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DiagnosticsDiagnostics
  • Review
  • Open Access

10 September 2023

Sleep Disorders Associated with Neurodegenerative Diseases

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1
Clinical Medical Department, Faculty of Medicine and Pharmacy, ‘Dunarea de Jos’ University, 800008 Galati, Romania
2
‘Sf. Apostol Andrei’ Clinical Emergency County Hospital, 800578 Galati, Romania
3
‘Sf. Ioan’ Clinical Hospital for Children, 800487 Galati, Romania
4
‘Sf. Cuv. Parascheva’ Clinical Hospital of Infectious Diseases, 800179 Galati, Romania
This article belongs to the Special Issue Diagnostic and Clinical Aspects of Sleep and Mental Disorders

Abstract

Sleep disturbances are common in various neurological pathologies, including amyotrophic lateral sclerosis (ALS), multiple system atrophy (MSA), hereditary ataxias, Huntington’s disease (HD), progressive supranuclear palsy (PSP), and dementia with Lewy bodies (DLB). This article reviews the prevalence and characteristics of sleep disorders in these conditions, highlighting their impact on patients’ quality of life and disease progression. Sleep-related breathing disorders, insomnia, restless legs syndrome (RLS), periodic limb movement syndrome (PLMS), and rapid eye movement sleep behavior disorder (RBD) are among the common sleep disturbances reported. Both pharmacological and non-pharmacological interventions play crucial roles in managing sleep disturbances and enhancing overall patient care.

1. Introduction

Neurodegenerative diseases, a group of chronic and progressive disorders affecting the nervous system, pose a significant global health challenge. These conditions, including Alzheimer’s disease, dementia with Lewy bodies disease, Huntington’s disease, and others, are characterized by the gradual deterioration of nerve cells, leading to a decline in cognitive, motor, and functional abilities [1]. While the primary focus of research has been on the hallmark clinical features of these diseases, emerging evidence suggests a profound link between neurodegenerative conditions and sleep disturbances [2].
Sleep is a fundamental physiological process that plays a critical role in maintaining overall health and well-being. It serves as a time for restorative processes, memory consolidation, and the regulation of various bodily functions. However, individuals with neurodegenerative diseases frequently experience disrupted sleep patterns, such as insomnia [3], excessive daytime sleepiness, and abnormal sleep architecture. These sleep disturbances not only impact the quality of life for patients and caregivers but may also contribute to the progression and severity of the underlying neurodegenerative conditions.
The bidirectional relationship between sleep and neurodegeneration is a topic of growing interest and importance in both clinical and research settings. On one hand, the neurodegenerative processes themselves can directly affect the brain regions responsible for regulating sleep–wake cycles and sleep-related processes. On the other hand, sleep disturbances may accelerate or exacerbate neurodegeneration through mechanisms involving oxidative stress, inflammation, and impaired protein clearance [4]. Understanding the complex interplay between sleep and neurodegenerative diseases is crucial for uncovering potential therapeutic avenues and improving the overall management of these conditions.
This review aims to provide a comprehensive overview of the intricate relationship between sleep disorders and neurodegenerative diseases. By examining the current literature, exploring underlying mechanisms, and discussing potential implications, we seek to shed light on how sleep disturbances contribute to the pathophysiology of neurodegeneration and vice versa. Furthermore, we will explore the relevance of sleep-related interventions as a novel approach to managing and potentially slowing the progression of neurodegenerative diseases. In doing so, this review underscores the significance of recognizing sleep as a crucial factor in the holistic understanding and management of neurodegenerative disorders.

2. Sleep and Brain Anatomical Structures

The regulation of sleep and its underlying mechanisms are regulated by specific regions within the brain. In terms of microanatomy, it is commonly observed that the cell bodies of neurons responsible for synthesizing neurotransmitters involved in sleep mechanisms are typically concentrated in a specific region, while the terminal ends of their axons extend to other areas [5]. The cell bodies of the neurons implicated in sleep within the mammalian brain are situated in the brainstem, while their axons terminate in cerebral hemisphere centers. The process of sleep involves a structured interplay among the cerebral cortex, thalamus, and subcortical regions such as the brainstem. As stated in a study of Peplow et al. [6], the regulation of sleep and wakefulness in various regions of the brain is facilitated by the fluctuation of neurotransmitters in a controlled manner.
The hypothalamus is situated within the cerebral hemisphere, in close proximity to the pituitary gland. The hypothalamus is comprised of numerous nerve cell bodies known as the suprachiasmatic nuclei (SCN), which receive sensory input regarding light exposure in order to regulate the sleep and arousal cycle [7]. The pineal gland is situated within the anatomical recess located between the superior colliculi. The regulation of melatonin production, a neurohormone that promotes sleep, is influenced by various connections, thereby serving a crucial role in the regulation of the circadian rhythm. The amygdala, a neuroanatomical region implicated in the regulation of emotions, has been proposed to exhibit heightened activity during the phase of sleep characterized by rapid eye movement (REM sleep). This observation offers a potential explanation for the frequent comorbidity of mood disorders and disturbances in sleep patterns [8].
The neurons comprising the reticular activating system play a pivotal role in the regulation of wakefulness. The brain stem components, namely the midbrain, pons, and medulla oblongata, establish neural connections with the hypothalamus in order to regulate the circadian rhythm governing wakefulness and sleep. The midbrain is implicated in various physiological functions, including visual and auditory processing, motor coordination, regulation of sleep–wake cycles, maintenance of alertness, and control of body temperature. The pons and medulla oblongata exhibit specific associations with descending neural pathways responsible for the regulation of muscle activity, body posture, and limb movements during periods of relaxation. The brainstem nuclei implicated in the processing of sleep encompass the cholinergic nuclei situated at the junction of the pons and midbrain, the raphe nuclei, tuberomammillary nuclei, and locus coeruleus [5]. The thalamus serves as an intermediary hub for transmitting sensory information from the primary sense organs to the cerebral cortex. The ascending brainstem reticular activating system (ARAS) exhibits heightened activity during REM sleep, effectively transmitting signals at various intermediary locations, such as the thalamus. This activation serves to stimulate the forebrain during both wakefulness and REM sleep [9]. The thalamus is susceptible to impairments that can disrupt optimal brain functioning in humans, impacting both wakefulness and sleep [10]. The promotion of sleep has been attributed to the release of adenosine, a cellular energy byproduct, by cholinergic neurons located in the basal forebrain region. Caffeine and certain medications have been observed to mitigate drowsiness by inhibiting the effects of adenosine [11] (Figure 1).
Figure 1. The anatomy of sleep.

3. Neurophysiology of Sleep

The concept of sleep is a multifaceted process that is intricately connected to neurological functioning. The central sleep and circadian regulation centers are situated in the intracranial region and encompass the anterior hypothalamus, reticular activating system, suprachiasmatic nucleus (SCN), and pineal gland. The regulation of sleep is commonly acknowledged to be influenced by the interplay between circadian and homeostatic mechanisms. The homeostatic mechanism of sleep pertains to the concept of “sleep drive,” which denotes the phenomenon where the inclination to sleep intensifies as the duration since the previous sleep period increases and diminishes as more time is spent accumulating sleep [12]. Sleep drive refers to the biological urge or pressure to sleep that accumulates over time as wakefulness is sustained. It is an essential component of our internal sleep regulation system and is primarily influenced by the length of time that has passed since the last period of sleep [13].
The longer we are awake, the stronger the sleep drive becomes. This drive to sleep gradually builds up as wakefulness continues, reflecting the body’s need for rest and recovery. It is part of the body’s way of maintaining a balance between wakefulness and sleep, ensuring that we obtain the rest we need to function optimally.
Sleep drive is regulated by several factors, including the body’s internal circadian rhythm (the natural body clock that regulates sleep–wake cycles); the amount of adenosine, a neurotransmitter that builds up during wakefulness and promotes sleep; and other complex biological mechanisms [14]. When sleep drive is high, it becomes increasingly difficult to stay awake, and eventually, the need for sleep becomes overwhelming.
The circadian timing system is responsible for the temporal organization of various neurobehavioral and physiologic processes, such as body temperature regulation, melatonin synthesis, and the 24 h sleep–wake cycle [15]. The suprachiasmatic nucleus (SCN) is a cluster of neurons situated in the inferior region of the hypothalamus, positioned slightly superior to the optic chiasm, which serves as the intersection point for the optic nerves. The suprachiasmatic nucleus (SCN) exhibits a high degree of sensitivity to light stimuli. The transmission of light through the retina initiates a pathway along the optic nerves towards the suprachiasmatic nucleus (SCN), subsequently stimulating the cessation of melatonin production by the pineal gland. Melatonin plays a crucial role in various physiological processes such as sleep regulation, thermoregulation, and blood pressure control. Its synthesis is most pronounced during the night-time period, characterized by reduced or absent exposure to light stimuli. The reticular activating system, situated in the midbrain, is primarily involved in sustaining a state of vigilance and attentiveness towards one’s surroundings, rather than directly regulating the sleep–wake cycle. Any disruptions occurring along this pathway have the potential to cause disturbances in the circadian rhythm and, consequently, sleep disturbances [16].
The process of sleep involves the activation and deactivation of specific brain structures during different stages of sleep [17]. Typical sleep is comprised of four stages of non-rapid eye movement (non-REM) sleep and one stage of rapid eye movement (REM) sleep, each exhibiting unique electroencephalogram (EEG) characteristics. The brain undergoes these phases in a cyclical manner, occurring at intervals of approximately 90 min, and typically repeating four to five times during a single night. Stage 1 represents the initial phase of the sleep cycle, characterized by the transition from wakefulness to sleep. During this stage, individuals are in a state of light sleep and can be easily roused. They may not have conscious awareness of having been asleep. During Stage 2 sleep, individuals experience a diminished state of conscious awareness accompanied by the emergence of distinct electroencephalogram patterns known as “sleep spindles” and “K complexes.” Additionally, there is a reduction in heart and respiratory rates, as well as a decline in body temperature. During Stages 3 and 4 of the sleep cycle, commonly referred to as deep sleep, there is a deceleration in brain wave activity, resulting in a diminished capacity for arousal. In the event that arousal is experienced, the individual may exhibit symptoms of grogginess and disorientation. Rapid eye movement (REM) sleep represents the concluding phase of the sleep cycle, characterized by the occurrence of dreams. During the rapid eye movement (REM) sleep stage, individuals experience rapid eye movements, elevated heart and respiratory rates, and frequently encounter muscle twitches. A decline in Stages 3 and 4 and REM sleep is observed as a typical manifestation of the aging process. This reduction in sleep stages may contribute to the prevalence of nocturnal awakenings, challenges in resuming sleep, and feelings of fatigue during the daytime that are frequently reported among older individuals.

5. Treatment

The management of sleep disturbances in neurodegenerative diseases is a complex endeavor, often requiring a tailored approach that considers the underlying disease pathology and the specific sleep-related symptoms experienced by patients. Below, we outline various treatment methods and interventions with their corresponding relevance to different neurodegenerative diseases and pathological conditions.

5.1. Pharmacological Interventions

Pharmacological approaches can target specific sleep disturbances commonly associated with neurodegenerative diseases. For instance, patients with Parkinson’s disease experiencing REM sleep behavior disorder (RBD) might benefit from medications that suppress REM sleep, such as Temazepam or melatonin. Individuals with Alzheimer’s disease facing insomnia could be prescribed sedative-hypnotics, although caution is exercised due to potential cognitive side effects [73].
Pharmacological approaches for managing sleep disturbances can vary based on the specific neurological pathology and type of insomnia observed:
  • Benzodiazepines: Estazolam, Quazepam, Triazolam, Flurazepam, Temazepam;
  • Non-benzodiazepines: Zaleplon, Zolpidem, Eszopiclone;
  • Sedative Antidepressants: Doxepin;
  • Melatonin Receptor Agonists: Ramelteon;
  • Melatonin.
These pharmacological options can be relevant for patients across different neurodegenerative diseases based on the predominant sleep-related symptoms they experience.

5.2. Non-Pharmacological Interventions

Non-pharmacological interventions play a crucial role in managing sleep disturbances, often focusing on improving sleep hygiene and behavioral modifications. Patients across various neurodegenerative diseases can benefit from creating a consistent sleep schedule, optimizing the sleep environment, and engaging in relaxation techniques [74]. Cognitive–behavioral therapy for insomnia (CBT-I) has proven effective in addressing insomnia in neurodegenerative diseases by targeting maladaptive sleep-related behaviors and thoughts [75].
Non-pharmacological interventions also vary depending on the neurological pathology and type of insomnia:
  • External Devices for Assisting Breathing (CPAP—Continuous Positive Airway Pressure): Particularly relevant for patients with sleep-related breathing disorders, such as obstructive sleep apnea, which can occur in various neurodegenerative diseases.
  • Phototherapy: Valuable for conditions like Alzheimer’s disease, where disruptions in circadian rhythms are common and can contribute to sleep disturbances.
  • Cognitive–Behavioral Therapy: Effective in addressing insomnia in neurodegenerative diseases by targeting maladaptive sleep-related behaviors and thoughts.
  • Sleep Hygiene Practices: A general approach that can benefit patients across various neurodegenerative diseases by promoting healthy sleep habits.

5.3. Continuous Positive Airway Pressure (CPAP) and Non-Invasive Ventilation

Patients with neurodegenerative diseases that exhibit sleep-related breathing disorders, such as obstructive sleep apnea, might be candidates for CPAP or non-invasive ventilation. This intervention is particularly relevant for conditions like multiple system atrophy (MSA) where nocturnal stridor is frequent, and ALS where respiratory muscle weakness leads to compromised breathing during sleep [76].

5.4. Light Therapy

Light therapy has shown promise in regulating sleep–wake cycles, particularly in conditions like Alzheimer’s disease where disruptions in circadian rhythms are common. Exposure to bright light during specific times of the day can help re-establish a proper sleep–wake pattern and alleviate sleep disturbances [77].

5.5. Management of REM Sleep Behavior Disorder (RBD)

In cases of REM sleep behavior disorder, where patients physically act out their dreams during REM sleep, safety measures are vital. This may involve creating a safe sleep environment by removing potentially harmful objects from the bedroom [78].

5.6. Addressing Restless Legs Syndrome (RLS)

Patients with restless legs syndrome, common in neurodegenerative diseases like Parkinson’s disease, might benefit from iron supplementation and dopamine agonist medications. Treating the underlying condition contributing to RLS can also alleviate its symptoms [79].
It is important to note that treatment approaches should be individualized, considering the patient’s overall health, disease stage, and specific sleep-related symptoms. Multidisciplinary collaboration involving neurologists, sleep specialists, psychologists, and other healthcare professionals is often necessary to optimize treatment strategies for sleep disturbances in the context of neurodegenerative diseases.

6. Discussions

The present study aimed to investigate the sleep disorders associated with various neurological pathologies, including amyotrophic lateral sclerosis (ALS), multiple system atrophy (MSA), hereditary ataxias, Huntington’s disease (HD), progressive supranuclear palsy (PSP), and dementia with Lewy bodies (DLB) [80]. The findings shed light on the prevalence and characteristics of sleep disturbances in these conditions, contributing to a better understanding of their impact on patients’ quality of life and disease progression.
In ALS, sleep-related breathing disorders, particularly hypoventilation and central sleep apnea, were observed in a significant proportion of patients [43]. These respiratory disturbances can lead to serious complications and may contribute to the rapid disease progression. Identifying and managing these sleep-related issues are crucial in the overall care of ALS patients.
In MSA, sleep problems were reported by a substantial number of patients, with insomnia, fragmented sleep, and excessive daytime sleepiness being the most common issues [47]. Stridor, a prominent sign of MSA, emerged as a significant predictor of decreased survival and an increased risk of sudden death during sleep. Non-pharmacological interventions like continuous positive airway pressure (CPAP) and tracheostomy have shown efficacy in alleviating stridor and obstructive apneas, thus providing potential avenues for symptom management.
Hereditary ataxias are associated with various sleep disturbances, including insomnia, restless legs syndrome (RLS), and periodic limb movement syndrome (PLMS) [81]. The exact prevalence of RLS and PLMS in hereditary ataxias remains unclear, warranting further investigation. However, it is evident that these sleep disorders significantly impact patients’ sleep quality and may exacerbate existing motor and cognitive symptoms.
Huntington’s disease is characterized by various sleep issues, such as insomnia at sleep onset and fragmented sleep, which can be influenced by several contributing factors, including anxiety, depression, and medication use. Proper management of these sleep disturbances may improve patients’ overall well-being and potentially delay disease progression [82].
In progressive supranuclear palsy (PSP), sleep disorders, such as rapid eye movement sleep behavior disorder (RBD), are prevalent. RBD emerged as a valuable diagnostic criterion for PSP, as its absence can raise suspicion of other neurodegenerative conditions [44]. Early detection of RBD may enable earlier intervention and improved disease management.
Dementia with Lewy bodies (DLB) is associated with rapid eye movement sleep behavior disorder (RBD) in a significant number of patients. This finding reinforces the importance of considering RBD as a potential early marker of DLB and highlights its diagnostic significance in differentiating DLB from other forms of dementia [60].
Overall, the findings of this study underscore the importance of recognizing and addressing sleep disorders in various neurological pathologies. Both pharmacological and non-pharmacological interventions play vital roles in managing these sleep disturbances and enhancing patients’ overall quality of life. Further research is warranted to better understand the underlying mechanisms of sleep disturbances in neurological diseases, thus paving the way for more effective and tailored treatment strategies. Integrating sleep assessment and management into the comprehensive care of patients with neurological disorders is crucial to optimize their clinical outcomes and overall well-being.

7. Future Perspectives

7.1. Sleep and Digital Health Interventions

Virtual Reality (VR) and Sleep Therapy: Future developments in virtual reality technology may enable the creation of immersive and interactive sleep therapy experiences. Virtual environments could be tailored to address specific sleep disturbances related to different mental disorders, providing a unique and engaging approach to sleep interventions.
Digital Sleep Tracking and Feedback: Advancements in digital sleep tracking and artificial intelligence algorithms could lead to personalized sleep feedback systems. Integrating sleep data from wearable devices and other sources, AI-powered platforms may offer real-time insights and actionable recommendations for optimizing sleep in individuals with mental disorders.

7.2. Sleep as a Target for Novel Treatment Approaches

Targeting Sleep Circuitry: Emerging research on the neural circuits involved in sleep regulation and their interactions with mental health pathways may open new avenues for therapeutic interventions. Targeted neuromodulation techniques, such as transcranial magnetic stimulation (TMS) or deep brain stimulation (DBS), could be explored to modulate sleep-related brain regions in mental disorders.
Chronotherapeutics: Chronotherapy, the strategic timing of treatments based on circadian rhythms, could be investigated as a complementary approach for managing sleep disturbances in mental disorders. Tailoring interventions to align with individual circadian preferences may optimize treatment outcomes.

7.3. Sleep and Gut–Brain Axis

Gut Microbiome and Sleep: The gut–brain axis, a bidirectional communication system between the gut microbiome and the central nervous system, has emerged as a fascinating area of research in sleep and mental health. Studies suggest that gut microbiota may influence sleep patterns through various mechanisms, including the production of neurotransmitters and metabolites that impact sleep regulation. Alterations in the gut microbiome have been associated with sleep disturbances and mental health conditions. Thus, interventions targeting the gut microbiome, such as probiotics or dietary changes, could potentially improve sleep quality and mental health outcomes.
Sleep-Inducing Nutraceuticals: Investigating natural sleep-inducing compounds presents a promising avenue for addressing sleep disruptions in mental disorders. Certain foods or herbal supplements rich in melatonin, a hormone that regulates sleep–wake cycles, might have sleep-promoting effects. Incorporating sleep-inducing nutraceuticals into dietary interventions could offer an adjunctive approach to improve sleep quality. However, further research is needed to determine the safety and efficacy of these compounds and their potential interactions with medications used in mental health treatment.

7.4. Sleep and Artificial Intelligence

AI-Powered Sleep Disorder Prediction: Artificial intelligence algorithms have shown remarkable capabilities in analyzing vast amounts of data. In the context of sleep and mental health, AI-powered platforms may integrate data from wearable devices, electronic health records, genetic information, and behavioral patterns to predict the likelihood of developing mental disorders based on sleep disturbances. Early identification of individuals at risk could facilitate timely interventions, preventive strategies, and personalized treatment plans. AI-driven approaches hold the potential to enhance the accuracy and efficiency of clinical assessments and improve patient outcomes.
In summary, the future perspectives for the aspects of sleep in mental disorders are exciting and multi-faceted. Digital health interventions, advances in sleep circuitry targeting, gut–brain axis research, and the integration of artificial intelligence all offer promising opportunities to optimize sleep interventions, enhance mental health care, and improve the well-being of individuals living with mental disorders. As these innovative approaches continue to evolve, the potential for transformational advancements in sleep research and mental health care becomes increasingly tangible.

Author Contributions

Conceptualization, L.A. and L.N.; methodology, A.N., C.M. and L.B.; software, A.B.C. and C.L.M.; validation, L.A., A.C. and L.N.; formal analysis, A.N. and C.M.; investigation, L.A. and C.L.M.; resources, L.B. and A.B.C.; data curation, A.N. and A.C.; supervision, L.A., C.M. and L.N.; project administration, A.B.C. and A.C. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

Data are contained within the article.

Conflicts of Interest

The authors declare no conflict of interest.

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