4.1. Effect of Broken Rotor Bars on Flux Density
The effect of the number of broken rotor bars on a 3 kW, four pole, thirty-six stator slot, forty-four rotor bar three-phase cage induction motor under different loading and speed conditions is analyzed in [
21]. The results in [
21] evidenced a relative increase in the magnitude of variance for the growing number of broken bars regardless of the operating point. There is some uncertainty when seeing the difference between a healthy and one broken bar at lower loads [
21]. As a result, only two high degrees (three and six broken bars) of rotor bar faults are analyzed in this paper to clearly elaborate the difference in performance between the CDL and DTL squirrel cage induction motors.
Figure 6a–c show the no-load flux density distribution in the iron cores of the SCIM with a CDL winding configuration under healthy, faulty with 3BRB, and faulty with 6BRB, respectively. On the other hand,
Figure 7a–c show the no-load flux density distribution in the iron cores of the SCIM with a DTL winding configuration under healthy, faulty with 3BRB, and faulty with 6BRB, respectively. The flux density distributions in
Figure 6 and
Figure 7 lie in the cartesian plane of the model. The vector boundary condition with zero vector potential is set to the outer region of the machines’ models. The broken rotor bars in the SCIM are considered a type of asymmetric operation of the motor’s rotor circuit [
9]. The motor rotor’s circuital asymmetry results in an increase in the backward magnetic field. The latter leads to the deformation of the motor magnetic flux density spatial distribution by creating undesirable highly saturated regions around the broken bars, as noted in
Figure 6b,c and
Figure 7b,c. The airgap flux density profiles of the unloaded SCIMs are shown in
Figure 8,
Figure 9 and
Figure 10.
The magnetizing component of the no-load current given in Equation (8) is responsible for setting up the airgap magnetic flux in the SCIM, leading to a better overloading capability of the motor. To better understand the impact of the broken rotor bar on the airgap flux density, the SCIMs were first modeled and simulated for the unloaded current operation.
In Equation (8),
denotes the fundamental winding factor,
indicates the fundamental number of pole pairs,
indicates the fundamental frequency of the current,
denotes the stator number of turns in series per phase,
denotes Carter’s coefficient,
indicates the saturation factor,
is the stator phase voltage,
denotes the effective stator stack length,
denotes the pole pitch,
indicates the airgap length, and
denotes the magnetic permeability of the vacuum. The radial component of the airgap flux density is given in Equation (9), and it is dependent on the permeance of the airgap and the magnetomotive forces (MMFs) of the stator and rotor currents.
where
is the permeance of airgap per area,
is the mechanical angle, and
and
are the magnetomotive forces (MMFs) of the stator and rotor current, respectively. The magnetic permeance of the airgap given by:
Here,
and
denote the integers associated with the stator and rotor slots, respectively, and
and
denote the partial magnetic permeances of the stator and rotor, respectively. Equation (10) suggests that the magnetic permeance is influenced by the stator and rotor slot openings. Carter’s coefficient
in Equation (10) accounts for both stator and rotor slot openings, which are clearly visible in the airgap flux density profiles shown in
Figure 8,
Figure 9 and
Figure 10. It is also noted in Equation (10) that magnetic permeance has spatial harmonics related directly to the number of stator and rotor slots
and
, respectively. The MMFs of the stator and rotor currents are given by:
Here,
and
indicate the amplitude of the stator and rotor fundamental MMFs, respectively,
is the fundamental angular frequency of the stator current, and
is the reference angle between the stator and rotor fundamental MMFs. The stator fundamental MMF on no-load can be computed as:
In Equation (14),
denotes the core loss component of the no-load current. Since
,
,
, and
are fixed, the stator fundamental MMF only varies as a function of the no-load current, which is mostly dominated by its magnetizing component,
, expressed in Equation (8). On no-load, the slip is very small, the equivalent rotor resistance is relatively high, and the frequency of the rotor current is quite very small, which results in a tremendous decrease in the rotor magnetizing reactance, making the rotor current on no-load
very small and negligible. At rated load or slip, the rotor circuit is dominated by the resistance
, thus the magnetizing current
lags the nominal rotor electric current
by 90° [
16]. On no-load, the rotor magnetomotive force
is negligible and it does not affect the airgap flux density on no-load, which can be expressed by:
Here,
is the stator MMF of the unloaded machine. In
,
indicates the rotor resistance referred to in the stator and
is the rated or nominal slip. The no-load airgap flux density characteristics in
Figure 8,
Figure 9 and
Figure 10 are mainly influenced by the airgap magnetic permeance, which accounts for the stator and rotor slotting, the stator winding arrangement, and the magnitude of the magnetizing current. Both the CDL and DTL winding configurations produced the first winding phase belt (−5th) field harmonics, which rotate in opposing directions to the fundamental field at the speed of
. They both also produced the second winding phase (+7th) belt airgap field harmonics, which rotate in the same direction as the fundamental field at the speed of
. Under healthy operation, the DTL winding, compared with the CDL winding, reduced the no-load fifth airgap flux harmonics from 5.6% down to 4.5%. With 3BRB, the CDL winding increases the no-load fifth airgap flux harmonics by 2%, from 5.6% up to 7.6%, and the DTL winding increases its no-load fifth airgap flux harmonics by only 1.5%, from 4.5% to 6.0%, under the same broken rotor bar fault. With 6BRB, the CDL winding increases the no-load fifth airgap flux harmonics by 1.3%, from 7.6% to 8.9%, while the DTL winding increases the no-load fifth airgap flux harmonics by only 0.6%, from 6.0% to 6.6%. The first slot harmonics (−17th), which rotate in opposing directions to the fundamental field at the speed of
, are dominant in both winding configurations under different working conditions. The no-load 17th airgap flux harmonics are not impacted by the faulty broker rotor bar. The third airgap flux harmonics increased in both CDL and DTL winding configurations. An increase in magnetic saturation in the stator back iron near the region on the axis with broken rotor bars is noticed in
Figure 6 and
Figure 7. When the SCIMs are loaded, an increase in rotor current results in a secondary armature reaction, which induces additional currents of a frequency different from the frequency of the supply in the stator windings [
16]. Neglecting the end ring resistance, the rotor fundamental MMF of the loaded healthy SCIM can be computed as:
In Equation (16),
denotes the number of rotor bars,
denotes the RMS value of the bar current,
denotes the bar resistance,
denotes the copper bar current density, and
denotes the copper resistivity at 25 °C. The current in the rotor bar is not uniform, and it depends on the rotor frequency. The rotor bar resistance in Equation (16) can be expanded to (17), and the rotor fundamental MMF of the loaded healthy SCIM can be computed using Equation (18).
In Equation (18), the constant
, and
indicates the rotor bar length. The rotor fundamental MMF of the loaded SCIM mainly depends on the ratio between the bar AC and DC resistances,
and
, respectively. The impact of the rotor fundamental MMF of the loaded SCIM is analyzed through an FEA of the airgap flux density, as shown in
Figure 11 and
Figure 12. The airgap flux densities of the loaded SCIMs operating with 3BRB and 6BRB for both CDL and DTL winding configurations are observed to increase the backward fifth airgap flux harmonics. The 3BRB fault increased the backward fifth airgap flux harmonics from 7.3% to 17.29% for the CDL winding and from 4.8% to 14.8% for the DTL winding. The 6BRB fault increased the backward fifth airgap flux harmonics from 7.3% to 15.1% for the CDL winding and from 4.8% to 11.5% for the DTL winding. On the other hand, the 3BRB fault decreased the forward seventh airgap flux harmonics from 3.3% down to 0.8% for the CDL winding and from 2.6% down to 1.8% for the DTL winding. In contrast to the 3BRB fault, the 6BRB fault increased the forward seventh airgap flux harmonics from 3.3% to 5.8% for the CDL winding and from 2.6% up to 5.9% for the DTL winding. It is further observed that under faulty operations, the third airgap flux harmonics increased in both CDL and DTL winding configurations. An increase in the third airgap flux harmonic is significant when the SCIMs operate with a 6BRB fault. The high third airgap flux harmonics are due to magnetic saturation in the stator back iron near the region of the broken rotor bars.
4.4. Analysis of Measured Stator Currents
Figure 15,
Figure 16 and
Figure 17 show the measured steady-state current waveforms for unloaded and loaded SCIMs. Under healthy operation, the RMS values of the unloaded currents for the SCIM with CDL winding are less compared with the SCIM with a DTL operating under the same conditions. The reduced unloaded current for the SCIM with a CDL winding configuration is because its magnetizing reactance is high compared with the DTL winding configuration, as reported in the previous sub-section. The magnetizing reactance and the line stator current can be obtained using (19) and (20), respectively.
The derivation of Equation (20) does not consider the core loss component of the current. It should be noted that the rotor current, referred to as the stator , is much smaller than the magnetizing current during no-load motoring operations. The stator line current is mostly magnetizing, and it depends mainly on the supply voltage, winding configuration, and saturation factor.
The SCIMs have been connected in a star, at a rated supply voltage, and the slot teeth and back cores are saturated, as indicated in
Section 4. The SCIMs with a DTL stator winding configuration exhibit more magnetic saturation than the SCIMs with a CDL winding configuration for healthy and broken rotor bar operations. Magnetic saturation introduces the third space harmonics, and their existence is notable in the FEA results shown previously in
Figure 8,
Figure 9 and
Figure 10.
Observing the measured results in
Figure 15,
Figure 16 and
Figure 17, it is notable that the RMS value of unloaded line currents of the SCIMs with CDL winding configurations becomes greater compared to the RMS value of unloaded line currents of the SCIM with a DTL winding configuration when operating with 6BRB. Although the SCIMs have been connected in a star, the third harmonics dominantly occur in the FFT of the measured unloaded currents shown in
Figure 18 and
Figure 19. One key observation must be made here. The third harmonics of the unloaded line currents of the SCIMs with CDL winding configurations decreased when operating with broken rotor bars. On the other hand, the third harmonics of the unloaded line currents of the SCIMs with a DTL winding configuration remain almost unchanged under healthy and broken rotor bar operations, maintaining the RMS values of the unloaded current that are almost constant under healthy and broken rotor bar operations.
Furthermore, it is noted that the RMS values of the measured loaded line currents of the SCIM with a CDL winding configuration are slightly higher than the loaded line currents of the SCIM with a DTL winding configuration when operating under healthy conditions. This is due to the high value of the fundamental component of the line current for the SCIM with a CDL winding configuration, as shown in
Figure 18b. Under broken rotor bar faulty operations, the RMS values of the measured loaded line currents of the SCIM with a CDL winding configuration are almost the same as the loaded line currents of the SCIM with a DTL winding configuration. The frequencies of the current components in
Figure 18 and
Figure 19 are indicative of the influence of an unbalanced rotor flux caused by the broken rotor bars, which has influenced the airgap field distribution, as noticed in FEA results. Furthermore, the unbalanced rotor flux must be considered as the combination of positive and negative sequence rotor fluxes rotating at the slip frequency, and the current harmonics can be observed as twice the slip of the frequency beside the fundamental frequency, as shown in the DFT zoom-measured current spectrums shown in
Figure 20 and
Figure 21.
The magnitudes of the twice slip frequency sidebands
due to broken rotor bars are clearly pointed out in the DFT zoom-measured current spectrums. The slip depends on the operation speed and motor load. As the mechanical load increases, the characteristic frequency of the BRB fault moves away from the fundamental frequency [
22]. The slip frequency of the unloaded SCIM is minimal, and the twice slip frequencies under BRB faulty operation are close to the value of the supply frequency. This makes the detection of BRB through the analysis of current signatures less dependable when the SCIM is operating under light load conditions [
23].
Observing
Figure 20a, it is notable that the unloaded SCIM with the CDL stator winding configuration exhibits the twice slip sidebands at
Hz around the supply frequency when operating either with 3BRB or 6BRB. In
Figure 20b, it is clearly notable that the loaded SCIM with the CDL stator winding configuration exhibits the twice slip sidebands at
Hz around the supply frequency when operating either with 3BRB or 6BRB. On the other hand, it is observed in
Figure 21, under the same BRB faulty conditions that the SCIM with the DTL stator winding configuration exhibits the twice slip sidebands at
Hz and
Hz around the supply frequency for unloaded and loaded currents, respectively. Observing
Figure 20a, the sidebands are about 40 dB down on the supply unloaded current of the SCIM with the CDL stator winding configuration for both 3BRB and 6BRB faulty operations. In
Figure 20b, the decibel difference between the sideband magnitudes and the supply frequency components for the loaded current of the SCIM with the CDL winding configuration is about 35 dB. The magnitude of sidebands has increased by 5 dB from the unloaded current to the loaded current. On the other hand, the sidebands of the SCIM with the DTL winding configuration for both 3BRB and 6BRB faulty operations are about 47.5 dB and 43 dB down on the supply unloaded current in
Figure 21a and loaded current in
Figure 21b, respectively. The magnitude of sidebands has increased by 4.5 dB from the unloaded current to the loaded current. The measured results in
Figure 20 and
Figure 21 clearly indicate that the SCIM with the DTL winding configuration compared with the SCIM with the CDL winding configuration decreased the magnitude of sidebands by 7.5 dB and 8 dB for unloaded and loaded currents, respectively. This is an indication that the SCIM with the DTL winding configuration can reduce the severity of broken rotor bar faults when operating with unloaded and loaded line currents.
4.5. Analysis of Key Performance Parameters
In this sub-section, key performance parameters of the SCIM with the DTL winding configuration are compared with those of the SCIM with the CDL winding configuration.
Figure 22a–c show the steady-state measured shaft torque of the loaded motors.
Table 5 and
Table 6 provide a comparison between the experimental (EXP) and finite element analysis (FEA) results of key performance parameters. Observing
Figure 22a, the SCIM with the DTL winding configuration maintained the average torque and reduced the torque ripple by 16.2% when operating under healthy conditions.
Figure 22b,c evidence that the torque ripple increases, and the average torque decreases when the SCIMs are operating with broken rotor bar faults. The torque ripples increase by 251% and 160% for the SCIM with the CDL winding configuration and the SCIM with the DTL winding configuration, respectively, when operating with a 3BRB fault. Under 6BRB faulty operations, the torque ripples increase by 312% and 208% for the SCIM with the CDL winding configuration and the SCIM with the DTL winding configuration, respectively.
The values of efficiency in
Table 5 and
Table 6 were indirectly determined according to the IEC 60034-2-1 standard [
24,
25]. The additional load losses
were measured starting from the residual losses [
26,
27], which were determined for each load point by subtracting the output power, the total iron losses
, the rotational losses, and the total copper losses
from the input power. The process of determining all these losses is detailed in [
26,
27,
28,
29,
30]. The efficiency decreased when the motors operated with BRB faults. This is due to the increase in the machines’ total copper losses
and total iron losses
when operating with BRB faults. The increase in the total iron losses is due to a decrease in the rotor core resistance
, as noted in
Table 3. On the other hand, an increase in the RMS value of the stator line current is due to an increase in the rotor current caused by the change in the value of rotor resistance referred to in the stator.
The rotor resistance, referred to in the stator, is also dependent on the slip. The latter depends on the frequency of the rotor current. An increase in stator and rotor currents caused the total copper losses to increase, thus decreasing the efficiency when operating with BRB faults. In all cases, the efficiencies of the SCIMs with a DTL winding configuration are slightly high compared with the efficiencies of the SCIMs with a CDL winding configuration. The SCIM with a DTL configuration has a low rotor resistance, as referred to in the stator, which has a slightly reduced line current when operating with BRB faults. Another observation to be made is the change in the total leakage reactance referred to in the stator. This parameter has an impact on the magnetic saturation level in the stator and rotor cores, thus affecting the total iron losses. The SCIM with a DTL winding configuration has reduced values of total leakage reactances referred to in the stator compared to the SCIM with a CDL winding configuration. This has led the SCIM with a DTL winding configuration to operate in all cases with reduced total iron losses, thus slightly increasing the efficiency. A decrease in the power factor is also notable when the motors operate with BRB faults. The SCIMs started directly online at the rated voltage and supply frequency. The RMS values of the FEA starting currents are not furnished because the initial currents in the AC magnetic transient models were kept at zero.