community-based rural tourism in Nglanggeran Village aforementioned in the article have concluded that the existence and sustainability of a tourist destination requires the participation and involvement from multiple relevant stakeholders. The local communities’ involvement, among the various roles of different stakeholders is the key to successful and sustainable community-based rural tourism.