1. Introduction
In South Korea, approximately 90% of damage caused by natural disasters are related to climate change; among them, more than 80% result from heavy rains, typhoons, and storms [
1]. The total damage from storms over the last decade including heavy rain, heavy snow, and typhoon and floods was KRW 3,397,332 million, which is 96.6% of the total disaster damage [
2]. Storms and floods account for a larger proportion of damage caused by natural disasters each year; it is mainly due to the increase in impervious areas due to the continuous development of land and the increase in localized torrential rain due to climate change. Spatio-temporal variations of precipitation are continuously increasing in South Korea. Annual precipitation has large variations ranging from 754 mm at the minimum to 1756 mm at the maximum, and the frequency of extreme floods is increasing. Precipitation concentrated the flood season (i.e., from June to September that accounts for 68% of annual precipitation, precipitation greatly varied by region (1729 mm at the maximum on Jeju Island, 1240 mm at the minimum for Geum River), and mountainous terrain that covers 65% of the national land and makes steep slopes of most rivers cause rapidly increased flood runoff. Due to such precipitation and topographical characteristics, South Korea is highly vulnerable to floods, and this is further aggravated by climate change. Therefore, proper maintenance of rivers can prevent disasters caused by floods, and the optimal design frequency must be ascertained.
In South Korea, hydrologic design frequency is determined by considering the importance of a river (‘A’ for critical areas of national rivers, ‘B’ for national rivers, and ‘C’ for local rivers) and regional characteristics (i.e., urban, agricultural, and mountainous areas). These criteria cannot accurately reflect topographical and water control characteristics since they have a large scope of applications and there are no specific evaluation standards. Recent studies have attempted to determine hydrologic design frequency based on the characteristics of rivers as well as the status of protected lowlands. Chungcheongnam-do [
3] has suggested a practical method of deciding the optimal design frequency of local rivers based on six evaluation factors: inland conditions, watershed area, river length, river width, river channel slope, and river stream order. Chungcheongnam-do [
3] also calculated weights for six evaluation factors using the analytic hierarchy process (AHP) and determined the final design frequency considering the derived potential flood damage (PFD) for each region. Although experts participated in the question survey during the AHP for determining weights of the evaluation factors, the results depend on their subjective answers. Moreover, many studies identified climate change as the major cause for the occurrence and the increase of heavy storms and floods but there were no factors reflecting the impact of climate change in the decision-making process of design frequency. The main objective of this study is to propose an innovative method for determining the optimal design frequency by improving the methodology of Chungcheongnam-do [
3], to provide engineering objectivity and include the impacts of climate change.
Recently, objective probabilistic and statistical techniques have been used to exclude subjective factors from the weight calculation process of evaluation factors. Such objective weight calculation methods are often used when evaluating vulnerability and risk. The most frequently used objective weight calculation methods include the arithmetic mean and the weighted mean. However, these methods are hard to accurately explain the impacts and contributions of various evaluation factors. Lee et al. [
4] used arithmetic mean, weighted mean, and principal component analysis to determine flooding risk considering the flood control ability of each region. The arithmetic mean method had problems giving the same weight to factors possessing different characteristics, while the weighted mean method caused a multicollinearity problem. To solve these problems, the entropy method, principal component analysis (PCA), and Bayesian network method have been used. Chen et al. [
5] calculated the flood disaster index that represents the risk of flooded areas by applying the entropy weight method. Lee et al. [
6] evaluated the flood risks of urban watersheds by applying the PROMETHEE method (a multi-criteria decision-making technique) and the entropy method after classifying evaluation factors such as rainfall, runoff, and regional factors. Joo et al. [
7] determined the water control investment priorities using an integrated index for flood risk assessment and the net present value for 28 municipalities in Chungcheong-do. They used integrated weights by combining the AHP, the constant sum scale, and the entropy method. In this way, efforts are being made to calculate objective weights through various methods, and appropriate methods can be applied according to the research objectives and data characteristics.
Regarding to impact of climate change on flood risk, the Ministry of the Interior and Safety [
8] provided guidelines to enhance disaster prevention standards for disaster prevention facilities after quantitatively analyzing the effect of climate change on the meteorological factors including heavy rainfall causing disasters considering Representative Concentration Pathway (RCP) scenarios. Various studies demonstrated that the 100-year rainfall increased by 80% or higher according to the RCP 8.5 [
8], the volume of a 100-year flood would increase by 10–24% in the future [
9], and the 7-day annual maximum flow rate would increase by approximately 39% due to climate change [
10]. In addition, many studies have analyzed the increased rates of rainfall and flood volume in study areas influenced by climate change [
11,
12,
13,
14]. Furthermore, some researchers have analyzed future risks by applying various climate change scenarios; the risk would increase by 14.1–18.3% for a 50-year flood when a future climate change scenario was applied [
15], and the flood risk would increase by 19.3% compared to the present for a 100-year flood of the RCP 8.5 climate change scenario of the future [
16]. Lee et al. [
17] calculated future flood risk according to the design flood volume using a machine learning technique and showed that the risk increased by 8.7% for a 100-year flood in the RCP 8.5 scenario.
In this study, the hourly rainfalls were generated according to the RCP scenarios to investigate the change of design frequency due to climate change, and the weights of evaluation factors were calculated through Bayesian inference to determine the optimal design frequency for local rivers, resolving the practical issues of AHP. In addition, changes in the hydrologic design frequency and hydrological risks were then evaluated for future periods: P1 (Period 1: 2021–2039), P2 (Period 2: 2040–2069), P3 (Period 3: 2070–2099), and TP (Total period: 2021–2099).
3. Estimation of Optimal Design Frequency for Local Rivers
3.1. Study Area
We proposed the optimal design frequency calculation method using Bayesian inference and applied it to 413 local rivers in Chungcheongnam-do.
Figure 1 shows the locations of Chungcheongnam-do. The total area of Chungcheongnam-do is 8204 km
2, accounting for approximately 8.6% of the total area of South Korea, 99,617 km
2.
The determination of hydrologic design frequency is directly related to the efficiency and economic feasibility of the target project when establishing a river master plan. The setting of the design frequency is crucial when considering ripple effects such as an increase in incorporated land due to the retreat of the rear slope, besides simply setting a high embankment height.
The design frequency of local rivers of Chungcheongnam-do is determined through evaluation factors in accordance with the “Chungcheongnam-do local rivers optimal design frequency decision method” [
3]. There are seven evaluation factors of Chungcheongnam-do [
3] including urban flooding area, watershed area, shape factor, river channel slope, stream order, backwater effect reach, and extreme rainfall frequency. The weights are calculated by the AHP, and the total weighted score is used to estimate the design frequency.
The AHP used in Chungcheongnam-do [
3] has a drawback that personal preferences of the selected expert group may overwhelm clear and rational logic. Regarding the effect of climate change, only the future rainfall change was estimated using the mean values of extreme rainfalls, and the future changes in urban flooding areas were not included in Chungcheongnam-do [
3].
Korean government officially surveys and publishes the ‘List of rivers in Korea [
20]’ to regularly manage the nationwide rivers. The report includes various information on rivers such as river name, river length, basin area, and location. Referring to this report, we collected river characteristics data and made watershed characteristic category. In addition, we calculated the urban flooding area provided with GIS buffering analysis for local rivers in Chungcheongnam-do using the research data of ‘Insurance rate making and mapping based on natural disaster risk [
21]’.
In particular, we made the category of the extreme rainfall frequency using five different factors: the number of days of heavy rain alerts, the number of days of heavy rain warnings, the number of days of heavy rain over 50 mm, the number of days of heavy rain over 80 mm, and the number of days of heavy rain over 100 mm. The heavy rain alerts and warnings are issued based on the 3-h rainfall and 12-h rainfall forecasts in Korea. Therefore, we temporally downscaled the daily climate change scenario into hourly units, in which the Poisson Cluster Rainfall Generation Model in
Section 2.2 was used.
3.2. Weight Calculation Based on Bayesian Theory
In this study, weights were determined through Bayesian inference to evaluation factors to determine the optimal design frequency in local river basins. First, the distribution parameters of the evaluation factors were estimated using the maximum likelihood method assuming they follow a normal distribution, as shown in
Table 1. The posterior probability distribution of each indicator was estimated by applying its prior distribution and likelihood function to Equation (1).
Figure 2 shows the likelihood function and posterior probability of the watershed area as an example.
To calculate the weights, considering the characteristics of data, watershed area, shape factor, river channel slopes, urban flooding areas, and extreme rainfall frequencies were divided into 10 equal parts, whereas the stream order and backwater effect reach were divided into five and two sections, respectively. The probability of occurrence for each part was determined by calculating the area of posterior probability distribution for each section. For example, river channel slope data were divided into 10 equal parts, the probability of occurrence of the safest is 0.07, and the maximum probability of occurrence is 0.18, which corresponds to the third. Therefore, the probability of occurrence of the channel slope was 0.82.
The final weights in
Table 2 were obtained by calculating the ratios of each evaluation factor in total after calculating all the other evaluation factors. The score of watershed area was 15 points, and the score of the shape factor was 11 points, thus the score of watershed characteristics was 26 points. The total score of river characteristics was 38 points, with channel slope of 15, stream order of 12, and backwater effect reach of 11. The scores of the extreme rainfall frequency and the urban flooding area were both 18 points, thus the score of extreme flood characteristics was 36 points.
After calculating the scores using a score sheet for 413 local river basins in Chungcheongnam-do, the calculated scores were applied to the generalized extreme value (GEV) distribution. It was assumed that 99% of the cumulative distribution function (CDF) belongs to a return period range of 50–100 years, which is the general design frequency of local river basins. This assumption seems valid because there is no river corresponding to a return period of 200 years in Chungcheongnam-do. The scores corresponding to 0.005 and 0.995 of CFD are illustrated in
Figure 3 and converted to the return periods of 50 and 100 years, respectively. For the score corresponding to 0.5 of CDF, the optimal design frequencies were estimated by assuming a return period of 80 years.
The estimated return periods of 413 basins were compared with the existing ones which was estimated for previous studies in Chungcheongnam-do. The results of our study indicated that one river basin was estimated as return periods of 30–50 years, 195 river basins as return periods of 50–80 years, 213 river basins as return periods of 80–100 years, and four river basins as return periods of 100 years or more. All four river basins estimated as return periods of 100 years or more were rounded off from the return period of 99.95 years. No river basin was estimated to exceed the return period of 100 years. The return periods of this study were higher by approximately (+)7.62 years on average than the existing design frequencies.
As a result of estimating the design frequencies of local river basins, 255 river basins increased design frequencies and 158 river basins decreased design frequencies compared to the existing design frequencies. It is because that Chungcheongnam-do [
3] determined the design frequencies corresponding to 30, 50, 80, 100, and 200 years of return periods using the CDFs of the normal distribution as a range after calculating the weights using the AHP. The weights of the evaluation factors in the AHP analysis are different from those of this study, and four design frequencies were selected using the PDF in addition to the scores. In other words, when the CDF was estimated by the scores of the return period of 50–80 years, the river basins were estimated to have a design frequency of 50 years or 80 years depending on the PDF. Hence, although the actual score of the evaluation factor was higher than the existing design frequency, the number of “the same” or “lower” river basins increased.
Among the river basins that showed a higher design return period in this study, the return period for Sapgyocheon was 99.46 years, but the existing return period was 50 years. This is because the urbanized area that corresponds to the main stream was very widely distributed, and the urban flooding area was 5,066,929 m
2, which is more than double the “201,494 m
2 or larger” standard corresponding to the perfect score (18 points, see
Table 2). Among the river basins that showed a lower design frequency, the Namchangcheon is a very small river with a watershed area of 1.86 km
2, but the design frequency was 80 years of a return period. The urban flooding area of the Namchangcheon was 2043 m
2, and the stream order was 3. It was estimated to have a return period of 50.84 years because it was highly underestimated compared to the existing one.
The results showed that this study estimated higher frequencies than the existing design frequencies and the previous study [
3]. The main difference between this study and the previous studies is that this study conducted quantitative evaluation by calculating weights through statistical inference for the evaluation factors, and the frequencies were derived using a score sheet rather than the range for the optimal design frequency.
4. Hydrological Risks According to Climate Change Scenarios
4.1. Generation of Daily Rainfall Time Series
In South Korea, the Korea Meteorological Administration (KMA) is responsible for producing climate change scenarios. KMA produces the RCP scenarios based on the 5th assessment report of the Intergovernmental Panel on Climate Change.
KMA provides the Coupled Model Intercomparison Project—Phase 5 (CMIP5)-based RCP scenarios. Using two general circulation models (GCM) (HadGEM2-AO and HadGEM2-ES, resolution = 1.875° × 1.250°), the APEC Climate Center provides a Korean climate change standard scenarios consisting of daily hydro-climatological data with same resolution with the automated surface observing system (ASOS) in South Korea. In this study, using the MBLRP model, daily rainfall time series provided by the Korean climate change standard scenarios were temporally downscaled to hourly unit corresponding to the ASOS in Chungcheongnam-do.
Table 3 and
Figure 4 show representative results of the downscaling performance for the Cheongju station. It was found that the overall performance was excellent because the prediction performance of the hourly rainfall to which the Poisson cluster was applied was close to zero, and all the values were smaller than 10 mm/day [
22]. Although performance results for two GCMSs were similar, the hourly rainfalls of HadGEM2-ES were used for further analyses in this study, which had better results on downscaling performance.
4.2. Estimation of Optimal Design Frequency According to Climate Change Scenarios
In this study, we applied climate change scenarios to the extreme rainfall frequency among the evaluation factors for estimating the optimal design frequency of local river basins. Hourly rainfall data were generated using the Poisson cluster model from the daily rainfall data of the future climate change scenario provided by the KMA. By analyzing future hourly rainfalls, the number of days of heavy rain alerts, the number of days of heavy rain warnings, the number of days of heavy rain over 50 mm, the number of days of heavy rain over 80 mm, and the number of days of heavy rain over 100 mm were calculated. Then, the extreme rainfall frequencies were calculated for each GCM model and future period. Furthermore, the urban flooding area for each local river basin was calculated by applying the rate of urbanization of future of Chungcheongnam-do.
The Environmental Geographic Information Service (EGIS) [
23] (
https://egis.me.go.kr, accessed on 27 March 2021) provides small-scale maps with a spatial resolution of 30 m, which are classified into seven factors (urbanized/dry area, agricultural area, forest area, grassland, wetland, bare area, and water area). The maps for the 1980s (photographed in 1987–1989), the 1990s (photographed in 1997–1999), and 2000s (photographed in 2008–2010) have been created, and the update period is 10 years. National land changes were analyzed using the land cover maps created in 10-year period to calculate the change at future time of the urbanized/dry areas among the time series changes of land cover. The urban area change rate was estimated by regression models and the rates of urban flooding area were estimated by using GIS software.
As a result of applying the climate change scenarios to evaluation factors for estimating the optimal design frequency of local river basins,
Table 4 shows the number of river basins with changes (increase or decrease) in the estimated design frequency compared with the existing frequency according to the RCP 4.5 and 8.5. In the RCP 4.5 scenario, 269 basins had increased design frequencies in the P2, 195 basins had decreased design frequencies in the P1. In the RCP 8.5 scenario, 262 basins had increased design frequencies in the P1, 187 basins had decreased design frequencies in the P3. In addition, the estimated design frequencies were higher by (+)7.64 years on average (TP) for the RCP 4.5 and by (+)5.8 years for the RCP 8.5.
In the RCP 4.5 scenario of the HadGEM2-ES GCM model, the values were concentrated at the center in P2, and widely distributed in the other periods. In the P1 period of the RCP 8.5 scenario, the values were relatively concentrated at the center in P1.
The above results indicated that the river basins vulnerable to flood will be more in the future than the current. Furthermore, it was predicted that the river basins will become more vulnerable to flood in the future periods.
4.3. Evaluation of Hydrological Risks According to Climate Change Scenarios
The hydrological risk means the probability of the occurrence of a hydrological event of a return period of T years at least once in n consecutive years. Therefore, hydrological risks should be considered in water control designs. Structures may be failed if a hydrological event with a design return period of T years occurs within the expected life span of the structure. Hydrological risks can be expressed as:
where
is the risk,
is the expected life time, and
is the return period.
Hydrological risk increases as the return period and the expected life time increase. Therefore, the hydrological risk was calculated by applying the current design frequency to the return period T and by applying the estimated design frequency according to the climate change scenario to the expected time n.
The hydrological risks were estimated for 413 local river basins in Chungcheongnam-do according to the GCM model, climate change scenario, and future period, and the results are shown in
Figure 5 and
Figure 6. As a result of evaluating the hydrological risks by applying future climate changes (
Table 5), compared to the existing, the risk increased by 3.13% in the case of RCP 4.5, and by 2.80% in the case of RCP 8.5, on average. Especially, the risk increased by 4.58% in the P2 of RCP 4.5 and by 4.39% in the P1 of RCP 8.5.
5. Conclusions
Flood damage is increasing worldwide due to irregular heavy storms caused by climate change. Although the South Korean government establishes flood control plans for local river basins considering the impact of climate change, the design frequency, which is the most basic design standard, is established based on river master plans established in the past. Until now, it was difficult to develop a practical, standardized method for calculating hydrologic design frequency for local river basins, although many efforts have been made to develop such a method in South Korea. Most of all, it was due to a lack of quantified and objective guidelines. This study determined the weighting values of evaluation factors such as watershed characteristics, river channel characteristics, extreme flood characteristics using Bayesian inference. From this, we estimated the optimal design frequencies of local river basins, and evaluated future flood risks. The conclusions derived from the results of this study are as follows:
- (1)
Data for each evaluation factor were collected for 413 local river basins in Chungcheongnam-do, for which the basic plans were established. The evaluation sections were divided into equal parts, and weights were calculated using Bayesian theory. When the calculated optimal design frequencies were compared to the existing design frequencies, 253 river basins showed increased design frequencies and 160 river basins showed decreased design frequencies. The design frequency increased compared to that found by Chungcheongnam-do [
3] because the urban areas of Chungcheongnam-do are relatively small. As a result, the weights for urban flooding area were calculated to be small.
- (2)
This study secured statistical objectivity using Bayesian inference to complement the problem of weight calculation using the AHP used by Chungcheongnam-do [
3]. However, in the case of urban flooding areas that were emphasized by many researchers, the weight was 18 points (in this study), which was highly underestimated compared to the 40-point weighting values in previous studies. This weight problem may be limited to Chungcheongnam-do, because the urban flooding area of Chungcheongnam-do is smaller than those of other municipalities. Therefore, if the urban flooding area increases beyond Chungcheongnam-do to metropolitan cities (which can be explored in future studies), it is expected that different weights will be derived.
- (3)
The calculated hydrological flood risk showed that polarization will worsen with future climate change, and the risk increased by approximately 2.96% on average. This result indicates that the design frequency is likely to decrease in the future than in the present, and that the stability of flooding will decrease while the risk increases.
The findings of this study showed that even though hydrological risks calculated according to RCP scenarios may be partially different from those of previous studies, a relatively small risks were expected because the influence of factors excluding the increase in rainfall was considered when determining the hydrologic design frequency. These results can be utilized when estimating the hydrologic design frequency by securing statistical objectivity while excluding the field experience of designers in the process of establishing river master plans.