Seasonal InSAR Displacements Documenting the Active Layer Freeze and Thaw Progression in Central-Western Spitsbergen, Svalbard
Abstract
:1. Introduction
2. Study Areas
3. Data and Methods
3.1. Sentinel-1 SBAS Time Series
3.2. InSAR Post-Processing and Identification of the Thaw Subsidence Maxima
- A.
- Pre-filtering of the initial SBAS results:
- Criterion 1 “Ambiguity”: InSAR signal becomes aliased when the displacement gradient between adjacent pixels is higher than a quarter of the wavelength during the selected time interval. When using Sentinel-1 (5.6 cm wavelength), if the displacement is over 14 mm between the acquisitions used to build interferograms, there is a higher probability of spatial phase unwrapping error [69]. We therefore filtered out the results likely to be affected by a phase unwrapping error by filtering out pixels including a displacement gradient over 14 mm between successive acquisitions of the time series. If the displacement difference is over the ambiguity threshold, for example between the first acquisition (June 22) and the second (28 June), the pixel is discarded.
- Criterion 2 “Slope angle”: Creep processes on slopes are likely to mask out the transition from subsidence to heave due to a gradual and continuous downslope displacement component. Based on a 20 m DEM [47], we computed the slope angle using ArcGIS (©ESRI). We discarded all pixels with slope angle >1.5°, to focus on flat areas (Supplement S4). Solifluction can occur on low-inclined surfaces, and has been reported on 2° slopes [77]. The conservative threshold of 1.5° was used to account for the relatively low DEM resolution, likely to underestimate local slope variabilities.
- Criterion 3 “Coherence”: Decorrelation sources due to snow, ground moisture and vegetation may affect the quality of the displacement estimates [78]. We applied a secondary coherence thresholding more conservative than at the processing stage (Section 3.1). Pixels with mean coherence <0.55 based on the selected interferograms (Table 1; Supplement S1–S3) were discarded.
- B.
- Vertical conversion: InSAR measurements are intrinsically one-dimensional, along the oblique LOS (Table 1) and therefore provide ambiguous information in complex topography, especially if the movement orientation is spatially heterogeneous and/or temporally variable. As we focus here on flat areas, we can assume that all displacements occur vertically (subsidence and heave). Although some local areas (e.g., coastal areas affected by erosion) may slightly deviate from this general assumption, we expect that the dominant ground behaviour at the landscape scale is along the vertical. Therefore, we converted all results from LOS to vertical displacement using the following equation:
- C.
- Subsidence maxima identification: For each time series, the maximal value was identified, and its corresponding Day of Year (DOY) was extracted. It should be noted that the DOY identification is based on the subsidence maximum only and does not take into account the entire pattern of the displacement progression, which may lead to erroneous value if the ground level flattens at the end of the thawing season.
- D.
- Post-filtering of the selected time series:
- Criterion 4 “Cyclicity”: Pixels with DOY corresponding to the first or the last acquisition of the series (i.e., without any subsidence/heave pattern) were discarded, as they do not document a cyclic process. We assume that these pixels correspond to remaining low-inclined areas affected by downslope creep. In combination with Criterion 2 “Slope angle”, Criterion 4 is an additional way to ensure that we focus the analysis on flat areas dominated by vertical patterns.
- Criterion 5 “Maxima”: All pixels with a maximal subsidence <10 mm were additionally discarded, as we assume that the transition between subsidence to heave in areas with low displacement amplitude is likely to be masked out by noise sources (e.g., atmospheric effects, bias due to snow or ground moisture). The temporal resolution of the DOY product is 6 days (12 days when there is one missing acquisition), corresponding the repeat-pass interval of the Sentinel-1 mission.
- E.
- InSAR outputs: For analysing the spatial distribution of the maximal subsidence, we used the results after the four first steps of filtering (Criteria 1−4), while all five criteria are used to map the DOY. For further comparison with the temperature-based model (Section 3.3 and Section 3.4), we focused on time series at three different scales (local, intermediate and regional) by:
- Extracting the nearest pixels to the boreholes;
- Averaging the series for the pixels within 1 km2 around the boreholes;
- Averaging the pixels with a DOY of the subsidence maxima within the interquartile range of all results, as we assume that they are representative of the ground behaviour at the regional scale.
When averaging time series, the dispersion of the selected values can be represented by the standard deviation around the mean of the selected pixels for each acquisition date.
3.3. Air and Ground Surface Temperature
3.4. Composite Index Model of Seasonal Time Series
- A.
- B.
- The two seasonal coefficients EF and ET can be related by a scaling factor α:
- C.
- Based on Equations (3) and (4), the composite index Ic can be expressed as:
- D.
- Because we are only interested in characterizing the temporal pattern of ground displacements, we normalized the composite index with its maximum value and rescaled it by multiplying the index by the maximal value of the SBAS displacement time series:
- Comparing the timing of the transition between the subsidence and the heave from the observations and the thawing and freezing periods from the models;
- Evaluating the goodness of the fit between the observations and the models by documenting the proportion of the variance of the seasonal SBAS displacements that is explained by the normalized index (R2);
- Analysing the temporal variations of the entire observed displacement time series with respect to the rescaled composite index;
- Discussing the results’ differences when using air or ground surface temperature, as well as single pixels closest to the boreholes, 1-km2 or regional averaged displacement time series.
4. Results
4.1. Thaw Subsidence Maxima
4.2. Composite Index Model of Seasonal Time Series
5. Discussion
5.1. Seasonal Displacement Patterns
5.2. InSAR Products as Proxy of the Active Layer Thermal Regime
- InSAR processing: The InSAR procedure is currently based on a site-dependent selection of interferograms that include several manual steps (Section 3.1). The variability of the snow cover is the main challenge that can lead to spatially and temporally discontinuous coherent interferometric signals (such as in NYA). Applying automated adaptive filtering, possibly based on a combination of SAR backscatter, InSAR coherence and external meteorological information would be valuable to upscale the procedure, for example to the entire glacier-free land of the Svalbard archipelago. Instead of exploiting similar acquisitions in areas with variable climatic conditions, adaptive InSAR observation windows would allow for the selection of locally relevant periods, starting from the first snow-free scene after thaw onset, and thus avoiding an underestimation of the total seasonal subsidence values (such as in ADV and KAP, Figure 9A).
- DOY extraction: To identify more robustly the timing of the transition between thawing and freezing seasons and solve the issue related to the late-summer flattening of the displacement curves visible in some time series (Figure 13, scenario C), more sophisticated procedures could be tested, for instance by fitting a polynomial function to the entire time series and/or by analysing the displacement gradients between acquisitions, in addition or instead of simply considering the maximal value of the InSAR time series. Scenarios where primary and secondary maxima are identified could also be valuable to further study the cases of summer heave patterns (Figure 13, scenario B).
- Time series averaging: While single time series may be affected by errors or unrepresentative local phenomena (Figure 11A and Figure 12A), the results in KAP and NYA suggest that averaging reduces the noise level and dampens the effect of specific small-scale effects to focus on the main climate-controlled trends. Kilometric averaging may be favoured in future product development, to keep documenting spatial variability while providing more robust information about the general seasonal pattern. At this scale, InSAR processing could be performed with larger multi-looking factors to provide more robust phase statistics for each pixel. Kilometric averaged displacement time series can easily be compared and coupled with transient modelling of thermal conditions based on remotely sensed surface temperature at a similar resolution [11,90]. Comparing InSAR with modelled temperature would have the advantage of increasing the measurement density compared to weather stations and boreholes and could provide new insights on the causes of the spatial-temporal variability of the time series. Moreover, InSAR products could complement and potentially constrain the current permafrost models by indirectly documenting the variability of the ground ice content and the timing of active layer freeze/thaw at a fine resolution and a large scale.
- Time series modelling: To further evaluate the factors controlling the seasonal progression of the displacements in permafrost regions, InSAR observations could be compared with modelled time series based on a variable set of parameters. The composite index model applied in this study is based on the Stefan equation, with simplistic assumptions regarding the ground properties that can explain that the model fails to represent the measurements in several cases (Figure 13, scenarios 2 and 3). As discussed by Gruber [30], one main issue is related to the assumption of constant water content and absence of liquid water in the frozen layer. The model also assumes that the heave is caused by the volumetric change of pore water turning into pore ice (in-situ water freezing). It does not consider the ice segregation (formation of ice lenses), which is known to be an important factor causing frost heave [5,32,91]. Other formulations using the Leybenzon equation, the Kudryavtsev’s or the Gold and Lachbruch’s models [1,29] could be implemented and compared with InSAR time series. Frost heave models taken into account ice lens formation [92] could also be used to further interpret the InSAR-based displacement patterns and their controls.
6. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Land Area [km2] | Selected Number of Interferograms | Line-of-Sight (LOS) Incidence Angle (Ia)/Compass Direction (Di) | Reference Points (UTM 33N) | |
---|---|---|---|---|
Adventdalen (ADV) | 307 | 90 | Ia: 37.3°/Di: 69.5° | 8,685,931 511,282 |
Kapp Linné (KAP) | 288 | 88 | Ia: 34.0°/Di: 67.8° | 8,551,011 469,616 |
Ny-Ålesund (NYA) | 121 | 84 | Ia: 34.3°/Di: 66.0° | 8,765,916 423,918 |
Station and Data Types | Coordinates (UTM 33N) | Altitude [m a.s.l] | Site Information and Reference | |
---|---|---|---|---|
Adventdalen (ADV) |
Weather station. Air temperature. | 8,681,070 N 518,966 E | 15 | Adventdalen station 99870. Reference: NCCS, 2021 [79]. |
Borehole. Ground temperature. |
8,680,294 N 522,504 E | 17 | Ice-wedge polygons in eolian deposit. The area is affected by long-term subsidence, exposing the upper sensors closer to the surface. Data from logger at –23 cm is therefore used in this study, assuming to be representative of the ground surface conditions. The borehole is part of the UNIS monitoring network and temperature data has previously been compared with InSAR in Rouyet et al., 2019 [21]. | |
Kapp Linné (KAP) |
Weather station. Air temperature. | 8,665,721 N 468,119 E | 7 | Isfjord Radio station 99790. Reference: NCCS, 2021 [79]. |
Borehole. Ground temperature. | 8,664,808 N 468512 E | 21 | Beach ridge on strandflat composed of coarse-grained beach sediment. Sensor at ground surface. GTN-P and NORPERM references: NO 36/KL-B-2. Reference: Christiansen et al., 2010; 2021 [43,44]. | |
Ny-Ålesund (NYA) |
Weather station. Air temperature. | 434,216 N 8,763,255 E | 8 | Ny-Ålesund station 99910. Reference: NCCS, 2021 [79]. |
Borehole. Ground temperature. | 8,762,985 N 432,118 E | 25 | Diamict surface with fine-grained glaciofluvial sediments. Profile C. Sensor at –1 cm. GTN-P reference: NO GE 60. Reference: Boike et al., 2018 [66]. |
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Rouyet, L.; Liu, L.; Strand, S.M.; Christiansen, H.H.; Lauknes, T.R.; Larsen, Y. Seasonal InSAR Displacements Documenting the Active Layer Freeze and Thaw Progression in Central-Western Spitsbergen, Svalbard. Remote Sens. 2021, 13, 2977. https://doi.org/10.3390/rs13152977
Rouyet L, Liu L, Strand SM, Christiansen HH, Lauknes TR, Larsen Y. Seasonal InSAR Displacements Documenting the Active Layer Freeze and Thaw Progression in Central-Western Spitsbergen, Svalbard. Remote Sensing. 2021; 13(15):2977. https://doi.org/10.3390/rs13152977
Chicago/Turabian StyleRouyet, Line, Lin Liu, Sarah Marie Strand, Hanne Hvidtfeldt Christiansen, Tom Rune Lauknes, and Yngvar Larsen. 2021. "Seasonal InSAR Displacements Documenting the Active Layer Freeze and Thaw Progression in Central-Western Spitsbergen, Svalbard" Remote Sensing 13, no. 15: 2977. https://doi.org/10.3390/rs13152977
APA StyleRouyet, L., Liu, L., Strand, S. M., Christiansen, H. H., Lauknes, T. R., & Larsen, Y. (2021). Seasonal InSAR Displacements Documenting the Active Layer Freeze and Thaw Progression in Central-Western Spitsbergen, Svalbard. Remote Sensing, 13(15), 2977. https://doi.org/10.3390/rs13152977