Current Concepts of the Applications and Treatment Implications of Drug-Induced Sleep Endoscopy for the Management of Obstructive Sleep Apnoea
Abstract
1. Introduction
2. Methods
3. Drug-Induced Sleep Endoscopy
3.1. Indications and Contraindications [32,33,34,35,36,37]
3.1.1. Indications
3.1.2. Contraindications
3.2. Before DISE
3.2.1. Sleep Test
3.2.2. Examinations [41,42]
3.2.3. Pre-Anaesthetic Consultation
3.3. During DISE (Figure 1)
3.3.1. Manpower
3.3.2. Equipment and Set-Up
3.3.3. Sedative Drugs
3.3.4. Sedation Protocol [32,52] (Table 2)
3.3.5. Adjunctive Agents
3.3.6. Observation Window
3.3.7. Procedure and Additional Manoeuvres
3.3.8. Documentation
4. Treatment Implications from DISE Findings (Table 3 and Table 4)
4.1. Implications in PAP Therapy
4.2. Implications in Positional Therapy
4.3. Implications in Mandibular Advancement Devices (MADs)
4.4. Implications in Palatal Surgeries
4.5. Implications in Tongue Base Surgeries
4.6. Implications in Upper Airway Stimulation (UAS) Surgery
4.7. Implications in Maxillomandibular Advancement (MMA)
Intervention | Reference, Year | Design | Sample | DISE Patterns | Outcomes |
---|---|---|---|---|---|
PAP | [63], 2023 | DISE-CPAP vs. standard CPAP titration 95th percentile pressure of the CPAP titration trial was compared to optimal pressure for alleviating upper airway blockage in DISE | 30 (mean age 37.5, 17% women; moderate-to-severe OSA) | VOTE classification V & O: >80% had complete collapse | Mean optimal pressure to partially/fully open airway (DISE-CPAP): 16.1 ± 3.9 cmH2O Mean 95th percentile CPAP titration pressure: 14.3 ± 3.5 cmH2O CPAP often results in partial resolution of airway patency |
Positional therapy | [87], 2018 | Comparative POSA vs. NPOSA vs. non-OSA | 860 DISE performed in 543 patients (119 non-OSA, 257 POSA, 167 NPOSA) | Velum and oropharynx collapse significantly determined presence of OSA CCC occurred less frequently in POSA compared to NPOSA | UAS often cured or improved OSA to less severe POSA Lower efficacy of upper airway surgical interventions in POSA compared to NPOSA |
[91], 2018 | Retrospective, single-centre cohort study DISE with jaw thrust and lateral head rotation | 200 (80.5% male; mean age 50.1 ± 11.7 years; BMI 27.0 ± 3.1 kg/m2; median AHI 19.2) | VOTE classification 44% non-positional, 56% positional (34% supine isolated, 66% supine predominant) | Jaw thrust reduced sum VOTE score by 66.7% across all subgroups Lateral head rotation reduced sum VOTE score by 33.3% in non-positional and supine predominant positional, and 50% in supine isolated positional Combined manoeuvres reduced sum VOTE score by >75% in all patients | |
[66], 2015 | Comparative Supine position with head rotated vs. head and trunk in lateral position | 60 (44 male, mean AHI 20.8 ± 17.5) | VOTE classification Similar sites, severity, and patterns of collapse in head rotation (supine) vs. lateral head/trunk position, except at velum Head rotation: 15.0% and 15.0% had complete and partial AP velum collapse Full lateral position: 6.7% and 3.3% had complete and partial AP velum collapse | Head rotation yields similar DISE findings to full lateral positioning, except at velum level | |
MAD | [62], 2013 | Observational Association between DISE findings with simulation bite and MAD treatment outcome | 200 (74% male; age 46 ± 9 years; AHI 19 ± 13; BMI 27 ± 4 kg/m2) (135 had MAD) | Effects on upper airway patency with simulation bite | Positive correlation between simulation bite effects and MAD therapeutic response |
[88], 2007 | Prospective Sleep nasoendoscopy with manual mandibular advancement and MAD outcome | 120 (107/120 completed therapy, 8/107 dropped out) | Croft and Pringle scale Obstruction grades 3–5 with airway improvement with 4–5 mm jaw thrust | Favourable response to MAD in patients with airway improvement Median AHI reduced from 18.9 to 4.9 (p < 0.001); ESS score from 11 to 7 (p < 0.001) | |
[61], 2020 | Prospective cohort (single centre) Association between DISE findings with simulation bite and MAD treatment outcome | 66 (median AHI 43.1) | Baseline collapses: Palate: 95.4% Oropharynx: 12.3% Tongue base: 61.5% Hypopharynx: 44.1% With simulation bite: Palate: 43% Oropharynx: 5.5% Tongue base: 18.7% Hypopharynx: 17.7% With chin lift: Palate: 30.2% Oropharynx: 1.1% Tongue base: 13% Hypopharynx: 4.4% | Presence of palatal collapse at baseline was associated with treatment response (OR: 8.6822; 95% CI: 1.5643–48.1894; p-value: 0.0135) In “predicted response” group, majority of patients were responders (83.3%) | |
[60], 2020 | Prospective cohort (single centre) Agreement in upper airway obstruction and configuration between jaw thrust and boil-and-bite MAD (MyTAP) | 63 | VOTE classification Degree of obstruction agreement (supine): V: 60% (n = 36, κ = 0.41), O: 68.3% (n = 41, κ = 0.35), T: 58.3% (n = 35, κ = 0.28), E: 56.7% (n = 34, κ = 0.14); (lateral): V: 81.7% (n = 49, κ = 0.32), O: 71.7% (n = 43, κ = 0.36), T: 90.0% (n = 54, κ = 0.23), E: 96.7% (n = 58, κ = not determined); Configuration agreement V: 69.0% (n = 20/29, κ = 0.41) in supine, 100% in lateral | Slight to moderate agreement in degree of obstruction between jaw thrust and boil-and-bite MAD Jaw thrust showed greater improvement in hypopharyngeal airway patency but less at retropalatal level | |
90 [90], 2023 | Comparative (chin lift vs. MAD) | 56 (AHI ≥ 10 treated with MAD at 75% maximal protrusion) | Only laterolateral (LL) dimensions differed significantly with MAD presence at retro-epiglottic level, with significant relation of LL expansion ratio to treatment response (p = 0.0176) | Greater retroglossal expansion ratios in responders vs. non-responders (p = 0.0441) No significant association between response and chin lift | |
[89], 2018 | Retrospective MAD treatment outcome between DISE and no DISE | 40 (20 DISE, 20 no DISE) | Increased airway dimensions at velum and/or oropharynx with jaw thrust | In DISE group: Significantly lower treatment AHI (p = 0.04), more patients reaching AHI < 5 with MAD (p = 0.04) | |
Palatal surgeries | [98], 2020 | Prospective Nose, palate, and/or tongue surgery outcomes with and without DISE | 326 (170 DISE, 156 no DISE; mean BMI 27.6 ± 4.6, 28.1 ± 3.9, mean AHI 15.9 ± 12.6, 13.2 ± 8.8) | VOTE classification | Without DISE: better outcomes (greater % AHI reduction, LSAT increase, blood pressure improvements) DISE may not significantly affect surgical success in OSA |
[96], 2019 | Retrospective (multicentre) DISE findings and surgical outcomes | 275 (14 centres) (mean age 51.4 ± 11.8, BMI 30.1 ± 5.2 kg/m2) | VOTE classification Most had velum obstruction and relatively few had epiglottis obstruction Primary structure obstructing: V: 35% (90 of 257) O: 24% (62 of 257) T: 39% (100 of 257) E: 2% (5 of 257) | Oropharyngeal lateral wall obstruction was associated with poorer surgical outcomes (adjusted odds ratio (AOR) 0.51; 95% CI 0.27, 0.93) Complete tongue-related obstruction was associated with lower odds of surgical response in moderate to severe OSA (AOR 0.52; 95% CI 0.28, 0.98) Surgical outcomes not clearly associated with degree and configuration of velum or the degree of epiglottis obstruction | |
[97], 2024 | Retrospective (multicentre) DISE assessed palatal shape and surgical outcomes of isolated pharyngeal surgery | 209 (13 centres) (21% female; age 53.7 ± 11.5, BMI 30.3 ± 5.0 kg/m2) | Palatal levels: hard palate, genu AP, velum, and genu lateral Palatal shape was classified as vertical, intermediate, or oblique Vertical 4% Intermediate 54% Oblique 42% | Greater genu AP narrowing was associated with less odds of surgical response Greater genu lateral narrowing was associated with greater odds of surgical response Palate shape and other palate shape level scores were not clearly associated with surgical outcomes | |
[94], 2012 | Retrospective Identify DISE patterns as predictors of surgical failure | 34 | Severe airway obstruction was defined as >75% | Surgical failure group had severe lateral oropharyngeal wall collapse (73.3% vs. 36.8%, p = 0.037) and severe supraglottic collapse (93.3% vs. 63.2%, p = 0.046) as compared to surgical success group | |
[95], 2015 | Comparative | 20 (16 male, age 19–57) | Upper airway classified as uvula and soft palate Lower airway classified as tongue base and epiglottis Modified Mallampati 1 & 2: Upper airway obstruction: 8/9 Lower airway obstruction: 2/9 Both: 1/9 Modified Mallampati 3 & 4: Upper airway obstruction: 9/11 Lower airway obstruction: 4/11 Both: 2/9 | Significantly higher success rate in group with upper airway obstruction (p < 0.05) Significantly lower success rate was found in group with lower airway obstruction (p < 0.01) | |
Tongue base surgeries | [100], 2017 | Retrospective DISE and predictive success for patients undergoing transoral robotic surgery | 101 | NOHL and VOTE classifications Success: Mean total VOTE score 3.3 ± 1.8 Mean total NOHL score 12.0 ± 1.9 No success: Mean total VOTE score 3.0 ± 1.9 Mean total NOHL score 11.8 ± 2.9 | 87% improvement, 51% success, 17% cured No oropharyngeal lateral collapse in VOTE was more likely to improve following surgery (p = 0.001); but effect not held for success or cure |
[99], 2020 | Retrospective Muller’s manoeuvre (MM) vs. DISE on tongue base surgical outcomes | 95 (47 MM, 48 DISE) | VOTE classification | Tonsil grade as significant predictive factor for surgical success in both groups (p = 0.004 in MM, p = 0.042 in DISE) Occlusion of the oropharyngeal lateral wall in MM group showed significant difference between surgical success and failure (p = 0.031), but not in DISE group (p = 0.596) Lack of evidence showing superiority of DISE over MM | |
UAS | [103], 2021 | Retrospective cohort (multicentre) DISE and hypoglossal nerve stimulation outcomes | 343 (10 centres, 76% male, age 60.4 ± 11.0, BMI 29.2 ± 3.6 kg/m2. AHI 35.6 ± 15.2) | Complete palate obstruction was associated with greatest AHI improvement (−26.8 ± 14.9) Complete tongue obstruction was associated with increased odds of treatment response (78%) Complete oropharyngeal lateral wall obstruction was associated with lower odds of surgical response (58%) | Primary tongue contribution to airway obstruction was associated with better outcomes Worse outcomes were found for oropharyngeal lateral walls obstruction CCC at velum should not be excluded for UAS |
[102], 2013 | Observational DISE findings and UAS outcomes | 21 (20 male, age 55 ± 11, BMI 28 ± 2 kg/m2, AHI 38.5 ± 11.8) | Levels classified as palate, oropharynx, tongue base, and epiglottis/hypopharynx Most common collapse patterns in this study were AP collapse at palate (76.2%) and the tongue base (71.4%) | Significantly better outcome without palatal CCC, reducing AHI from 37.6 ± 11.4 to 11.1 ± 12.0 (p < 0.001) | |
MMA | [106], 2016 | Retrospective cohort study DISE and computational fluid dynamics (CFD) in evaluating post-MMA changes | 20 (17 male, mean age 44 ± 12, BMI 27.4 ± 4.6 kg/m2, mean AHI 53.6 ± 26.6) | VOTE classification CFD modelling showed significant positive Pearson correlations between reduction of retropalatal airflow velocity and AHI (r = 0.617, p = 0.04) | AHI and ODI improvement post-MMA is best correlated with decreased retropalatal airflow velocity and increased lateral pharyngeal wall stability |
[105], 2015 | Retrospective cohort DISE evaluation pre- and post-MMA | 16 (15 male, average age 47 ± 10.9, BMI 29.4 ± 5.1 kg/m2, AHI 59.8 ± 25.6) | The post-MMA change in airway collapse was most significant at the lateral pharyngeal wall (p = 0.001) Subjects with most improvement in lateral pharyngeal wall had the largest changes in AHI (from 60.0 ± 25.6 to 7.5 ± 3.4) and oxygen desaturation index (ODI) (from 46.7 ± 29.8 to 5.3 ± 2; p = 0.002) Greatest reduction in upper airway collapsibility is seen at oropharynx, followed by velum, and tongue base | Stability of lateral pharyngeal wall is a marker of MMA success | |
[104], 2020 | Prospective case series DISE and MMA outcome, focusing on complete concentric collapse at level of palate | 19 (14 with full dataset) (8 male, mean age 51 ± 7, BMI 25.6 ± 3.7 kg/m2, AHI 40.2 ± 25.6) | Levels classified as palate, oropharyngeal, tongue, hypopharyngeal and epiglottis 43% had CCC at palate All patients showed resolution of CCCp (p = 0.0159) during postoperative DISE | Comparable AHI reduction with or without CCC MMA resolved palatal CCC |
Treatment Modality | DISE Implications and Limitations |
---|---|
PAP therapy |
|
Positional therapy |
|
Palatal surgeries |
|
Tongue base surgeries |
|
UAS |
|
MMA |
|
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
OSA | Obstructive sleep apnoea |
CPAP | Continuous positive airway pressure |
DISE | Drug-induced sleep endoscopy |
PAP | Positive airway pressure |
MAD | Mandibular advancement device |
UAS | Upper airway stimulation |
BMI | Body mass index |
AHI | Apnoea–hypopnea index |
CCC | Complete concentric collapse |
LPW | Lateral pharyngeal wall |
NE | Nasoendoscopy |
NSE | Natural sleep endoscopy |
OAT | Oral appliance therapy |
PT | Positional therapy |
ASA | American Society of Anaesthesiologists |
PSG | Polysomnography |
AP | Anteroposterior |
BIS | Bispectral index |
TCI | Target-controlled infusion |
DISE-CPAP | Drug-induced sleep endoscopy guided continuous positive airway pressure |
POSA | Positional obstructive sleep apnoea |
NPOSA | Non-positional obstructive sleep apnoea |
MCP | Maximal comfortable protrusion |
LSAT | Lowest oxygen saturation |
MMA | Maxillomandibular advancement |
MM | Muller’s manoeuvre |
ODI | Oxygen desaturation index |
CFD | Computational fluid dynamics |
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Sedative Drugs | Advantages | Disadvantages |
---|---|---|
Propofol |
|
|
Midazolam |
|
|
Dexmedetomidine |
|
|
Sedative Drugs | Bolus | Target-Controlled Infusion |
---|---|---|
Propofol | Starting dose: 30–50 mg with increasing rate of 10 mg/2 min; or Starting dose: 1 mg/kg with increasing rate of 20 mg/2 min | Starting dose: 1.5–3.0 µg/mL then increasing rate 0.2–0.5 µg/mL/2 min |
Midazolam | Starting dose: 0.03 mg/kg, increasing rate of 0.03 mg/kg after 2–5 min, 0.015 mg/kg after 5 min | / |
Dexmedetomidine | Starting dose: 1.5 µg/kg over 10 min; maintenance: 1.5 µg/kg/h | Starting dose: 1 µg/kg for 10 min; then 1 µg/kg/h |
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Wan, C.C.J.; Leung, Y.Y. Current Concepts of the Applications and Treatment Implications of Drug-Induced Sleep Endoscopy for the Management of Obstructive Sleep Apnoea. Diagnostics 2025, 15, 2614. https://doi.org/10.3390/diagnostics15202614
Wan CCJ, Leung YY. Current Concepts of the Applications and Treatment Implications of Drug-Induced Sleep Endoscopy for the Management of Obstructive Sleep Apnoea. Diagnostics. 2025; 15(20):2614. https://doi.org/10.3390/diagnostics15202614
Chicago/Turabian StyleWan, Chi Ching Joan, and Yiu Yan Leung. 2025. "Current Concepts of the Applications and Treatment Implications of Drug-Induced Sleep Endoscopy for the Management of Obstructive Sleep Apnoea" Diagnostics 15, no. 20: 2614. https://doi.org/10.3390/diagnostics15202614
APA StyleWan, C. C. J., & Leung, Y. Y. (2025). Current Concepts of the Applications and Treatment Implications of Drug-Induced Sleep Endoscopy for the Management of Obstructive Sleep Apnoea. Diagnostics, 15(20), 2614. https://doi.org/10.3390/diagnostics15202614