Knowledge Integration in the Politics and Policy of Rapid Transitions to Net Zero Carbon: A Typology and Mapping Method for Climate Actors in the UK
Abstract
:1. Introduction
1.1. Existing Typologies of Environmental Policy Actors
- (a)
- Scale: Barbrook-Johnson [19] categorised UK organisations involved in public–private partnerships in the food–energy–water–environment nexus by their geographical scale of operation at the catchment, county, regional, devolved nation, UK, or international levels;
- (b)
- Policy discourse: the categorisation of policy discourses in climate change politics helps to understand how issues are framed and how policy discourses relate to each other in terms of aligning/competing groups [20,21,22]. Hess [23] argued that a focus on language and discourse coalitions, rather than on shared core beliefs or identities [24,25], offered greater flexibility in understanding the dynamics of coalitions, for which the goals and compositions may change in response to persuasive counter-framing, new information, events, changes in administration, membership, and institutional form [26] (This point is reiterated below when considering the advantages and disadvantages of various mapping methodologies). Boehnert [27] categorised UK, US, and Canadian actors via five policy discourses: climate science, climate justice, ecological modernisation, neoliberalism, and climate contrarianism.
- (c)
- Organisation type: Costoya [28] proposed a four-part typology of civil society actors based on their organisation, vision of civil society, and logic of social action: (1) Non-Governmental Organisations (NGOs), (2) social movements, (3) networks, and (4) plateaus. Networks and plateaus were viewed as information-age correlates of the more traditional NGOs and social movements. This typology is summarised in Table 1, column A. Boehnert [27] differentiated actors into 12 types: governments, intergovernmental organisations, science research institutions, media organisations, non-governmental organisations/charities, associations and societies, climate research institutes and think tanks, websites/blogs, contrarian blogs, contrarian organisations, individuals, and corporations.
- (d)
- Sector: various typologies arrange stakeholders into the sector of the economy in which they operate, as summarised in Table 1, column B. The following are examples:
- The UK’s Committee on Climate Change (CCC) publishes “indicator frameworks” for seven sectors of the economy—power, buildings, industry, transport, agriculture and land-use, land-use change and forestry, waste, and F-gases [29].
- Scoones et al. [30] discussed the importance of non-state actors in business, finance, academia, grassroots, and social movements. According to Sovacool and Geels [31], actors also include households, businesses, policymakers, social movements, scientists, journalists, investors, and special interest groups.
- Oxfam International’s [32] guidelines for analysing social and political change processes list social movements, political parties, political and business elites, the military, police, inspirational leaders, and faith leaders as agents of change.
- Climate Assembly UK [33] included an advisory panel representing academic research, think tanks, business associations, environmental organisations, citizen organisations, and trade unions.
- Boehnert [27] mapped various types of media organisations in three categories: journals, newspapers, and television broadcasters; websites; and contrarian blogs.
- (e)
A | B | C |
---|---|---|
Organisation Type/Structure [28] | Sector of Society [27,29,30,31] | Method/Modus Operandi [34,36,37] |
Non-Governmental Organisation (NGO) (e.g., WWF, Friends of the Earth Business associations Trade Unions Think Tanks) Social Movement (e.g., 350.org, School Strike 4 Climate, Extinction Rebellion) Network (e.g., Climate Action Network; Global Climate Forum Transition Towns) Plateau (e.g., World Social Forum) | Academia The Arts Business Citizen NVDA Energy Generation Farming Finance Health Law/Litigation Local Politics Media National Politics Prefigurative Movements Religion Trade Unions Transport | Traditional Methods: Demonstrate Strike Occupy public/private space Donate/subscribe Petition Lobby Public Meeting Boycott Exhibition Theatrical Performance Artwork Civil Disobedience Policy Advocacy Disinformation/astroturfing Recent Methods: Litigate (as Plaintiff) Strike from School Internet-based Calls to Action Divest/Reinvest Digital Media Influencing Prefigurative Politics |
1.2. Existing Organigrams and Maps
2. Materials and Methods
2.1. Data Scope
2.2. Methods
2.3. Method for Typology Design
- Name (actor label): name of the organisation;
- Scale (y-axis): the scales used in this typology are (1) district, (2) region/county, (3) devolved nation, (4) United Kingdom (includes international organisations with a UK office), and (5) international (without a UK office). This scaling corresponds to the administrative areas derived from the Nomenclature of Units for Territorial Statistics [49] (Table 2).
- Net-zero ambition (x-axis): the wider research project that generated this study is focused on the UK net zero carbon policy. Data collected for this paper was similarly restricted to actors’ net-zero policy preferences for the UK as a whole. It is worth noting that some scholars and campaigners have criticised the entire “net-zero” approach, arguing instead for more stringent “absolute zero” emissions targets. Others advocate separate accounting practices for positive and negative emissions. It is also worth noting that net-zero GHG targets are not strictly comparable using only the stated year, since long-term cumulative GHG budgets depend on other factors, including the mitigation pathway (convex, concave, and linear pathways imply different overall GHG emissions); the emissions “scope” (usually referred to as scopes 1, 2, and 3), which specifies the boundary between what is counted and what is omitted; and the reliance on international offsetting and other negative emissions schemes. In addition, some actors specify their UK net-zero policy preference over a range of years, such as “well before 2050” or “by the late 2030s”. The net-zero targets should therefore be viewed as broad approximations of actors’ degrees of urgency/ambition, providing useful insights in terms of alignments and tensions within and between economic sectors, GHG mitigation sectors, policy discourses, and other category data. For these reasons, net-zero ambition is designated in ranges from 2025–2030, 2031–2035, 2036–2040, 2041–2045, 2046–2055, and >2055;
- Policy discourse (actor colour): primary data collected from forty-seven expert interviewees, conferences, workshops, and other transcribed sources, together with secondary material from organisation webpages, reports, journals, and other media, were subjected to thematic analysis [50]. Key themes were developed into an analytical hierarchy—iterating between data management, descriptive accounts, and explanatory accounts—designed to build a conceptual “scaffolding” of broader meanings [51]. The initial reading of the data was literal, and the initial labelling and thematic framework was descriptive or semantic [52]. Thematic analysis of the policy discourses identified in this study (to be detailed in a forthcoming paper) resulted in the following five categories, each of which were allocated a colour in the non-state actors map:
- Revolution (red): this represents actors proposing (quasi-) revolutionary, as opposed to reformist, solutions to the climate crisis. According to these actors, the current capital and elite-controlled system of government is incapable of adequate reform, necessitating system overthrow;
- Participation (yellow): this discourse prioritises democratic participation and collective decisions on targets, pathways, and solutions in the transition to a low-carbon society. “Participation” actors are therefore not assigned to “a priori” net-zero targets;
- Limits (green): this discourse gives primacy to the biophysical capacities and social foundations of a sustainable future. This is a post-growth policy discourse. It points out that infinite economic growth on a finite planet is not possible; moreover, beyond a threshold level of income, it bears little relation to what people really value;
- Growth (blue): this is the nationally and globally dominant policy discourse. It argues that the transition to a low-carbon economy is either compatible with or requires continued GDP growth;
- Delay (purple): this discourse dismisses decarbonisation as a policy priority. Proponents tend to be connected to the fossil fuel industry and/or to an economic libertarian ideology that opposes government intervention.
- Relative influence (non-state actor size): six units of measurement were used in different combinations to calculate non-state actor influence on policy, depending on the social movement or NGO sector and data availability: Alexa Rank 90 Day Trend (https://www.alexa.com/siteinfo); Twitter following (https://twitter.com); revenue (https://www.influencewatch.org; https://beta.charitycommission.gov.uk; https://suite.endole.co.uk); number of MPs (https://members.parliament.uk); readership (https://www.newsworks.org.uk; organisation webpages); and think-tank ranking [53]. As in Boehnert [27], a degree of subjective judgement was used but was further refined by commentary from an informal expert review panel (see Acknowledgements). It was not possible to compare actors across sectors. All calculations were standardised as a percentage of the highest score (or in the case of Alexa Rank, the lowest score) of actors within each sector. The average total score for each actor was used as the final object diameter (from 1–100 units) for fourteen NGO sectors, social movements, and individuals, totalling sixteen non-state sectors. Each of these populates a single row in the whole UK section of the map of non-state actors. State actors were not sized by “relative influence”.
- Policy insider/outsider: Newell [54] and Piggot [55] differentiated “insider” individuals and organisations, who typically provide advice and/or research to government for policy development, from “outsider” individuals and organisations, who tend to be excluded from the policy process. Insider/outsider status is a strong indicator of an organisation’s methods (item 9): outsiders are more likely to use protest tactics whereas insiders tend to use lobbying, advocacy, and research. It is also an indicator of policy radicalness: insiders are less inclined to push for more radical policies [55]. Insider/outsider status is closely associated with but not identical to relative influence (item 5). The most interesting individuals and organisations for those committed to more rapid decarbonisation are the exceptional “radical insiders”: those with privileged access who push for more radical policy [56]. Unsurprisingly, insiders tend to influence policy more than outsiders, but there are contexts in which outsiders can rapidly affect change, a recent example being the Black Lives Matter movement [57,58]. Where coalitions formally invite a broad range of insiders and outsiders to achieve a common goal, for example, the IPPR’s Environmental Justice Commission, the insider/outsider distinction may become otiose. The existence of a diverse “ecology” of insider and outsider NGOs and social movements may also provide strategic benefits: for example, the outsider tactics of Greenpeace and Extinction Rebellion may make it impossible to for them to build direct relationships with powerful incumbents in the government, business, or finance. However, if accompanied by sufficient media attention and public sympathy/outrage, they may force these incumbents to raise their ambition and seek alliances with insider organisations and coalitions such as WWF or We Mean Business.
- Actor type (actor shape): actors are divided into non-state actors and state actors. Non-state actors are subdivided into non-governmental organisations (NGOs, circle); NGO networks (circle with border circles); social movements (triangle); movements of movements (triangle within a triangle), which are alignments of social movements; and individuals (star). State actors (rectangle) are subdivided into the UK government (department, select committee, all-party parliamentary group, and statutory body) devolved nation, region/county and district, and intergovernmental organisations. It is important to note that, following Costoya [28], our definition of “NGO” is more expansive and literal than is customary. We use NGO here as a label for all non-state actors that are organisations as opposed to social movements (Table 3, column 7).
- Actor sector: we categorised actors according to the GHG mitigation sector in which they are engaged, broadly following the UK Committee on Climate Change’s “outcome indicators”—all sectors, agriculture, buildings, GHG removal, f-gases, industry, land use, forestry, energy, transport, and waste [29,59]. For the NGO sector, we assigned NGOs to one of fourteen sectors that best describes their primary source of income, membership, or support—the arts, business/professions, citizens, community/city, environment, finance, health, law/litigation, media, political parties, religions, research (academic), research (think tank), and trade unions [27,60,61];
- Modus operandi: actors employ various methods, tactics, and performances to further their aims [62]. The inclusion of modus operandi creates a richer description of each actor and may reveal patterns, strategic links, and informal alignments of actors adopting similar tactics. One example is the small but growing set of professional associations that have recently made “declarations of climate emergency”, some of which include commitments to avoid projects that would increase the burning of fossil fuels, including airport expansion schemes. The list of methods is presented in Table 3, column 9;
- Political discourse: in addition to policy discourses (item 4), this typology categorises political discourses used to motivate and persuade the public and other actors to support their cause, shaping “how we see and imagine problems and solutions, and how we come to define, know, and frame futures” [30] (p. 21). Political discourses are divided into grand narratives, counter-narratives, and motivational frames. Grand narratives are defined as compelling, unifying stories for rapid transition to a more sustainable future, based on themes such as restoration, redemption, and emergence [63,64,65,66,67]; counter-narratives are discourses designed to delay decarbonisation and concerted action on climate change. We reproduced Lamb et al.’s [68] list of twelve delay discourses, grouped into four overall delay strategies. Motivational Frames can be used by any actor to encourage or discourage action on climate change. The motivating efficacy of political discourses depends on many factors, including recipients’ values, social identity [69,70], and the perceived trustworthiness of messengers [71]. Political messaging is therefore often tailored to appeal to specific contexts and audiences.
2.4. Design Method for the State Actor Organigram and Non-State Actor Map
- “net-zero ambition” for the UK as a whole: along the x-axis in columns separated by dotted lines. Actors in the same column (e.g., 2046–2055) share the same range of UK net-zero ambition, regardless of their location from the left to the right of the column; the left–right sortition of actors within the same row and column reflects only their influence relative to other actors in that row and column, as explained in “relative influence” below;
- “policy discourse”, as indicated by the actor’s colour (Figure 8 legend). Note that, for the “participation” discourse (yellow), several actors may collectively occupy the same object, stretched across several columns of net-zero ambition. This illustrates the priority of this discourse to encourage public participation and deliberative decision-making rather than to rely on top-down targets and solutions;
- “relative influence”. Actors within the same sector (single row) were sized according to a standardised average of relative quantitative measures of “relative influence” (from 1–100), together with a degree of judgement and external expert review. The layout of actors within each sector (single row) of the map follows a two-stage sorting process. The first stage sorts all actors within each sector by relative influence from left (low influence) to right (high influence); a second stage then re-positions each actor in the row according to their range of net-zero ambition (e.g., 2025–2030, 2031–2035, etc). Actor size remains unchanged, but the left–right sortition is now only maintained within each column of net-zero ambition. It is therefore possible to have a larger-sized (highly influential) actor placed to the left of a smaller one, but only if that larger actor occupies an earlier, more ambitious range of net-zero ambition.
3. Results
4. Discussion
5. Conclusions
- actors and scales, from the international to local levels or within a single organisation;
- actors within any mitigation sector or a combination of sectors (e.g., buildings or transport);
- actors within any NGO sector or a combination of NGO sectors (e.g., finance or political parties);
- policy targets (e.g., actors’ own individual targets, industry-wide targets, or regional targets); and
- policy discourses, political discourses, or advocacy methods.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Acknowledgments
Conflicts of Interest
References
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Scale | ||||
5 | International | |||
4 | United Kingdom | |||
3 | England | Scotland | Wales | Northern Ireland |
2 | Region/County | Council Area | Principle Area | County |
1 | District | District |
1. Actor Name (label): 2. Scale (y-axis): District, Region/County, Devolved Nation, UK, International 3. Net-Zero Ambition (x-axis): 2025–2030, 2031–2035, 2036–2040, 2041–2045, 2046–2055, 2051–2055, >2055 4. Policy Discourse (colour): Revolution, Participation, Limits, Growth, Delay 5. Relative Influence (size): 6. Policy Insider/Outsider: | ||||
7. Actor Type (shape) | 8. Actor Sector | 9. Modus Operandi | 10. Political Discourse | |
Non-State Actors: NGOs (circle) NGO Networks (circle + circle border) Social Movements (triangle) Movement of Movements (double triangle) Individuals (star) State Actors (all rectangles) UK Government
Regions/Counties Districts Intergovernmental Organisations (IGOs) | Mitigation Sectors: All sectors Agriculture Buildings GHG removal F-Gases Industry Land use, forestry Energy Transport Waste NGO Sectors: The Arts Business/professions Citizens Community/city Environment Finance Health Law/litigation Media Political parties Religions Research/academy Research/think tank Trade unions | Traditional Methods: Art/performance Boycott Civil disobedience Demonstrate/march Divest/reinvest Donate/subscribe Lobby Occupy space Petition Policy advocacy Public meeting Publish Strike Education/training Disinformation Recent Methods Deliberative democracy Digital media campaign Internet call to action Litigation Prefigurative politics Strike from school | Grand Narratives: Emergence Redemption Resilience Restoration Stewardship Survival Utopia Prosperity/wellbeing Counter-Narratives: Redirect Responsibility:
| Motivational Frames Ego +: self-enhancement/co-benefits, legacy, reputation [72,73,74] Ego -: negative emotions, e.g., fear, shame, guilt, outrage, [75] Conserving: conserving goods of natural/capital value: love of land, home, heritage [76,77,78] Altruist: concern for the welfare of others [72] Collectivist: concern for the welfare of a specific group; loyalty; solidarity [72] Principlist: ethics of justice, fairness, humanity, rights, freedom, the greatest good [72,77,79,80] Normative: human tendency to imitate and conform to perceived social norms [81,82] Self-transcendent: a trans-generational cause that extends beyond one’s own limited existence [77,79,83,84] |
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Smith, S.R.; Christie, I. Knowledge Integration in the Politics and Policy of Rapid Transitions to Net Zero Carbon: A Typology and Mapping Method for Climate Actors in the UK. Sustainability 2021, 13, 662. https://doi.org/10.3390/su13020662
Smith SR, Christie I. Knowledge Integration in the Politics and Policy of Rapid Transitions to Net Zero Carbon: A Typology and Mapping Method for Climate Actors in the UK. Sustainability. 2021; 13(2):662. https://doi.org/10.3390/su13020662
Chicago/Turabian StyleSmith, Steven R., and Ian Christie. 2021. "Knowledge Integration in the Politics and Policy of Rapid Transitions to Net Zero Carbon: A Typology and Mapping Method for Climate Actors in the UK" Sustainability 13, no. 2: 662. https://doi.org/10.3390/su13020662
APA StyleSmith, S. R., & Christie, I. (2021). Knowledge Integration in the Politics and Policy of Rapid Transitions to Net Zero Carbon: A Typology and Mapping Method for Climate Actors in the UK. Sustainability, 13(2), 662. https://doi.org/10.3390/su13020662