1. Introduction
Decision-making in forestry and environmental protection includes the analysis of multiple criteria. Therefore, multi-criteria analysis (MCA) methods and decision support systems play an important role in forest management [
1]. The history of applying MCA tools in forestry dates back to the 1970s, and the pioneer in this field was Field [
2]. During the 1990s, the application of MCA in forestry became intense [
3,
4,
5] and has constantly expanded since that period [
1,
6].
MCA allows simultaneous analysis of a broad spectrum of criteria that may have diverse types and metrics (for example, quantitative and qualitative data, maximizing and minimizing metrics, etc.), and that is assessed as important and suited from the perspective of environmental decision-making [
7]. Following the ideas presented [
8], it can be summarized that MCA is applied in the forestry domain if:
There is a need for the structuring of a complex decision-making problem;
One analyzes multiple goals or criteria;
The set of criteria is heterogeneous;
The goals are confronted;
There is a need for assessing multiple alternatives;
There is a demand for transparent and comprehensive decisions involving different stakeholders groups;
There are both quantitative and qualitative data that should be included in the decision model at different scales.
What is specific about the MCA concept is that the main aim is to find a solution that is optimal in a multi-criteria sense. When a decision is made in a multi-criteria environment, most likely, some criteria will be opposed and confronted (for example, criteria biodiversity protection and productive capacity within a forest ecosystem), and therefore a selected solution cannot be the best one across all criteria. Instead, in the area of MCA, we aim for a solution that is Pareto optimal. Recall that Pareto optimality was introduced by the Italian economist Vilfredo Pareto stating that a solution is considered Pareto optimal “if there does not exist any other design which improves the value of any of its objective criteria without deteriorating at least one other criterion” [
9].
A recent study [
10] reported that over 100 multi-criteria methods and tools are used in different areas and decision-making contexts. Selecting the most suitable one(s) for a particular forestry problem is a challenging task [
11]. Some of the most commonly used methods in forestry are AHP (Analytic Hierarchy Process), ANP (Analytic Network Process), PROMETHEE (Preference Ranking Organization Method for Enrichment Evaluations), SMART (Simple Multi-Attribute Rating Technique), SMARTER (Simple Multi-Attribute Rating Technique Exploiting Ranks), TOPSIS (The Technique for Order of Preference by Similarity to Ideal Solution), ELECTRE (Elimination and Choice Translating Reality), etc. [
12]. Some of the methods provide results in the form of cardinal values, such as methods AHP, SMART, SMARTER, and BW, to mention a few. Other multi-criteria methods provide results as ordinal information (ranking of decision elements) and commonly serve as methods for solving selection problems; representative methods in this regard are PROMETHEE, ELECTRE, CP (Compromise Programming), TOPSIS, etc. Listed and many other methods can be applied either alone or combined with other methods [
13]. The integrated application of different methods over the same problems has been reported in many studies [
11,
13,
14,
15].
Risk management methods also support the decision-making process [
16]. Risk analysis may be based on objective probabilities but also backed up by subjective probabilities (decision makers’ expertise) [
12]. Generally, decision-makers can be either: risk-prone (also referred to as “risk-seeking”), risk-neutral, or risk-averse (also referred to as “risk-avoiding”). Different methods operate with the decision-makers risk attitudes, and in this research, we have used OWA, which is already proven suitable for environmental studies [
17]. The application of the OWA method has two main prerequisites [
17]: first, the ranking of criteria has to be known, and second, the performance of alternatives versus each criterion has to be already assessed. In this research, for the first prerequisite, we recommend the DEMATEL (Decision-Making Trial and Evaluation Laboratory) method. This method gives a detailed insight into the interrelations among criteria, sets up the “causes-effects” relations, and provides the ordering of criteria as a result [
18]. DEMATEL is often combined with the ANP method because they have a similar concept of analyzing the interrelation between elements [
19]. However, the DEMATEL can be combined with other multi-criteria methods, and in this research, we proposed its integrated application with the Best–Worst (BW) method. The main reason for selecting the BW is that this method provides results in the form of cardinal values, which is the second prerequisite for the subsequent application of the OWA method. The BW method is relatively new [
20,
21], and there are already papers describing its suitability for forestry studies [
13]. Therefore, the application of DEMATEL for assessing criteria and the BW method for assessing alternatives will provide necessary input data for the OWA analysis. Using the OWA method, it is possible to test how the results change in different risk scenarios. This analysis is sometimes essential for responsible decision-making in forestry.
The main goal of this paper is to propose an approach that is suitable for decision-making in forest management, primarily when selecting the optimal management plan in a multi-criteria context, i.e., when considering multiple and possibly confronting criteria. The proposed approach combines three MCA methods and tests the results in different risk scenarios. This analysis is a sequel to many recent papers [
11,
13,
14,
15] that deal with the potential of combining different MCA methods and techniques over the same decision-making problem. The proposed approach has been tested and demonstrated in a case study area of the National Park “Fruska Gora” in Serbia. The proposed approach can be applied to many similar forest management problems.
3. Results
3.1. DEMATEL Method—Ranking of Criteria
The input data for applying DEMATEL were assessments presented in
Table 3. The following shortenings for the criteria have been used: biodiversity protection—biodiversity; wilderness protection—wilderness; promotion of tourism—tourism; promotion of education function—education; and the sustainable use of natural resources—use of natural resources.
The first step in the calculation process is DEMATEL creating a total relation matrix (
Table 4), Equation (3).
The next step includes calculating the relation between criteria, including vectors
ci and
ri, relation values
c + r,
c − r, and threshold values. These results have multiple meanings, with
c + r being the one that determines the ranking of criteria by their importance. The relation between the criteria matrix is presented in
Table 5.
Part of the results presented in
Table 5 is usually presented graphically to facilitate the interpretation of the results. The graphical visualization is called “a diagram of causal relations among criteria” (
Figure 3).
The values on the y-axis (ci − ri) determine which criteria are effects and which are the causes. In this example, based on the decision maker’s evaluation, C1, C2, and C5 are causes (the corresponding ci − ri values are negative), and the rest of the criteria—C3 and C4 are effects (the corresponding ci − ri values are positive). The values on the x-axis (ci + ri) determine the importance of the criteria, and in this example the order is the following: C2 > C3 > C1 > C4 > C5 (wilderness protection > promotion of tourism > biodiversity protection > promotion of education function > sustainable use of natural resources). This criteria ordering will be used in the rest of the evaluation process.
3.2. BW Method—Performance of Alternatives
The performance of alternatives has been assessed using the BW method. This method (same as, for example, AHP, SMART, SMARTER) provides results in the form of cardinal values. Having this form of results was essential before applying the OWA method. The input data for the calculation were two matrices of preference relations (best alternative to all others and others to the worst alternative),
Table 6 and
Table 7.
This table is followed by a table showing the preference relation of the others to the worst alternative (
Table 7).
The results of applying the BW method are presented in
Table 8, and these include the performance of all alternatives concerning each criterion (
pi), as well as the consistency measure (
) for every set of evaluations.
The consistency of the performed BW evaluations is acceptable (values are close to 0), and therefore there was no need to repeat the evaluation process. By analyzing the performance of all alternatives (management plans) concerning the criteria set, one can notice that different alternatives have the best score for different criteria. This is a prerequisite for continuing with the analysis—in the case of having one alternative with the best performance across all criteria, further analysis would be pointless. In this example, it is not the case—there is a set of alternatives with different performance scores towards the criteria set, and further analysis is necessary. Following the proposed framework, the next step will include the analysis of alternatives’ ranking taking into account different risk attitudes (risk-prone, risk-neutral and risk-averse).
3.3. OWA Method—Testing Risk Attitudes
This section includes the analysis of different risk attitudes and their influence on the final results—i.e., ranking of the alternatives. In the first step, we analyze the five scenarios, having: optimistic, fairly optimistic, neutral, fairly pessimistic, and pessimistic decision makers.
For performing this analysis, one needs the OWA weighting vector (
w) calculated (
Table 9). Calculating the weights followed Equation (9) and
Table 2.
The results in
Table 9 have been associated with the ones in
Table 8, and the final results for five possible scenarios have been obtained.
Figure 4 shows that the final ranking of the alternatives differs for the different scenarios—for optimistic, fairly optimistic, and neutral scenarios, the winning alternative is A
3 (protection of natural ecosystems), and for the neutral, fairly pessimistic, and pessimistic scenarios, the winning alternative is A
2 (developing eco-tourism).
These results can be condensed in the following way: by applying the geometric averaging of the OWA values for optimistic and fairy optimistic scenarios, one obtains results for a general risk-prone attitude. Following the same analogy, geometric aggregation of fairly pessimistic and pessimistic scenarios shows the results for a general risk-averse attitude. These results are shown in
Table 10.
The results show that for all three risk attitudes, the bottom ranking is the same—alternative A1 is always in third place, and alternative A4 is always in last place. The results only differ for the first-ranked alternative—for the risk-prone attitude, A3 is the winner with a much better score in comparison to the second-ranked alternative (A2). For a risk-neutral attitude, the winner is the A3, but this needs an additional comment. Even though the alternative A3 outranks A2 formally interpreting, it should be noted that the OWA values for both alternatives do not significantly differ (0.321 to 0.312). For a risk-averse attitude, the winning alternative is A2, with a solid advantage over the alternative A3.
4. Discussion
The proposed approach proposes applying the DEMATEL for determining the ranking of criteria importance. By applying the DEMATEL method, the following descending ranking of criteria has been obtained: “wilderness protection” (the first-ranked), “tourism” (the second-ranked), “biodiversity” (the third-ranked), “education” (the fourth-ranked), and “sustainable use of resources” (the fifth-ranked). The presented criteria ranking cannot be considered “universal“; rather, it is directly linked to the analyzed case study example. In the analyzed case study area, some landscape zones are disturbed, and the wilderness is compromised; therefore, the criterion “wilderness protection” is assessed as the most important one. The same applies to other criteria; their ranking reflects and communicates with the current state of the national park. It should be noted that the ranking of criteria can be performed directly, i.e., without any method supporting it, but applying some of the multi-criteria analysis methods can make this process more objective, reliable, and transparent [
33]. In this paper, the DEMATEL method is proposed as the most suitable one for this analysis because it gives a detailed insight into the criteria and their interrelations [
19].
For the assessment of alternatives’ performance concerning each criterion, we have proposed to apply the BW method. The BW method has been selected as a suitable one because it provides results in the form of cardinal values, and this again enables testing different risk attitudes in the OWA method environment in the next step [
17]. The ranking of alternatives (management plans) differs for different risk scenarios, but some patterns can be easily recognized. Across all of the analyzed scenarios (optimistic, fairly optimistic, neutral, fairly pessimistic, and pessimistic), the winners are either plan labeled as the “protection of natural ecosystems” or plan labeled as “eco-tourism”. For an optimistic attitude, the winner is the “protection of natural ecosystems”, and this dominance diminishes when reaching a risk-neutral attitude. The risk-neutral attitude recognizes “eco-tourism” as the first-ranked alternative, with a slight advantage over the second-ranked alternative, “protection of natural ecosystems”. From a pessimistic perspective, the winning plan is “eco-tourism”. This result is a consequence of the fact that the second-ranked plan (“protection of natural ecosystems”) had a lower performance for the tourism criterion (see
Table 8).
The first two steps (DEMATEL and BW application) require having experts in the field who will assess criteria and alternatives objectively, and the last step (OWA analysis) can be performed with or without real decision makers. In the case of having a real decision maker, they will state their risk attitude; and in case of the absence of a decision maker, it is possible to test different risk attitudes and compare the results, as performed in this research. This feature of not needing the actual decision maker for the application of the OWA method is also considered very convenient and practical. The proposed decision-making framework has been shown in a case example of selecting a management plan for a national park, but its application is much wider and can be extended to diverse environmental problems within multiple criteria surrounding.
The proposed framework is suited for a standard decision-making problem with criteria and alternatives and does not support problems that are structured differently (with additional levels of sub-criteria, indicators, etc.). In these terms, upcoming research can focus on extending the proposed framework for decision-making problems with a more complex structure. The future research agenda may also include fuzzy and group decision-making extensions of the presented approach with a special focus on the interpretation of causality relations detected by DEMATEL and importance relations identified by BW, OWA, or other MCA methods.
5. Conclusions
The main purpose of this paper is to propose an approach suitable for forestry management decision-making. The proposed approach is based on combining different MCA methods—DEMATEL, BW, and OWA methods—with the idea of having a flexible framework that will not only analyze the results for the fixed values (weights of criteria and alternatives) but rather test different scenarios in terms of possible risk attitudes. The proposed approach has been tested in the case study area of the National Park “Fruska Gora” in Serbia. The criteria set (biodiversity protection, wilderness protection, promotion of tourism, promotion of education function, and sustainable use of natural resources) has been defined, taking into account the IUCN guidelines and recommendations [
31,
32], and assessed using the DEMATEL method. The results recognized “wilderness protection” as the most important criterion in this example, and this communicates with the currently compromised wilderness values in the National Park. The assessment of the alternatives’ performance concerning each criterion has been performed using the BW method, and the results were combined with the OWA analysis and different risk scenarios testing. The results differ for different risk attitudes, and the plan “protection of natural ecosystems” is a winning one for an optimistic risk scenario, while the plan “eco-tourism” takes over for the neutral and risk-averse scenarios.
The proposed approach can be applied to many other forestry management problems that require the analysis of a set of alternatives concerning a set of criteria and testing the results for different risk scenarios.