Retrieval of Vegetation Nitrogen from Hyperspectral Remote Sensing: A Critical Review of Recent Methodological Advances
Highlights
- Hyperspectral nitrogen retrieval has evolved from empirical spectral indices and linear regression towards nonlinear machine learning, physically based radiative transfer modeling (RTM), and hybrid RTM–ML retrieval frameworks that provide complementary advances in predictive flexibility, physical consistency, and the potential for robust and transferable retrieval.
- Empirical, machine learning, and physically based approaches are progressively converging into complementary hybrid retrieval frameworks rather than representing competing methodological paradigms.
- Future progress will depend less on incremental algorithmic improvements than on advances in protein-sensitive leaf and canopy RTMs, uncertainty propagation, standardized reference datasets, and hybrid RTM–ML retrieval frameworks.
- The growing availability of operational imaging spectroscopy missions will accelerate robust, transferable, and uncertainty-aware retrieval of nitrogen-related vegetation variables across species, ecosystems, and spatial scales.
Abstract
1. Introduction
- Parametric regression methodsestablish an explicit mathematical relationship between spectral observations and nitrogen-related vegetation variables. They include (i) user-defined models, such as vegetation indices derived from known spectral relationships, and (ii) statistical regression models whose parameters are estimated from calibration data within a predefined mathematical structure.
- Nonparametric regression methods do not assume a predefined functional form of the relationship between spectra and nitrogen variables. Instead, the relationship is learned directly from the data using nonlinear ML algorithms.
- RTM inversion methods, founded on radiative transfer theory, establish causal relationships between photon interactions and model parameters. These methods are grounded in mathematical representations of light propagation embodied in radiative transfer models (RTMs).
- Hybrid regression methods combine physically based radiative transfer models with statistical or ML approaches, aiming to exploit the physical consistency of RTMs together with the flexibility and computational efficiency of data-driven algorithms.
2. Parametric Regression Methods
2.1. Discrete Spectral Band Approaches: Vegetation Indices
2.2. Spectral Transformation Techniques
2.3. Parametric Regression Methods with Implicit Parameterization
3. Nonparametric Regression Methods
3.1. Decision-Tree and Ensemble-Learning Methods
3.2. Kernel-Based Regression Methods
3.3. Neural Networks
4. Radiative Transfer Model Inversion
RTM Inversion Strategies
5. Hybrid RTM–ML Retrieval Frameworks
5.1. NN-Based Hybrid Retrieval
5.2. Kernel-Based Hybrid Retrieval
5.3. Emerging Hybrid RTM–ML Retrieval Frameworks
6. Discussion
Synthesis and Outlook
7. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Method | Description | Ref. |
|---|---|---|
| Decision Trees (DTs) | DTs recursively partition the predictor space into decision rules and can represent nonlinear relationships and spectral interactions without requiring linearity assumptions. They are readily interpretable but can exhibit high variance when applied to high-dimensional hyperspectral predictors. | [52] |
| Random Forests (RFs) | RF combines trees trained on bootstrap samples with random predictor selection at each split, improving robustness and reducing overfitting. This makes RF well suited to high-dimensional and correlated hyperspectral predictors and enables assessment of spectral-variable importance. | [53] |
| Boosted Trees | Boosted-tree methods sequentially correct residual errors and can capture complex nonlinear relationships in hyperspectral data. GBDT, XGBoost, and LightGBM provide regularized and computationally efficient implementations, although performance remains dependent on representative training data and appropriate model tuning. | [54,55,56] |
| Method | Description | Ref. |
|---|---|---|
| Support Vector Regression (SVR) | SVR uses kernel functions to model nonlinear relationships in high-dimensional hyperspectral data while controlling model complexity through regularization and an ϵ-insensitive loss. It is particularly suitable when calibration datasets are limited relative to spectral dimensionality. | [64] |
| Kernel Ridge Regression (KRR) | KRR combines kernel-based nonlinear regression with regularized least squares, enabling efficient modeling of complex relationships among highly correlated hyperspectral predictors while controlling overfitting through an L2 penalty. | [65] |
| Gaussian Process Regression (GPR) | GPR provides nonlinear probabilistic regression for high-dimensional hyperspectral data, yielding predictive estimates together with associated uncertainty. Kernel formulation and ARD can additionally support spectral-variable relevance analysis, making GPR attractive for uncertainty-aware retrieval and active learning. | [66] |
| Method | Description | Ref. |
|---|---|---|
| Neural Networks (NNs) | NNs use interconnected layers to learn nonlinear relationships between high-dimensional hyperspectral predictors and target variables. Their flexibility allows complex spectral responses to be represented, although performance depends strongly on training-data quantity and representativeness. | [73] |
| Convolutional Neural Networks (CNNs) | CNNs use convolutional filters and parameter sharing to learn local spectral patterns and, for image data, spectral–spatial features directly from hyperspectral observations, reducing reliance on manually engineered features. | [74] |
| Transformer Networks | Transformers use self-attention to capture long-range dependencies among spectral bands and, in spectral–spatial implementations, across image features, making them promising for modeling complex hyperspectral relationships. | [75] |
| Method Family | Physical Consistency | Learning Capacity | Operational Efficiency | Transfer- Ability | Interpret- Ability | Uncertainty Quantification |
|---|---|---|---|---|---|---|
| Vegetation indices | Limited | Limited | High | Moderate | High | Limited |
| Spectral transformations | Limited | Low | High | Moderate | High | Limited |
| PLSR/PCR | Limited | Moderate | High | Moderate | High | Limited–moderate |
| Ensemble learning | Limited | High | High | Moderate | Moderate | Moderate |
| Kernel-based regression | Limited | High | High | Moderate–high | High | High |
| Deep learning | Limited | Very high | High | Moderate | Limited–moderate | Moderate |
| RTM inversion | High | Limited | Low | Moderate–high | High | Moderate–high |
| Hybrid RTM–ML retrieval | High | High | High | Moderate–high | High | Moderate–high |
| Method Family | Current Status | Main Advantages | Main Limitations | Likely Future Role |
|---|---|---|---|---|
| Vegetation indices | Established empirical approaches | Simple; computationally efficient; interpretable; transferable between sensors with compatible bands. | Limited spectral information; often require crop- or application-specific optimization. | Operational indicators; benchmark methods; complementary predictors in advanced retrieval frameworks. |
| Spectral transformations | Established preprocessing techniques | Enhance weak nitrogen-related signals; reduce noise; improve hyperspectral feature extraction. | Do not directly retrieve nitrogen variables; require subsequent regression or inversion. | Preprocessing for ML, RTM inversion, and hybrid retrieval frameworks. |
| PLSR/PCR | Established statistical regression approaches | Computationally efficient; robust to multicollinearity; transparent; suitable as benchmark methods. | Limited representation of complex nonlinear relationships; reduced transferability across sensors and vegetation conditions. | Interpretable baseline methods; benchmarking of more advanced retrieval algorithms. |
| Ensemble learning (RF, GBDT, XGBoost, LightGBM) | Mature nonlinear ML approaches | Strong predictive performance; robustness; limited preprocessing; compatible with feature selection and model interpretation. | Dependence on representative calibration data; limited extrapolation beyond the training domain; no intrinsic uncertainty estimates without additional strategies. | Operational empirical retrieval; feature selection; model interpretation. |
| Kernel-based regression (SVR, KRR, GPR) | Mature nonlinear regression approaches | Strong generalization with limited samples; effective for high-dimensional spectra; applicable to empirical and hybrid retrieval. GPR additionally provides predictive uncertainty and ARD-based relevance analysis. | Computational scaling for large datasets; sensitivity to kernel selection and calibration-data representativeness. | Uncertainty-aware retrieval; hybrid RTM–ML inversion; active learning; scalable operational implementation. |
| Deep learning (CNNs, transformers) | Rapidly developing approaches | Direct learning of spectral and spectral–spatial representations; reduced reliance on manually engineered features. | Large representative training datasets required; challenges in transferability, interpretability, and uncertainty characterization. | Growing role with expanding hyperspectral archives, transfer learning, and self-supervised learning. |
| Physically based RTM inversion | Established physically based framework | Physically consistent retrieval; improved transferability across sensors, acquisition geometries, and vegetation conditions. | Ill-posed nitrogen retrieval due to weak protein-sensitive signals, parameter equifinality, and sensitivity to RTM assumptions. | Protein-sensitive RTMs; improved parameter constraints; Bayesian inversion; more realistic simulation strategies. |
| Hybrid RTM–ML retrieval | Rapidly maturing retrieval framework | Combines physically consistent RTM simulations with ML flexibility and computational efficiency; potential for improved transferability and uncertainty-aware retrieval. | Dependence on RTM realism, parameterization, simulation representativeness, and reduction of the synthetic–observed spectral gap. | Promising framework for transferable, scalable, uncertainty-aware, and operational hyperspectral nitrogen retrieval. |
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Verrelst, J.; Belwalkar, A.; Yu, K.; Morata, M.; Patel, M.K. Retrieval of Vegetation Nitrogen from Hyperspectral Remote Sensing: A Critical Review of Recent Methodological Advances. Remote Sens. 2026, 18, 3093. https://doi.org/10.3390/rs18183093
Verrelst J, Belwalkar A, Yu K, Morata M, Patel MK. Retrieval of Vegetation Nitrogen from Hyperspectral Remote Sensing: A Critical Review of Recent Methodological Advances. Remote Sensing. 2026; 18(18):3093. https://doi.org/10.3390/rs18183093
Chicago/Turabian StyleVerrelst, Jochem, Anirudh Belwalkar, Kang Yu, Miguel Morata, and Manish Kumar Patel. 2026. "Retrieval of Vegetation Nitrogen from Hyperspectral Remote Sensing: A Critical Review of Recent Methodological Advances" Remote Sensing 18, no. 18: 3093. https://doi.org/10.3390/rs18183093
APA StyleVerrelst, J., Belwalkar, A., Yu, K., Morata, M., & Patel, M. K. (2026). Retrieval of Vegetation Nitrogen from Hyperspectral Remote Sensing: A Critical Review of Recent Methodological Advances. Remote Sensing, 18(18), 3093. https://doi.org/10.3390/rs18183093

