What Should Farmers’ Rights Look Like? The Possible Substance of a Right
Abstract
:1. Introduction
2. The ITPGRFA’s Farmers’ Rights
3. The Post-ITPGRFA Developments
- (a)
- The importance of Farmers’ Rights [14] (para. 54 and Appendix N (p. 3)) and collecting views and experiences from Contracting Parties [15] (para. 75 (Resolution 2/2007, [vii] and [viii] (p. 13)), [16] (para. 49 and Appendix A.6 (Resolution 6/2009, paras. 3 and 4 (p. 34))), [8] (para. 29 and Appendix A.6 (Resolution 6/2011, para. 2 (p. 46))), [7] (para. 39 and >Appendix A.8 (Resolution 8/2013, para. 1)), [6] (para. 34 and Appendix A.5 (Resolution 5/2015, para. 1)).
- (b)
- Implementing funding arrangements through a Funding Strategy (see [14] (para. 11 (Resolution 1/2006))) and subsequently formulating a Strategic Plan ([16] (para. 30 and Appendix A.3 (Resolution 3/2009, Annex 1)), [15] (para. 52)) to distribute the funds available under the ITPGRFA (see [16] (para. 30 and Appendix A.3 (Resolution 3/2009, p. 14)); see also [17,18]).
- (c)
- (d)
- Providing financial and technical support (where available) to national government seeking to realise Farmers’ Rights [8] (para. 29 and Appendix A.6 (Resolution 6/2011, paras. 4 and 9 (p. 46))).
“The [AHTEG-FR] acknowledged that the responsibility for realising Farmers’ Rights, as they relate to plant genetic resources for food and agriculture, rests with national governments and this could be achieved through the adoption of national measures. It was noted that a variety of measures, including legal, financial, political and technical, could contribute towards this goal. It was recognized that while there has been some advancement in the discussions of Farmers’ Rights under the [ITPGRFA], there was room for further progress in its implementation within the context of each Contracting Party”.[21] (para. 8)
- (a)
- Giving priority to the implementation of the Farmers’ Rights and other provisions that play an important role for their implementation.
- (b)
- Facilitating the involvement of farmers’ organisations in the Governing Body’s and Secretariat’s work.
- (c)
- Encouraging the Contracting Parties to submit reports on the realisation of Farmers’ Rights in their countries.
- (d)
- Providing guidance and assistance to Contracting Parties in their implementation of Farmers’ Rights.
- (e)
- Developing guidelines on the realisation of Farmers’ Rights at the national level.
- (f)
- Mobilising funds within the funding strategy to facilitate the implementation of Farmers’ Rights.
- (g)
- Organising a world forum on Farmers’ Rights to create awareness and encourage the sharing of experiences on progress made and any remaining challenges [22] (pp. 14–15).
- (a)
- Prioritise technical and financial support to national governments in the realisation of Farmers’ Rights.
- (b)
- Improve national legislation to allow for balanced regulation for all types of seeds.
- (c)
- Ensure the full participation of all stakeholder groups in Governing Body deliberations.
- (d)
- Mainstream gender in the realisation of Farmers’ Rights.
- (e)
- Develop voluntary guidelines on the national implementation of Farmers’ Rights and related provisions addressing:
- (i)
- The implications for farmers’ livelihoods and other social, economic, and environmental issues.
- (ii)
- Formal and local seed systems.
- (iii)
- Promoting understanding and awareness of Farmers’ Rights at all levels, including decision makers and farmers.
- (iv)
- The protection and promotion of traditional knowledge including livelihoods, cultures, and places.
- (v)
- Promoting collaboration between local communities and scientists.
- (vi)
- Encouraging the mutual exchange of knowledge and practices.
- (vii)
- Promoting the right of farmers to directly benefit from the conservation and development of their plant genetic resources for food and agriculture.
- (viii)
- Exploring the possibility of establishing national benefit-sharing funds.
- (ix)
- Promoting equality between formal scientific and local community knowledge [23] (Annex 1, paras. 72–89).
- (a)
- Institutional measures—The development of legislation, capacity, and other institutional frameworks necessary for the realisation of Farmers’ Rights, the formulation of voluntary guidelines on the realisation of Farmers’ Rights at national level, the organisation of biannual global consultations on the realisation of Farmers’ Rights, the development of procedures to strengthen the participation of representatives of farmers and local and indigenous communities, and the designation of an annual international day to celebrate farmers of all regions who contribute to the conservation and sustainable use of crop genetic resources for food and agriculture and to the achievement of food security.
- (b)
- Practical measures—The sharing of electronic copies of legislation and other regulations that relate to the implementation of Farmers’ Rights, the extension of organisational and financial support to facilitate the participation of farmers’ organisations and other relevant stakeholders, the promotion of participatory approaches such as community seed banks, community biodiversity registries, participatory plant breeding, and seed fairs as tools for realising Farmers’ Rights, and the provision of technical and financial support to national governments and organisations for the realisation of Farmers’ Rights.
- (c)
- Legal measures—The revision of seed laws, intellectual property laws and other legislation that may limit the legal space or create undue obstacles for the realisation of Farmers’ Rights, and the introduction of measures, including legislation and policies, to protect and promote traditional knowledge that is relevant to plant genetic resources for food and agriculture [24] (pp. 30–31).
“… the weak and sometimes contradicting policy and legislation; the expansion of intellectual property to farmer seed systems; the lack of financial resources for the development of support structures; the lack of common strategy or collaboration between and among various sectors and stakeholders; unwillingness of decision-makers to [undertake] Farmers’ Rights’ implementation; and the lack of awareness and real understanding of what constitute Farmers’ Rights”.[27] (p. 3)
“Farmers’ Rights in the African context shall consist of the customary rights that farmers have had as stewards of agro-biodiversity to save, use, exchange, grow, share, develop and maintain plant varieties, of their legitimate right to be rewarded and supported for their contribution to the development of commercial varieties of plants, to participate in decision-making on issues that may affect these rights. Farmers’ Rights must be viewed as collective rights and not as an individual right”.[27] (p. 4)
- (a)
- the lack of supportive policy and legislative frameworks which protect smallholder farmer seed systems;
- (b)
- lack of guidelines on on-farm seed production; and
- (c)
- absence of supportive mechanisms for saving, selling, exchanging, and marketing of farmers’ seeds [27] (p. 6).
“The lack of a clear definition of Farmers’ Rights does not have to be a problem. Though it may present a legal challenge, Farmers’ Rights is a concept that extends beyond the provisions included in Article 9 and beyond the [ITPGRFA] with a scope that is limited to [plant genetic resources for food and agriculture]. The broader set of rights articulated within international human rights law pertaining to peasants and other people working in rural areas are relevant. There is significant scope for creative initiatives to seek to realise Farmers’ Rights, broadly defined. For instance, linking Farmers’ Rights to the protection and promotion of cultural heritage and diversity can enhance the visibility of small-scale farmers, their value, and the challenges they face”.[28] (p. 8)
- (a)
- Recognise that Indigenous Peoples and peasants are the stewards of the parental lines of industrial seed varieties.
- (b)
- That there should be no intellectual property, exclusive rights, or information restrictions on industrial seed varieties.
- (c)
- Cultural seed systems, wild crop relatives, and wild plants must be in the control of Indigenous Peoples and peasants.
- (d)
- Women peasants and other women working in rural areas should be supported.
- (e)
- There must be compulsory disclosure of the Indigenous Peoples and peasants who are the stewards of parental lines of newly industrialised seeds.
- (f)
- There must be no compulsory registration of seeds or sample deposits from cultural seed systems, that are themselves a legitimate method for seed identification.
- (g)
- Farmers have the right to use, re-use, sow, re-sow, save, improve, select, exchange, share, sell, and propagate farm-saved seeds and traditional knowledge.
- (h)
- Farmers have the right to timely and accurate information from governments about plant genetic resources for food and agriculture in local languages and through farmers’ channels.
- (i)
- Indigenous Peoples and peasants have the right to participation in all decision-making processes about plant genetic resources for food and agriculture at local, sub-national, national and regional levels and there should be at least 50% women participation.
- (j)
- The management of benefit-sharing funds should directly involve farmers’ organisations including Indigenous Peoples’ and peasants’ organisations at national, regional and global level [31] (pp. 8–11).
- (a)
- Seeds as the heritage of peoples at the service of humanity and as collective rights.
- (b)
- The important role and place of women.
- (c)
- Respecting territoriality.
- (d)
- The importance of Free, Prior, and Informed Consent before any initiative that may affect agricultural biodiversity, knowledge, autonomy and territories of local communities and Indigenous Peoples.
- (e)
- The farmers’ rights to rescue, protect, multiply, improve, select, conserve, use, exchange and sell their own seeds.
- (f)
- That “traditional and ancestral systems of native and creole seed management should not be considered as ‘informal systems’, but they are customary rights and represent the main systems for the creation of agricultural biodiversity” [31] (p. 13).
- (a)
- There be recognition that commercial, industrial, and uniform varieties come from native and peasants’ seeds.
- (b)
- Seed laws, patents, and other intellectual property systems needed reviewing and updating.
- (c)
- Various rights needed to be respected such as participating in making laws implementing Farmers’ Rights at the national level.
- (d)
- Registries should not include native and peasants’ seeds except in the inventories of the communities according to their needs and controlled by them.
- (e)
- Companies that commercialise commercial, industrial, and uniform seeds must pay benefits and peasant and indigenous organisations must participate in the management of these funds.
- (f)
- Phytosanitary norms should not affect the exercise of Farmers’ Rights.
- (g)
- Free, Prior, and Informed Consent is necessary in discussion and decision-making [31] (pp. 14–15).
4. The Substance of Farmers’ Rights and Workshop Results on the Substance of Farmers’ Rights
- (a)
- Apply to all including farmers—Like the Universal Declaration of Human Rights “Everyone has the right to a standard of living adequate for the health and well-being of himself and of his family, including food” (UDHR 1948, Article 4).
- (b)
- Apply to farmers that are also enjoyed by non-farmers—Like the Declaration on the Rights of Peasants and Other People Working in Rural Areas “Peasants and other people working in rural areas have the right to adequate food” (UNDROP, Article 15.1).
- (c)
- Apply only to farmers (and not non-farmers)—Like the UNDRIP (2007) “Indigenous Peoples have the right to establish and control their educational systems and institutions providing education in their own languages” (UNDRIP 2007, Article 14.1).
“a peasant is any person who engages or who seeks to engage alone, or in association with others or as a community, in small-scale agricultural production for subsistence and/or for the market, and who relies significantly, though not necessarily exclusively, on family or household labour and other non-monetised ways of organising labour, and who has a special dependency on and attachment to the land”.(UNDROP 2018, Article 1.1)
- (a)
- Legal entity—This approach to a definition bounds the “farmer” according to the legal entity that is carrying out the farming activity. The kinds of relevant legal entities, depending on the national laws, might be individuals, owners (of land, finance, resources, trusts, and so on), other legal statuses of humans (such as workers, lessees, life interest holders, and so on), and communities of humans and non-human legal entities (such as corporations, associations, co-operatives, partnerships, joint ventures, Indigenous Peoples, local communities, landscapes, river valleys, and so on). The relevant legal entity will then (most probably) need to be combined with another for a satisfactory definition, such as an activity, an activity and a region, a subject matter, a subject matter and a region, and so on.
- (b)
- Activity—This approach defines the activity that is farming so that the entity carrying on that activity can be said to be a “farmer” recognising that farming is essentially agricultural (so growers, breeders, and conservers of plants), pastoral (so growers, breeders, and conservers of animals/fish), and forestry (so harvesters and conservers of forests) (but maybe not other activities like solar farming, wind farming, and so on). This is best illustrated by examples from current laws:
- (i)
- The Protection of Plant Varieties and Farmers’ Right Act 2001 (India)—This legislation defines “farmer” as “any person” who “cultivates crops by cultivating the land himself”, “cultivates crops by directly supervising the cultivation of land through any other person”, or “conserves and preserves, severally or jointly, with any person any wild species or traditional varieties or adds value to such wild species or traditional varieties through selection and identification of their useful properties” (Section 2(k)).
- (ii)
- Income Tax Assessment Act 1997 (Australia)—This legislation provides a tax regime for farmers that conduct a “primary production business” that is defined as carrying on the business (being any profession, trade, employment, vocation or calling, but does not include an employee) of “cultivating or propagating plants, fungi or their products or parts (including seeds, spores, bulbs and similar things), in any physical environment”, “maintaining animals for the purpose of selling them or their bodily produce (including natural increase)”, “manufacturing dairy produce from raw material that you produced”, “conducting operations relating directly to taking or catching fish, turtles, dugong, beche-de-mer, crustaceans or aquatic molluscs”, “conducting operations relating directly to taking or culturing pearls or pearl shell”, “planting or tending trees in a plantation or forest that are intended to be felled”, “felling trees in a plantation or forest”, and “transporting trees, or parts of trees … felled in a plantation or forest to the place where … they are first to be milled or processed or from which they are to be transported to the place where they are first to be milled or processed” (Section 995.1).
- (c)
- Size of farm (business or enterprise)—Like the legal entities carrying out farming activities, the size of the farming enterprise might be important. As a generalisation, large commercial industrial farms have a different form to small, family conducted farms. The kinds of rights that might be relevant for a small, family conducted farm may need to be different to those afforded large commercial industrial farms. In this sense, the size of the enterprise might be a point of distinction, according to land area, value of land and resources, turnover of the business or enterprise, and so on.
- (d)
- Region—Another approach is to draw distinctions between urban geographies and rural/farming geographies. This would involve an approach that would characterise regions by land use and have a deeming rule that determines at what point the percentage or ratio of agricultural land use makes a “farming” region. The critical categories would be between urban land use, farming land use, and wildness or low human land use. The strength of this approach is that it would allow all residents in farming regions to be regarded as a “farmer” regardless of their legal relationship to land and production assets, or whether they are primarily and principally engaged in agricultural practices or members of a broader community supporting, contributing, and benefiting from the region’s farming practices. The weakness of this approach is it could miss significant and increasingly important urban farming practices, microfarming, and high-technology-enabled, urban-located agricultural productive enterprises.
- (e)
- Livelihood, lifestyle, and occupation and activity—Where the activity approach takes an instrumentalist perspective—looking at the types of physical, productive tasks that can denote “farming”—an alternative approach is to emphasis the cultural experience of living through and with farming activities. Examples of this approach can be seen in the emphasis given to “embodying traditional lifestyles” [32] (para. 13) by the Commission of Human Rights subcommittee report into protection of the heritage of Indigenous People or in the notion of “conserving, improving and making available plant genetic resources” [33] (para. 108 (Resolution 5/89)) adopted by the FAO. In both, it is the human cultural context through which farming practices occurs that is emphasised. Such an approach could be achieved two ways:
- (i)
- The simplest is to have “farmer” self-identify. This approach empowers individuals located in specific cultural contexts to declare their status. As an approach, it runs the risk of conflict where specific individuals claim to be farmers where the wider cultural or community expectation is that they are not.
- (ii)
- A different approach would be to focus on specific categories of livelihoods, lifestyles, and occupations that are culturally located and commonly understood as connected with farming, such as livelihoods like a subsistence farmer on community tenure lands or an occupation in the form of a business/enterprise where the activity of farming is carried out to earn an income. This approach would avoid the potential conflict in the self-identification approach, but due to its being located within existing cultural expectations, it could have difficulties with inclusive identification of innovated and disrupted agricultural practices.
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Short Biography of Authors
ITPGRFA | ITPGRFA Text |
---|---|
Preamble | Affirming that the past, present, and future contributions of farmers in all regions of the world, particularly those in centres of origin and diversity, in conserving, improving and making available these resources, is the basis of Farmers’ Rights. |
Affirming also that the rights recognized in this Treaty to save, use, exchange and sell farm-saved seed and other propagating material, and to participate in decision-making regarding, and in the fair and equitable sharing of the benefits arising from, the use of plant genetic resources for food and agriculture, are fundamental to the realization of Farmers’ Rights, as well as the promotion of Farmers’ Rights at national and international levels. | |
Article 9.1 | The Contracting Parties recognize the enormous contribution that the local and indigenous communities and farmers of all regions of the world, particularly those in the centres of origin and crop diversity, have made and will continue to make for the conservation and development of plant genetic resources which constitute the basis of food and agriculture production throughout the world. |
Article 9.2 | The Contracting Parties agree that the responsibility for realizing Farmers’ Rights, as they relate to plant genetic resources for food and agriculture, rests with national governments. In accordance with their needs and priorities, each Contracting Party should, as appropriate, and subject to its national legislation, take measures to protect and promote Farmers’ Rights, including: protection of traditional knowledge relevant to plant genetic resources for food and agriculture; the right to equitably participate in sharing benefits arising from the utilization of plant genetic resources for food and agriculture; and the right to participate in making decisions, at the national level, on matters related to the conservation and sustainable use of plant genetic resources for food and agriculture. |
Article 9.3 | Nothing in this Article shall be interpreted to limit any rights that farmers have to save, use, exchange and sell farm-saved seed/propagating material, subject to national law and as appropriate. |
Grouping | Right |
---|---|
Livelihood | The full enjoyment of all human rights and fundamental freedoms The right to life, physical and mental integrity, liberty, and security of a person The rights of women against discrimination in access: To productive resources, including land To work To adequate housing To programmes for social security, health, training and education To economic opportunities through employment or self-employment To credit and loans, marketing facilities and appropriate technology To adequate living conditions, sanitation, electricity and water supply, transport and communications The right to freedom of movement The right to be protected from any work that is likely to be hazardous or to interfere with the family or local community, including hazardous substances or toxic chemicals |
Relationships to land, biological diversity, and so on | The right to land, individually or collectively The right to legal recognition for land tenure rights, including customary land tenure rights The right to be protected against arbitrary and unlawful displacement from land or place of habitual residence The right to be protected against arbitrary and unlawful displacement from natural resources used in farming and necessary for the enjoyment of adequate living conditions The right to the conservation and protection of the environment and the productive capacity of their land and other resources used and managed by farmers The right to have access, use and management of land, water bodies, coastal seas, fisheries, pastures, and forests used in farming and necessary for the enjoyment of adequate living conditions The right to active and free participation in the preparation and implementation of policies, programmes, and projects affecting resources including land and biological diversity The right to Free, Prior, and Informed Consent The right to seek, receive, develop, and impart an understanding and information about resources, including land and biological diversity The right to fair resolution of transboundary tenure issues The right to fair, impartial, and appropriate evaluations and certifications of the quality of resources including land and biological diversity The right to equitably participate in sharing the benefits arising from the utilization of plant genetic resources for food and agriculture The right to participate in the making of decisions on matters relating to the conservation and sustainable use of plant genetic resources for food and agriculture The right to participate in the making of decisions on matters relating to the conservation and sustainable use of plant genetic resources for food and agriculture The right to save, use, exchange and sell farm-saved seeds and other propagating material The right to compensation in cases of loss caused by the supply of bad seed, misinformation about seed quality, and biopiracy |
Production (including technology choices) | The right to have access, use, repair and management of the means of production including technologies The right to active and free participation in the preparation and implementation of policies, programmes, and projects affecting production, including technology choices The right to seek, receive, develop, own, correct, and impart data and information about production, including technology choices The right to fair, impartial, and appropriate evaluations (including data and information) and certifications of the quality of production, including technology choices |
Consumption (including what to produce) | The right to have access, use, and management of the means of consumption including what to produce The right to active and free participation in the preparation and implementation of policies, programmes, and projects affecting consumption, including what to produce The right to seek, receive, develop, own, correct, and impart data and information about consumption including what to produce The right to fair, impartial, and appropriate evaluations (including data and information) and certifications of the quality of products, including technology choices |
Marketing (market access, quality protection and property rights) | The right to have access, use, and management of the means of marketing including market access, quality protection, and property rights The right to active and free participation in the preparation and implementation of policies, programmes, and projects affecting marketing, including market access, quality protection, and property rights The right to seek, receive, develop, own, correct, and impart data and information about marketing, including market access, quality protection, and property rights The right to fair, impartial, and appropriate evaluations (including data and information) and certifications of the quality about marketing, including market access, quality protection and property rights |
Civil and political | The right to life The right to be free from arbitrary detention The right to a fair trial The freedoms of expression and association The right to form and join trade unions The right to participate in formulating and implementing development planning |
Economic, social, and cultural | The right to food The right to be free from hunger The right to adequate housing The right to health The rights to water and sanitation The right to education |
Reproduction (including both human reproduction and biodiversity) | The right of all couples and individuals to decide the number, spacing and timing of their children The right to sexual and reproductive health The right of all to make decisions concerning reproduction free of discrimination, coercion, and violence The right to be protected from any materials or products that are likely to be hazardous or to interfere with the local community including hazardous substances or toxic chemicals The right to determine on-farm reproduction of plant and animals including the technology used |
Freedom of expression (language, culture, religion, and arts) | The right to be free from all forms of violence The right to the protection of traditional knowledge relevant to plant genetic resources for food and agriculture The right to promote and protect traditional knowledge, innovation, and practices The right to enjoy culture and to freely pursue cultural development without interference or any form of discrimination The right to maintain, express, control, protect, and develop traditional and local knowledge The right, individually or collectively, to express local customs, languages, culture, religions, literature, and art |
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Adhikari, K.; Bikundo, E.; Chacko, X.; Chapman, S.; Humphries, F.; Johnson, H.; Keast, E.; Lawson, C.; Malbon, J.; Robinson, D.; et al. What Should Farmers’ Rights Look Like? The Possible Substance of a Right. Agronomy 2021, 11, 367. https://doi.org/10.3390/agronomy11020367
Adhikari K, Bikundo E, Chacko X, Chapman S, Humphries F, Johnson H, Keast E, Lawson C, Malbon J, Robinson D, et al. What Should Farmers’ Rights Look Like? The Possible Substance of a Right. Agronomy. 2021; 11(2):367. https://doi.org/10.3390/agronomy11020367
Chicago/Turabian StyleAdhikari, Kamalesh, Edwin Bikundo, Xan Chacko, Susannah Chapman, Fran Humphries, Hope Johnson, Evan Keast, Charles Lawson, Justin Malbon, Daniel Robinson, and et al. 2021. "What Should Farmers’ Rights Look Like? The Possible Substance of a Right" Agronomy 11, no. 2: 367. https://doi.org/10.3390/agronomy11020367
APA StyleAdhikari, K., Bikundo, E., Chacko, X., Chapman, S., Humphries, F., Johnson, H., Keast, E., Lawson, C., Malbon, J., Robinson, D., Rourke, M., Sanderson, J., & Tranter, K. (2021). What Should Farmers’ Rights Look Like? The Possible Substance of a Right. Agronomy, 11(2), 367. https://doi.org/10.3390/agronomy11020367