1. Introduction
Global population growth, urbanization, climate change, and environmental pressures have significantly impacted the ability of agricultural systems to utilize resources and produce food sustainably. By 2050, the world’s population is expected to reach 9.7 billion [
1]. Hence, there is increasing global agreement that improving the efficiency, resilience, inclusiveness, and sustainability of agri-food systems is necessary for achieving the 2030 Agenda for Sustainable Development [
2].
Compared to 2019, before the global pandemic, about 281.6 million persons, or 21.5% of the population, experience severe food insecurity, mostly in 59 countries experiencing food crises in 2023 [
3]. Today, the percentage of the population that experienced severe acute food insecurity in 2023 was 2.7%, somewhat less than in 2022. Nonetheless, since 2022, the number of impacted individuals has climbed by 24 million, making this the fifth year in a row of increases [
4]. Agri-food systems fail to prevent approximately 10% of the global population from experiencing hunger [
2]. Africa saw a rise in the prevalence of undernourishment (PoU) from 19.4% in 2021 to 19.7% in 2022, primarily due to rises in Northern and Southern Africa. Africa now has 11 million more hungry individuals than it did in 2021, and since the pandemic began, more than 57 million more people are hungry [
5]. The COVID-19 pandemic has drawn attention to the weaknesses in our societies’ social structures and agri-food systems, exacerbating global hunger and acute food insecurity. According to FAO et al. [
6], since the pandemic began, an additional 112 million individuals worldwide lack access to a healthy diet, bringing the total number of people unable to afford a healthy diet to nearly 3.1 billion. Ending hunger, food insecurity, and all forms of malnutrition are faced with increasing difficulties. Despite various advancements made worldwide, patterns in child undernutrition, such as stunting and wasting, deficiencies in vital micronutrients, and childhood overweight and obesity continue to be very concerning. Additionally, the worrying trends in adult obesity and maternal anemia persist. The prolonged violence in Ukraine is disrupting supply chains and driving up the cost of food, fertilizer, and oil. In the first half of 2022, this led to further increases in food prices.
Extreme climate events going on more recurrently and severely, particularly in low-income nations are one of the triggering causes for shortage in food supply [
6]. Agriculture, the primary source of food, is seriously impacted by climate change and variability. Climate factors substantially impact the increase in agricultural productivity [
7,
8], which is a key determinant of food security.
The case studies in sub-Saharan Africa (SSA) and China confirm that climate change has a significant negative impact on agricultural production, especially reflected in the small scale of agricultural production in SSA, China and many other developing countries [
9,
10,
11,
12]. Furthermore, smallholders’ livelihoods are severely impacted by the severity of climate change, making it crucial for governments to take supportive actions to aid smallholders in their adaptation efforts [
13].
Like many developing nations, Togo’s economy is highly agriculture-dependent. The agricultural sector contributed 31% to the total GDP in 2021 and employed 70% of the Togolese population [
14]. The frequency of severe food insecurity in Togo over the previous five years has been relatively high (33.25%) [
15]. Food insecurity affects approximately 21% of the rural population. Among children under 5, 23.8% suffer from chronic malnutrition and 5.7% from emaciation [
14]. According to the latest Harmonized Framework (CH) study, 5946 people are severely food-insecure and need urgent food assistance to save lives, protect livelihoods, and reduce mortality in Togo. In addition, 534,221 people cannot cover certain essential non-food expenses without compromising their livelihoods [
16]. The country’s food and nutritional insecurity are exacerbated by climate variability. Togo is confronted with a much-accentuated climatic variability on a spatio-temporal scale. In 2020, temperatures experienced a maximum increase of 1.2 °C, equivalent to a 20% increase compared to 2012. Precipitation has decreased with amplitudes of rain ranging from 15 mm to 98 mm [
15]. This led to climatic risks that influenced all development sectors and are manifested by floods, drought, high temperatures, shifts in the seasons, violent winds, poor distribution of rain, and soil and coastal erosions. Future projections of climate variability based on rigorous IPCC methods predict that if the country remains in the stabilization of emissions (RCP6.0) compared to 2020, temperatures will increase with an amplitude of 0.6 °C to 0.7 °C in 2025 and 2.15 °C to 2.75 °C in 2100. Precipitation will vary from −0.08% to +0.35% (2025) and from −0.3% to +1.26% (2100) [
17].
Significant efforts will be needed to progress the three main goals of increased agricultural yields, carbon sequestration, and agricultural resilience to harsh weather shocks in order to balance global food supply with demand in the face of climate change [
18]. Achieving these three policy goals will depend largely on climate-smart agriculture (CSA), an adaptable approach designed to help rural development and food security in agricultural systems under climate change [
19,
20]. CSA is fundamental to ongoing efforts to promote the Sustainable Development Goals (SDGs) of the United Nations (UN), including eradicating hunger and combating climate change, especially in low- and middle-income countries [
19,
21]. Climate-smart agriculture is crucial for Africa’s future economic success because the continent’s agricultural sector is vulnerable to climate change [
22]. The consequences of climate change on agriculture may be mitigated when CSA technology and practices are employed. Since the introduction of CSA, the agricultural sector has significantly reduced its greenhouse gas emissions [
20,
23]. However, the lack of financial resources is the primary cause of the poor adoption rate of CSA procedures and technology, particularly for small-scale and marginalized farmers [
24,
25,
26].
Notwithstanding the many benefits of CSAPs the government’s and development partners’ coordinated efforts to persuade farmers to invest in them, there is still a shortage of data regarding the incentives for farmers, the factors that either hinder or accelerate their adoption, and the impact of CSAPs on the status of food security in Togo. This study contributes to the empirical literature in three ways. First, it identifies the factors influencing Togolese rural farmers’ decisions when selecting the most suitable CSA techniques and combinations for their production systems. Second, it assesses the impacts of adopting a single CSAP versus a combination of practices on food security, using the household food consumption score (HFCS) and food insecurity experience scale (HFIES) as proxies. Finally, it provides micro-level evidence by linking farmers’ utilization of CSAPs with household food security status.
2. Materials and Methods
2.1. Study Area
This study was undertaken in Togo, a country located between 6° N and 11° N latitude and 0° E and 2° E longitude and with a surface area of 56,600 km
2. Togo has five main administrative regions (
Figure 1). The study region is divided into five agroecological zones, based on natural resources and agricultural production circumstances. Out of the five agroecological zones in Togo (tropical savannahs, northern mountainous, Savannahs of Guinean woodland, semi-deciduous moist forests, and coastal highlands (
Figure 2), this study was undertaken in the first four. The soil in these regions and agroecological zones is more fertile for maize, paddy rice, sorghum, millet, cassava, and yam production, which are the staple foods in Togo. Worryingly, research conducted in 2005 by Balme et al. has demonstrated that there may be a 60-day delay before the rainy season officially begins, occasionally with dry intervals in between. It has been recorded that floods destroyed 6902 hectares (9000 tons) of crops (corn, rice, millet, sorghum, yam, etc.) in 2020 [
27]. An average annual deficit of more than XOF 25 billion was estimated based on average yield losses, areas sown, and agricultural produce prices on a nationwide scale [
27]. Similarly, crop yields are negatively impacted by rising temperatures, especially for maize, the most widely grown and consumed cereal in Togo. With the lowest average maize yield of all of Togo’s economic zones and a persistently deficient food balance, the maritime region is the one most negatively impacted by climate variability [
28].
Most Togolese farmers rely on rain-fed agriculture, and household labor is the basic unit of agricultural production. With 16.1% of its population suffering from undernourishment in 2021, Togo is ranked 89th out of 116 countries, according to the Global Hunger Index. During the 2022–2023 period, cereal production (maize, paddy rice, sorghum, millet, and fonio) was estimated at 1,439,851 tons, an increase of 2.1% compared to the previous season (1,403,574 tons), with a surplus cereal balance [
29]. The average maize and rice yields were, respectively, 1167.8 kg/ha and 1149.5 kg/ha in 2022 and 2021 compared to 5878 and 4764 kg/ha globally [
30], equivalent to 21% and 35% of the international average, respectively [
31].
2.2. Theoretical Framework
There are multiple frameworks explaining the determinants of household food security. However, our study is framed around the hypotheses that
- ➢
Climate change affects rural household food security by affecting agricultural yield and farm income (
Figure 3);
- ➢
When farmers adopt CSAPs, their farm productivity tremendously improves, increasing their income. Because of yield improvement, farmers will have more physical access to food from their production. The increase in income will enable them to afford other nutritious components of a well-balanced meal, thus attaining food security.
Numerous CSAPs have been adopted by farmers in Togo: changing crop varieties, integrating crops and livestock, conserving soil and water, using monocropping systems, intercropping systems, crop rotation systems, using organic or inorganic fertilizers, planting early maturing crops, adjusting sowing times, planting trees, and irrigation practices [
31]. These strategies vary depending on the agroecological zone. For instance, managing soil fertility, adjusting planting dates, and using short-cycle, high-yielding cereal varieties suggested by the National Plan for Adaptation to Change (PNACC) are all part of the adaptation process in the marine region [
32]. Manure recovery, hilling, ridging, lowland management, and chemical fertilizer application are examples of soil fertility management techniques. Applying soil fertility management techniques improves soil moisture content, boosts agricultural yields, and supplies crops with nutrients [
33]. In reaction to early or late rainfall, farmers adjust the timing of their plantings. Better crop varieties—particularly those with a short cycle—are more resilient to water stress, resulting in higher yields even during dry seasons [
34].
CSAPs, such as crop rotation systems, improved seeds, plant protection products, fertilizers, and irrigation systems, are the important subject of the current study.
2.3. Methods and Data
Following the previous studies, the determinants of choice and the effect of CSA practices on small-scale farmers’ food security are modeled using multinomial endogenous switching regressions (MESRs) [
35,
36,
37,
38,
39] and multinomial endogenous treatment effects (METEs) [
36,
40]. The latter is used to check for the former’s robustness. However, if selection bias resulting from both observed and unobserved heterogeneousness is ignored, these methods would produce unreliable estimates. Endogenous self-selection of farmers is possible, and decisions are likely to be impacted by unseen factors but may have a correlation with outcome variables [
41].
Selection bias makes it extremely challenging to adopt and carry out impact assessment studies based on non-randomized experimental data [
36] when observable selection bias arises. Many impact evaluation studies [
9,
42,
43,
44,
45,
46,
47] have used propensity score matching (PSM). The PSM technique, however, is unable to address selection bias due to undetected factors [
48,
49]. In contrast to PSM, the MESR and METE models employ a selection correction method by estimating an inverse Mills ratio using the theories of truncated normal distribution and latent factor structure, respectively, to rectify this bias [
50]. The endogenous switching regression (ESR) is performed in two stages. In the initial stage, a multinomial logistic selection (MNLS) model is used to estimate the farmer’s selection of various techniques while accounting for unobserved variability. The estimated probabilities used in the MNLS model are used to calculate the inverse Mills ratios (IMRs). In the second stage, OLS is used to evaluate each combination of different CSAPs, and IMRs are introduced as extra factors to account for selection bias caused by time-varying unobserved heterogeneity. ESR has also been applied to other empirical studies’ effect evaluations [
36,
37,
38,
39,
51].
Nonetheless, we also used the propensity score matching (PSM) technique to assess the influence of single-CSAP adoption on food security after estimating the marginal effect using binary logistic regression in this study.
2.3.1. Stage One: Multinomial Adoption Selection Model
At this stage, we used a multinomial logistic model to assess the determinants of the CSAP combination choice. It is hypothesized that farmers would increase their level of food security
by comparing the benefit provided by
M alternative CSAPs. The constraint for farmer
i to choose any plan
j over other alternatives
M is that
>
where
j offers greater anticipated food security than any alternative option.
, the latent variable, represents the expected degree of food security, combining unobserved factors described as follows with observed household and land characteristics:
captures the observed exogenous variables (household and farm features), whereas the error term depicts unobserved features. The covariate vector will not exhibit any correlation with the unique unobserved stochastic component , that is, the following:
) = 0 assuming that
ij can stand alone and identically Gumbel-distributed in accordance with the theory of independent, irrelevant alternatives. The selection model (1) leads to a multinomial logistic model [
52] where the probability of choosing strategy
j () is
2.3.2. Stage Two: Multinomial Endogenous Switching Regression Model and Multinomial En-Dogenous Treatment Effect
Multinomial Endogenous Switching Regression Model
The present study employs multinomial endogenous switching regression (MESR) in conjunction with the selection bias correction model proposed by Bourguignon et al. [
49] to examine the effects of individual response practices on food security. Farmers are part of a total of M regimes, with the reference category being regime
j = 1 (non-responsive). For each potential regime, the following equation represents the food security status:
From the above equation, ’s represents the food security status of the farmer in regime j, and the error terms ’s are distributed with and Var(. is observed if, and only if, CSAP j is used, which happens when . If the error terms in (2) and (3) are not independent, OLS estimates for Equation (3) are biased. Consistent estimations of must include the selection correction terms of the choices in Equation (2). MESR works on the linear hypothesis below:
. The association between the error terms in (2) and (3) is zero.
Using the above assumption, Equation (3) can be expressed as follows:
is the covariance between
and
while
the inverse Mills ratio, is calculated using the estimated probabilities in Equation (4) as follows:
where
r stands for the correlation coefficient of
e’s and
m’s while
are error terms with an expected value of zero. There were
j − 1 selection correction terms in the previously stated multinomial choice situation, one for each CSAP’s alternative. In order to account for the heteroskedasticity resulting from the produced regressors denoted by
, the standard errors in Equation (4) were bootstrapped.
Average Treatment Effects Estimate
To investigate average treatment effects (ATT), a contrary-to-fact analysis was performed by contrasting the anticipated outcomes of adopters with and without adopting a certain CSAP. The ATT for the actual and theoretical cases was calculated following previous studies’ methods [
38,
39]:
Food security status with adoption/usage
Food security status without adoption (counterfactual)
The ATT is the difference between (6a) and (7a)
The equation on the right-hand side would designate the projected variation in adopters’ mean food security status, if adopters’ characteristics have similar returns as non-adopters, for instance, if adopters have the same attributes as non-adopters while stands for the selection term that includes all possible effects of difference in unobserved variables.
Multinomial Endogenous Treatment Effect (METE)
We ran multinomial endogenous treatment effects (METE) model to confirm the MESR results. Rather than using multinomial endogenous switching regression (MESR), which only takes into account continuous results, METE was chosen because it can be expanded to predict binary results. Similar to the MESR paradigm, METE is modeled in two stages concurrently. A farmer selects one of the four CSAP combinations in the first step. The first stage is estimated as a mixed multinomial logistic (MMNL) model. In the second stage of multinomial endogenous treatment effects (METE), we measure the effects of adopting any CSAP package on food security as a binary outcome. The projected result equation for individuals is adapted from [
53] (Equation (9)):
is formulated as:
where
and
represent food consumption and food insecurity status, respectively, for household
i at time
t measured by
as food consumption status or food insecurity level;
if
is lower than the food consumption status and
if
is lower than food insecurity levels;
indicates binary variables used for reported treatment choice; and
represents treatment effects relative to non-adopters, and its value measures the effects of adopting CSA practices on food security.
is a set of external variables with the related parameter vector
β. Assuming that the decision to implement CSA practices is external leads to contradictory estimations of
if the decision is internal.
depends on each of the hidden components ; for example, factors that influence the choice of treatment but are not visible for observation may have an impact on the result.
2.3.3. Propensity Score Matching (PSM)
We used the PSM approach to evaluate the determinants of every CSA practice adoption. PSM is a three-analytic-step approach [
54]; the first step is a binary logistic estimation, followed by the treatment effects. The final step is the post-matching analysis. For simplicity reasons, only the first two stages are used in our study. The PSM estimator studies how a household’s level of food security would have changed if the CSAP-adopting households had decided not to adopt the corresponding CSA technology.
Equation (10) below represents the average treatment effect on the treated (ATT) adapted from [
55]:
where
and
are outcomes for farmers’ households who applied CSAPs and the control group of households; I = 1 designates households who adopted CSAPs, and I = 0 refers to households who did not use CSAPs. However, because our data is cross-sectional, we cannot observe adopters’ food security outcomes if they had not used CSAPs. We can only observe
. Simply comparing the results of food security for households with and without adoption will introduce an estimation bias caused by self-selection bias, which is presented in Equation (11):
PSM limits the comparison of results to households with similar visual attributes to address the possible bias, eliminating the bias that might otherwise emerge if the two sets were purposefully different [
56]. In order to lessen the bias caused by observable factors, PSM provides analogous alternative households for the adopters and pairs households according to identifiable characteristics. A further assumption made by PSM is that, after households have been paired on visible features, there will not be a consistent difference in the unobserved features of adopters and non-adopters [
57]. If the overlap is attained and the conditional independence assumption is valid, the ATT can be calculated as follows (Equation (12)):
2.4. Data Source
With funding from the World Bank, the Togo Harmonized Survey on Household Living Conditions 2018–2019 (EHCVM 2018/19) provided the most recent and countrywide cross-sectional data collection for this study. Since the dataset was based on a nameless public use dataset that contained no personally identifying information about the study sample, it was exempt from particular permission requirements, and our request to utilize the data was approved.
We selected the EHCVM 2018/19 dataset for this study because it is the most recent dataset to be released and offers comprehensive information on household welfare and activities like agriculture. We used agricultural households’ data which include information on the adoption of CSAPs and the degree of food security.
The Togolese National Institute of Statistics, Economical Studies, and Demography (INSEED) oversaw the administration of EHCVM 2018–19. The West Africa Economic Monetary Union (WAEMU) Household Survey Harmonization Project (P153702), a collaborative effort between the World Bank and the WAEMU Commission, aims to produce household survey data in member countries: Benin, Burkina Faso, Chad, Côte d’Ivoire, Guinea Bissau, Mali, Niger, Senegal, and Togo. The Togo EHCVM 2018/19 is the first edition of this nationwide sample household survey.
With the exception of Lomé Commune, where all respondents are from rural areas, the survey included both urban and rural areas in all regions (
Figure 4). The investigation’s team determined the sample size and repartition and then used a two-stage sampling process. In the first stage, 540 enumeration areas (EAs) were chosen from the sample setting. In each enumeration region, 12 randomly chosen families were included in the second stage. There are 6171 households in this study overall, 2270 of which are in urban areas and 3901 of which are in rural areas. The survey design then split each enumeration area into two equal groups at random. The first group in wave one and the second group in wave two were questioned by the survey team. Ultimately, the survey teams conducted interviews with 2931 families (1034 in urban areas and 1897 in rural areas in wave 1) for a variety of reasons, including availability and quality monitoring. The team conducted interviews with 3240 households in wave 2 (1236 in urban areas and 2004 in rural areas).
For each visit, there were two surveys. Every family in the sample received the family questionnaires. In order to gather data on the socio-economic variables of the enumeration areas where the sample households dwell, the community was given the community questionnaire. Out of 6171 households interviewed, we were interested in the households with agriculture as their first source of income, this being 2669 households in total. We further eliminated the urban households from the sample and households with incomplete information. This study considered a final sample size of 1429 households (
Figure 4).
4. Conclusions
This study aims to determine the effect of CSAP adoption on household food security using household data from rural Togo. The findings indicate that CSAP adoption is highly effective in enhancing household food security and decreasing food insecurity. The multinomial endogenous switching regression reveals that adopting more CSAPs increases the household food consumption score, whereas it sharply reduces the food insecurity experience. On the other hand, the multinomial endogenous treatment effect model shows an increase in acceptable food consumption when the household adopts more CSAPs. Likewise, it decreases severe food insecurity. Furthermore, we also find that adopting a single CSAP (crop rotation system, using improved varieties of seeds, plant protection products, inorganic fertilizers, organic fertilizer, and irrigation) positively and negatively affects food consumption and food insecurity, respectively.
Conclusively, our findings suggest that adopting more CSAPs has a higher and positive effect on food consumption while reducing food insecurity. One of the most sustainable ways to combat the negative effects of climate change is to adopt CSAPs. These agricultural practices would play a determinant role in crop yield increments, thereby capacitating farmers to possess enough food for both consumption and sale. They can then utilize the income made from sales to purchase additional necessary items to make a more balanced and nutrient-dense meal. However, the CSAP adoption process is often constrained by socio-demographic, socio-economic, and farm characteristic factors as highlighted in our study. Therefore, policy makers and food security advocates should promote public awareness of the benefits of using CSAPs. Additionally, there is a need to increase the ratio of extension agents to farmers to ease farmers’ access to information, new agricultural technologies, and training programs. Similarly, more subsidies on inputs such as improved varieties of seeds, plant protection products, fertilizers, and irrigation equipment should be offered to facilitate their adoption. Likewise, the Togolese meteorological center should gather more accurate data on the meteorological factors to aid farmers in planning their farm activities; then, farmers may be able to attain food security and be less vulnerable to the effects of climate change.