2.1. Study Site
The study area (Lat 13°08′09′′ N, Long 85°44′11′′ W) is located in the mountainous region of the departments Jinotega and Matagalpa in the central north region of Nicaragua, Central America. The climate is sub-tropic and semi-humid. Annual precipitations vary between 2000 and 2500 mm, while mean temperature varies between 22 and 24 °C. Altitudes of the study area vary between 755 and 1386 m a.s.l.
Relevant water resources within the study area are the Porvenir and Cañas rivers. The Porvenir River yields very little water, and is only used for potable water consumption. The Cañas River provides water for coffee processing for the INA Oriental coffee farm, located in the study area, and is of further interest for this investigation. The Cañas River has a waterfall with an altitude of 29 m, and its lower part towards the coffee farm border is relatively close to the coffee farm installations (which include housing for administrative staff and coffee workers). Its mean annual flow was calculated as 115 L/s, using the later described model.
The closest distance between the river and electric power distribution (17 kV) is 310 m. Assessment of the collected data made clear that the waterfall would be a fundamental element for taking advantage of MHP on the site. From the top of the waterfall to the nearest distance between river and electric power distribution, the brutto (initial, not accounting for energy losses on the conveyance towards a turbine) head measures 83 m.
Figure 1 shows the studied site, with the calculated stream network based on a digital elevation model, the catchment of the planned MHP intake (where the discharge measurements for calibration have also been taken, and which is the position of the waterfall), the GPS-measured locations of the stream course downstream of the waterfall, and the position of the precipitation gauging station.
The total catchment area of the Cañas River at the waterfall is 2.89 km². The Cañas River belongs to the river network of the Tuma River, which is one of the principal rivers of Nicaragua, with a total catchment area of 2859 km2 draining to the Caribbean Sea.
2.2. Data Assimilation
2.2.1. Precipitation Data
A precipitation gauging station exists close to the coffee farm office, where observations are collected every morning. A supportive archive exists containing monthly precipitation heights (mm) from the years 2007–2011, and daily precipitation heights (mm) from 2012 to present. An analysis of the data showed monthly heights fluctuating between 0 and 637 mm of precipitation, and daily heights fluctuating between 0 and 175 mm. Annual heights range between 2054 and 2491 mm, and have an average value of 2337 mm. Rainfall peaks are noticeable during the months of June and October, revealing the bimodal character of the raining season from May to November, although they vary from year to year.
Figure 2 illustrates average monthly precipitation for the years 2007–2015.
2.2.2. Discharge Data
River discharge was measured during a field trip at various points along the stream course, and with different methods. Those include velocity-area measurement, weir discharge measurement, and barrel discharge measurement. Four points of the river with a suitable cross-section were identified, and measurements were conducted there.
Figure 1 contains the locations of those measurements (P1–P4). The highest point was located directly upstream of the waterfall. The selection of different methods served for comparability and validation, as well as testing for reasonable groundwater sources that would result in a difference of the discharge between different measurement points.
1. Sections 1 and 3: Barrel Method
Similar to the widely known and very simple bucket method, a barrel of 220 L volume was used to measure the time until it was filled by the discharging water. The corresponding discharge was then calculated. For deviation of the water at the measurement location, a tube of eight inches width and 3 m length was used. A provisional barrage of stones and grass was set up across the cross-section, and leakage was reduced by using plastic canvas. The amount of leakage was later estimated.
2. Section 2: Weir Method
The lowest cross-section was measured with a weir of a triangular-shaped notch, the following two sections with a barrel, and the highest point with the velocity-area method using floaters. The discharge passing the triangular weir can be calculated using the formula:
with
Ce Effective discharge coefficient
Angle of the v-shaped notch
Q Discharge
h Water depth at the notch of the weir
k Head correction factor
In the studied case, the simpler form is used, as given in [
7]:
where Q and h are as previously defined.
3. Section 4: Velocity-Area Method
A riverbed section of great use for discharge measurements was discovered just upstream of the waterfall, with a rocky streambed and an area that was easy to measure. Velocity measurements were realized over a distance of 1 m, and over three parts of the section (left, middle, right). After measuring the dimensions of the two cross-sections of entrance and exit, an average value of the area was taken and multiplied by the time needed to travel the distance of one meter. A correctional factor of 0.8 was considered for the conditions of the streambed after cleaning it from bigger stones and rubble.
4. Results
At two cross-sections, considerable losses could not be avoided, since water was leaking through the sandy streambed below the weir or through the sides of the barrages. Accordingly, for the two lower cross-sections, losses of 20% were estimated. The third cross-section was more suitable for measurement, and water leakage could be identified to be approximately 2 L/s, which corresponds to 11%. The last and highest located cross-section of the river was suitable for easy measurement and calculation. Since no barrage was required, it did not present any water losses.
Assessment of the resulting data clearly showed that discharge varied only to a small extent, and therefore, other considerable water sources seem to be absent. This led to the conclusion that a representative and well-fitting cross-section for future discharge measurement of the studied river would be the location above the waterfall.
In 2015, additional measurements have been conducted by two students of TU Darmstadt, L. Matthies and F. Glöckner, as well as by an instructed team of the plantation workers. All of those measurements were conducted on the profile on top of the waterfall, since it provided the most reliable results. Starting on 30 July 2015, the method for measurement and calculation was expanded to include the averaging of five cross-sections, reduced to velocity measurements at two sides of the stream (left and right), and later averaged. Also, the correctional factor was changed towards 0.725 as a correction factor between 0.6 and 0.85 for a streambed condition between pebbly and smooth, respectively [
8]. The results of those valuable measurements are shown in
Table 1 and
Figure 3, which also compare measured discharges with the measured precipitation in 2015 and show the estimated base flow, which emerged through the analysis of the precipitation data from 2012 to 2015 and the modelled discharge results.
Analysis of the daily precipitation data 2015 shows that the discharge measured on 30 April 2015 is acceptable as a representative value for low flow of the river, since no precipitation happened for a period of 11 days before that date, which was in fact the longest period without any measured precipitation during 2015. The discharge measured on 31 August 2015 happened after the second-strongest precipitation of 2015, which was measured on 30 August 2015 with a height of 59 mm. This was only surpassed by rainfall on 10 July 2015, which produced a height of 65 mm. A first possible range of discharges could therefore be roughly estimated relying on these data, resulting in a span between 20 and 150 L/s. An estimation of the upper limit is difficult to make, since moisture and groundwater storage conditions, as well as retention behavior, are at first unknown. The dominant responsible runoff-generating mechanism is believed to be an infiltration excess overland flow, since the studied area is mainly characterized by hillslopes.
2.2.3. Climate Data
Historic climate data for the region of INA Oriental has been obtained through the International Water Management Institute (IWMI), Sri Lanka, which in its “Water and Climate Atlas” provides data from worldwide weather stations, dating 1961–1990 [
19]. The “Water and Climate Atlas” daily climate data provide reference evapotranspiration calculated using the Penman-Monteith equation. It is used by the model as (potential) evapotranspiration under optimal conditions.
2.3. Methodology
In order to develop a flow duration curve for the studied site, and to estimate the available discharges, a lumped rainfall-runoff model is used. Accounting for the scarce knowledge about the hydrologic behavior and characteristics of the catchment, a simulation method as described by Crawford and Thurin (1981) [
17] is used and slightly adapted in order to improve the calibration of the predicted flow behavior. Input data for the described model are: precipitation, potential evapotranspiration and the adjustable parameters for soil-moisture storage, the sub-surface runoff fraction of the total runoff, and a time index for this flow to reach the stream. For the separation of the base flow, two storages are used: moisture storage and groundwater storage. Excess moisture leaves the moisture storage as either direct flow or recharge to the groundwater storage. For each time step of the simulation, a constant fraction of groundwater storage, which joins the total discharge, is defined as groundwater flow.
Figure 4 gives a basic overview of the model structure.
Input values for the simulation are daily precipitation heights (mm), which were taken from measurements on site, and evapotranspiration estimates via the Penman-Monteith formula, obtained from IWMI (2016), as described above [
19]. This approach differs from the original approach proposed by Crawford and Thurin [
17], which only calculated monthly discharge heights. The reason for a calculation on daily time steps is the available daily resolution of precipitation measurements, and the intent to calibrate parameters of the model with discharge measurements. The function of the original model is covered in the following descriptions for parameter values and calculation steps. Two correlations (see
Figure 5 and
Figure 6) are originally only represented by analog graphical data, and have been implemented in a worksheet routine for the easier calculation on a higher temporal resolution.
The model uses three parameters, which need to be estimated. These are called NOMINAL, PSUB and GWF. NOMINAL is an index of the total soil moisture storage capacity in the studied catchment. PSUB represents the fraction of runoff that leaves the catchment as groundwater flow, and relates to “recharge to groundwater” in the model structure (
Figure 4). GWF is the time index for the groundwater flow to reach the stream, as mentioned above, and is therefore the “groundwater flow” in the model structure.
NOMINAL means the amount of storage in soil moisture that leads to half of the positive monthly water balance leaving the catchment as excess moisture, which can be direct runoff or groundwater flow. The soil moisture storage itself may be greater than or less than NOMINAL. In the case of soil moisture storage being less than NOMINAL, most of the positive monthly water balance will be retained in the moisture. If it is bigger than NOMINAL, then accordingly, most of the positive monthly water balance will result in direct runoff or add up to the groundwater storage. NOMINAL is valued in millimeters. PSUB accounts for the permeability of the soil and drives the simulation of flows in dry periods. The more permeable a soil is, the more flow will be sustained and reach the groundwater, which leads to higher flows in dry periods. Since PSUB and GWF are describing fractions, they are dimensionless.
Estimates, without any prior knowledge of a watershed, can be set as in Crawford and Thurin [
17]:
where C varies between 0.2 for catchments with rainfall throughout the year and 0.25 for catchments with seasonal rainfall. In areas with thin vegetation, it could be reduced by 25 percent, which is not the case for the studied region.
A standard value for PSUB can be set as 0.6. The upper limit is 0.8 for a catchment with high permeable soils, and the lower limit is 0.2 for catchments with low permeability or thin soils.
For GWF, the standard value is 0.5, where it may increase to 0.9 for catchments with little sustained flows and decrease to 0.2 for catchments with high sustained flows. All of these values apply for the original approach as suggested by Crawford and Thurin, which is meant for monthly time steps. As a logical consequence, for the calculation of daily average discharges, the value for GWF must be significantly smaller. This is due to its meaning for the calculation process: since GWF describes a fraction of the total groundwater storage leaving that storage during each time step, the fraction must be smaller when the time step is shorter.
Total runoff (Q
t) to the stream per simulated time step is calculated as follows:
with
Qt | Total runoff that leaves the catchment (mm) |
Qs | Surface runoff that leaves the catchment (mm) |
Qgw | Groundwater runoff that leaves the catchment (mm) |
Me | Excess moisture that cannot be stored in the moisture storage (mm) |
GWR | Groundwater recharge to the groundwater storage (mm) |
GWs,start | Groundwater storage at the beginning of the time step (mm) |
GWs,end | Groundwater storage at the end of the time step (mm) |
MSer | Moisture storage excess ratio (-) |
W | Water balance (mm) |
P | Precipitation (mm) |
AET | Actual evapotranspiration (mm) |
PET | Potential evapotranspiration (mm) |
MSr | Moisture storage ratio (-) |
Ms | Moisture storage (mm) |
ΔMs | Moisture storage change (mm) |
Ms,start | Moisture storage at the beginning of the time step (mm) |
Ms,end | Moisture storage at the end of the time step (mm) |
If the water balance W is >0, then the excess moisture ratio (MS
er) is derived from its dependency on the soil moisture storage ratio (MS
r). This dependency is displayed in
Figure 5.
If the water balance W is < or equal to 0, then MS
er is 0. AET/PET is derived from its dependency on P/PET and the soil moisture storage ratio, as shown in
Figure 6.
Groundwater storage and moisture storage start with initial values for the first time step, before they are calculated for the following time steps via storage changes. Values for NOMINAL, GWF and PSUB are set initially, and can be adjusted by trial and error as soon as the correlation between measured and calculated discharge values is considered. Starting conditions for soil moisture storage and groundwater storage need to be estimated first. Since storages vary with rainfall seasons and dry seasons, soil storages can be estimated as 10 per cent of NOMINAL in dry seasons, 125 per cent of NOMINAL in wet seasons, and equal to NOMINAL in catchments with rainfall throughout the year. Groundwater storage may be set to 5 percent in dry seasons, 40 percent in wet seasons, and 20 percent in catchments with rainfall throughout the year. Initial values for the soil storage can be found by either running a calculation for various years or not taking into account the first year, or by approximating the initial value iteratively for one year. For further details on the determination of the parameters from this paragraph, see Crawford and Thurin [
17].
In order to calibrate the input parameters of the simulation, a calculation based on daily time steps was needed. This was because the measurements that had been taken at individual days did not allow the calculation of monthly discharge heights and their comparison with modeled values. Pearson’s correlation coefficient was used for the measurement of the linear correlation between the measured and the calculated discharge values. It is a good estimate for the goodness of fit between the two datasets, and can be used in combination with hydrologic reasoning for the estimation of best-fitting parameters. During the calculation of the correlation coefficient, 14 of the 15 existing discharge measurements were taken into account. One measurement (9 September 2015) did not correlate at all with predicted flows and is highly likely to have been taken at an unfortunate moment when compared to the time of measuring the precipitation that day, which would lead to a wrong retention behavior. Precipitation was always measured in the morning hours between 8 am and 11 am. Where other modeled and measured discharge values—covering a wide discharge spectrum—reacted positively to calibration of the model parameters, this measured value did not. A possible situation would be that most of the discharge had already left the watershed when the discharge was measured; for example, if the discharge had been measured in the early evening. Therefore, explainable as either a timing or a reading error, this measurement was treated as an outlier and not used in the correlation analysis.
Using an excel sheet for automatic calculation and easy iteration via trial and error for the input parameters PSUB and GWF, calculated discharge values were averaged for a representative flow duration curve of one year.