3.1. Electrochemical Characterization of L
The electrochemical characterization of
L was performed for different millimolar concentrations of
L by CV, DPV and RDE. The oxidation and reduction curves were obtained in solutions containing TBAP in CH
3CN. The curves were recorded starting from the equilibrium potential as shown in
Figure 2,
Figure 3,
Figure 4 and
Figure 5 (the arrows mark the direction in which the potential was swept away). The curves for the supporting electrolyte are drawn with dotted lines.
The oxidation and reduction DPV curves (
Figure 2A) show two anodic peaks (denoted a1 and a2) attributed to
L oxidation, and two secondary peaks (a01, a02) in the oxidation domain of the supporting electrolyte. In the cathodic domain, four peaks (denoted c1,1, c1,2, c2 and c3) are noticed for
L reduction. The names given for the processes highlighted by DPV have been retained in CV and RDE.
The CV oxidation and reduction curves given in
Figure 2B show in the anodic scans two main processes corresponding to a1 and a2 peaks from DPV and two secondary peaks (a01, a02) in the oxidation domain of the solvent. In the cathodic scans, four peaks are seen for
L reduction corresponding to c1,1, c1,2, c2 and c3 from DPV.
The anodic and cathodic DPV and CV currents increase with the concentration of L.
The CV curves on different potential ranges are plotted in
Figure 3, and the CV curves on the potential ranges of the first anodic (a1) and cathodic (c1,1 and c1,2) peaks at different scan rates are plotted in
Figure 4.
The electrochemical processes highlighted by CV and DPV oxidation and reduction curves have the characteristics given in
Table 1. Based on the shape of CV peaks from
Figure 3 and
Figure 4 recorded on different potential ranges and at different scan rates, it can be appreciated that peaks a1 and a2 correspond to irreversible processes, while c1,1, c1,2, c2 and c3 correspond to reversible processes. Anodic and cathodic CV and DPV peak currents increase with the concentration of
L. Based on these variations, the calibration curves can be obtained.
The values of the peak potentials from the CV and DPV curves from
Table 1 agree with the values previously found for the unsubstituted ligand [
13]. The potential of the first oxidation peak (a1) for
L is +0.72 V. This value is 0.19 V lower than that reported for the unsubstituted compound [
13] for which the potential of the first oxidation peak is +0.91 V. It means that
L is oxidized more easily than the unsubstituted azulene derivative. These values are consistent with the electron repelling inductive effects of alkyl groups grafted on the azulene moiety of
L. Considering the
L structure (that has a polarized azulene moiety), the first oxidation peak corresponds to the process of a radical cation formation, which is followed by polymerization reactions leading to a polymeric film, as has been seen also in case of other azulene compounds [
13,
15].
The signals c01 and c02 obtained when scanning to small negative potentials (−1.2–−1.4 V) are due to the reduction of oxygen traces (secondary process) from residual water. The two peaks (c1,1 and c1,2) that occur during the cathodic scans can be attributed to the ligand because they increase as the ligand concentration increases. They are due to the reduction of the azo double bond that connects the azulene and tetrazole moieties. This reduction process has an ECE mechanism and occurs with two electrons and two protons, with the electron transfers taking place at very close potentials as in the case of other azo azulenes [
13]. The electrochemical steps of the mechanism (two peaks) can be distinguished only at lower (than 0.1 V/s) scan rates. The azo bond reduction is the most probable reaction for a ligand with this structure, and it occurs at the potential of −1.95 V. In case of the unsubstituted derivative, this reduction occurs at −1.8 V [
13]. The peaks’ potential values obtained for
L in comparison with those for the unsubstituted derivative are explained by the effects of extra alkyl groups that increase the electron density on the azulene nucleus, pushing the oxidation/reduction potential of the
L azulene moiety to lower/higher potentials (oxidation occurs easily and reduction is harder).
The RDE curves recorded at different rotation rates on the GC electrode are plotted in
Figure 5 in parallel with DPV curves for
L in the supporting electrolyte. The correspondence between the processes put in evidence by these two methods has been shown by vertical dotted lines. Very small values of RDE currents on all anodic ranges can be noticed (the current drops to the baseline at potentials higher than that for the a1 peak).
The electrochemical processes put in evidence by RDE (
Figure 5) agree with the processes evidenced by CV and DPV. In the cathodic RDE scans at 500 rpm (green curve), two main waves are seen: w1, which corresponds to the two DPV closely spaced processes involved in azo group reduction (c1,1 and c1,2); and w2, which corresponds to the DPV processes c2 and c3 evidenced in the curves for
L reduction (cathodic scans). The RDE curves for different rotation rates (500–1500 rpm) were compared in
Figure 5. A different influence of the rotation rate on the limiting currents of the cathodic waves, w1 and w2, was noticed. The w1 reduction wave limiting current increases (regular dependence) with the rotation rate, while w2 decreases when the rotation rate increases. To rationalize this behaviour, a comparison with DPV curves (presented at the top of
Figure 5) was done. The waves w1 and w2 are distinct at 500 rpm, and they involve a number of electrons in the ratio of 1:3 (measured on the green curve). This ratio is in agreement with the proposed mechanism for the reduction processes of the unsubstituted azulene derivative [
13]. At 1000 rpm, this ratio is quite the same, but the limiting currents for w1 and w2 are lower. At a rotation rate of 1500 rpm, they are even lower. This unusual variation of the w2 wave with the electrode rotation rate increase can be attributed to the parallel formation of an insulating polymer film, a process that occurs in this range of potential. The film formation leads to electrode coverage and explains the drop of the current. This cathodic polymerization process is known for azulene derivatives [
24]. The noticed drop of the current with the increase of the electrode rotation rates can be rationalized by
L polymerization by electroreduction, as in the case of the corresponding unsubstituted azulene [
13]. If the rotation rate is increased from 500 rpm to higher rates of 1000 and 1500 rpm, the film deposition is not favoured, and the current drops in comparison with the current at 500 rpm, in agreement with the obtained cathodic curves in
Figure 5.
In the anodic scans, very small variations of the RDE currents with the rotation rate of the electrode can be noticed in the anodic range corresponding to the DPV peaks a1 and a2 (see the insertion in the RDE curves in
Figure 5). From this inset, it can be seen that, after the a2 peak, the RDE current decreases and reaches the background value at the potential of +1.3 V. This shape of the RDE anodic curves with very low values of RDE currents at all electrode rotation rates can be attributed to the formation of insulating polymer films (which lower the current to the baseline). These films are formed by anodic electropolymerization, as will be proven below. If the electrode rotation rate is higher, film deposition on the electrode is not favoured. Consequently, the oxidation processes of the supporting electrolyte appear more intense (for instance, at 1.5 V i
RDE,
1500 rpm > i
RDE,
500 rpm). Such behaviour indicates the formation of insulating films, as in the case of unsubstituted azulene, which has similar behaviour [
13]. The potential value of +1.3 V, which is an electrochemical isosbestic point (at which the limiting currents are equal for 500, 1000 and 1500 rpm), was chosen for the preparation of modified electrodes for HM ions recognition experiments.
3.2. Preparation of Modified Electrodes and Their Electrochemical Characterization
The CMEs were obtained by CPE in millimolar solutions of
L in 0.1 M TBAP/CH
3CN according to previously published procedure [
13,
15] at different oxidation potentials established by CV measurements. These potentials were located before the processes a1 (+0.5 V) and ata2 peak (+0.8 V) and after the process a2 (+1.3 V). The modified electrodes were characterized in supporting electrolyte solution having as redox probe 5 mM ferrocene using CV (
Figure 6A and
Figure S1, Table S1) and EIS (
Figure 6B). The cyclic voltammograms recorded for unmodified and modified GC electrodes are shown in
Figure 6A, and their EIS curves are compared in
Figure 6B for CMEs obtained at +1.3 V.
When testing the obtained CMEs by ferrocene redox probe, the modified electrode was transferred into a millimolar ferrocene solution in the supporting electrolyte (0.1 M TBAP/CH
3CN). The obtained CV curve (shown in
Figure 6A) had small changes in comparison with that recorded for the bare electrode (dashed line). Very small changes of the CV curves were also found for the modified electrode prepared by CPE at other potentials (+0.8 and +1.08 V) as seen in
Figure S1 and Table S1, even if visual examination of the electrodes indicated the films’ formation, which was confirmed by SEM.
The EIS curves for CMEs shown in
Figure 6B support the presence of polymeric films deposited on the electrode surface at +1.3 V. A similar behaviour was noticed for the films prepared at +0.5 and +0.8 V. Each Nyquist plot supposes semicircular and linear regions. The semicircular region recorded at higher frequencies corresponds to a limiting electron transfer process, and its diameter to the electron-transfer resistance (
Rct), which controls the electron transfer kinetics at the electrode interface. The Nyquist plots for electrodes unmodified by the polymeric film and for modified GC electrodes obtained at +1.3 V were recorded at +0.3 V and are exhibited in
Figure 6B. As can be seen, the imaginary part of the impedance (−Z’’) is higher for the spectrum of the modified GC electrode than that of the unmodified GC electrode, confirming the covering of the electrode after electropolymerization. This result agrees with the results obtained by CV (
Figure 6A).
For the films prepared at +0.8 and +1.3 V, the following electrochemical parameters were calculated (
Table 2): number of electrons,
n, involved in the oxidation of a monomer unit (Equation (1)); thickness of the polymeric film,
g (Equation (2)); surface coverage by the film, Γ (Equation (3)) and charge transfer conductivity,
D (Equation (4)). In Equation (1), Δ
Ep1/2 were calculated from the DPV curves (
Figure S2) of the films transferred in the supporting electrolyte (0.1 M TBAP/CH
3CN),
R = 8.314 J/mol K,
T = 298 K,
F = 96,500 C/mol. In Equation (2),
qpol is the charge used in CPE,
Mmonomer is the monomer molar mass,
ρ is the density of the polymer films (which have been approximated to 1 g/cm
3) and
A is the electrode area (cm
2). The GC electrodes used for CPE have a diameter of 3 mm and a surface area of 0.071 cm
2. In Equation (3),
Q is the anodic charge consumed in the p-type doping process (equal to the area of the CV oxidation peak in
Figure S3), and the other quantities have the meanings given previously. In Equation (4),
Rct is the charge transfer resistance through the film, calculated from the impedance measurements of the film in the supporting electrolyte at equilibrium potential.
Table 2 gives the main parameters for the films prepared at +0.8 and +1.3 V. At +0.5 V, the film is formed with difficulty by CPE. The deposition time was much longer (several hours) for the same polymerization charge (1 mC, corresponding to 14 mC/cm
2) than at higher potentials (about 30 min for +0.8 V, and 8 min for +1.3 V). That is why the films prepared at +0.8 and +1.3 V were analysed for practical reasons, and their parameters were calculated from DPV (
Figure S2), CV (
Figures S3 and S4 that confirm the linear dependence of peak currents on the scan rate for the films) and EIS curves. From
Table 2, it is observed that the number of electrons,
n, involved in the oxidation of a monomeric unit is 0.5 for the film prepared at +0.8 V (F1) compared to 1 for the one prepared at +1.3 V (F2). This indicates two different structures of the formed films. The F1 film is thicker (g F1 = 0.65 µm > g F2 = 0.45 µm) and has a higher surface coverage: Γ (F1) = 2.12 × 10
−7 mol/cm
2 > Γ (F2) = 1.46 × 10
−7 mol/cm
2. This film is also more conductive than the film prepared at +1.3 V: D (F1) > D (F2).
3.4. Recognition of Heavy Metal Ions Using L-CMEs
For HM ion recognition,
L-CMEs were obtained by CPE at +1.3 V in 1 mM solution of
L in 0.1 M TBAP/CH
3CN using a charge of 14 mC/cm
2. They were tested by the procedure already described [
13,
15]. After preparation and cleaning with acetonitrile, the modified electrodes were immersed in acetate buffer (0.1 M) at pH 4.5 and cycled for equilibration and overoxidation. The obtained electrodes (denoted
L-CMEs) were immersed in synthetic solutions in water containing a mixture of HM ions under magnetic stirring for 10 min, then they were polarized at −1.2 V (3 min) in acetate buffer (pH 4.5) to reduce the accumulated cations, and finally linearly swept in anodic scans using DPV (
Figure 8A).
Peaks for Cd, Pb, Cu and Hg dissolution were noticed successively at the potentials of −0.818, −0.528, −0.075 and +0.276 V, respectively. The DPV stripping peak currents were recorded and examined for each ion vs. HM ion concentration [Me] in accumulation solutions. The peak areas for Pb and Cd ions that shown the highest signals have been plotted vs. metal ion [Me] concentration (
Figure 8B). The linear parts of these calibration curves are shown with dashed lines, and their equations are given in
Figure 8B.
The DPV curves show striping peaks for all investigated ions (
Table 3), indicating that these ions have been retained by complexation in the polymeric films. Their heights are very different, showing a selective complexation for certain ions, such as Pb and Cd. Their plots show linear parts (dashed lines) at low concentrations. The stripping currents for Pb are by far the highest among the other peaks. The slope of 1.112 VA/M indicates a greater sensitivity for this HM ion. This estimated detection limit for Pb is 50 times lower than that obtained using the corresponding unsubstituted azulene ligand for the CMEs’ preparation [
13]. It is also about 10 times lower than that obtained when using a similar ligand but differently substituted with alkyl groups [
15]. These variations in Pb sensitivity obtained by CMEs prepared with differently substituted ligand structures show that the structure of the ligand is an essential factor in obtaining superior recognition parameters.
The dependence of Pb DPV peak currents is linear for concentrations of Pb(II) between 10
−9 and 10
−8 M. The signal for Pb(II) for
L-CMEs is visible at 10
−9 M, but the detection limit could be optimized especially by variation of the
L-CMEs’ preparation potential. The slope of Cd DPV peak current vs. Cd(II) concentration in accumulation solution is much lower than that for Pb (
Table 3). The signals for Cu and Hg appear only when their concentrations in accumulation solutions overcome 10
−5 and 10
−4 M, respectively. These values indicate a high selectivity of
L-CMEs with respect to Pb ions vs. Cd, Cu and Hg ions. The investigation is in progress.
3.5. Complex Formation and Species Distribution in Solution
In order to evaluate the effect of immobilizing ligand
L on the electrode on its HM complexing ability, complexation studies of Pb and Cd by the free azulene azo-tetrazole derivative
L were carried out in solution by means of UV–vis spectrophotometric techniques. In these conditions, no precipitation was observed. These studies allowed the determination of M
pL
q(2p-q) (M = Cd(II) or Pb(II)) species with different stoichiometry, depending on the behaviour of the metal under study [
20,
21]. The models were chosen so as to be as simple and probable as possible taking into account the percentages of complex formation and statistical parameters (standard deviation on equilibrium constants and on the fitting values of the systems).
The UV–visible spectrum of ligand
L showed three main absorption bands at 235, 317 and 445 nm (
Figure 9). Upon addition of Cd(II), all three bands underwent a hypochromic shift and the band at 445 nm also shifted hypsochromically to 425 nm.
Analysis of the spectral variations suggested the formation of two species and the best model was obtained for the formation of CdL
2 and CdL
3 species. The overall stability constants (log
β) for CdL
2 and CdL
3 were respectively calculated to be 12.87(3) and 18.43(6) (
Table 4). The stability constants of the species allowed the calculation of the electronic spectra (
Figure 10A) and the distribution curves of the species (
Figure 10B).
Upon addition of Pb(II), as for Cd(II), all three absorption bands of the
L ligand underwent a hypochromic shift, and the band at 445 nm also shifted hypsochromically to 425 nm (
Figure 11). Two isosbestic points appeared, which suggested the formation of several species.
Analysis of the spectral variations suggested the formation of three species, and the best model was obtained for the formation of PbL, PbL
2 and PbL
3 species. The average overall stability constants (log
β) are given in
Table 4. The stability constants of the species allowed the calculation of the electronic spectra (
Figure 12A) and the distribution curves of the species (
Figure 12B).
The complexation studies in solution showed the formation of ML and ML2 species for Cd(II) and ML, ML2 and ML3 species for Pb(II). The fitting of the data did not suggest the formation of higher coordinated species as often observed for these metals, probably due to steric hindrance of the azulene moiety.
The low metal concentrations used in the
L-CME experiments would correspond to a high ligand to metal ratio where, according to the species distribution curves in solution (
Figure 10B and
Figure 12B), the M
L2 and M
L3 species would be dominant. The stability constants of these species (
Table 4) showed that, in solution, ligand
L has a slightly higher affinity for Cd(II) than for Pb(II). The experiments on the
L-CME highlighted, on the contrary, a high selectivity for Pb(II) vs. Cd(II). This very different behaviour results from the immobilization of the ligand on the electrode by electropolymerization. This immobilization no longer allows the ligands to arrange freely around the metal as in solution, resulting in strong differences in the coordination properties such as the appearance of selectivity, in that case.