Evaluation of Development Potential of Ports in the Yangtze River Delta Using FAHP-Entropy Model
Abstract
:1. Introduction
2. Literature Review
2.1. Relevant Studies on Evaluation Indicators
- (1)
- Infrastructure operation. Pahl et al. [18] evaluated the development potential of Arctic ports from the perspective of logistics demand and infrastructure in combination with Arctic maritime economic activities; Burling et al. [19] established a potential growth model to study the development potential of Hedland Port based on the import and export goods of Hedland Port; Wiegmans et al. [20] tried to explain the relationship between the throughput of inland ports and the port development based on large-scale statistical data, and found that the development of ports mainly depended on the sufficient wharf size, diversified goods, and convenient transportation.
- (2)
- Development of the port hinterlands. Min et al. [21] pointed out that the supply of port services exceeding the demand would lead to intensified port competition, and that accelerating the development of port hinterlands was a strong guarantee for government agencies and port enterprises to achieve a win-win situation. Notteboom et al. [22] found that port development had entered a new stage; i.e., ports had become the impact hub of their hinterlands. Ducruet et al. [23] analyzed the correlation between port hierarchies and city hierarchies from the perspective of relationships and networks, stating that although the correlation was weakening, ports with powerful cities still played an important role in the global maritime network. Van der Horst et al. [24] believed that the coordination of the hinterland transport chain was the main challenge for the future development of ports, and all departments should take corresponding incentive measures to improve the diversity of hinterland transport so as to improve the development potential of ports.
- (3)
- Port policy and governance model. With the continuous development of the maritime market, the pressure on port capacity is increasing. Port efficiency and logistics management measures have become the key issues for market managers to consider [25]. With the refined logistics and outstanding policy advantages, free trade ports are major measures to open trade and promote development [26]. China officially opened the Shanghai Free Trade Zone (FTZ) in 2013, which aims to reduce administrative intervention, realize tax preference, and relax investment restrictions [27]. In addition, the sustainable development policy is one of the main governance modes of the port. Schipper et al. [28] evaluated and guided the sustainable development of ports from three aspects: society, environment, and economy. Karimpour et al. [29] explored how ship waste discharge could increase its added value based on the closed-loop nature of circular economy, so as to promote the sustainable development of the Copenhagen-Malmö Port; Feng et al. [16], considering the port ecological environment index when assessing port development potential, pointed out that the core idea of the green port was not only to develop a port’s economy, but also to take environmental and ecological protectionism into account, and to find a path of sustainable development.
- (4)
- Sea and land competitive advantages of ports. Generally, scholars would use geographical location, hinterland economy, and port accessibility to reflect the location advantages of ports [30,31,32], thusly assessing the development potential of ports; however, Peng et al. [17] improved the assessment of port development potential through the network status from the perspectives of port location advantage and the global maritime transport network, and further studied the correlation between the development potential of a port and its position in the global maritime network.
2.2. Relevant Research on Evaluation Data
2.3. Relevant Studies on Evaluation Methods
3. Data
4. Methodology
4.1. Construction of Evaluation Index System
4.2. Calculation of the Evaluation Index Weight
4.3. Calculation of Port Development Potential
4.4. Compatibility Degree Test
5. Results and Discussion
5.1. Results of Port Development Potential
5.2. Analysis of Evaluation Results
5.3. Discussion
6. Conclusions
- Overall, the development potential of the port group in the Yangtze River Delta is relatively large. The specific ranking is: Shanghai Port (perfect), Ningbo-Zhoushan Port (perfect), Nanjing Port (good), Suzhou Port (good), Taicang Port (good), Nantong Port (average), Zhenjiang Port (average), Jiangyin Port (average).
- From the perspective of the single indicator, the ranking of the impact of the four primary indicators on the port development potential is: port economic and policy, port shipping level, landward location advantage, and seaward location advantage, indicating that external conditions of ports are more important than their internal conditions. As long as sufficient capital investment and government support are given, each port is likely to have strong potential for development. The per capita GDP is the main factor determining a port’s economy and policies. The number of berths is the main factor determining the port shipping level. The road network density is the main factor determining the port landward location advantage. The port network status is the main factor determining port seaward location advantage. The top three secondary indicators on a port’s development potential are per capita GDP, number of berths, and port network status. If the three indicators of the port are more prominent, the development potential of the port is also bigger.
- From the perspective of port development, if the port wants to have greater development potential, it must break the balanced development of various indicators, correctly analyze and fully grasp its own comparative advantages, avoid relative disadvantages, and invest in new technologies, making new ideas and new models driving forces for port development.
Author Contributions
Funding
Conflicts of Interest
Appendix A
FAHP-Entropy | AHP-Entropy | FAHP | Entropy | Compatibility Degree | |
---|---|---|---|---|---|
FAHP-Entropy | 1.000 | 0.417 ** (p < 0.001) | 0.350 ** (p < 0.001) | 0.671 ** (p < 0.001) | 0.479 |
AHP-Entropy | 1.000 | 0.489 ** (p < 0.001) | 0.238 ** (p < 0.001) | 0.381 | |
FAHP | 1.000 | 0.202 ** (p < 0.001) | 0.347 | ||
Entropy | 1.000 | 0.370 |
Appendix B
Indicators | Required Data and Data Sources | Processing Steps |
---|---|---|
C1 PT (104 ton) | Data: import amount + export amount Source: provided by China Port (http://www.port.org.cn) [52] |
|
C2 NR (route number) | Data: the total number of routes in the study period Source: AIS data in 2014, 2015 is provided by HiFleet Ltd. (http://www.hifleet.com) [50] |
|
C3 NB (berth number) | Data: total number of berths Source: provided by China Port (http://www.port.org.cn) [52] |
|
C4 GDPG (%) | Data: total GDP of port cities Source: provided by National data (http://data.stats.gov.cn/) [48] |
|
C5 CGDP (CNY b) | Data: total GDP and population of port cities Source: provided by National data (http://data.stats.gov.cn/) [48] |
|
C6 AIA (104 CNY) | Data: amount of investment attraction Source: provided by National data (http://data.stats.gov.cn/) [48] and port annual report [49] |
|
C7 GS | Data: economic support and policy reference provided by the government Source: provided by China Port (http://www.port.org.cn) [52] and provincial statistical bulletin in 2014, 2015 [53] |
|
C8 EI | Data: port environmental protection policy issued by the government Source: provided by China Port (http://www.port.org.cn) [52] and provincial statistical bulletin in 2014, 2015 [53] |
|
C9 SHI | Data: the shortest distance between port and hub port Source: provided by World Port Index (http://www.nga.mil/) [54] |
|
C10 SCI | Data: distance between the port and strategic passage Source: provided by World Port Index (http://www.nga.mil/) [54] |
|
C11 NS | Data: Degree index, node number and node tightness Source: provided by HiFleet Ltd. (http://www.hifleet.com) [50] |
|
C12 UI | Data: GDP of the port hinterland, the shortest distance between ports and cities Source: provided by National data (http://data.stats.gov.cn/) [48] and OpenStreetMap (http://www.openstreetmap.org/) [51] |
|
C13 TTI | Data: the shortest distance between ports and roads Source: provided by OpenStreetMap (http://www.openstreetmap.org/) [51] |
|
C14 RND (km/km2) | Data: length of roads in the hinterland, hinterland area Source: provided by National data (http://data.stats.gov.cn/) [48] and OpenStreetMap (http://www.openstreetmap.org/) [51] |
|
Respects | Range of Influence (km) | Attenuation Coefficient | Weights |
---|---|---|---|
Railway (railway station) | 60 | −1/30 | 2 |
Highway | 45 | −1/30 | 1.5 |
Trunk | 15 | −1/15 | 1 |
Airport | 10 | −1/10 | 1 |
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References | Indicators | Methods | Area | Date |
---|---|---|---|---|
Gao et al. [13] | Government policy, investment trend, investment risk management | Fuzzy-AHP, ELECTRE III | Quanzhou Port | 2018 |
Wan et al. [14] | Port throughput/GDP growth rate, government support, classification of inland waterways | AHP, D-S Reasoning | Wuhan Port | 2018 |
Shanghai International Shipping Institute [15] | The growth rate of container throughput/GDP, the investment amount attracted by the port, the number of new routes, the natural conditions of the port, the impact of government actions | Global container ports | 2017 | |
Feng et al. [16] | The growth rate of GDP/container throughput/cargo throughput/foreign trade import and export volume, port location advantage, port ecological environment | TOPSIS-entropy | Major container ports in China | 2017 |
Peng et al. [17] | Density, trunk road, city scale, strategic channel, hub port, weighted degree centrality, weighted closeness centrality, weighted betweenness centrality | AHP-entropy | 99 ports along the Maritime Silk Road | 2018 |
Pahl et al. [18] | Logistics demand and infrastructure | Arctic ports | 2018 | |
Burling et al. [19] | The import and export goods | Potential growth model | Hedland Port | 2003 |
Method | Advantage | Disadvantage |
---|---|---|
Entropy | Objective, used in any process of weight determination | Only used in the process of weight determination, limited problem solving |
AHP | Systematic, concise and practical | Many qualitative components are not convincing, difficult to determine the weight when there are too many indicators |
Fuzzy | Quantifiable evaluation of fuzzy concepts, making qualitative problems quantifiable | Complex calculation, subjective determination of index membership function |
Data | Data Sources |
---|---|
Hinterland GDP data, hinterland area, investment amount | National Data (http://data.stats.gov.cn/) [48], port annual report [49] |
Number of routes, AIS data | HiFleet Ltd. (http://www.hifleet.com) [50] |
City information, road network information | OpenStreetMap (http://www.openstreetmap.org/) [51] |
Port throughput, terminal berths, related policies | China Port (http://www.port.org.cn) [52], provincial statistical bulletin in 2014, 2015 [53] |
The distribution of strategic hubs and strategic channels | World Port Index (http://www.nga.mil/) [54], and reference [55] |
Qualitative Indicators | C7 Government Support | C8 Environmental Initiatives | |
---|---|---|---|
Definition of each grade | Perfect (5) | Sound port management regulations, and strong support from government on both financial and political aspects. | Government attaches great importance to environmental initiatives, promulgates a lot of port environmental protection management policies, and gives subsidies incentives. |
Good (4) | Unified regulation on port management, and support from the government on both financial and political aspects. | Government attaches great importance to environmental initiatives, promulgates some port environmental protection management policies. | |
Average (3) | Unified regulation on port management, and financial support from the government. | Government attaches great importance to environmental initiatives, few policies promulgated, but specific actions taken. | |
Poor (2) | Unified regulation on port management, or support from the government on both financial and political aspects. | Government pays attention to environmental initiatives and tries to promulgates some port environmental protection management policies. | |
Very poor (1) | No official regulation on port management, no financial support from the government. | Government does not pay much attention to environmental protection, and has not promulgated any policies. | |
C10 Strategic channel influence | |||
1 | In the position of strategic channel | ||
[0.5, 1) | Close to strategic channel | ||
[0, 0.5) | Away from strategic channel |
Scale Value | Relative Importance of the Two Indicators |
---|---|
1 | Indicator i is as important as indicator j |
3 | Indicator i is slightly more important than indicator j |
5 | Indicator i is medium more important than indicator j |
7 | Indicator i is very more important than indicator j |
9 | Indicator i is absolutely more important than indicator j |
2, 4, 6, 8 | Intermediate value of the above importance |
Primary Indicators | Weights | Secondary Indicators | Weights | Comprehensive Weights |
---|---|---|---|---|
Port shipping level | 0.246 | Port throughput | 0.179 | 0.044 |
Number of routes | 0.362 | 0.089 | ||
Number of berths | 0.459 | 0.113 | ||
Port economic and policy | 0.425 | GDP growth rate | 0.131 | 0.056 |
Per capita GDP | 0.408 | 0.173 | ||
Attracting investment amount | 0.161 | 0.068 | ||
Governmental support | 0.167 | 0.071 | ||
Environmental initiatives | 0.133 | 0.057 | ||
Port seaward location advantage | 0.133 | Strategic hub influence | 0.186 | 0.025 |
Strategic channel influence | 0.119 | 0.016 | ||
Network status | 0.695 | 0.092 | ||
Port landward location advantage | 0.196 | Urban influence | 0.233 | 0.046 |
Traffic trunk influence | 0.342 | 0.067 | ||
Road network density | 0.425 | 0.083 |
C1–C14. | Shanghai Port | Ningbo-Zhoushan Port | Nanjing Port | Zhenjiang Port | Taicang Port | Nantong Port | Suzhou Port | Jiangyin Port |
---|---|---|---|---|---|---|---|---|
C1 PT | 0.284 | 0.357 | 0.118 | 0.027 | 0.120 | 0.032 | 0.034 | 0.028 |
C2 NR | 0.363 | 0.313 | 0.102 | 0.042 | 0.065 | 0.043 | 0.040 | 0.032 |
C3 NB | 0.390 | 0.308 | 0.072 | 0.046 | 0.045 | 0.035 | 0.064 | 0.040 |
C4 GDPGR | 0.172 | 0.143 | 0.203 | 0.099 | 0.041 | 0.127 | 0.094 | 0.121 |
C5 PCGDP | 0.170 | 0.140 | 0.161 | 0.092 | 0.022 | 0.088 | 0.162 | 0.165 |
C6 AIA | 0.236 | 0.165 | 0.135 | 0.054 | 0.156 | 0.079 | 0.097 | 0.078 |
C7 GS | 0.255 | 0.147 | 0.139 | 0.089 | 0.124 | 0.076 | 0.107 | 0.063 |
C8 EI | 0.176 | 0.133 | 0.115 | 0.100 | 0.137 | 0.104 | 0.124 | 0.111 |
C9 SHI | 0.310 | 0.148 | 0.094 | 0.068 | 0.117 | 0.087 | 0.072 | 0.104 |
C10 SCI | 0.217 | 0.054 | 0.026 | 0.026 | 0.026 | 0.217 | 0.217 | 0.217 |
C11 NS | 0.292 | 0.169 | 0.087 | 0.103 | 0.125 | 0.075 | 0.095 | 0.054 |
C12 UI | 0.215 | 0.124 | 0.150 | 0.102 | 0.074 | 0.106 | 0.115 | 0.114 |
C13 TTI | 0.208 | 0.121 | 0.197 | 0.083 | 0.080 | 0.108 | 0.127 | 0.076 |
C14 RND | 0.238 | 0.146 | 0.154 | 0.112 | 0.097 | 0.081 | 0.132 | 0.040 |
Port | Shanghai Port | Ningbo-Zhoushan Port | Nanjing Port | Zhenjiang Port | Taicang Port | Nantong Port | Suzhou Port | Jiangyin Port |
---|---|---|---|---|---|---|---|---|
Evaluation score | 4.55 | 4.25 | 3.91 | 2.75 | 3.00 | 2.84 | 3.28 | 2.62 |
Evaluation level | Perfect | Perfect | Good | Average | Good | Average | Good | Average |
C1–C14 | Shanghai Port | Ningbo-Zhoushan Port | Nanjing Port | Zhenjiang Port | Taicang Port | Nantong Port | Suzhou Port | Jiangyin Port |
---|---|---|---|---|---|---|---|---|
C1 PT | 5 | 5 | 4 | 2 | 4 | 3 | 3 | 2 |
C2 NR | 5 | 5 | 4 | 3 | 4 | 3 | 2 | 2 |
C3 NB | 5 | 5 | 4 | 3 | 3 | 2 | 4 | 2 |
C4 GDPGR | 4 | 4 | 4 | 3 | 2 | 4 | 2 | 3 |
C5 PCGDP | 4 | 2 | 4 | 3 | 2 | 3 | 4 | 5 |
C6 AIA | 5 | 5 | 4 | 2 | 4 | 3 | 3 | 2 |
C7 GS | 5 | 5 | 4 | 3 | 4 | 2 | 3 | 2 |
C8 EI | 5 | 5 | 4 | 4 | 5 | 4 | 5 | 4 |
C9 SHI | 5 | 5 | 3 | 2 | 4 | 3 | 2 | 4 |
C10 SCI | 4 | 3 | 3 | 3 | 3 | 4 | 4 | 4 |
C11 NS | 5 | 5 | 3 | 4 | 4 | 2 | 3 | 2 |
C12 UI | 5 | 4 | 5 | 2 | 2 | 3 | 4 | 3 |
C13 TTI | 4 | 4 | 4 | 3 | 3 | 3 | 4 | 3 |
C14 RND | 4 | 4 | 4 | 3 | 2 | 2 | 4 | 2 |
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Mou, N.; Wang, C.; Yang, T.; Zhang, L. Evaluation of Development Potential of Ports in the Yangtze River Delta Using FAHP-Entropy Model. Sustainability 2020, 12, 493. https://doi.org/10.3390/su12020493
Mou N, Wang C, Yang T, Zhang L. Evaluation of Development Potential of Ports in the Yangtze River Delta Using FAHP-Entropy Model. Sustainability. 2020; 12(2):493. https://doi.org/10.3390/su12020493
Chicago/Turabian StyleMou, Naixia, Chunying Wang, Tengfei Yang, and Lingxian Zhang. 2020. "Evaluation of Development Potential of Ports in the Yangtze River Delta Using FAHP-Entropy Model" Sustainability 12, no. 2: 493. https://doi.org/10.3390/su12020493