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Article

Integrated Analysis of Solar-Induced Chlorophyll Fluorescence, Normalized Difference Vegetation Index, and Column-Average CO2 Concentration in South-Central Brazilian Sugarcane Regions

by
Kamila Cunha de Meneses
1,*,
Glauco de Souza Rolim
2,
Gustavo André de Araújo Santos
1 and
Newton La Scala Junior
2
1
Chapadinha Science Center, Federal University of Maranhão (UFMA), Chapadinha 65500-000, MA, Brazil
2
Department of Engineering and Mathematical Sciences, School of Agricultural and Veterinarian Sciences, Sao Paulo State University (UNESP), Jaboticabal 14884-900, SP, Brazil
*
Author to whom correspondence should be addressed.
Agronomy 2024, 14(10), 2345; https://doi.org/10.3390/agronomy14102345
Submission received: 17 June 2024 / Revised: 3 September 2024 / Accepted: 17 September 2024 / Published: 11 October 2024
(This article belongs to the Section Horticultural and Floricultural Crops)

Abstract

:
Remote sensing has proven to be a vital tool for monitoring and forecasting the quality and yield of crops. The utilization of innovative technologies such as Solar-Induced Fluorescence (SIF) and satellite measurements of column-averaged CO2 (xCO2) can enhance these estimations. SIF is a signal emitted by crops during photosynthesis, thus indicating photosynthetic activities. The concentration of atmospheric CO2 is a critical factor in determining the efficiency of photosynthesis. The aim of this study was to investigate the correlation between satellite-derived Solar-Induced Chlorophyll Fluorescence (SIF), column-averaged CO2 (xCO2), and Normalized Difference Vegetation Index (NDVI) and their association with sugarcane yield and sugar content in the field. This study was carried out in south-central Brazil. We used four localities to represent the region: Pradópolis, Araraquara, Iracemápolis, and Quirinópolis. Data were collected from orbital systems during the period spanning from 2015 to 2016. Concurrently, monthly data regarding tons of sugarcane per hectare (TCH) and total recoverable sugars (TRS) were gathered from 24 harvest locations within the studied plots. It was observed that TRS decreased when SIF values ranged between 0.4 W m−2 sr−1 μm−1 and 0.8 W m−2 sr−1 μm−1, particularly in conjunction with NDVI values below 0.5. TRS values peaked at 15 kg t−1 with low NDVI and xCO2 values, alongside SIF values lower than 0.4 W m−2 sr−1 μm−1 and greater than 1 W m−2 sr−1 μm−1. These findings underscore the potential of integrating SIF, xCO2, and NDVI measurements in the monitoring and forecasting of yield and sugar content in sugarcane crops.

1. Introduction

Sugarcane, classified as a C4 grass, demonstrates an elevated photosynthetic rate and remarkable efficiency in the assimilation of carbon dioxide (CO2) from the atmosphere. This process results in the capture and fixation of approximately 100 tons of CO2 per hectare per growing season into biomass [1,2].
The utilization of various orbital systems allows for the quantification of column-averaged CO2 concentrations in the atmosphere, referred to as xCO2. Presently, the notable xCO2 measurement systems include the Scanning Imaging Absorption Spectrometer for Atmospheric Cartography (SCIAMACHY), Environmental Satellite (Envisat), Carbon Dioxide Spectrometer (CarbonSpec/TanSat), Greenhouse Gases Observing Satellite (GOSAT), and Orbiting Carbon Observatory 2 and 3 (OCO-2 and OCO-3) [3].
It is crucial to emphasize the significance of temporal variations in xCO2, given that CO2 constitutes the primary greenhouse gas responsible for inducing additional heating on Earth [4].
Climate change has a substantial impact on both the economy and agricultural production, thereby influencing sustainability in agricultural regions [5]. Climate dynamics play a pivotal role in governing the photosynthetic assimilation of CO2, consequently affecting the yield and quality of crops [6,7].
The forecasting of sugarcane yield in larger areas varies due to the complex relationship between climatic variables, phenology, and the uncertain spatial distribution of sugarcane yield [8]. Time series data from remote sensing have improved yield forecasts, but gaps remain in understanding the integration of different satellite-derived metrics [9,10,11].
During the photosynthetic process, chlorophyll absorbs a portion of solar radiation, which is subsequently re-emitted at longer wavelengths, with a peak around 740 nm in a fluorescence process. This phenomenon allows for precise measurements by high-resolution spectrometers, facilitated by the atmospheric transparency at this specific wavelength [12].
Satellite-driven measurements of Solar-Induced Chlorophyll Fluorescence (SIF) were initiated in July 2014 by NASA’s OCO-2 (Orbiting Carbon Observatory 2) project. These measurements are associated with global photosynthetic activity and biomass conversion efficiency [13,14,15,16]. Additionally, SIF, as measured by satellites, has become a crucial parameter in studies of carbon cycling within the biosphere, with direct implications for the broader issue of global climate change [17,18].
Solar-Induced Chlorophyll Fluorescence (SIF) is grounded in physiological principles, distinguishing it from conventional vegetation indices like the Normalized Difference Vegetation Index (NDVI) and Enhanced Vegetation Index (EVI) [19,20,21]. In recent years, NDVI has found applications in estimating Gross Primary Productivity (GPP) [22], land use visualization [23], and determining phenological stages [24]. Rao et al. (2002) [25] noted a positive correlation (r-value of 0.84) between sugarcane yields and NDVI derived from satellite remote sensing data. However, despite these endeavors, NDVI does not serve as a direct indicator of photosynthetic activity and primary productivity, unlike SIF and xCO2 [15].
Space-based measurements of Solar-Induced Chlorophyll Fluorescence (SIF) can play a supporting role in crop monitoring and production forecasting, alongside traditional reflectance-based vegetation indices, despite challenges related to data dispersion [26]. Merrick et al. (2019) [27] noted that the duration of seasons can be defined by both SIF and traditional vegetation indices, which increase with expanding leaf area. However, during peak seasons, where traditional vegetation indices may saturate, SIF provides a more comprehensive capture of responses. Few studies have investigated how xCO2 and SIF improve the precision of CO2 emission inventories, particularly in countries with intense agricultural activities [28,29]. Qiu et al. (2020) [30] observed the effect of atmospheric CO2 concentrations on photosynthesis efficiency on a large spatial scale.
Despite the increasing availability of satellite-based remote sensing data and its potential for advancing our understanding of agricultural systems, a significant research gap persists. Specifically, there is a lack of studies that have explored the relationship between Solar-Induced Chlorophyll Fluorescence (SIF), column-averaged CO2 (xCO2), Normalized Difference Vegetation Index (NDVI), and the characteristics of large-scale sugarcane cultivation. This study aims to fill this gap by comprehensively analyzing the associations between these satellite-derived metrics and key agricultural parameters, namely sugarcane yield and sugar content. Through this investigation, we aim to provide valuable insights into the intricate interactions between plant physiological processes, atmospheric carbon dynamics, and crop productivity in the context of sugarcane cultivation.
This study hypothesizes that integrating satellite-derived metrics such as Solar-Induced Chlorophyll Fluorescence (SIF), column-averaged CO2 (xCO2), and Normalized Difference Vegetation Index (NDVI) will provide a more accurate understanding of sugarcane yield and sugar content than using any single metric alone. Specifically, we propose that SIF, which reflects the photosynthetic activity of crops, combined with xCO2 and NDVI measurements will offer enhanced insights into the relationship between atmospheric CO2 concentrations and crop yield. We anticipate that SIF will reveal significant variations in sugarcane yield and sugar content, particularly in conjunction with specific ranges of xCO2 and NDVI values. This hypothesis is grounded in the premise that the synergistic use of these metrics can better capture the complex interactions between plant physiological processes, atmospheric carbon dynamics, and agricultural output, thereby improving yield and sugar content forecasts in large-scale sugarcane cultivation.
To our knowledge, this study has analyzed the SIF and xCO2 relationships of OCO-2 with large-scale sugarcane crops. Thus, the aim of this study was to investigate the correlation between satellite-derived Solar-Induced Chlorophyll Fluorescence (SIF), column-averaged CO2 (xCO2), and Normalized Difference Vegetation Index (NDVI) and their association with sugarcane yield and sugar content in the field.

2. Materials and Methods

2.1. Description of Study Area

This study was conducted in four distinct locations chosen to represent the south-central region of Brazil (Figure 1): Pradópolis (21°21′ S latitude, 48°03′ W longitude; average altitude: 529 m), Araraquara (21°47′ S latitude, 48°10′ W longitude; average altitude: 664 m), and Iracemápolis (22°34′ S latitude, 47°31′ W longitude; average altitude: 608 m), all located within the state of São Paulo. Additionally, this study included Quirinópolis (18°26′ S latitude, 50°26′ W longitude; average altitude: 540 m), situated in the state of Goiás, Brazil.
These locations were selected to capture a diverse range of conditions relevant to sugarcane cultivation in the region. The state of São Paulo is renowned for hosting major sugarcane agroindustrial complexes in Brazil, particularly emphasizing sugar and bioenergy production. The cities of Pradópolis, Araraquara, and Iracemápolis are central to this agroindustrial activity, offering valuable insights into well-established sugarcane farming practices. Quirinópolis, located in Goiás, was included due to its recent expansion in sugarcane cultivation driven by national development plans, thus providing a contrast between traditional and expanding agricultural areas [31]. This selection of sites allows for a comprehensive analysis of the impact of different cultivation practices and regional developments on sugarcane yield.
According to Thornthwaite’s climate classification system [32], the localities were categorized as having a humid climate. Araraquara-SP, Iracemápolis-SP, Pradópolis-SP, and Quirinópolis-GO were classified as B1rB′4a, B1rB′3a, B1rA′a′, and B3rB′4a, respectively, under this system. The predominant soils of the localities were Ferric Acrisols in Iracemápolis-SP and Quirinópolis-GO, Humic Ferralsols in Araraquara-SP, and Humic Planosols in Pradópolis-SP [33] (WRB, 2015).
Ferric Acrisols are acidic, well-weathered soils typically found in tropical regions, characterized by a high content of iron oxides and low fertility. Humic Ferralsols, also found in tropical areas, are deeply weathered soils with high levels of iron and aluminum oxides, enriched with organic matter, which makes them more fertile compared to Ferric Acrisols. Humic Planosols are soils with a significant accumulation of organic matter in the top layer and are commonly found in flat areas prone to periodic flooding.

2.2. Satellite Data Products: Acquisition and Processing

The meteorological data spanning from 2015 to 2016 were obtained from orbital data systems (Table 1). These satellites and platforms have their own validation and quality control systems, which contribute to the accuracy and reliability of the data provided. This robust validation approach enhances the credibility of the meteorological analyses and ensures the precision of the obtained insights.
For meteorological analyses, daily data were adjusted on a monthly scale.
We utilized mean air temperature (T), global solar radiation (Qg), wind speed (u2), and relative humidity (RH) to compute potential evapotranspiration (PET) using the Penman–Monteith method [39]. In this calculation, we considered the sensible heat flux on the ground to be equal to zero.
Soil water storage (STO, mm), water deficit (DEF, mm), and water excess (EXC, mm) were calculated at a 10-day interval, employing the Thornthwaite and Mather approach (Equations (1)–(6)). The assumed soil available water capacity (AWC) was defined as 100 mm.
i f   ( P P E T ) i < 0 = N A C i = N A C I 1 + ( P P E T ) i S T O i = A W C   e ( N A C i ) A W C
i f   ( P P E T ) i 0 = S T O i = ( P P E T ) i + S T O i 1 N A C i = A W C   l n ( S T O i ) A W C
A L T i = S T O i S T O i 1
A E T i = P + A L T i ,   i f   A L T < 0 P E T i ,   i f   A L T 0
D E F = P E T A E T
E X C i = 0 ,   i f   A W C < 0 ( P P E T ) i A L T i ,   i f   A W C = 0  
where AWC = the available water capacity (in millimeters), denoting the maximum amount of water the soil can hold for plant use; STO = the soil water storage (in millimeters), indicating the current amount of water present in the soil; EXC = the water surplus within the soil-plant-atmosphere system (mm), indicating the excess water beyond the soil’s capacity; DEF = the water deficit of the soil-plant-atmosphere system (mm), representing the shortfall in water required by the soil-plant-atmosphere system, leading to diminished yield and changes in sugar content [40]; NAC = the negative difference between precipitation (P) and potential evapotranspiration (PET) values (mm), indicating a deficit situation where precipitation is less than potential evapotranspiration; P = precipitation (mm), denoting the amount of water that falls to the ground from the atmosphere; PET = potential evapotranspiration (mm), indicating the amount of water that could evaporate or transpire from a surface under optimal conditions; AET = actual evapotranspiration (mm), representing the real amount of water lost from the soil-plant-atmosphere system through evaporation and transpiration; ALT = the alteration in soil water storage between the current and previous months (mm), indicating the change in soil water content over time; and i = the current month under consideration in the analysis.
For annual agrometeorological data, we calculated the mean monthly air temperatures for each location. We accumulated monthly precipitation, water storage, water surplus, and water deficit on an annual scale.
The MODIS project features a spatial resolution that surpasses that of OCO-2. As a result, we collected NDVI data within the spatial confines outlined for OCO-2 (Table 1). Initially, we utilized the regression technique [41] to harmonize the trends in xCO2 and SIF data.
We used the data on total recoverable sugars (TRS, kg t−1) and tons of sugarcane per hectare (TCH) between April and November, during the 2015/2016 and 2016/2017 growing seasons.
Those data were collected by sugar mills routinely. Each truck arriving at the plant was weighed, and a sample was mechanically collected to determine the TRS. We gathered these monthly data from sugar mills of the region.
Considering the stalk density as one, the value of tons of sugarcane per hectare (TCH) was estimated according to Landell and Silva (2004) [42]. From the daily delivered loads, the sampling was collected by random selection among the possibilities at the mill. Subsequently, the calculation of the amount of total recoverable sugars (TRS) was performed [43].
The cultivation of sugarcane in the investigated regions can be classified into four distinct phenological phases: budburst, tillering, development, and maturation, in addition to the stages of planting and harvest [40]. Typically, planting occurs during the summer months, between February and March. In the first year of crop development, budburst usually happens between March and April. Tillering, characterized by the emergence of shoots from the plants, occurs from May to August, while the development phase typically spans from September to March of the second year (production year), followed by maturation from May to July. Harvesting typically begins in May and extends until August, depending on milling capacity. This average phenological information was gathered by Marcari et al. (2015) [40] over a period of more than 15 years in the same regions as this study.

2.3. Statistical Analysis

The assessment of the significance of each variable in the system was accomplished by employing multivariate analysis tools, specifically Principal Component Analysis (PCA), with standardized data (mean null and unit variance). PCA helps by transforming the original variables into a set of new variables called principal components. These components capture the most important patterns and relationships in the data. For example, in this study, PCA was used to identify which factors, such as climate variables, contribute most to variations in sugarcane yield. The new variables, or principal components, are created as linear combinations of the original variables based on their covariance [44]. The PCA was performed using Statistica 7.0 software [45].
We separated the data of SIF, xCO2, and NDVI into quartiles, and we compared these to the sugarcane phenological phases. Response Surface Methods (RSM) were employed to investigate the relationships among TCH, TRS, SIF, xCO2, and NDVI because RSM is particularly effective for exploring complex interactions between multiple variables and optimizing significant parameters. In our study, these methods were chosen due to their ability to model and analyze the influence of various factors on sugarcane productivity and quality, enabling us to identify optimal levels for these responses. RSM helps in understanding how different combinations of TCH, TRS, SIF, xCO2, and NDVI affect sugarcane outcomes, which is crucial for making informed decisions in agricultural management [46]. We created the response surface graphics using Table Curve 3D 4.0 software (Systat Software Incorporated, San Jose, CA, USA).
To evaluate the associations between variables, we utilize several indices: (1) Pearson correlation (r); (2) adjusted coefficient of determination (R2 adj); (3) Mean Absolute Percentage Error (MAPE); and (4) Root Mean Square Error (RMSE). These indices, expressed through Equations (7)–(10), enable a comprehensive assessment of the relationships under consideration.
r = i = 1 n ( Y o b s i Y o b s ¯ ) × ( Y e s t i Y e s t ¯ ) i = 1 n ( Y o b s i Y o b s ¯ ) 2 × i = 1 n ( Y e s t i Y e s t ¯ ) 2
R 2 a d j = 1 ( 1 R 2 ) × ( n 1 ) N k 1
M A P E % = i = 1 n ( | Y e s t i Y o b s i   Y e s t i | × 100 ) N
R M S E = i = 1 N ( Y o b s i Y e s t i )   N
where Y e s t i : estimated value; Y o b s i : observed value; N : number of data; and k : number of independent variables in the regression.

3. Results

The mean annual temperature in the surveyed areas was 23 °C (Figure 2), with Iracemápolis-SP experiencing the lowest recorded annual temperature at 22 °C and Quirinópolis-GO recording the highest at 25 °C. Notably, Araraquara-SP and Pradópolis-SP both maintained a mean air temperature of 23 °C during the 2015–2016 period.
The annual precipitation recorded for Araraquara, Iracemápolis, Pradópolis, and Quirinópolis was 1498 mm, 1923 mm, 1652 mm, and 1344 mm, respectively (Figure 2). In 2015, all locations experienced one of the rainiest periods, but there was an average 88% reduction in precipitation during the winter months (June to September) compared to 2016.
The average annual EXC across the regions was 806 mm, reaching its peak soil water storage occurring in January and March, as shown in Figure 3, aligning with the sugarcane planting and high growth phases. Iracemápolis exhibited the highest EXC (1289 mm), whereas Quirinópolis had the lowest at 378 mm. Water deficits followed this order: Quirinópolis-GO (1379 mm), Pradópolis-SP (750 mm), Araraquara-SP (694 mm), and Iracemápolis-SP (453 mm), as shown in Figure 3. In 2016, Araraquara-SP, Pradópolis-SP, and Quirinópolis-GO experienced more significant water deficits compared to 2015.
During 2015 and 2016, the average value of TCH was 82.8 t ha−1, while TRS was 128 kg t−1, with seasonal variations (Figure 4). In April, the annual production cycle is initiated, characterized by high TCH and relatively low TRS values. This production phase typically extends on average until November. There was a monthly decrease of 1.18 t ha−1 in TCH and an increase of 2.75 kg t−1 in TRS from April to November. Iracemápolis recorded the highest average TCH at 89 t ha−1, with the lowest TRS value at 125 kg t−1 (Figure 5b). Quirinópolis, on the other hand, had the highest TRS value at 133 kg t−1 (Figure 5d).
Principal Component Analysis (PCA) explained 62% of the total variability, utilizing the first two principal components. PC1 accounted for 38% of the total variance in the sugarcane crop, while PC2 explained 23% of the original data’s total variance (Figure 6). TRS exhibited higher sensitivity than TCH under the studied conditions, directly responding to xCO2 and water deficit (DEF) and inversely to SIF and NDVI (Figure 6). TRS showed a direct correlation with DEF and T and an inverse correlation with P and EXC. TCH correlated with all variables, directly to P, EXC, SIF, and NDVI, and indirectly to DEF, T, TRS, and xCO2. Seasonal variations in SIF, NDVI, and xCO2 were similar in the two years studied (Figure 7). Negative linear correlations were observed between SIF and xCO2 (r = −0.69, p < 0.05) and between xCO2 and NDVI (r = −0.49, p < 0.05) during the cane cycle. In contrast, a positive correlation was observed between SIF and NDVI (r = 0.55, p < 0.05). Average SIF and NDVI decreased, while xCO2 increased between June and mid-September, corresponding to winter, with minimum values for SIF and NDVI around 0.5 W m−2 sr−1 μm−1 and 0.45, respectively (Figure 7). Between October and February, there was an increase in values of SIF and NDVI and a decrease in xCO2, with the highest SIF and NDVI values at 1.6 W m−2 sr−1 μm−1 and 0.7, respectively.
We established value ranges for SIF, xCO2, and NDVI based on quartiles (Table 2) and correlated these with each phenological phase (Table 3). These criteria were applied to each main phenological phase of sugarcane, considering the unique conditions of each phase. For example, SIF, xCO2, and NDVI were analyzed in relation to the onset of sugarcane maturation, distinguishing their low (<0.4 W m−2 sr−1 µm−1), medium (411.5 ppm ≤ xCO2 ≤ 412.5 ppm), and high (>0.5 W m−2 sr−1 µm−1) values, respectively. It is important to note that sprouted sugarcane (<20% of the area) could introduce some error into these criteria.
Regional values of SIF, NDVI, and xCO2 exhibited variations among regions. SIF showed the highest coefficient of variation (CV) at the monthly scale, reaching 52% among the localities, while NDVI and xCO2 had CVs of 34% and 0.37%, respectively (Figure 8). The months of greatest variability occurred in the second half of the year. SIF for all localities peaked at values of xCO2 less than 400 ppm and NDVI between 0.4 and 0.7. The adjusted quadratic model was SIF = −4.8405NDVI2 − 0.0169 xCO22 − 48.3371NDVI + 13.413 xCO2 + 0.1323NDVI xCO2 − 2661.9698, with a Mean Absolute Percentage Error (MAPE) of 0.25% (Figure 9).
Adjustments were made for TCH and TRS as functions of SIF, NDVI, and xCO2. All response surfaces were significant at the 0.05 level (Figure 10). The models demonstrated high accuracy with MAPEs below 8.54%. TRS decreased when SIF values were between 0.4 W m−2 sr−1 μm−1 and 0.8 W m−2 sr−1 μm−1, and NDVI less than 0.5. TRS values maximized at 15 kg t−1 with low NDVI and XCO2, coupled with smaller SIFs of 0.4 W m−2 sr−1 μm−1 and greater than 1 W m−2 sr−1 μm−1 (Figure 11B,D,F). The relationships of SIF, xCO2, and NDVI with TCH and TSR are illustrated in Figure 11. The adjusted models explained 2%, 17%, and 33% of the mean variation of TCH. The SIF model demonstrated the best accuracy performance for TCH data (RMSE = 82,970 t ha−1) (Figure 11A). The models using SIF and NDVI showed similar RMSE values.

4. Discussion

4.1. Air Temperature and Precipitation

The localities experience air temperatures suitable for the growth and sugar accumulation in sugarcane, as temperatures ranging from 18 °C to 38 °C are known to be favorable for sugarcane cultivation [47]. Air temperature significantly influences evapotranspiration and water use efficiency, with water availability playing a crucial role in regulating these factors in tropical sugarcane production [48] (Da Silva et al., 2013).
The average annual p values observed in this study fall within the range of sugarcane’s water requirements. With 1000 mm of precipitation, evenly distributed spatially, it proves sufficient to support high yields without the need for additional irrigation [49].
During the winter months, both temperature and precipitation decrease, coinciding with key stages in sugarcane growth, such as tillering, the initiation of vegetative development, maturation, and harvesting. The lower air temperatures during this period are advantageous for sucrose concentration, as they tend to limit plant growth [50].

4.2. Hydric Balance

Sprouting and vegetative development take place during the spring and summer, specifically from October to March. The analyzed period exhibited favorable conditions with sufficient water surplus and appropriate air temperatures (Figure 2). In south-central Brazil, sugarcane crops show a heightened demand for air temperature, water, and solar radiation in October and March, aligning with the tillering and more intensive vegetative growth stages occurring between 60 and 150 days after planting [51].
Water deficit has a detrimental impact on photosynthesis, which is a primary factor in reducing both growth and yield of sugarcane [52,53]. In winter, the stages of tillering and the commencement of vegetative development experience more pronounced water deficiency. Under these water-limiting conditions, sugarcane’s primary response involves the closure of stomata to prevent water loss through leaf transpiration. Consequently, this plant reaction restricts the availability of CO2 for photosynthesis, leading to the inhibition of biomass production. Additionally, there is a reduction in chlorophyll content in the leaves [54].

4.3. Sugarcane Yield and Quality

The sugarcane harvest season is intricately connected to the chosen planting system, which can either be a one-year or a one-year-and-a-half system, thereby impacting yield. Months during the harvest characterized by higher total recoverable sugars (TRS) values and lower tons of sugarcane per hectare (TCH) values are closely associated with the significance of soil water reduction and temperature decline during the crop’s maturation stage. The increase in sucrose content in the stalks prompts maturation, with the potential occurrence of the maximum sucrose point at this stage [55]. Typically, the harvest commences in April, marked by reduced vegetative growth, and may extend through November.
The reduction in TCH and the elevation in TRS are linked to an extended period of drought between April and November, which restricts biomass accumulation due to low soil moisture during autumn and winter. This leads to stomatal closure, resulting in decreased photosynthesis rates [56]. The suspension of sugarcane growth due to water deficiency promotes sugar concentration. This period encompasses the final stage of vegetative growth, the maturation phase, and the initiation of the crop’s tillering period. The E, F values of Solar-Induced Fluorescence (SIF), Normalized Difference Vegetation Index (NDVI), and xCO2 are markedly influenced by the extent of sugarcane cultivation in the region, which aligns with the findings discussed by [57].

4.4. Principal Component Analysis

PC1 is associated with meteorological and water conditions, while PC2 is linked to vegetation indices. The collective examination of climatic conditions, water balance, tons of sugarcane per hectare (TCH), and total recoverable sugars (TRS) by principal components indicates that TCH is influenced by the combined impact of all these elements. Our findings align with those of Da Silva et al. (2013) [48], who highlighted the influence of mean air temperature (T) on the direct relationship between development and production.
The findings of this study reveal that sugarcane productivity, as measured by TCH and TRS, is strongly influenced by the interaction between meteorological conditions, water balance, and vegetation indices. This highlights the need for an integrated approach to agricultural management, combining detailed climate forecasts with continuous monitoring of water and vegetation conditions. Adjusting cultivation practices based on this information can optimize production and resource use efficiency, promoting more sustainable agriculture. Additionally, the results of this study could serve as a foundation for public policies that encourage adaptive and sustainable agricultural practices. To deepen the understanding of these complex relationships, future research could include a more comprehensive analysis of climatic and water variables across different seasonal cycles and regions. Longitudinal studies and integrated economic modeling could provide further insights into the feasibility and economic benefits of the recommended practices. This approach would not only enhance sugarcane productivity but also contribute to more effective resource management strategies and adaptation to climate change.
Precipitation (P) primarily affects tillering, creating potential for later TRS accumulation during maturation [16]. TRS exhibits a direct correlation with water deficiency (DEF) during maturation. There exists a direct relationship between temperature (T) and precipitation (P) with TCH. The high-intensity vegetative growth of the crop, typically occurring from October to March, results in the accumulation of approximately 75% of plant mass, necessitating favorable precipitation, air temperature, and radiation [40].
The similarity in seasonal variation indicates a relationship between vegetation indexes and the productive management of sugarcane, in addition to the climatic conditions in the south-central region of Brazil. TCH shows a direct correlation with Solar-Induced Fluorescence (SIF) and Normalized Difference Vegetation Index (NDVI) and an inverse correlation with xCO2 (PC1, Figure 6). SIF reflects the photosynthetic process that supports the growth and development of the crop. The decrease in xCO2 signifies the absorption of atmospheric CO2 by the crop, showcasing the efficiency of photosynthesis in sugarcane growth, consequently increasing TCH. NDVI is associated with the biomass of these crops. The inverse relationship of TCH with xCO2 is likely due to the expansion of the photosynthetic area. As a result, the absorption of atmospheric CO2 occurs for TCH production, leading to an increase in TCH and a decrease in xCO2. TRS is directly correlated with xCO2 and inversely correlated with SIF and NDVI. These findings provide new insights into the existing literature. While studies often link yield and sugar levels with NDVI in sugarcane [11,58,59], no work has been identified regarding sugarcane crops and the estimation of Gross Primary Productivity (GPP) using vegetation indexes such as NDVI and SIF measured by satellites [59].

4.5. SIF, xCO2, and NDVI

Solar-Induced Fluorescence (SIF) is produced during photosynthesis and is strongly correlated with agricultural production [21]. The Normalized Difference Vegetation Index (NDVI) is associated with vegetative vigor, leaf area index, and canopy biomass [59]. In contrast, xCO2 relates to the fixation of CO2 by the crop resulting from photosynthesis (Figure 6).
A study by Wei et al. (2019) [60] found that satellite-based SIF outperforms NDVI in estimating autumn harvest production in China. SIF is more effective than traditional vegetation indices for monitoring crop dynamics. The notable negative relationships between SIF and xCO2, and between xCO2 and NDVI, indicate increased photosynthetic activity and biomass production, which leads to a reduction in atmospheric CO2 captured and fixed by plants (Figure 7). The strong positive relationship between SIF and NDVI reflects an increase in biomass associated with photosynthesis in agricultural areas.
Although OCO-2 SIF products have lower spatial resolutions compared to MODIS variables (≤1 km), Peng et al. (2020) [61] observed that SIF data is effective for crop yield forecasting. Our study identified seasonal patterns of SIF, NDVI, and xCO2 during different phenological phases of sugarcane (Figure 7). However, higher spatial resolution in SIF data would improve differentiation between crops like maize and soybean, as noted by Peng et al. Moreover, between January and April, new sugarcane areas are planted while the previous year’s plots undergo development and early maturation. The period of sprouted sugarcane coincides with tillering and crop development in the region, resulting in increased SIF and NDVI and decreased xCO2 (Figure 7).
The decline in SIF and NDVI during winter corresponds to tillering in sugarcane and the final stages of maturation and harvesting in sugarcane regions (Figure 7). From October to February, the increase in SIF and NDVI reflects the development and maturation/harvest of planted and sprouted sugarcane in the studied regions, respectively. The coefficient of variation (CV) of these variables across different localities shows significant variability between years, revealing distinct patterns between months (Figure 8). This variability allows for a detailed analysis of the phenological stages of the crop.

4.6. Response Surface

The adjustments made to the response surfaces aimed to establish a detailed relationship between Solar-Induced Fluorescence (SIF), Normalized Difference Vegetation Index (NDVI), and xCO2 and their correlation with tons of sugarcane per hectare (TCH) and total recoverable sugars (TRS) across all localities (Figure 10). The maximum TCH, approximately 95 t ha−1, was observed when NDVI and SIF values were lower (Figure 11A,C,E).
In a study by Peng et al. (2020) [61], it was found that high-resolution SIF products from OCO-2 and TROPOMI outperformed the use of coarse-resolution SIF products from GOME-2 in forecasting corn and soybean yields in the USA.
The simultaneous increase in TRS with high SIF values is linked to the tillering period (Figure 11B,D,F). The decline in NDVI and SIF values is likely associated with leaf senescence, particularly after flowering, and is correlated with an increase in TRS during the maturation period. Mean Absolute Percentage Error (MAPE) values below 9% are considered appropriate for crop yield estimation models using remote sensing data as independent variables [40,62,63]. Despite this study’s limitations, such as the moderate spatial resolution of independent variables and the yield and sugar level data, as well as the use of only one remote sensing variable for each model (Figure 11), these findings are promising.

4.7. Practical Implications and Future Research Directions

The findings of this study underscore the value of integrating climatic, hydric, and vegetation indices to optimize sugarcane production. The results suggest that combining data on Solar-Induced Fluorescence (SIF), Normalized Difference Vegetation Index (NDVI), and column-averaged CO2 (xCO2) can significantly enhance agricultural management and decision-making for sugarcane cultivation. Practically, this implies that agricultural practices should be adjusted based on these indices to optimize irrigation, soil management, and harvest timing. Implementing such information can lead to more sustainable agriculture by maximizing yield and quality while adapting to climatic and hydric variability.
For future research, we recommend conducting longitudinal studies that explore climatic and hydric variables across different seasonal cycles and regions. Incorporating integrated economic modeling could provide valuable insights into the feasibility and economic benefits of the proposed practices. Additionally, utilizing higher spatial resolution data, particularly for SIF, could improve accuracy in yield forecasting and differentiation between crop types. Such approaches would not only enhance the understanding of the complex relationships between climate, water, and sugarcane productivity but also contribute to more effective resource management strategies and adaptation to climate change.

5. Conclusions

This study provides significant evidence of the relationship between column-averaged CO2 (xCO2), Solar-Induced Chlorophyll Fluorescence (SIF), Normalized Difference Vegetation Index (NDVI), and the sugar yield and quality of sugarcane. The increase in SIF indicates the vegetative growth of sugarcane, while high xCO2 values suggest the establishment and harvest stages, and high NDVI values signify crop maturation.
The results show that total recoverable sugar (TRS) is more sensitive to SIF, NDVI, xCO2, and agrometeorological variables compared to tonnage of sugarcane per hectare (TCH). Specifically, TRS exhibited a direct relationship with xCO2, DEF (an indicator of crop defense mechanisms), and temperature (T), while an inverse relationship was observed with SIF, NDVI, precipitation (P), and evapotranspiration (EXC). On the other hand, TCH demonstrated a direct relationship with NDVI, SIF, EXC, and P and an inverse relationship with xCO2, T, and DEF.
The robust relationship established in this study lays a solid foundation for further research and the development of practical applications that leverage SIF, xCO2, and NDVI data to optimize sugarcane production and enhance decision-making in the agricultural sector. These findings highlight the importance of integrating various indices and variables for more efficient and productive crop management.

Author Contributions

G.d.S.R. and N.L.S.J. were involved in conceptualization and methodology; K.C.d.M. and G.A.d.A.S. contributed to formal analysis and investigation; K.C.d.M. was responsible for writing—original draft preparation; all authors performed writing—review and editing; and G.d.S.R. and N.L.S.J. performed supervision. All authors have read and agreed to the published version of the manuscript.

Funding

This study was financed by the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES, Brazil) under the funding code 001.

Data Availability Statement

The data are available at https://co2.jpl.nasa.gov/#mission=OCO-2/ (accessed on 16 September 2024); https://power.larc.nasa.gov/; https://www.satveg.cnptia.embrapa.br/satveg/login.html/ (accessed on 16 September 2024); https://giovanni.gsfc.nasa.gov/giovanni/ (accessed on 16 September 2024).

Conflicts of Interest

The authors declare no conflicts of interest.

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Figure 1. Main sugarcane producing regions in Brazil and localities used in this study. Source: CANASAT (2019).
Figure 1. Main sugarcane producing regions in Brazil and localities used in this study. Source: CANASAT (2019).
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Figure 2. Average temperature (°C) and precipitation (mm) in a monthly period of 2015–2016 in localities (a) Araraquara-SP, (b) Iracemápolis-SP, (c) Pradópolis-SP, and (d) Quirinópolis-GO.
Figure 2. Average temperature (°C) and precipitation (mm) in a monthly period of 2015–2016 in localities (a) Araraquara-SP, (b) Iracemápolis-SP, (c) Pradópolis-SP, and (d) Quirinópolis-GO.
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Figure 3. Surplus (EXC) (mm) and monthly water deficit (DEF) (mm) in localities (a) Araraquara-SP, (b) Iracemápolis-SP, (c) Pradópolis-SP, and (d) Quirinópolis-GO in the 2015–2016 period, estimated by the Thornthwaite and Mather model (1955) with available water capacity equal to 100 mm.
Figure 3. Surplus (EXC) (mm) and monthly water deficit (DEF) (mm) in localities (a) Araraquara-SP, (b) Iracemápolis-SP, (c) Pradópolis-SP, and (d) Quirinópolis-GO in the 2015–2016 period, estimated by the Thornthwaite and Mather model (1955) with available water capacity equal to 100 mm.
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Figure 4. Monthly average tons of sugarcane per hectare (TCH, t ha−1) and total recoverable sugars (TRS, kg t−1) of all studied locations.
Figure 4. Monthly average tons of sugarcane per hectare (TCH, t ha−1) and total recoverable sugars (TRS, kg t−1) of all studied locations.
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Figure 5. Monthly average of tons of sugarcane per hectare (TCH, t ha−1) and total recoverable sugars (TRS, kg t−1) in the localities (a) Araraquara-SP, (b) Iracemápolis-SP, (c) Pradópolis-SP and (d) Quirinópolis-GO in the 2015–2016 period.
Figure 5. Monthly average of tons of sugarcane per hectare (TCH, t ha−1) and total recoverable sugars (TRS, kg t−1) in the localities (a) Araraquara-SP, (b) Iracemápolis-SP, (c) Pradópolis-SP and (d) Quirinópolis-GO in the 2015–2016 period.
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Figure 6. Principal component analysis with variables. NDVI = Normalized Difference Vegetation Index, XCO2 = column-averaged CO2, SIF = Solar-Induced Chlorophyll Fluorescence, EXC = water surplus, P = precipitation, TCH = tons of sugarcane per hectare, T = mean air temperature, TRS = total recoverable sugars, DEF = water deficit, PC1 = Principal Components 1, and PC2 = Principal Components 2.
Figure 6. Principal component analysis with variables. NDVI = Normalized Difference Vegetation Index, XCO2 = column-averaged CO2, SIF = Solar-Induced Chlorophyll Fluorescence, EXC = water surplus, P = precipitation, TCH = tons of sugarcane per hectare, T = mean air temperature, TRS = total recoverable sugars, DEF = water deficit, PC1 = Principal Components 1, and PC2 = Principal Components 2.
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Figure 7. Monthly average of SIF-757 nm, xCO2, and NDVI for south-central Brazil, from the 2015–2016 period. T is tillering.
Figure 7. Monthly average of SIF-757 nm, xCO2, and NDVI for south-central Brazil, from the 2015–2016 period. T is tillering.
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Figure 8. Monthly moving averages of Solar-Induced Chlorophyll Fluorescence (SIF 757 nm), column-averaged CO2 (xCO2), and Normalized Difference Vegetation Index (NDVI) of the localities: (a) Araraquara-SP, (b) Iracemápolis-SP, (c) Pradópolis-SP, and (d) Quirinópolis-GO, between 2015 and 2016.
Figure 8. Monthly moving averages of Solar-Induced Chlorophyll Fluorescence (SIF 757 nm), column-averaged CO2 (xCO2), and Normalized Difference Vegetation Index (NDVI) of the localities: (a) Araraquara-SP, (b) Iracemápolis-SP, (c) Pradópolis-SP, and (d) Quirinópolis-GO, between 2015 and 2016.
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Figure 9. 3D response surface plot for Solar-Induced Chlorophyll Fluorescence (SIF) estimation in function column-averaged CO2 (xCO2) and Normalized Difference Vegetation Index (NDVI).
Figure 9. 3D response surface plot for Solar-Induced Chlorophyll Fluorescence (SIF) estimation in function column-averaged CO2 (xCO2) and Normalized Difference Vegetation Index (NDVI).
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Figure 10. 3D response surface plot for tons of sugarcane per hectare (TCH, kg ha−1) and total recoverable sugars (TRS, kg t−1) estimation in the function of Solar-Induced Chlorophyll Fluorescence (SIF), column-averaged CO2 (xCO2), and Normalized Difference Vegetation Index (NDVI). (a) TCH in function with NDVI and SIF, (b) TRS in function with NDVI and SIF, (c) TCH in function with NDVI and xCO2, (d) TRS in function with xCO2 and NDVI.
Figure 10. 3D response surface plot for tons of sugarcane per hectare (TCH, kg ha−1) and total recoverable sugars (TRS, kg t−1) estimation in the function of Solar-Induced Chlorophyll Fluorescence (SIF), column-averaged CO2 (xCO2), and Normalized Difference Vegetation Index (NDVI). (a) TCH in function with NDVI and SIF, (b) TRS in function with NDVI and SIF, (c) TCH in function with NDVI and xCO2, (d) TRS in function with xCO2 and NDVI.
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Figure 11. Estimation of tons of sugarcane per hectare (TCH, kg ha−1) and total recoverable sugars (TRS, kg t−1) using SIF (A,B), xCO2 (C,D), and NDVI (E,F).
Figure 11. Estimation of tons of sugarcane per hectare (TCH, kg ha−1) and total recoverable sugars (TRS, kg t−1) using SIF (A,B), xCO2 (C,D), and NDVI (E,F).
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Table 1. Variables of this study with sensors and platforms, temporal and spatial resolutions, and the measurement period.
Table 1. Variables of this study with sensors and platforms, temporal and spatial resolutions, and the measurement period.
VariableSourceTemporal ResolutionSpatial Grid ResolutionMeasurement
Period
Average air temperature at 2 m (°C)GEOS-5 FP-IT
NASA/POWER [34]
Daily1 January 2013–31 December 2016
Global solar radiation
(MJ m−2 d−1)
FLASHFlux Version
3 (A, B, C)
NASA/POWER [34]
Daily1 January 2013–present
Precipitation
(mm)
TRMM_3B42_Daily
v7-
NASA Giovanni
[35]
Daily0.25°1 January 1998–present
NDVI
[36]
(MOD13C2 v5)
MODIS—Terra
[37]
16-day0.25°1 February 2000–present
SIF 757 nm
(W m−2 sr−1 µm−1)
OCO-2 [38]16-day1 km × 2 km2 July 2014–present
xCO2 (ppm)OCO-2 [38]16-day1 km × 2 km2 July 2014–present
Wind speed at 10 m
(m s−1)
GEOS-5 FP-IT
NASA/POWER
[34]
Daily1 January 2013–
31 December 2016
Relative humidity at 2 m (%)GEOS-5 FP-IT
NASA/POWER
[34]
Daily1 January 2013–
31 December 2016
Table 2. Different conditions based on quartiles of Solar-Induced Chlorophyll Fluorescence (SIF), column-averaged CO2 (xCO2) and Normalized Difference Vegetation Index (NDVI) about the development of sugarcane.
Table 2. Different conditions based on quartiles of Solar-Induced Chlorophyll Fluorescence (SIF), column-averaged CO2 (xCO2) and Normalized Difference Vegetation Index (NDVI) about the development of sugarcane.
ClassificationSIF (W m−2 sr−1 µm−1)xCO2 (ppm)NDVI
Highx > 0.7x > 412.5x > 0.5
Medium0.4 ≤ x ≤ 0.7411.5 ≤ x ≤
412.5
0.4 ≤ x ≤ 0.5
Lowx < 0.4x < 411.5x < 0.4
Table 3. Conditions of the crop in relation to SIF, xCO2, and NDVI in localities of this study.
Table 3. Conditions of the crop in relation to SIF, xCO2, and NDVI in localities of this study.
Condition
IIIIIIIVV
Beginning
Development
Middle
Development
Beginning
Maturation
Middle
Maturation
End of harvest
SIFHighMediumLowLowMedium
xCO2LowLowMediumHighMedium
NDVILowHighHighMediumLow
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de Meneses, K.C.; de Souza Rolim, G.; de Araújo Santos, G.A.; La Scala Junior, N. Integrated Analysis of Solar-Induced Chlorophyll Fluorescence, Normalized Difference Vegetation Index, and Column-Average CO2 Concentration in South-Central Brazilian Sugarcane Regions. Agronomy 2024, 14, 2345. https://doi.org/10.3390/agronomy14102345

AMA Style

de Meneses KC, de Souza Rolim G, de Araújo Santos GA, La Scala Junior N. Integrated Analysis of Solar-Induced Chlorophyll Fluorescence, Normalized Difference Vegetation Index, and Column-Average CO2 Concentration in South-Central Brazilian Sugarcane Regions. Agronomy. 2024; 14(10):2345. https://doi.org/10.3390/agronomy14102345

Chicago/Turabian Style

de Meneses, Kamila Cunha, Glauco de Souza Rolim, Gustavo André de Araújo Santos, and Newton La Scala Junior. 2024. "Integrated Analysis of Solar-Induced Chlorophyll Fluorescence, Normalized Difference Vegetation Index, and Column-Average CO2 Concentration in South-Central Brazilian Sugarcane Regions" Agronomy 14, no. 10: 2345. https://doi.org/10.3390/agronomy14102345

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