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Perspective

Phenyl Formate as a CO Surrogate for the Reductive Cyclization of Organic Nitro Compounds to Yield Different N-Heterocycles: No Need for Autoclaves and Pressurized Carbon Monoxide †

by
Fabio Ragaini
1,*,
Francesco Ferretti
1 and
Manar Ahmed Fouad
1,2
1
Department of Chemistry, Milan University, Via C. Golgi 19, 20133 Milano, Italy
2
Chemistry Department, Faculty of Science, Alexandria University, P.O. Box 426, Alexandria 21321, Egypt
*
Author to whom correspondence should be addressed.
†
A shorter version of this paper was presented at “The 26th International Electronic Conference on Synthetic Organic Chemistry”, 15–30 November 2022.
Catalysts 2023, 13(2), 224; https://doi.org/10.3390/catal13020224
Submission received: 12 December 2022 / Revised: 12 January 2023 / Accepted: 16 January 2023 / Published: 18 January 2023
(This article belongs to the Special Issue Exclusive Papers of the Editorial Board Members (EBMs) of Catalysts)
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Abstract

:
The reductive cyclization of different organic nitro compounds by carbon monoxide, catalyzed by transition metal complexes, is a very efficient and clean strategy for the synthesis of many N-heterocycles. However, its use requires the use of autoclaves and pressurized CO lines. In this perspective, the authors will present the results obtained in their laboratories on the use of phenyl formate as a convenient CO surrogate, able to liberate carbon monoxide under the reaction conditions and allowing the use of a cheap glass pressure tube as a reaction vessel. In most cases, yields were better than those previously reported by the use of pressurized CO, proving that the use of CO surrogates can be a viable alternative to the gaseous reagent.

Graphical Abstract

1. Introduction

Nitrogen heterocycles are privileged structures in pharmaceutical chemistry [1] and an enormous effort is continuously being made to improve their synthesis [2]. Among the numerous possible synthetic approaches, the reductive cyclization of nitroarenes and nitroalkenes by carbon monoxide, catalyzed by transition metal complexes, appears to have some highly desirable features: (1) nitroarenes are usually the entry point for the introduction of nitrogen-containing groups on the aromatic ring and nitroalkenes can also be often prepared easily, e.g., by an Henry reaction; (2) carbon monoxide is cheap with respect to virtually any other reducing agent except for dihydrogen, which however affords anilines and not heterocyclic compounds in most cases; (3) the only stoichiometric byproduct is CO2, which spontaneously separates from the reaction products at the end of the reaction, thus simplifying the work-up. This is a clear advantage with respect to reactions employing phosphites or phosphines as reductants (e.g., the classical Cadogan reactions), whose oxidized product usually needs a chromatographic purification to be completely eliminated; (4) selectivities in the desired heterocycles are often very high and almost quantitative in several cases; (5) low catalyst loading is possible, up to 0.1 mol % or even lesser in some cases [3,4,5,6,7,8,9]. Given these features, it may appear surprising that such a synthetic approach has not become widespread in synthetic organic chemistry laboratories or even in industrial practice. The main reasons for this are clearly technical: performing these reactions requires the use of high-pressure equipment and pressurized CO lines. The latter, in particular, are not present in the overwhelming majority of chemical laboratories. The problem is also common to other carbonylation reactions and, in the last decade, different solid or liquid substances able to liberate CO under the reaction conditions have been developed. The field has been reviewed several times [10,11,12,13,14]. However, several of these so-called CO surrogates are quite expensive, highly toxic, or require the use of a two-chamber reactor to be employed. Several years ago, we started to investigate the use of CO surrogates in the field of reductive cyclization reactions of organic nitro compounds and selected formate esters as reagents because they are cheap, non- or little-toxic and because the stoichiometric byproduct, an alcohol or phenol, is unlikely to interfere with the reaction course. In this account, our results in the field are summarized. For the sake of completeness, it should be mentioned that other groups have also employed Mo(CO)6 [15,16,17], Co2(CO)8 [18,19], and a triformate ester [20,21] as CO surrogates for related reductive cyclization reactions of nitroarenes to give N-heterocycles.

2. Discussion

2.1. General Aspects

Before discussing the synthesis of the individual heterocycles, we need to summarize some general trends in the reactivity of nitro compounds with CO and on the use of CO surrogates, which have been evidenced in numerous previous studies.
  • The initial activation of the nitro compound, at least when late transition metal catalysts are employed, is always an electron transfer from the metal to the nitro group [22,23,24,25,26,27,28,29,30,31]. For this reason, low-valent metal complexes need to be used. However, due to the high sensitivity of the latter, metal complexes in higher oxidation states are often used as precatalysts, which are reduced by CO under the operating conditions. By the same token, nitroarene and to a lesser extent nitroalkenes are suitable substrates, but nitroalkanes have higher oxidation potentials and are unreactive in these systems.
  • Palladium, ruthenium and rhodium compounds have all been employed as catalysts, but the best results have been obtained by the use of palladium and in the last decade the other two metals have only rarely been used.
  • Phosphines have been used as ligands for palladium in many cases, but it has been shown that they are oxidized to phosphine oxides during the reaction [32]. Since we aim at developing a catalytic system that may also be applied at an industrial level, we prefer to avoid using them. No successful use of N-heterocyclic carbenes as ligands in this field has ever been reported. The best ligands in terms of activity and stability of the catalytic system are phenanthroline and its substituted derivatives [33,34,35,36].
  • Aryl formates can be decomposed to CO and phenols even by weak organic bases. Alkyl formates are cheaper, but they are activated only by very strong bases, which would not be compatible with most reactions. Alternatively, they can be decomposed by the action of a ruthenium-based catalytic system [37].
  • When using CO surrogates, the features of the vessel in which the reaction is performed are important for the success of the reaction and for safety reasons. We have discussed the pros and cons of different kinds of “pressure tubes” in a previous paper, thus we will not do it here again [38].

2.2. Synthesis of Indoles from O-Nitrostyrenes

The first reaction we tried to accomplish using formate esters as CO surrogates was the synthesis of indoles from o-nitrostyrenes (Scheme 1).
Initially, alkyl formates were attempted as CO surrogates (Scheme 1, right side). A palladium catalyst alone was inactive, as no formate decomposition occurs in its presence when a weak base is employed. Ru3(CO)12 has long been known to be a catalyst for reductive carbonylation reactions of nitroarenes [39,40] and, in the presence of phenanthroline, it is also known to activate alkyl formates [41]. Indeed, some indole was formed when this cluster was employed as a catalyst in the absence of any palladium compound. However, substrate conversion was very low. Best results were obtained with a bimetallic Ru3(CO)12/[Pd(Phen)2][BF4]2/Phen catalytic system (Phen = 1,10-phenanthroline). Yet, a high temperature of 180 °C is required for efficient formate decomposition and the synthetic results were not satisfactory, with a maximum indole yield of around 70% [42] (Conditions A in Figure 1).
The use of aryl formates, the best phenyl formate, allowed us to achieve much better results and to employ just palladium as a catalyst, thus simplifying the catalytic system (Scheme 1, left side). This catalytic system was subjected to two optimization rounds. During the first one [42], the temperature was set at 140 °C because the rate appeared to be too slow at lower temperatures and substrate conversion was not complete. Almost quantitative yields could be achieved in several cases, but substrates bearing sensitive groups such as an aldehyde still gave unsatisfactory results (Conditions B in Figure 1). Thus, we engaged in a second round of optimization of the reaction conditions and we succeeded in finding a set of experimental conditions, which allow us to work at 100 °C with as little as 0.2 mol % palladium and obtain good yields even for indoles bearing a pyrrolyl or an aldehydic group [38] (Conditions C in Figure 1). Quite surprisingly, it was found that the best single reaction solvent is CH3CN, but the use of a 9:1 CH3CN/DMF mixture gave even better results.
The main synthetic results are reported in Figure 1, where the yields obtained under different conditions are also compared. It should be noted that, whenever a comparison is possible, the obtained yields are in most cases higher than the best previously reported yields for the same reaction employing pressurized CO as a reductant.
Notably, when two nitro groups are present in the substrate in the ortho and para position with respect to the vinyl group, a selective reaction of the ortho group could be achieved, suggesting that the double bond coordinates to the metal. Indeed, the para nitro group should be more reactive if only steric effects were present, as happens in the case of 2,4-dinitrotoluene [43]. Moreover, when a double cyclization is possible, the reaction could be stopped at the first step or run to completion simply by changing the reaction time. Only in a few cases the reaction failed to yield an isolable indole, and in each case there is an explanation for that. For example, a free amino group on the aryl ring was not tolerated because anilines easily react with nitroarenes under similar reaction conditions to give diarylureas [44,45].

2.3. Synthesis of Indoles from β-Nitrostyrenes

The reactions described in the previous paragraph are very selective, but the synthesis of the starting o-nitrostyrene is not always high yielding. In some cases, synthesizing a β-nitrostyrene, where the nitro group is on the olefin moiety, is more straightforward. Moreover, when indoles polysubstituted at the phenyl ring are targeted, the use of β-nitrostyrenes as substrates allows the replacement of two functional groups (nitro and vinyl) with just one. Reductive cyclization of β-nitrostyrenes was first reported by Dong [46], but only for the more reactive α-aryl-β-nitrostyrenes. We later were able to extend the reaction to substrates lacking the second aryl ring [47] and even to the synthesis of thienopyrroles [48] from thienyl-substituted nitroalkenes and to that of pyrroles from nitrodienes [49]. We thus decided to test the use of phenyl formate as a CO surrogate for this reaction (Scheme 2).
Despite some effort in optimizing the experimental conditions, only fair yields could be obtained in the case of β-nitrostyrenes lacking any substituent in the alpha position [50]. Investigation of the reasons for this failure revealed that bases catalyze the oligo/polymerization of the nitrostyrene itself and this reaction occurs at a competitive rate with respect to the cyclization. The only partially successful solution was to increase the phenyl formate amount so that the higher generated CO pressure accelerates the cyclization reaction with respect to polymerization. However, the amount of formate can be increased only to a small extent not to exceed the safety pressure limits of the employed apparatus (ca. 10 bar). Retrospectively, the cyclization of β-nitrostyrenes is the reaction that needed the highest CO pressures to obtain good results [47] among those here investigated and the reason is clearly the same.
Better results were obtained with the more reactive and less prone to polymerization α-aryl-β-nitrostyrenes. The substrate scope is shown in Figure 2.

2.4. Synthesis of 3,6-dihydro-2H-[1,2]-oxazines from Nitroarenes and Conjugated Dienes

Free nitrosoarenes quickly react with conjugated dienes in a hetero Diels-Alder reaction to give 3,6-dihydro-2H-[1,2]-oxazines [51,52,53]. However, the synthesis of nitrosoarenes is not straightforward and nitrosoarenes themselves are not indefinitely stable molecules if stored in the air at room temperature. Trapping of nitrosoarenes intermediately formed during the reduction of nitroarenes is an effective strategy to synthesize oxazines [54,55]. The experimental conditions initially optimized for the synthesis of indoles using phenyl formate as a CO surrogate proved to also be suitable for the synthesis of oxazines [56].
The synthetic results are shown in Figure 3. Excellent results were obtained in many cases. The reaction only failed when the nitroarene bears strongly electron-donating substituents (e.g., a para-methoxy group), because in these cases, the corresponding nitrosoarene is a poor dienophile, or when both the terminal positions of the diene are substituted (e.g., 1,4-diphenylbutadiene), because in this case, the formation of the oxazine is reversible at high temperature.
When the diene is not symmetrical, a mixture of the two possible regioisomers is obtained. Notably, the relative amounts of the two isomers were the same whether the oxazines were obtained from a catalytic reaction starting from the nitroarene or when they were obtained from an uncatalyzed reaction of the nitrosoarene with the diene in the same solvent and at the same temperature. This observation strongly indicates that the formation of the oxazine occurs outside the coordination sphere of palladium.

2.5. Synthesis of Carbazoles from o-Nitrobiphenyls

Cyclization of o-nitrobiphenyls to carbazoles under the reducing action of carbon monoxide has long been known [57,58], but has been little developed with respect to the synthesis of indoles because it usually requires harsher conditions and affords lower yields of the desired heterocycle. Wishing to solve the problem, we decided to apply our phenyl formate protocol to this interesting reaction. Initial attempts were disappointing and only low yields of carbazole, accompanied by larger amounts of o-aminobiphenyl, were obtained. However, extensive optimization of the reaction conditions allowed us to reach high yields of the desired products [59]. Key points for success proved to be the use of DMF as a solvent in place of acetonitrile and the substitution of triethylamine with an inorganic base, the best Na3PO4. Employing Na2[PdCl4] as a catalyst precursor instead of PdCl2(CH3CN)2 also improved the stability of the catalytic system.
Synthetic results are shown in Figure 4.
Good results were in general obtained both when the substituent was present on the nitro-containing ring or on the other. However, if a substituent is present in the 3’ position (meta to the nitrophenyl ring) a mixture of isomers was obtained. As for other syntheses described in this paper, a free aldehydic group was well tolerated. Surprisingly, the synthesis was successful even in the presence of potentially reactive groups, such as amino and hydroxy. The presence of a free carboxylic group lowered the yield considerably, but this carbazole can be more effectively obtained by hydrolysis of the corresponding methyl ester, which is instead obtained in a 93% yield. The protocol could also be employed for the synthesis of the natural products Clausine V and Mukonine. Yields are in general higher than those previously obtained by the use of pressurized CO.

2.6. Future Perspectives

The reactions described in this account do not exhaust the possibilities offered by the use of phenyl formate as a CO surrogate. We already reported a single example of reductive cyclization of an o-nitrochalcone to give a quinolone in which phenyl formate [38] successfully replaced pressurized CO [60,61] (Scheme 3).
An optimization and a more general investigation of this reaction have not yet been accomplished. However, this is not the only reductive cyclization reaction that may be amenable to be investigated and many others may be successfully performed, for which the use of pressurized CO has been described and that are mentioned in the reviews cited at the beginning of this paper.
In addition, the development of different CO surrogates which do not release phenol as a stoichiometric byproduct is a very stimulating task. Promising results have already been obtained in our group on the use of the HCOOH/Ac2O mixture [62].

3. Conclusions

The use of CO as a reductant for nitroarenes and nitroalkenes presents many advantages from a synthetic point of view, but is operationally complex for many research groups. In this brief account, we have presented our results on the use of formate esters as convenient CO surrogates. In particular, phenyl formate can be activated even by weak bases, which do not interfere with the reactions or even have a beneficial role for them. Notably, in most cases, the isolated yield in the desired heterocycle was higher than those previously obtained for the same reaction when gaseous CO or even other reductant had been employed. The only exception is the cyclization of β-nitrostyrenes to indoles. The reason is that in order to give good results, this reaction requires too high CO pressures to be sustained by a glass pressure tube. The reason for the higher selectivity in the other cases may reside just in a more extensive optimization of the reaction conditions, but the slow generation of CO during the reaction may also play a role. In any case, the high yields obtained in the other cases clearly show that the use of CO surrogates should not necessarily be considered as a second choice when the use of pressurized CO is not possible, but may represent the best available option in any case.

Author Contributions

Methodology, F.F. and M.A.F.; investigation, F.F. and M.A.F.; writing—original draft preparation, F.R.; supervision, F.R. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the Università degli Studi di Milano, PSR2021 “Design and synthesis of high added-value fine-chemicals by sustainable catalytic approaches”.

Data Availability Statement

No new data were created or analyzed in this study. Data sharing is not applicable to this article. Refer to the original papers for data availability.

Acknowledgments

We thank the former Master’s and PhD students who made part of the experimental work described in this account and whose names can be found in the references.

Conflicts of Interest

The authors declare no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, or in the decision to publish the results.

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Catalysts 13 00224 sch001 550
Scheme 1. Synthesis of indoles from o-nitrostyrenes.
Scheme 1. Synthesis of indoles from o-nitrostyrenes.
Catalysts 13 00224 sch001
Catalysts 13 00224 g001 550
Figure 1. Indoles from o-nitrostyrenes. Conditions A: 0.27 mmol nitrostyrene, mol. 1 mol % [Pd(Phen)2][BF4]2, 1 mol % Ru3(CO)12, 20 mol % Phen; mol. 40 µL (0.29 mmol) Et3N; in butyl formate (10 mL), at 180 °C for 10 h. Conditions B: 0.54 mmol nitrostyrene, 1 mol % Pd(CH3CN)2Cl2, 2.5 mol % Phen, 240 µL (2.2 mmol) HCOOPh, 40 µL (0.29 mmol) Et3N, in CH3CN (10 mL), 140 °C for 3 h (unless otherwise noted). Conditions C: 0.54 mmol nitrostyrene, 1 mol % Pd(CH3CN)2Cl2, 5 mol % Phen, 260 µL (2.38 mmol) HCOOPh, 100 µL (0.72 mmol) Et3N, in CH3CN + DMF (9+1 mL), at 100 °C for 6 h.
Figure 1. Indoles from o-nitrostyrenes. Conditions A: 0.27 mmol nitrostyrene, mol. 1 mol % [Pd(Phen)2][BF4]2, 1 mol % Ru3(CO)12, 20 mol % Phen; mol. 40 µL (0.29 mmol) Et3N; in butyl formate (10 mL), at 180 °C for 10 h. Conditions B: 0.54 mmol nitrostyrene, 1 mol % Pd(CH3CN)2Cl2, 2.5 mol % Phen, 240 µL (2.2 mmol) HCOOPh, 40 µL (0.29 mmol) Et3N, in CH3CN (10 mL), 140 °C for 3 h (unless otherwise noted). Conditions C: 0.54 mmol nitrostyrene, 1 mol % Pd(CH3CN)2Cl2, 5 mol % Phen, 260 µL (2.38 mmol) HCOOPh, 100 µL (0.72 mmol) Et3N, in CH3CN + DMF (9+1 mL), at 100 °C for 6 h.
Catalysts 13 00224 g001
Catalysts 13 00224 sch002 550
Scheme 2. Synthesis of indoles from β-nitrostyrenes.
Scheme 2. Synthesis of indoles from β-nitrostyrenes.
Catalysts 13 00224 sch002
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Figure 2. Synthesis of indoles from β-nitrostyrenes. Experimental conditions: 0.54 mmol nitrostyrene, 1 mol % PdCl2(CH3CN)2, 5 mol % Phen, 260 μL PhOC(O)H, 120 μL Et3N, in CH3CN (10 mL) at 140 °C for 4 h.
Figure 2. Synthesis of indoles from β-nitrostyrenes. Experimental conditions: 0.54 mmol nitrostyrene, 1 mol % PdCl2(CH3CN)2, 5 mol % Phen, 260 μL PhOC(O)H, 120 μL Et3N, in CH3CN (10 mL) at 140 °C for 4 h.
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Catalysts 13 00224 g003 550
Figure 3. Synthesis of oxazines from nitroarenes and conjugated dienes. Experimental conditions: nitroarene 0.54 mmol, Pd(CH3CN)2Cl2 1 mol %, Phen 2.5 mol %, diene 4 equiv, HCOOPh 2.2 mmol, Et3N 0.27 mmol, in CH3CN (10 mL) at 140 °C.
Figure 3. Synthesis of oxazines from nitroarenes and conjugated dienes. Experimental conditions: nitroarene 0.54 mmol, Pd(CH3CN)2Cl2 1 mol %, Phen 2.5 mol %, diene 4 equiv, HCOOPh 2.2 mmol, Et3N 0.27 mmol, in CH3CN (10 mL) at 140 °C.
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Catalysts 13 00224 g004 550
Figure 4. Synthesis of carbazoles from o-nitrobiphenyls. Experimental conditions: nitrobiphenyl (0.54 mmol), Na2[PdCl4] 1 mol %, Phen 5 mol %, HCOOPh 2.4 mmol, Na3PO4 7.3 × 10−2 mmol in DMF (10 mL), at 170 °C for 5 h.
Figure 4. Synthesis of carbazoles from o-nitrobiphenyls. Experimental conditions: nitrobiphenyl (0.54 mmol), Na2[PdCl4] 1 mol %, Phen 5 mol %, HCOOPh 2.4 mmol, Na3PO4 7.3 × 10−2 mmol in DMF (10 mL), at 170 °C for 5 h.
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Catalysts 13 00224 sch003 550
Scheme 3. Synthesis of a quinolone from a nitrochalcone.
Scheme 3. Synthesis of a quinolone from a nitrochalcone.
Catalysts 13 00224 sch003
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MDPI and ACS Style

Ragaini, F.; Ferretti, F.; Fouad, M.A. Phenyl Formate as a CO Surrogate for the Reductive Cyclization of Organic Nitro Compounds to Yield Different N-Heterocycles: No Need for Autoclaves and Pressurized Carbon Monoxide. Catalysts 2023, 13, 224. https://doi.org/10.3390/catal13020224

AMA Style

Ragaini F, Ferretti F, Fouad MA. Phenyl Formate as a CO Surrogate for the Reductive Cyclization of Organic Nitro Compounds to Yield Different N-Heterocycles: No Need for Autoclaves and Pressurized Carbon Monoxide. Catalysts. 2023; 13(2):224. https://doi.org/10.3390/catal13020224

Chicago/Turabian Style

Ragaini, Fabio, Francesco Ferretti, and Manar Ahmed Fouad. 2023. "Phenyl Formate as a CO Surrogate for the Reductive Cyclization of Organic Nitro Compounds to Yield Different N-Heterocycles: No Need for Autoclaves and Pressurized Carbon Monoxide" Catalysts 13, no. 2: 224. https://doi.org/10.3390/catal13020224

APA Style

Ragaini, F., Ferretti, F., & Fouad, M. A. (2023). Phenyl Formate as a CO Surrogate for the Reductive Cyclization of Organic Nitro Compounds to Yield Different N-Heterocycles: No Need for Autoclaves and Pressurized Carbon Monoxide. Catalysts, 13(2), 224. https://doi.org/10.3390/catal13020224

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