1. Introduction
A healthy ecological environment is essential for human survival. Accordingly, air pollution poses a significant threat to human health and well-being. Long-term exposure to polluted air has been linked to various respiratory [
1] and cardiovascular diseases and can reduce life expectancy [
2]. Air pollution not only affects physical health but also influences mental health [
3] and overall life satisfaction, with a more pronounced impact on vulnerable populations [
4]. Furthermore, air pollution can disrupt labor supply [
5,
6] and economic productivity [
7], as improved air quality has been shown to positively affect labor productivity [
8,
9] and housing values [
10]. Consequently, policymakers globally are increasingly adopting precautionary measures to control air pollution and safeguard public health.
In China, vehicles are a significant source of air pollution [
11]. They contributed approximately 55.59% of nitrogen oxides (NOx) and 34.5% of volatile organic compounds (VOCs) in 2020 [
12]. China is currently addressing this issue by promoting energy conservation, emission reduction, and the development of renewable energy. However, the country’s end-use energy consumption structure remains heavily dependent on fossil fuels, particularly coal and petroleum. In 2020, coal accounted for 34.77% and petroleum for 20.15% of China’s total end-use energy consumption [
13], reflecting an ongoing reliance on unclean energy sources that contribute to increasing environmental pollution. In this context, vehicle emissions are of particular concern, as motor vehicles primarily run on petroleum-based fuels, such as gasoline and diesel, which directly impact urban air quality. Over the past 40 years, traffic congestion and exhaust pollution from increased automotive use have seriously affected the public’s quality of life and health [
1,
14]. To address this issue, China has widely implemented vehicle license plate restrictions in Beijing and other major prefecture-level cities since the 2008 Beijing Olympics [
15], and now has the most extensive implementation of such restrictions of all countries globally. For example, Chengdu implemented a motor vehicle license plate restriction policy in 2012 and expanded it in 2018.
In recent years, the effectiveness of driving restriction policies (DRPs) in improving air pollution and alleviating traffic congestion has become a focal point of scholarly debate [
16,
17]. Unfortunately, the research is inconclusive. For example, in a study on the impact of Beijing’s DRP on air pollution, some scholars concluded that the DRP significantly improved air quality in Beijing during the 2008 Olympic Games [
18,
19]. However, other scholars suggested that this DRP had no significant effect [
20]. Moreover, there is a lack of consensus on whether DRPs in other cities can improve air quality. For example, Sun and Xu found that driving restrictions in provincial capital cities in China can change PM
2.5 [
21], whereas Ye found that the DRP in Lanzhou exacerbated air pollution levels [
22]. DRPs are not unique to China. Mexico also implemented a DRP to improve air quality; however, Davis found this DRP ineffective in improving air quality [
16]. However, Carrillo et al. found that a DRP in Ecuador significantly reduced carbon monoxide (CO) emissions [
23]. Additionally, the selection of different air quality indicators may be the reason for the inconsistent conclusions in the literature [
24]. Therefore, this study adopts multiple indicators—including the Air Quality Index (AQI), PM
2.5, PM
10, SO
2, NO
2, and CO—instead of a single indicator for policy analysis to avoid the uncertainty of conclusions generated by the selection of single indicators.
Theoretically, DRPs have multidimensional effects on air pollution, potentially leading to varied outcomes [
22]. A DRP study of Chengdu can obtain more representative conclusions than that of Beijing, which is why we selected the former. As a megacity, Beijing has a large population, large economic scale, more complete infrastructure, and more mature political environment. Therefore, the effectiveness of Beijing’s DRP might not generalize to other large cities. As an important city in western China, Chengdu offers a more representative case of large cities than Beijing regarding its socio-economic characteristics. The pilot program for Chengdu’s DRP provides a representative case, and its results could serve as a policy reference and guidance for similar cities in China and even the world. Therefore, this study examines the DRP implemented in Chengdu in 2018, utilizing hourly air observation data and a regression discontinuity design (RDD) to illuminate the impact of the DRP on the AQI and five other air pollutants (PM
2.5, PM
10, SO
2, NO
2, and CO). This study further addresses the spatial and temporal heterogeneity of policy effects. The results show that the DRP mainly improved air quality within restricted areas and during restricted times. However, the effect of the DRP was not significant during non-restricted hours. Unfortunately, the DRP even worsened the air quality in areas adjacent to the restricted zones. These findings enable us to evaluate the policy’s effectiveness and assess the scope of its impact.
This study extends the literature in several key areas. First, it is among the first to examine the DRP in a large inland Chinese city outside of Beijing, providing a new perspective on its effectiveness in cities with different socio-economic and infrastructural contexts. Second, it uses fine-grained, hourly air quality data and multidimensional evaluation indicators to improve the precision of the analysis. With a set of comprehensive indicators—AQI, PM2.5, PM10, SO2, NO2, and CO—the study allows cross-checking across pollutants, enhancing the reliability of the conclusions and reducing potential biases from relying on a single measure. Third, this study deepens understanding of the complex effects of DRPs on controlling vehicle pollution. It analyzes the overall effects of the policy and delves into its heterogeneous impacts across different zones and times, discussing potential negative externalities. This analysis provides empirical evidence for policymakers to formulate effective vehicle management policies.
The remainder of this paper proceeds as follows:
Section 2 presents the policy background,
Section 3 presents the data and identification strategies,
Section 4 presents the regression results,
Section 5 presents the heterogeneity analysis, and
Section 6 presents the discussion and conclusions.
5. Heterogeneity Analysis
Following the introduction of a new round of DRPs in Chengdu, diverse responses among individuals may lead to heterogeneous policy outcomes. Some residents switch to commute by subway or bus, potentially enhancing urban air quality. Conversely, others may bypass the DRP’s restrictions by detouring through nearby non-restricted areas or altering travel times. Therefore, the DRP might spatially and temporally redistribute traffic flow, which could negatively impact air quality in areas and at times not under restriction. Consequently, this study conducted a heterogeneity analysis to ascertain whether the policy’s impact differs across various locations and times.
5.1. Spatial Heterogeneity
Following the implementation of the new round of the DRP, the central urban area of Chengdu is divided into three zones: original restricted zones, newly added restricted zones, and non-restricted zones adjacent to the restricted zones. We categorize the sample data into three groups based on the monitoring station locations and conduct grouped regressions to explore the spatial heterogeneity effects of DRPs on air quality. This heterogeneity analysis assesses the impact of the DRP on air quality in both the new and original restricted zones and its potential negative effects on the non-restricted zones adjacent to the restricted zones.
Table 11 presents the results of the spatial heterogeneity analysis. As expected, the results indicate that the DRP significantly improves the air quality in the newly added and original restricted zones, with a more pronounced improvement in the newly added zones. However, in non-restricted zones, the DRP promotes the diversion of vehicle travel, leading to spatially substitutive travel choices by residents. This spatial selection behavior results in negative externalities and reduces air quality in the non-restricted zones adjacent to the restricted zones.
5.2. Temporal Heterogeneity
The DRP improves air quality by reducing vehicle traffic volume and decreasing exhaust emissions. Traffic reduction alleviates congestion and reduces additional emissions. Consequently, we hypothesize that air quality improvements attributable to the DRP would be more pronounced during peak travel periods. However, to avoid the effects of DRPs, people may modify their travel times. Thus, following DRP implementation, we anticipate increased traffic volume during periods adjacent to the restricted times. Essentially, the DRP may temporally redirect traffic flow.
Consequently, residents adopt temporally substitutive travel patterns in response to DRPs. We conduct a detailed analysis of several key periods to verify these hypotheses. Given that commuting and work primarily occur during the day, we analyze the period from 07:00 to 21:00. The peak commuting periods during the restricted times generally range from 08:00 to 09:00 and 18:00 to 19:00. The off-peak periods during the restricted times are generally from 10:00 to 17:00 and from 20:00 onwards. Additionally, the non-restricted periods adjacent to the restricted times are 07:00 and 21:00, each 1 h before and after the restricted times, respectively. Therefore, we conduct a temporal heterogeneity analysis based on three time periods—peak, off-peak, and non-restricted periods adjacent to restricted times—to determine whether residents engage in temporally substitutive travel.
The regression results presented in
Table 12 show that the DRP’s effect on improving air quality persisted throughout the restricted period, with more substantial improvement during peak periods than off-peak periods. However, during periods adjacent to the restricted times, the DRP did not significantly improve air quality. Regression analyses of AQI, PM
2.5, and PM
10 indicate the DRP may even negatively affect air quality during these periods adjacent to restrictions. Although insignificant, this effect supports the hypothesis that residents opt for alternative travel times.
6. Discussion and Conclusions
This study aimed to assess the effectiveness of DRPs in improving air quality, focusing on Chengdu as a case study representative of large cities in China. In today’s rapidly advancing transportation industry, motor vehicle pollution has become a major factor affecting urban air quality. Many cities in China have implemented DRPs to mitigate motor vehicle pollution and traffic congestion. However, it is essential to assess their effectiveness.
Using hourly data and RDD, this study examined the impact of Chengdu’s DRP on air quality. The results demonstrate that the DRP significantly improved air quality in Chengdu, markedly reducing the AQI levels and pollution concentrations related to motor vehicle emissions, including PM2.5, PM10, SO2, NO2, and CO. Additionally, as residents may adjust their travel times and routes to circumvent the DRP, we further analyzed the heterogeneous effects of the DRP on air quality across different zones and periods. The results indicate that although the DRP generally improved air quality in Chengdu, its effects varied significantly across different local zones and periods. The DRP mainly improved air quality within restricted areas and during restricted times. However, the DRP failed to improve and even worsened the air quality in non-restricted areas adjacent to the restricted zones and during non-restricted times. These results suggest that although DRPs are generally beneficial for improving urban air quality, their effectiveness is limited. The findings indirectly suggest that DRPs negatively affect residents’ travel convenience, leading them to circumvent the policy by altering their travel routes and times.
While this study provides valuable insights into the effects of DRPs, it has some limitations owing to Chengdu’s unique characteristics. First, Chengdu’s basin-like geography may affect air circulation and pollutant dispersion, potentially influencing air quality independently of DRP effects. Although we incorporated weather conditions (e.g., sunny, foggy, rainy, and wind speed) as indirect controls to account for geographical characteristics, it remains challenging to fully capture all geographic influences. Second, examining the residential component of end-use energy consumption revealed that Chengdu’s residents primarily rely on petroleum, followed by natural gas and electricity (predominantly hydropower-based). This structure results in relatively low reliance on coal in the residential sector, making vehicle emissions a more prominent contributor to urban air pollution. This pattern contrasts with cities heavily reliant on coal, particularly those in colder climates where coal heating significantly impacts pollution levels [
49]. This distinction is also closely related to Chengdu’s subtropical monsoon climate, which has mild winters and minimal heating requirements. Given that this climate zone is characteristic of many densely populated regions worldwide, the findings from Chengdu’s DRP may be broadly applicable to similar urban environments where vehicular emissions dominate pollution sources. However, future research should incorporate a broader range of city types with diverse geographical, structural, and energy characteristics to enhance the generalizability of the findings and provide insights into how these variables interact with DRP effects. Moreover, as highlighted by China’s New Energy Vehicle Industry Development Plan (2021–2035), the transition toward cleaner fuels and electric vehicles offers a potential avenue for improving urban air quality. Although fuel-powered vehicles will likely dominate for the foreseeable future, exploring these additional factors alongside DRPs could provide a more comprehensive understanding of urban air pollution. Multi-city analysis across varied urban contexts would further elucidate the nuanced impacts of DRPs. It can guide policymakers in adapting strategies to fit different regional conditions.
The conclusions of this study inform policy recommendations for countries seeking to manage motor vehicle emission pollution. DRPs, which are crucial measures for urban environmental governance, have undeniable positive effects. They alleviate traffic congestion, reduce motor vehicle exhaust emissions, and significantly improve air quality. However, attention must also be paid to the potential negative externalities of DRPs. It is necessary to consider the potential impact of air quality deterioration in non-restricted areas adjacent to restricted zones and to balance these factors in policy formulation. Moreover, in cities with energy structures dominated by coal-based power, DRPs alone may not be sufficient to address air pollution; rather, complementary policies targeting industrial and residential emissions may be necessary.
Additionally, when implementing policies, multiple factors should be considered to ensure environmental improvements while meeting residents’ transportation needs. To consider social welfare and policy effectiveness comprehensively, governments should ensure that DRP implementation is coordinated with related policies. Governments should upgrade and invest in the public transportation system, enhancing its convenience, comfort, and coverage to make it the preferred choice for residents. Simultaneously, continuous optimization of the refined management of DRPs is necessary to control the policy intensity, ensuring that it reduces traffic emissions while minimally affecting residents’ daily travel needs. Based on the characteristics of the city and using big data analysis, differentiated and detailed DRPs should be formulated, implementing restrictions by region, period, and vehicle type to balance traffic flow and air quality.