Development of Sustainability Assessment Criteria in Selection of Municipal Solid Waste Treatment Technology in Developing Countries: A Case of Ho Chi Minh City, Vietnam
Abstract
:1. Introduction
- What are the suitable and effective indicators for assessing the sustainability of MSW treatment technologies in Ho Chi Minh City?
- What is the most appropriate MSW treatment technology to cope with the current waste crisis in the city?
2. Materials and Methods
2.1. Data Sources
2.2. Waste Characteristics in the Study Area
2.3. Selection Process of Sustainability Assessment Criteria in MSW Management
2.4. Methods
2.4.1. Analytic Hierarchy Process Approach
- Step 1: Build a matrix to compare the importance of each pair between groups of economic, social, and environmental criteria to determine the weights of criteria.
- Step 2: Build a matrix to compare the importance of 12 indicators with economic, social, and environmental criteria to determine the local weights of indicators.
- Step 3: Calculate the global weight of criteria by multiplying the weight of the criteria, which is the result of Step 1, and the local weights of the indicator, which is the result of Step 2, to obtain the composite weights of criteria in the AHP method.
- Step 4: Finally, we estimate the composite weight of an individual treatment technology, which is representative of the order of priority for the selection of waste treatment technology, i.e., the higher the weights, the higher the priority. The composite weight is calculated by multiplying the weights of criteria obtained from Step 1 by the weight of each technology determined in Step 4. All the AHP calculation steps will be detailed in Appendix 1 of Supplementary Materials.
2.4.2. Normalization Approach
- Step 1: Assess the importance level of indicators for determining scores through a questionnaire. Each expert assigns a level of importance to a single indicator based on their expertise and experience.
- Step 2: Scale the feature range from 1 to 5.
- Step 3: Evaluate results for the criteria indexes using the following Formulas (1)–(3):
- Step 4: Calculate the average sustainability index for each treatment technology based on the results obtained from Step 3. The sustainability index (Isus) is a composite indicator including three component indexes, i.e., economic, social, and environmental. The calculation is presented in Formula (4).
2.4.3. Community and Expert Surveys
3. Results and Discussion
3.1. Developing Sustainability Assessment Criteria
3.2. Applying AHP Approach for Evaluating the Sustainability of MSW Treatment Technology
3.3. Applying Normalization Approach for Evaluating the Sustainability of MSW Treatment Technology
Criteria | Indicator | Landfilling | Composting | Waste-to-Energy | Evaluation Point |
---|---|---|---|---|---|
Economic | 1. Investment cost (VND million/tonne.day) | >300 | >550 | >550 | 1 |
>250–300 | >500–550 | >500–550 | 2 | ||
>200–250 | >450–500 | >450–500 | 3 | ||
>140–200 | >400–450 | >400–450 | 4 | ||
≤140 | ≤400 | ≤400 | 5 | ||
2. Treatment cost (VND/tonne) | >400,000 | >500,000 | >550,000 | 1 | |
>300,000–400,000 | >400,000–500,000 | >450,000–550,000 | 2 | ||
>200,000–300,000 | >300,000–400,000 | >350,000–450,000 | 3 | ||
>90,000–200,000 | >250,000–300,000 | >230,000–350,000 | 4 | ||
≤90,000 | ≤250,000 | ≤230,000 | 5 | ||
3. Operation and maintenance costs (VND million) | >550,000 | >550,000 | >550,000 | 1 | |
>450,000–550,000 | >450,000–550,000 | >450,000–550,000 | 2 | ||
>350,000–450,000 | >350,000–450,000 | >350,000–450,000 | 3 | ||
>230,000–350,000 | >230,000–350,000 | >230,000–350,000 | 4 | ||
≤230,000 | ≤230,000 | ≤230,000 | 5 | ||
4. Revenue/benefits— Electricity sales revenue (VND million) | Extremely low | Extremely low | Extremely low | 1 | |
Low | Low | Low | 2 | ||
Moderate | Moderate | Moderate | 3 | ||
High | High | High | 4 | ||
Extremely high | Extremely high | Extremely high | 5 | ||
4. Revenue/benefits— Compost sales revenue (VND million) | Extremely low | Extremely low | Extremely low | 1 | |
Low | Low | Low | 2 | ||
Moderate | Moderate | Moderate | 3 | ||
High | High | High | 4 | ||
Extremely high | Extremely high | Extremely high | 5 | ||
Social | 1. Job creation— | Extremely inadequate | Extremely inadequate | Extremely inadequate | 1 |
Number of employees (persons/tonne) | Inadequate | Inadequate | Inadequate | 2 | |
Moderate | Moderate | Moderate | 3 | ||
Adequate | Adequate | Adequate | 4 | ||
Substantial | Substantial | Substantial | 5 | ||
1. Job creation— Income (VND million/month) | Completely dissatisfied | Completely dissatisfied | Completely dissatisfied | 1 | |
Dissatisfied | Dissatisfied | Dissatisfied | 2 | ||
Neutral | Neutral | Neutral | 3 | ||
Satisfied | Satisfied | Satisfied | 4 | ||
Completely satisfied | Completely satisfied | Completely satisfied | 5 | ||
2. Community consensus— Number of lawsuits in a given year (number of cases/year) | >50 | >50 | >50 | 1 | |
>30–40 | >30–40 | >30–40 | 2 | ||
>20–30 | >20–30 | >20–30 | 3 | ||
>10–20 | >10–20 | >10–20 | 4 | ||
≤10 | ≤10 | ≤10 | 5 | ||
3. Support policy— Support for waste treatment (VND/tonne) | ≤230,000 | - | - | 1 | |
>230,000–350,000 | 2 | ||||
>350,000–450,000 | 3 | ||||
>450,000–550,000 | 4 | ||||
>550,000 | 5 | ||||
3. Support policy— Support for selling compost (VND/tonne) | - | Extremely low | - | 1 | |
Low | 2 | ||||
Moderate | 3 | ||||
High | 4 | ||||
Extremely high | 5 | ||||
3. Support policy— Support for selling electricity (VND/tonne) | - | 1000 | 1 | ||
- | 1500 | 2 | |||
2000 | 3 | ||||
2500 | 4 | ||||
3000 | 5 | ||||
4. Community health— Number of people affected (persons/year) | >2000 | >2000 | >2000 | 1 | |
>1500–2000 | >1500–2000 | >1500–2000 | 2 | ||
>1000–1500 | >1000–1500 | >1000–1500 | 3 | ||
>500–1000 | >500–1000 | >500–1000 | 4 | ||
≤10–500 | ≤10–500 | ≤10–500 | 5 | ||
Environmental | 1. Air pollution— H2S concentration (ppm) | 80–120 | 80–120 | 80–120 | 1 |
5–8 | 5–8 | 5–8 | 2 | ||
3 | 3 | 3 | 3 | ||
2–4 | 2–4 | 2–4 | 4 | ||
1–2 | 1–2 | 1–2 | 5 | ||
1. Air pollution— NH3 concentration (ppm) | 5000–10,000 | 5000–10,000 | 5000–10,000 | 1 | |
1720 | 1720 | 1720 | 2 | ||
700 | 700 | 700 | 3 | ||
400 | 400 | 400 | 4 | ||
37 | 37 | 37 | 5 | ||
2. Water pollution— BOD5 concentration (mgO2/L) | >300 | >300 | >300 | 1 | |
>200–300 | >200–300 | >200–300 | 2 | ||
>100–200 | >100–200 | >100–200 | 3 | ||
>50–100 | >50–100 | >50–100 | 4 | ||
≤50 | ≤50 | ≤50 | 5 | ||
2. Water pollution— COD concentration (mgO2/L) | >3000 | >3000 | >3000 | 1 | |
>2000–3000 | >2000–3000 | >2000–3000 | 2 | ||
>1000–2000 | >1000–2000 | >1000–2000 | 3 | ||
>300–1000 | >300–1000 | >300–1000 | 4 | ||
≤300 | ≤300 | ≤300 | 5 | ||
3. Greenhouse gas emissions (thousand tonnes of CO2e/year) | >2000 | >2000 | >2000 | 1 | |
<1500–2000 | <1500–2000 | <1500–2000 | 2 | ||
<1000–1500 | <1000–1500 | <1000–1500 | 3 | ||
<500–1000 | <500–1000 | <500–1000 | 4 | ||
<500 | <500 | <500 | 5 | ||
4. Land quota (m2/tonne) | >3000 | >170 | >120 | 1 | |
<2000–3000 | <150–170 | <100–120 | 2 | ||
<1000–2000 | <130–150 | <80–100 | 3 | ||
<500–1000 | <110–130 | <60–80 | 4 | ||
≤500 | ≤110 | ≤60 | 5 |
3.4. Selection of MSW Treatment Technology for Ho Chi Minh City
4. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Year | MSW Generation | |
---|---|---|
Daily Amount (Tonne) | Annual Amount (Tonne) | |
2010 | 6241 | 2,277,961 |
2011 | 6423 | 2,344,445 |
2012 | 6472 | 2,362,419 |
2013 | 6700 | 2,445,500 |
2014 | 6900 | 2,518,500 |
2015 | 7064 | 2,578,500 |
2016 | 7288 | 2,660,273 |
2017 | 8300 | 3,029,500 |
2018 | 8700 | 3,175,500 |
2019 | 9200 | 3,358,000 |
2020 | 9800 | 3,577,000 |
Waste Composition | Percentage |
---|---|
Degradable waste | |
Leftover food, vegetable peels, leaves, straw | 61.25 |
Waste recycling and reuse | 31.60 |
Paperboard | 8.45 |
Plastics, plastics (plastic bottles, plastic bags) | 12.35 |
Glass (bottles, broken cups) | 6.55 |
Metals | 4.25 |
Remaining waste | |
Fabrics of all kinds, cotton wool, crockery, coal slag, fertilizer packaging | 7.15 |
Total | 100.00 |
Technology | (1) Composing (2) Anaerobic decomposition (3) Recycling (4) Waste-to-energy (5) RDF—Energy Recovery Combustion (6) Landfilling | |
Criteria | Indicator | Description |
Economic | (1) Fixed cost | Investment costs for infrastructure and waste treatment. |
(2) Operating and maintenance costs | Maintenance and repair costs for equipment, machinery, and material costs. | |
(3) Recruitment and training costs | The cost of recruitment and training for employee | |
(4) Labor cost | This cost item is proposed for training human resources with the knowledge level to operate and control the treatment system. | |
(5) Revenue/benefit | Selling electricity and compost. | |
Social | (1) Community culture | Community involvement in waste management. |
(2) Community’s cooperation and awareness | Promoting the local community’s acceptance of alternative waste treatment solutions that do not negatively impact quality of life or increase the number of lawsuits in the year. | |
(3) Job creation | Creating employment opportunities for residents in the area where the waste treatment plant is located. The number of workers operating the equipment and their income level. | |
(4) Community’s health and safety | Number of people who lives nearby the waste treatment site having symptoms relevant to allergies, respiratory, and skin diseases. | |
(5) Support policy | Price support policies for waste treatment, electricity sales support, and compost sales support price. | |
Environmental | (1) Air pollution (odors and pollutant) from treatment activities. | Air pollution from treatment activities causing odors and emissions. |
(2) Water pollution | From treatment activities that cause odors from wastewater (leaching in landfills, composting, and incineration plants). | |
(3) Greenhouse gas emission | Amount of CO2 per tonne of waste emitted into the atmosphere. | |
(4) Energy recovery from the treatment system | Recovering energy from the treatment system. | |
(5) Land quota | Land use quota for treatment activities. |
Technology | Criteria | Indicator | Description | Unit |
---|---|---|---|---|
Landfilling Composting Waste-to-energy | Economic | 1. Investment cost | Invest in infrastructure and equipment. | VND million |
2. Treatment cost | Unit price for waste treatment. | VND/tonne | ||
3. Operation and maintenance costs | Maintenance costs for equipment and machine, cost of purchasing raw materials. | VND million | ||
4. Revenue/Benefit | • Revenue from sales of electricity generated. | VND million | ||
• Revenue from sales of composting. | VND million | |||
Social | 5. Job creation | • Number of employees. | person/tonne | |
• Income. | VND million/month | |||
6. Community consensus | • Number of lawsuits in a given year. | number of cases/year | ||
7. Support policy | • Support policies for waste treatment. | VND/tonne | ||
• Support policies for selling electricity and compost. | VND/tonne | |||
8. Community health | • Number of people who lives nearby the waste treatment site having symptoms relevant to allergies, respiratory, and skin diseases. | person/year | ||
Environmental | 9. Air pollution | • NH3 concentration. | ppm | |
• H2S concentration. | ppm | |||
10. Water pollution | • BOD5 concentration. | mgO2/L | ||
• COD concentration. | mgO2/L | |||
11. Greenhouse gas emission | • Amount of greenhouse gas emissions into the atmosphere. | kg CO2e/year | ||
12. Land quota | • Land use quota for treatment activities. | m2/tonne |
Criteria | Weights of Criteria (wi) | Indicator | Local Weights of Indicator (wj) | Composite Weights of Criteria (W = wi × wj) |
---|---|---|---|---|
Economic | 0.355 | Investment cost | 0.500 | 0.178 |
Treatment cost | 0.098 | 0.035 | ||
Operation and maintenance costs | 0.306 | 0.109 | ||
Revenue/benefit | 0.096 | 0.034 | ||
Social | 0.275 | Job creation | 0.253 | 0.070 |
Community consensus | 0.257 | 0.071 | ||
Support policy | 0.162 | 0.045 | ||
Community health | 0.328 | 0.090 | ||
Environmental | 0.370 | Air pollution | 0.513 | 0.190 |
Water pollution | 0.128 | 0.047 | ||
Greenhouse gas emission | 0.252 | 0.093 | ||
Land quota | 0.108 | 0.040 |
Criteria | Landfilling | Composting | Waste-to-Energy |
---|---|---|---|
Economic | 0.105 | 0.058 | 0.191 |
Social | 0.026 | 0.142 | 0.107 |
Environmental | 0.041 | 0.114 | 0.215 |
Weight | 0.172 | 0.314 | 0.514 |
Indicator | Landfilling | Composting | Waste-to-Energy |
---|---|---|---|
1. Economic | 24.80 | 30.60 | 24.80 |
1.1 Investment cost | 26 | 38 | 23 |
1.2 Treatment cost | 31 | 32 | 22 |
1.3 Operation and maintenance costs | 31 | 35 | 19 |
1.4 Revenue/benefits + Electricity + Compost | 19 | 19 | 39 |
17 | 29 | 21 | |
2. Social | 25.86 | 31.33 | 38.33 |
2.1 Job creation + Number of employees + Income | 40 | 28 | 41 |
32 | 32 | 43 | |
2.2 Community consensus | 18 | 37 | 45 |
2.3 Support policy + Support for waste treatment + Support selling compost, electricity | 31 | 31 | 26 |
36 | 28 | 36 | |
2.4 Community health | 24 | 32 | 39 |
3. Environmental | 21.67 | 29.33 | 42.33 |
3.1 Air pollution + NH3 concentration + H2S concentration | 24 | 37 | 46 |
17 | 28 | 43 | |
3.2 Water pollution + BOD5 concentration + COD concentration | 21 | 22 | 42 |
19 | 25 | 40 | |
3.3 Greenhouse gas emissions | 25 | 34 | 36 |
3.4 Land quota | 24 | 30 | 47 |
Criteria | Landfilling | Composting | Waste-to-Energy |
---|---|---|---|
Economic | 24.80 | 30.60 | 24.80 |
Social | 25.86 | 31.33 | 38.33 |
Environmental | 21.67 | 29.33 | 42.33 |
Sustainability indexes | 24.11 | 30.42 | 35.16 |
Technology | AHP Approach | Normalization Approach | ||
---|---|---|---|---|
Weight | Ranking | Sustainability Index Score | Ranking | |
Landfilling | 0.172 | 3 | 24.11 | 3 |
Composting | 0.314 | 2 | 30.42 | 2 |
Waste-to-energy | 0.514 | 1 | 35.16 | 1 |
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Le, P.G.; Le, H.A.; Dinh, X.T.; Nguyen, K.L.P. Development of Sustainability Assessment Criteria in Selection of Municipal Solid Waste Treatment Technology in Developing Countries: A Case of Ho Chi Minh City, Vietnam. Sustainability 2023, 15, 7917. https://doi.org/10.3390/su15107917
Le PG, Le HA, Dinh XT, Nguyen KLP. Development of Sustainability Assessment Criteria in Selection of Municipal Solid Waste Treatment Technology in Developing Countries: A Case of Ho Chi Minh City, Vietnam. Sustainability. 2023; 15(10):7917. https://doi.org/10.3390/su15107917
Chicago/Turabian StyleLe, Phuong Giang, Hung Anh Le, Xuan Thang Dinh, and Kieu Lan Phuong Nguyen. 2023. "Development of Sustainability Assessment Criteria in Selection of Municipal Solid Waste Treatment Technology in Developing Countries: A Case of Ho Chi Minh City, Vietnam" Sustainability 15, no. 10: 7917. https://doi.org/10.3390/su15107917
APA StyleLe, P. G., Le, H. A., Dinh, X. T., & Nguyen, K. L. P. (2023). Development of Sustainability Assessment Criteria in Selection of Municipal Solid Waste Treatment Technology in Developing Countries: A Case of Ho Chi Minh City, Vietnam. Sustainability, 15(10), 7917. https://doi.org/10.3390/su15107917