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Article

Risk Assessment of Coal Mine Flood Disasters Based on Projection Pursuit Clustering Model

1
Emergency Science Research Institute, Chinese Institute of Coal Science, Beijing 100013, China
2
School of Emergency Management and Safety Engineering, China University of Mining and Technology (Beijing), Beijing 100083, China
*
Author to whom correspondence should be addressed.
Sustainability 2022, 14(18), 11131; https://doi.org/10.3390/su141811131
Submission received: 4 August 2022 / Revised: 1 September 2022 / Accepted: 4 September 2022 / Published: 6 September 2022
(This article belongs to the Section Energy Sustainability)

Abstract

:
Previously conducted studies have established that as a disaster-bearing body, a coal mine is vulnerable to flood disasters and their consequent impacts. The purpose of this study is to put forward a quantitative evaluation method of the risk of coal mine flood disaster. Based on the scientific theory of disaster risk, a risk assessment model and index system for coal mine flood disaster was constructed, and a risk assessment method was proposed based on the projection pursuit and fuzzy cluster analysis. The results show that the risk of coal mine flood disaster was mainly determined by the hazard of disaster-causing factors, the stability of the disaster-prone environment, and the vulnerability of disaster-bearing bodies. Further research shows that the maximum daily rainfall had the greatest impact the risk of coal mine flood disaster. Therefore, the early warning mechanism should be established between the coal mine and the meteorological department to improve the fortification level. A risk assessment method of coal mine flood disaster was proposed in this study, which is of great significance for energy sustainability.

1. Introduction

Since the turn of the 20th century, global climate change has led to frequent natural disasters, causing economic losses of more than USD 900B, of which the economic losses caused by flood disasters are the highest, accounting for approximately 32% [1]. The Intergovernmental Panel on Climate Change (IPCC) defines a flood as “the overflow of water from the normal range of channel or other water bodies, or the accumulation of water in areas that are not flooded under normal circumstances” [2]. Under the effect of climate and geographical conditions, China is one of the countries with the most serious flood disasters in the world [3]. The number, intensity, loss, and impact scope of flood disasters are the highest among the various types of natural disasters seen in this country [4]. For example, the catastrophic flood in 1998 affected a total of 223 million people and caused a direct economic loss of CNY 166B.
Coal is the main energy source in China [5]. In 2021, the raw coal output was 4.13 billion tons, and coal consumption accounted for 56% of the total energy consumption [6]. As a disaster-bearing body, coal mines are seriously affected by flood disasters. Floods not only directly lead to flooding accidents and industrial square destruction, but also indirectly induce abnormal water gushing underground, water permeability issues, groundwater pollution, and other chain disasters [7]. Figure 1 shows a flooding accident in a coal mine in Guizhou, China.
Some scholars have defined accidents caused by natural disasters as NaTech (Natural Hazards Triggering Technological Accidents) events [8,9]. Table 1 lists some published incidents of flood disasters in coal mines.
Analyzing the above, it can be noted that the prevention and control of coal mine flood disasters is a very important issue. Therefore, the purpose of this study is to quantitatively assess the risk of coal mine flood disasters. To achieve this, it is necessary to complete the following tasks: (1) construct an evaluation model and index system; (2) propose the risk assessment method of coal mine flood disaster; (3) visually display the evaluation results.

2. Literature Review

To effectively prevent coal mine flood disasters, the Chinese government has issued documents such as the “guiding opinions on the prevention of coal mine accidents and disasters caused by rainstorms and floods” and the “notice on the prevention of mine accidents and disasters caused by natural disasters such as rainstorms and floods” [10], and scholars have also conducted relevant research.
In terms of disaster risk assessment, Shi et al. conducted systematic research on disaster risk science, including regional disaster system, disaster risk assessment, zoning, and disaster emergency management, and pointed out that the generalized disaster risk assessment is to assess a disaster system based on the hazard of disaster-causing factors, the stability of the disaster-prone environment, and the vulnerability of disaster-bearing bodies [11,12,13]. Rachel et al. proposed a hurricane disaster risk index model based on the hazard of disaster causing factors, exposure, vulnerability, emergency response capacity, and resilience based on comparative research on hurricane disaster risk in the coastal areas of the United States [14]. Hu et al. and Xiao et al. evaluated the regional flood disaster risk by establishing a comprehensive multi-index evaluation system [15,16]. Liu et al. established an evaluation index system based on disaster-causing factors, disaster-prone environment, and disaster-bearing body; used the AHP (Analytic Hierarchy Process) method and AHP-entropy weight method to determine the weight; and selected a reasonable flood risk evaluation method after comparison to comprehensively evaluate the flood disaster risk [17]. Ali et al. quantified risk perception and communication in flood-prone rural areas of District Dera Ghazi Khan, Pakistan, and provided an insight into the need for risk communication for improving the effectiveness of flood risk reduction [18]. Bernhofen et al. evaluated the usefulness of global data for assessing flood risk in five countries: Colombia, England, Ethiopia, India, and Malaysia. National flood risk assessments are carried out for each of the five countries using six datasets of global flood hazard, seven datasets of global population, and three different methods for calculating vulnerability [19]. Sairam et al. and Shalikovskiy et al. evaluated the risk of flood disaster in Germany and Russia based on the regional flood model [20,21]. Tanaka et al. examined the impact of the river overflow and dam operation of upstream areas on downstream extreme flood frequencies through a case study of the Yodo River basin [22].
In terms of the risk assessment of disaster-bearing bodies, Wang, Cao and Zhang studied the impact of flooding on a chemical industry park and its internal facilities and established a risk assessment index system for flood disasters in such parks [23,24,25]. Kong et al. studied the current status of design standards for flood control and secondary disasters in chemical parks [26]. Hu et al. evaluated the flood inflow risk of coal mines near river and lake embankments and established a river burst prediction model and a dike break flood inundation zoning model [27]. Lyu et al. used the AHP and I-AHP (Interval Analytic Hierarchy Process) methods to conduct a comparative study on flood risk in a subway system [28,29]. Wang et al. used the projection pursuit method to evaluate the vulnerability of the subway station project to rainstorm and waterlogging [30]. Qi et al. proposed a hidden danger screening method for earthquake-induced secondary disasters in coal mines and built a hidden danger screening system for secondary disasters induced by earthquakes in coal mines with the lifeline system as the main line [31]. In a joint Chinese–Russian study, the authors investigated the manifestation of natural and man-made geodynamic phenomena in the eastern regions of Russia and China [32]. In a joint Polish-German–Russian study, the authors assessed the risks of developing subvertical disturbance as a result of mining operations, predicted the possibility of the water-protective strata destruction and the likelihood of flooding of a mine that extracts potassium-magnesium salts, as well as proposed ways to reduce the risks of accidents [33]. Krasyukova et al. proposed a rational approach to control underground mining operations in complex hydrogeological and geomechanical conditions based on risk assessment [34]. Dudek, based on the finite element method, after calibrating the 3D numerical model using surface subsidence measurements, as well as geological and mining data, simulated the flooding process by changing the density of the medium according to classical soil and rock mechanics principles [35].
Unfortunately, there has been no systematic study on the risks of coal mine flood disasters, and the existing evaluation system and method need to be improved. Therefore, based on the scientific theory of disaster risks, this study established a coal mine flood disaster risk assessment model and index system that covers the hazard of disaster-causing factors, the stability of the disaster-prone environment, and the vulnerability of the disaster-bearing body. A coal mine flood disaster risk assessment method based on the projection pursuit and fuzzy cluster analysis, which has been applied in Zunyi Coal Mine, Guizhou Province, China, was proposed. Targeted measures were devised based on the assessment results. This study tentatively proposes a flood disaster risk assessment method for coal mines, providing a basis to determine the level of flood disaster risk and to effectively implement flood disaster prevention and control measures. This is of great significance to the sustainable development of energy.

3. Methods

3.1. Assessment Model

The disaster system is a variation system of the Earth’s surface with complex characteristics composed of disaster-causing factors, disaster-prone environment, disaster-bearing body, and disaster situation [36]. Based on the theory of the disaster system, the risk assessment of coal mine flood disaster includes three elements: the hazard of disaster-causing factors (hazard), the stability of the disaster-prone environment (stability), and the vulnerability of the disaster-bearing body (vulnerability). Figure 2 shows the assessment model, which can be expressed as follows:
R = H S V
Through data collection, field investigation, and expert discussion, the main disaster-causing factor is found to be rainstorms. This hazard mainly considers the maximum daily rainfall (H1/mm), rainstorm days (H2/days), and annual average rainfall (H3/mm). The stability evaluation of the disaster-prone environment is the sensitivity evaluation of this environment to disaster-causing factors, mainly considering the terrain and river around the mine (S1), the hydrogeology type of the mine (S2), the number of wellheads (S3), the current situation of flood prevention (S4/years), and drainage capacity (S5/m3·h−1). The vulnerability is mainly determined by two factors. The first one is the fortification level (V1) of the disaster-bearing body to flood disaster. The less substandard items of fortification, the higher the fortification level and the lower the vulnerability of the disaster-bearing body. The second is the population size (V2), number of assets (V3), and production capacity (V4) exposed to disaster-causing factors in the disaster-prone environment. The higher the number, the higher the vulnerability of the disaster-bearing body. Figure 3 shows the evaluation index system.

3.2. Projection Pursuit Method

The projection pursuit method is a statistical analysis method used to analyze and process non-normal high-dimensional data. The basic principle is to project the high-dimensional data onto a low-dimensional subspace, find the projection value that allows the projection index function to reach the optimal value, and analyze the characteristics of the high-dimensional data based on the projection value [37,38]. Thus, the objective weight of the evaluation index corresponding to the sample set is obtained, mainly including the following steps:

3.2.1. Sample Normalization

Assuming that the index j of the evaluation object i is i i j 0 ( i = 1 , 2 , , n ; j = 1 , 2 , , m ) , where n is the number of evaluation objects, and m is the number of evaluation indicators. For the index data in the sample to have a unified dimension, the data in the sample are normalized using Equation (2).
i i j = i i j 0 i j min 0 i j max 0 i i j 0
Here, i i j is the normalized sample value, and i j max 0 and i j m in 0 are the maximum and minimum values of the j - t h index in the sample, respectively.
Assuming that e j = ( e 1 , e 2 , , e m ) is the best projection direction vector, i i j is linearly projected onto a 1D projection index value according to Equation (3):
x j = j = 1 m e j i i j
The key to determining the projection index value x i is to find the optimal projection direction vector e j that can reflect the characteristics of the high-dimensional data. Therefore, it is necessary to build a projection index function to optimize the projection direction vector.

3.2.2. Constructing Projection Index Function

The standard deviation S x and local density D x of the projection index value x i are used to characterize the conditional constraints during projection. S x and D x are expressed in Equations (4) and (5), respectively:
S x = i = 1 n ( x i x ¯ ) 2 n 1
D x = i = 1 n k = 1 n ( d d i k ) f ( d d i k )
Here, x ¯ is the average value of x i ; d i k is the distance between the projection index value x i and x k , d i k = x i x k ( i = 1 , 2 , , n ; k = 1 , 2 , , n ) , d is the window radius of the local density, and d = m in this study. f ( d d i k ) is the unit step function when d d i k 0 , f ( d d i k ) = 1 and when d d i k < 0 , f ( d d i k ) = 0 .
The projection index function can be expressed in Equation (6):
P ( e ) = S ( e ) D ( e )

3.2.3. Optimizing Projection Index Function

The process of optimizing the projection index function is to find the optimal projection direction vector. The optimal projection direction refers to the unit projection vector that most likely represents the characteristics of the sample, that is, to find the maximum value of the projection index function. Therefore, the objective function can be expressed as in Equation (7):
max P ( e ) = S ( e ) D ( e )
The constraint condition is j = 1 m e j 2 = 1 , and the DE algorithm is selected to optimize the objective function.

3.2.4. Calculating the Weight of Evaluation Index

Based on the optimized unit projection vector e j , the objective weight w o of each index can be obtained, as expressed in Equation (8):
w o = ( e 1 2 , e 2 2 , , e m 2 )

3.3. Fuzzy Cluster Analysis

The fuzzy clustering analysis method uses the iterative operation between the membership matrix and the clustering center matrix to find the optimal membership matrix and the optimal clustering center matrix that minimize the square sum of the weighted generalized Euclidean weight distance of the sample set for all categories [39,40]. This method has a good clustering effect and is suitable for the evaluation of complex, multidimensional, random flood disaster sample sets.
Suppose that the evaluation set has n samples, forming a set A = ( a 1 , a 2 , , a n ) , and any sample y i has m indicators, the vector y i = ( y i 1 , y i 2 , , y i m ) formed by its eigenvalues, and the normalized characteristic matrix B is expressed in Equation (9):
B = ( b i j ) n × m = [ b 11 b 12 b 1 m b 21 b 22 b 2 m b n 1 b n 2 b n m ]
Here, b i j is the normalized eigenvalue of the j index of the i sample.
For n evaluation samples, each sample has m evaluation indices, and a clustering analysis is conducted according to k grades. The fuzzy clustering relative membership matrix H is expressed in Equation (10):
H = ( h c i ) k × n = [ h 11 h 12 h 1 n h 21 h 22 h 2 n h n 1 h n 2 h k n ]
Here, h c i is the relative membership degree of the evaluation sample i belonging to category c , i = 1 , 2 , , n ; k = 1 , 2 , , c , n is the number of samples, and c is the number of classifications.
The fuzzy clustering center matrix K of k categories can be expressed in Equation (11):
K = ( k j k ) m × c = [ k 11 k 12 k 1 c k 21 k 22 k 2 c k m 1 k m 2 k m c ]
Here, k j c is the relative membership of the j - t h index to the c - t h category, and the generalized Euclidean distance is used to express the similarity between the i sample and category k , as expressed in Equation (12):
d = b i k c = j = 1 m ( b i j k j c ) 2
Here, b i = ( b i 1 , b i 2 , , b i m ) T is the m -normalized index eigenvectors of the i - t h sample, and k c = ( k 1 c , k 2 c , , k m c ) is the fuzzy clustering center vector of category c . Considering the different weights of different evaluation indicators, Equation (12) is expanded to Equation (13):
d = w j ( b i k c ) = j = 1 m [ w j ( b i j k j c ) ] 2
Here, w j is the weight of the j - t h evaluation index, w j = ( w 1 , w 2 , , w m ) T , and meets j = 1 m w j = 1 .
The generalized weighted Euclidean distance is expressed in Equation (14):
D = h c i d = h c i w j ( b i k c ) = h c i j = 1 m [ w j ( b i j k j c ) ] 2
To minimize the square sum of the generalized weighted Euclidean weight distance, an objective function is constructed, as expressed in Equation (15):
m i n [ F ( w j , h c i , k j c ) ] = m i n { i = 1 n c = 1 k [ h c i w j ( b i j k j c ) ] 2 }
The boundary conditions should be met: c = 1 k k c i = 1 , and 0 k c i 1 .
According to the Lagrange function method, the optimal fuzzy clustering center matrix K is expressed in Equation (16):
K = ( k j c ) m × k = i = 1 n h c i 2 w j 2 b i j / i = 1 n h c i 2 w j 2
The level characteristic value of the evaluation sample is expressed in Equation (17):
p i = c = 1 k h c i c
Based on the size of the level characteristic value, the evaluation samples can be classified.

4. Case Study

4.1. Background

Zunyi City is located in Southwest China, between 106°17′22″–107°26′25″ east longitude and 27°13′15″–28°04′09″ north latitude, with a total area of approximately 30,762 km2 (Figure 4). It governs 14 counties, eight of which have coal mines. Zunyi City has a subtropical monsoon climate, which is cool and humid all year round with abundant rainfall. The main natural disasters include floods and geological disasters. The city currently has 35 production mines with a production capacity of approximately 13.5 million tons.

4.2. Evaluation Index Survey

Based on the evaluation index system constructed in Figure 3, the hazard, stability, and vulnerability of 35 coal mines in Zunyi City were investigated. Among them, the index data of hazard were obtained from local meteorological departments; the literature, terrain, and water system were obtained from remote sensing images and DEM; and the remaining data were collected from the coal mine site. Table 2, Table 3 and Table 4 present the survey results.
The survey results of the evaluation indicators are divided into four grades; Table 5 presents the grading standards.

4.3. Weight Calculation

(1) The AHP is applied to calculate the weights of the evaluation indicators: hazard, stability, and vulnerability. The judgment matrix is expressed in Equation (18).
( 1 2 3 0.5 1 2 0.33 0.5 1 )
Table 6 presents the weights of the hazard, stability, and vulnerability.
(2) Using projection pursuit, the optimal projection direction vectors of each index of the hazard, stability, and vulnerability are calculated. The results are as follows:
e H = ( 0 . 66798493 , 0 . 57159731 , 0 . 47649215 ) e S = ( 0 . 61992293 , 0 . 23252434 , 0 . 34870431 , 0 . 38284281 , 0 . 54174476 ) e V = ( 0 . 69746152 , 0 . 54106573 , 0 . 23047624 , 0 . 40952037 )
According to Equation (8), the weights of each index of the hazard, stability, and vulnerability are shown in Table 7, Table 8 and Table 9.

4.4. Risk Classification

Using the fuzzy clustering analysis, the optimal fuzzy clustering center matrix of the hazard indicators is obtained:
K H = (   [ 0 . 36208021 ,   0 . 07562688 ,   0 . 0640887   ] ,   [ 0 . 03450813 ,   0 . 02290837 ,   0 . 01337523 ] ,   [ 0 . 31631761 ,   0 . 20950739 ,   0 . 17176251 ] )
According to Equation (17), the level characteristic value of the hazard of the counties of coal mines in Zunyi City is obtained, as shown in Figure 5.
Similarly, the optimal fuzzy clustering center matrix of the stability index is obtained:
K S = ( [ 0 . 37200759 ,   0 . 02829697 ,   0 . 00398848 ,   0 . 01165642 ,   0 . 22637424 ] , [ 0 . 38268047 ,   0 . 03053215 ,   0 . 0033376   ,   0 . 00059639 ,   0 . 0115927   ] , [ 0 . 13977169 ,   0 . 0273066   ,   0 . 0046582   ,   0 . 01028317 ,   0 . 26103059 ] , [ 0 . 23186933 ,   0 . 02722557 ,   0 . 00911962 ,   0 . 14065032 ,   0 . 29013869 ] , [ 0 . 37601018 ,   0 . 02806898 ,   0 . 06136576 ,   0 . 03562653 ,   0 . 28484224 ] )
The level characteristic values of the stability of the coal mines in Zunyi City are shown in Figure 6.
Similarly, the optimal fuzzy clustering center matrix of the vulnerability index is obtained:
K V = ( [ 0 . 11020097 ,   0 . 01837041 ,   0 . 01680721 ,   0 . 00803529 ] , [ 0 . 16596977 ,   0 . 26284607 ,   0 . 07335912 ,   0 . 12068068 ] , [ 0 . 14986789 ,   0 . 11798061 ,   0 . 03533363 ,   0 . 06320623 ] , [ 0 . 15440446 ,   0 . 08987668 ,   0 . 02569692 ,   0 . 00443472 ] )
The level characteristic values of the vulnerability of the coal mines in Zunyi City are shown in Figure 7.

5. Results

5.1. Results of Hazard, Stability, and Vulnerability

After normalizing the level characteristic values of the hazard of the counties of the coal mines in Zunyi City, GIS tools are used for visualization to obtain the spatial distribution map of the hazard levels, as shown in Figure 8.
Similarly, Figure 9 show the spatial distribution of the stability level and vulnerability level of the coal mines.

5.2. Results of Coal Mine Flood Disaster Risk in Zunyi City

According to Equation (1), the flood disaster risk for the coal mines of Zunyi City is expressed as in Equation (19):
R = w H P i _ H + w S P i _ S + w V P i _ V
Table 10 presents the normalized results; Figure 10 shows the risk level.

6. Discussion

1. Among the factors that affect the risk level of coal mine flood disasters, the hazard of the disaster-causing factor has the highest impact, followed by the stability of the disaster-prone environment, and finally, the vulnerability of the disaster-bearing body.
2. In terms of the hazard of the disaster-causing factor, w H 1 > w H 2 > w H 3 , the maximum daily rainfall has the highest weight. Rainstorms in Zunyi City have evident regional characteristics, with high values in the east and low values in the West. Suiyang County is the most prone to rainstorms and flood disasters. Therefore, an early warning and prevention mechanism for flood disasters should be established for the coal mine; active contact must be maintained with the local meteorological, water conservancy, and other departments. Data pertaining to local precipitation over the years and historical highest flood level should be considered, and inspection and emergency duty in key periods, such as during rainstorms and typhoons, should be strengthened.
3. In terms of the stability of the disaster-bearing environment, w S 1 > w S 5 > w S 4 > w S 3 > w S 2 , the weight of the terrain and river around coal mines is the highest. The stability of coal mines in the east of Zunyi City is worse than that of western coal mines. The stability of seven coal mines, including Jiayi Coal mine in Xishui County, is poor, and the risk level is high. Therefore, the coal mine personnel should check the catchment, drainage, and leakage from surface water systems, such as mining area, mine field, and surrounding rivers that have an impact on mining and relevant water conservancy projects. The authorities must patrol abandoned shafts, ground collapse pits, mining fissures, boreholes, etc. within the scope of the mine field, and establish drainage, waterproof, and drainage systems.
4. In terms of the vulnerability of the disaster-bearing body, the weight of the flood prevention level in the coal mines is the highest. Huaqiu Coal Mine in Tongzi County, Jiyuan Coal Mine, and Mudanba Coal Mine in Xishui County are highly vulnerable. Therefore, prevention and control measures for flood disasters in these coal mines should be strengthened in accordance with the requirements of relevant standards, specifications, laws, and regulations. Flood control measures, such as building dams and excavating ditches, should be taken. Authorities must block abandoned shafts; reserve necessary emergency water pumps, pipelines, and other flood control and disaster relief equipment and materials; formulate special emergency plans; conduct regular drills; and improve the level of flood prevention.
5. Among the 35 coal mines in Zunyi City, the flood disaster risk level of two coal mines in Suiyang County is high, and the flood disaster risk level of four coal mines in Wuchuan County, Daozhen County, and Zheng’an County is medium-to-high, which is related to the high hazard of disaster-causing factors and the susceptibility to rainstorm and flood disasters in the coal mine location. Because Xing’an Coal Mine in Bozhou district is located in a low-lying area and there are rivers nearby, the number of wellheads is high, and the stability of the disaster-prone environment is poor; therefore, the risk level of flood disaster is medium-high. The flood disaster risk level of 19 coal mines, including Zhongyuan Coal Mine in Xishui County, is medium-low. The flood disaster risk level of nine coal mines, including Guanghua coal mine in Renhuai City, is low.

7. Conclusions

1. In the first level indicators of the risk assessment of flood disaster coal mines, the weight of hazard factors is the largest, and in the second level indicators, the weight of maximum daily rainfall is the largest.
2. To ensure energy sustainability, first, coal mines should regularly carry out flood disaster risk assessments to ascertain the flood disaster risk base of the coal mine. Secondly, an early warning and prevention mechanism for flood disasters should be established for the coal mine, and the coal mine should work alongside the meteorological departments to monitor and predict rainstorms and flooding. Finally, coal mines should reserve necessary emergency water pumps, pipelines, and other flood control and disaster relief equipment and materials, as well as formulate special emergency plans.
3. This study proposed a flood disaster risk assessment method for coal mines, providing a basis to determine the level of flood disaster risk. This is of great significance to the sustainable development of energy. However, this method is only applicable to underground coal mines, not to open-cast coal mines, and the evaluation index system still needs further improvement. In addition, this method can provide a reference for the risk assessment of other industries.

Author Contributions

Methodology, investigation, writing—original draft, Z.S.; formal analysis, writing—review and editing, Y.L.; conceptualization, writing—review and editing, Q.Q.; investigation, formal analysis, W.L.; formal analysis, D.L.; investigation, J.C. All authors have read and agreed to the published version of the manuscript.

Funding

The authors gratefully acknowledge the support provided by the National Natural Science Foundation of China (52174188), and the China Coal Technology & Engineering Group Co., Ltd. (2019-2-ZD003).

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Flooding accident of coal mine in Guizhou, China.
Figure 1. Flooding accident of coal mine in Guizhou, China.
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Figure 2. Theoretical model of flood disaster risk assessment of a coal mine.
Figure 2. Theoretical model of flood disaster risk assessment of a coal mine.
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Figure 3. Evaluation index system.
Figure 3. Evaluation index system.
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Figure 4. Location of the study site.
Figure 4. Location of the study site.
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Figure 5. The level characteristic value of the hazard of the counties.
Figure 5. The level characteristic value of the hazard of the counties.
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Figure 6. The level characteristic value of the stability of the coal mines.
Figure 6. The level characteristic value of the stability of the coal mines.
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Figure 7. The level characteristic value of the vulnerability of the coal mines.
Figure 7. The level characteristic value of the vulnerability of the coal mines.
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Figure 8. The spatial distribution map of the hazard levels.
Figure 8. The spatial distribution map of the hazard levels.
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Figure 9. The spatial distribution map of the stability levels and the vulnerability levels; (a) stability levels; (b) vulnerability levels.
Figure 9. The spatial distribution map of the stability levels and the vulnerability levels; (a) stability levels; (b) vulnerability levels.
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Figure 10. The risk level map of coal mine flood disaster in Zunyi City.
Figure 10. The risk level map of coal mine flood disaster in Zunyi City.
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Table 1. Historical incidents of flood disasters in coal mines.
Table 1. Historical incidents of flood disasters in coal mines.
Incident DateLocationDamage
July 2006Hunan Province, China217 pairs of local mines were flooded, and the direct economic loss was CNY 550M.
August 2007Huayuan coal mine in Shandong Province, China172 deaths.
January 2011Queensland, AustraliaAll local coal mines to shut down.
February 2019Northern Zimbabwe23 deaths.
May 2022Xingfa coal mine in Guizhou Province, ChinaThe mine roadway was flooded.
July 2022Teda City, Sindh province, Pakistan10 miners trapped.
Table 2. Survey results of hazard.
Table 2. Survey results of hazard.
NumberCountyH1 (mm)H2 (Days)H3 (mm)
1Bozhou183.92.11035.3
2Tongzi136.72.1991.2
3Renhuai103.51.9912.8
4Suiyang200.52.81127.8
5Wuchuan177.72.41180.3
6Daozhen141.92.21129.4
7Zheng’an156.52.31147.2
8Xishui178.82.01002.2
Table 3. Survey results of stability.
Table 3. Survey results of stability.
No.CountyCoal MineS1S2S3S4S5
Near the River (S11)Located in Low-Lying Areas (S12)
1BozhouShiguanyesyesmedium3100200
2Zhifangyesyesmedium3100170
3Xing’anyesyesmedium5100155
4Dalinnoyesmedium31000
5Panshuiyesyesmedium425310
6Fengxiangnoyesmedium3100170
7Wanshunyesyesmedium4100160
8TongziJiyuanyesyescomplex41001500
9Xinxinyesyesmedium3100980
10Zhongyuanyesyescomplex31001200
11Daojiaoyesyesmedium31001100
12Wanshunyesyesmedium31001400
13Huaqiuyesyesmedium31001160
14Zhujiapingyesyesmedium31001250
15RenhuaiTiziyannoyesmedium410076.9
16Cizhulinyesnomedium310085
17Guanghuanonomedium3100200
18SuiyangLianmengnoyesmedium350
19Dajiaoyanyesnomedium45155
20WuchuanYudaiyesnomedium310045
21Qinglongyesyescomplex3100137
22DaozhenHuanxiyesnomedium3392
23Zheng’anChalinyesnomedium300
24XishuiZhenxingyesyesmedium3100255
25Xilongyesyesmedium350124
26Fuhongyesyesmedium350255
27Hexingyesyessimple41000
28Taifengyesyesmedium4500
29Hongnengyesyesmedium3500
30Qinghuanoyesmedium3100300
31Longbaoyesyesmedium3100300
32Chajiaoyesyesmedium4500
33Tianhenoyesmedium350155
34Mudanbanoyesmedium350400
35Jiayiyesyescomplex4500
Table 4. Survey results of vulnerability.
Table 4. Survey results of vulnerability.
No.CountyCoal MineV1V2V3V4
1BozhouShiguan08016,24230
2Zhifang09832,01545
3Xing’an07014,77930
4Dalin04926,90330
5Panshui09222,40030
6Fengxiang025715230
7Wanshun0712,62245
8TongziJiyuan118090,00060
9Xinxin18015,48230
10Zhongyuan12611,50130
11Daojiao034684230
12Wanshun16534,00045
13Huaqiu115055,00060
14Zhujiaping19246,00045
15RenhuaiTiziyan28013,63030
16Cizhulin13611,00045
17Guanghua43520,00030
18SuiyangLianmeng260850030
19Dajiaoyan34010030
20WuchuanYudai16815,00030
21Qinglong15616,00030
22DaozhenHuanxi28500030
23Zheng’anChalin24824,69430
24XishuiZhenxing110025,00045
25Xilong38516,00045
26Fuhong310012,00045
27Hexing06012,00060
28Taifeng13011,00030
29Hongneng096800045
30Qinghua19011,00030
31Longbao48516,00045
32Chajiao110028,00045
33Tianhe18616,00030
34Mudanba113631,00060
35Jiayi09513,00045
Table 5. Assessment index grading standard.
Table 5. Assessment index grading standard.
GradingIVIIIIII
Index
H190–119120–149150–179180–210
H21.8–2.02.1–2.32.4–2.72.8–3.0
H3900–975976–10501051–11251126–1200
S1S11S12S11S12S11S12S11S12
NoNoNoYesYesNoYesYes
S2SimpleMediumComplexExtremely complex
S31–234≥5
S4≥10050–9910–490–9
S5≥1000500–999200–4990–199
V101–23≥4
V20–4950–99100–149150–200
V30–10,00010,001–30,00030,001–50,000>50,000
V40–3031–5051–100>100
Table 6. Weights of the hazard, stability, and vulnerability.
Table 6. Weights of the hazard, stability, and vulnerability.
IndexHazardStabilityVulnerability
Weight0.539909650.297123730.16296662
Table 7. Weights of each index of the hazard.
Table 7. Weights of each index of the hazard.
IndexH1H2H3
Weight0.446203860.326723480.22704477
Table 8. Weights of each index of the stability.
Table 8. Weights of each index of the stability.
IndexS1S2S3S4S5
Weight0.384304440.054067570.12159470.146568610.29348739
Table 9. Weights of each index of the vulnerability.
Table 9. Weights of each index of the vulnerability.
IndexV1V2V3V4
Weight0.486452570.292752120.05311930.16770693
Table 10. The flood disaster risk for the coal mines of Zunyi City.
Table 10. The flood disaster risk for the coal mines of Zunyi City.
No.CountyCoal MineR
1BozhouShiguan0
2Zhifang0
3Xing’an0
4Dalin0
5Panshui0
6Fengxiang0
7Wanshun0
8TongziJiyuan1
9Xinxin1
10Zhongyuan1
11Daojiao0
12Wanshun1
13Huaqiu1
14Zhujiaping1
15RenhuaiTiziyan2
16Cizhulin1
17Guanghua4
18SuiyangLianmeng2
19Dajiaoyan3
20WuchuanYudai1
21Qinglong1
22DaozhenHuanxi2
23Zheng’anChalin2
24XishuiZhenxing1
25Xilong3
26Fuhong3
27Hexing0
28Taifeng1
29Hongneng0
30Qinghua1
31Longbao4
32Chajiao1
33Tianhe1
34Mudanba1
35Jiayi0
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Sun, Z.; Liu, Y.; Qi, Q.; Liu, W.; Li, D.; Chai, J. Risk Assessment of Coal Mine Flood Disasters Based on Projection Pursuit Clustering Model. Sustainability 2022, 14, 11131. https://doi.org/10.3390/su141811131

AMA Style

Sun Z, Liu Y, Qi Q, Liu W, Li D, Chai J. Risk Assessment of Coal Mine Flood Disasters Based on Projection Pursuit Clustering Model. Sustainability. 2022; 14(18):11131. https://doi.org/10.3390/su141811131

Chicago/Turabian Style

Sun, Zuo, Yingjie Liu, Qingjie Qi, Wengang Liu, Dan Li, and Jiamei Chai. 2022. "Risk Assessment of Coal Mine Flood Disasters Based on Projection Pursuit Clustering Model" Sustainability 14, no. 18: 11131. https://doi.org/10.3390/su141811131

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