1. Introduction
In recent years, the rapid development of China’s economy has been accompanied by the continuous growth of electricity consumption across the whole society. Hydropower is an important part of the national renewable energy strategy. China’s hydropower generation has been increasing steadily every year, and the installed power generation capacity and the number of hydropower development projects are also growing steadily [
1,
2].
Hydropower holds a pivotal role in the energy infrastructure of China, reliably meeting electricity demands across a broad spectrum of regions and industries. It contributes to 15–20% of the nation’s electricity generation. Relative to alternative power generation modalities, hydropower presents a lower environmental footprint, a more sustainable supply chain, and a well-established development and management paradigm, thereby rendering multifaceted benefits to societal production and living standards [
3,
4,
5]. Water conservancy and hydropower projects leverage the potential energy of water for electricity generation, thereby offering a clean energy source with minimal environmental pollution and zero carbon dioxide emissions. The hydropower development project studied in this paper includes four phases: a project feasibility study, project design, project implementation, and project closeout, each presenting its own set of technical challenges. Addressing these challenges necessitates the incorporation of advanced technological solutions and innovative approaches to resolve both technical and managerial hurdles [
6,
7].
In the context of China’s carbon neutral and carbon peak strategies, hydropower, positioned as a substitute for fossil energies, holds prominence. Advancements in hydropower can pare down fossil energy utilization, cut carbon dioxide emissions, and mitigate air pollution. This underscores the imperative of enhancing the engineering performance of hydropower projects [
8]. Conventional hydropower, especially leading reservoir power stations with strong regulating capacity and pumped storage power stations, is an important regulating resource for the power system, and can provide important support for the construction of a new type of power system [
9].
In hydropower engineering projects, project performance is critical. Hydropower engineering projects aim to achieve efficient power generation, water storage, and other functions. In hydropower projects, controlled project duration, improved project safety, environmental protection, and other project performance factors can reduce the impact of the project on the environment, especially reducing the unnecessary loss of material and human resources in hydropower projects, achieving sustainable development of the project, and reducing carbon emissions [
10,
11].
The contribution of learning and innovation mechanisms to corporate performance has been widely recognized, but few studies have explored the contribution of learning and innovation to the performance of hydropower development projects. However, hydropower development projects extensively involve learning and experience acquisition as well as the innovation of enterprises and employees, so it is necessary to explore how learning and innovation mechanisms can promote the engineering performance of hydropower development projects [
12,
13].
This study endeavors to elucidate the role of learning and innovation in hydropower project development, forge a robust model delineating their influence on project outcomes, and distill pragmatic recommendations for engineering praxis. Rooted in empirical scrutiny, our insights derive from in-depth engagements with large-scale terrace power stations located in the Jinsha River’s hydropower base.
The subsequent structure of this paper is as follows:
Section 2 undertakes a comprehensive literature exploration, touching upon facets of corporate and individual learning situations, enterprise innovation, engineering-focused innovation, and project performance.
Section 3 introduces a conceptual model elucidating learning and innovation in hydropower and posits empirical research inquiries.
Section 4 elaborates on the quantitative research approach, shedding light on the rationale behind selecting specific qualitative case projects for an exhaustive examination.
Section 5 unfurls the findings and their subsequent analysis.
Section 6 employs path analysis, deconstructing the repercussions of organizational learning orientations and individual learning situation trajectories for participant competencies, the level of engineering innovations, and overall project outcomes.
Section 7 distills the salient contributions of this study, suggesting actionable strategies for stakeholders in hydropower projects to elevate project performance.
Section 8 encapsulates the findings, accentuating research constraints and prospective research avenues.
3. Theoretical Modeling
3.1. Impact of Organizational Learning Orientation
A conducive organizational atmosphere assists members in enhancing their learning frameworks, alleviates apprehensions related to uncertainties, and fosters the dissemination and adoption of novel technologies and capabilities across individuals. This enriched environment encourages interdisciplinary exchanges and expedites the surfacing of tacit knowledge, thereby elevating the collective knowledge of members, augmenting individual problem-solving efficacy, and ultimately ameliorating organizational operational efficiency [
45]. The resultant optimization in operational efficiency underscores the positive trajectory of organizational performance [
46]. Through the corroboration of pertinent research findings and logical affiliations, this paper posits that a favorable organizational learning orientation augments individual learning, which in turn necessitates a guided approach to individual learning to elicit tangible impacts on project operation.
Hypothesis 1. A good organizational learning orientation positively influences individual learning situations.
3.2. Impact of Individual Learning Situations
An examination of innovative firms reveals that the instillation of an organizational learning culture—achieved through mergers, educative discussions for newly onboarded researchers, and collective new-course training—facilitates enhanced communication among personnel and fosters skill acquisition, leading to a substantial augmentation in the firm’s innovation capacity [
47].
Individuals, being the specific execution entities within the extensive framework of engineering projects, manifest a direct, positive correlation between their learning metrics and the facets of innovation capacity, participant aptitude, and project performance. Initially, innovation realization necessitates that participants assimilate and glean insights from prior project experiences while mastering the rudiments of emerging technologies and systems; thus, nurturing innovation capability is inextricably linked to individual learning.
Subsequently, it is imperative that knowledge dissemination within a project is efficacious. Enhanced dissemination and interchange of knowledge across the organization propels the capacity of each participant, attributable to a broader spectrum of individuals across varying hierarchies and sectors being privy to novel knowledge, thereby fostering complete empowerment.
Lastly, an individual’s learning trajectory directly influences their performance caliber, which, in turn, is aggregated to reflect the project’s overall performance. Thus, superior individual learning parallels an elevated collective performance in a project, underscoring the criticality of learning as a lever to boost project efficacy.
Hypothesis 2. Enhanced individual learning situations positively influence the level of engineering innovation.
Hypothesis 3. Enhanced individual learning situations positively influence the competencies of each participant.
Hypothesis 4. Enhanced individual learning situations positively influence the level of engineering innovation.
3.3. Impact of the Level of Engineering Innovation
The established literature robustly underscores the positive correlation between innovation and core competencies, with numerous studies elucidating the link between an enterprise’s innovation capacity, business acumen, and overall performance through the lens of inter-functional coordination and teamwork [
17,
48]. In the realm of corporate research and development, the novelty and uniqueness of a product are deemed crucial assets for business success [
49,
50]. Particularly in hydropower development projects, the advent of novel processes and organizational structures markedly augments project efficiency and fosters enhanced collaboration among stakeholders.
Hypothesis 5. An augmentation in the level of engineering innovation positively influences the competencies of each participant.
3.4. Impact of Capabilities of Project Participants
Interdepartmental integration is pivotal for attaining overarching project objectives. This integration is fostered through avenues such as personnel mobility, informal social systems, organizational structure, incentives, and the formal synchronization of management processes, wherein a well-coordinated organizational framework significantly influences the fruition of the ultimate objective [
51,
52]. The substantial scale and complexity encapsulated in both the natural and social realms of hydropower projects necessitate a collaborative endeavor from owners, designers, contractors, and other involved entities to pool their competencies for successful project completion. In this discourse, we posit that the capabilities of each project participant wield a decisive and direct impact on project performance [
53,
54].
Hypothesis 6. Enhancing the competencies of each participant positively influences the project performance.
3.5. Theoretical Model of Learning and Innovation in Hydropower Development
Drawing from the foregoing literature analysis and hypothesis delineation, this research proffers a subsequent theoretical model elucidating the interplay of learning and innovation within hydropower development. The theoretical model is shown in
Figure 1.
The elements in the model are defined as follows.
Organizational learning orientation: the construction of a knowledge management system, learning support system, and communication platform among members in the organization.
Individual learning situation: the status of individual active learning consciousness, knowledge acquisition channels, and learning ability cultivation.
Level of engineering innovation: the status of hydropower project improvement and optimization and introduction of new technologies and modes in the stages of planning, design, construction, and migration.
Competencies of each participant: the business capacity of owners, designers, contractors, and other stakeholders involved in hydropower project development.
Project performance: comprehensive performance evaluation of hydropower projects in terms of progress, HSE, and other aspects.
5. Research Results and Analysis
5.1. Scale Reliability Test
The reliability and validity of the five research concepts—organizational learning orientation, individual learning situation, level of engineering innovation, competencies of each participant, and project performance—were assessed. The findings are presented in
Table 2.
It can be seen from the calculation results that the AVE values for all concepts exceed 0.5, indicating strong convergent validity. This suggests that the evaluation indices within each construct are coherent, thereby allowing the index system to effectively capture the true nature of the constructs. Both the CR values and the Cronbach’s alpha coefficients for each construct subscale exceed 0.9. This underscores the high reliability of the questionnaire data.
5.2. Analysis of Organizational Learning Orientation Evaluation
The evaluation of organizational learning orientation concerns the creation of knowledge resource management, the establishment of a learning support system, and the facilitation of communication platforms among organizational members. The questionnaire deployed indicators such as the level of enterprise knowledge database construction, cross-project experience transfer, and the refinement of training systems to quantitatively assess organizational learning orientation. In this scoring mechanism, seven points denotes special compatibility, four points indicates general compatibility, and one point signifies special incompatibility. The relevant statistics are illustrated in
Table 3.
With an average value of 6.05 for the combined scores, it is evident that enterprises involved in large-scale hydropower projects in China place significant emphasis on assimilating experiences and lessons from past endeavors. This showcases a robust learning culture and a comprehensive support system.
The score of 6.17 for “The enterprise learns from the experience of past projects to improve and optimize the engineering technology and management process of new projects” denotes the importance of learning from historical lessons for the continual progression of China’s hydropower technology.
However, the score of 5.94 for “The enterprise has established a perfect and fast project knowledge base, recording all the materials of completed projects” indicates that the general workforce may face challenges in seamlessly navigating the amassed enterprise knowledge system, emphasizing an area for future enhancement in organizational learning systems.
The lowest score of 5.93 pertains to “The enterprise prepares information on similar projects to help participants learn systematically before promoting new projects”. This implies potential inefficiencies during the initial phases of projects due to inadequate preparatory knowledge dissemination.
As the construction data of Xiluodu Power Station shows, the project department has implemented the benchmarking management mode, identified many projects of the same type at home and abroad, and regularly exchanged relevant technical issues to strengthen communication and learning with the outside world, which is conducive to avoiding detours in the project and also strengthens the transfer of information between industries. At the same time, it grasps the technical development of the hydropower industry and other related industries, pays attention to the research and application of new technologies, and effectively learns from experience.
5.3. Assessment of Individual Learning Environments
The assessment of individual learning environments entails an exploration of personal active learning awareness, avenues of knowledge acquisition, and the status of nurturing one’s learning capabilities. For this study, we utilized metrics such as the propensity for anticipatory learning and avenues for and efficiency of knowledge procurement. In our grading framework, scores of seven, four, and one are indicative of special compatibility, general compatibility, and special incompatibility, respectively. The aggregated results are shown in
Table 4.
The comprehensive average score of each index stands at 5.84, signifying an overarching trend of employees’ elevated learning standards. Despite this, individual scores have seen a decrement when juxtaposed with organizational learning orientation scores. This suggests that the enterprises’ learning systems haven’t adequately bolstered the individual learning pursuits of their employees. The inadequate resource optimization and variances across links signal a primary focus for future enhancement of the enterprises’ learning frameworks.
Notably, the scores for “Taking the initiative to learn from the lessons of similar projects in the past before undertaking new projects” and “Learning and drawing lessons from past projects are necessary to improve the level of work” are 6.06 and 6.05, securing the first and second ranks, respectively. This underscores a predominant consensus among employees regarding the significance of deriving learnings from concluded projects. Their keenness and heightened proactive learning attitude stand as pivotal assets for bolstering personal competency and, by extension, the holistic quality benchmark of the organizations.
The score for “The enterprise has carried out a variety of training exercises to strengthen the transfer of knowledge between the projects” is not low, indicating that the enterprises have established inter-project training exchanges, but also that seminars did not mobilize staff enthusiasm, and the actual role of the effect is not obvious. In the future, these areas should be enriched, as well as the content of the activities, and training in the organization should be conducted in a formal manner.
In the Xiangjiaba project design unit, implementing the annual staff training program advances the role of older staff to help each new employee to learn from at least one “master”. Young employees in the process of learning from the experience of older staff enhance their own knowledge reserve level, while the older staff learn from the relatively high level of education of the new employees. The older employees also learn a lot of new technologies and ideas from the new employees with relatively higher education levels. This reflects the adoption of communication with colleagues to learn from previous project knowledge and experience.
5.4. Analysis of Level of Engineering Innovations
The evaluation of level of engineering innovations delves into the enhancement and innovation integrated into every phase of a hydropower project—spanning planning, design, construction, and migration. This assessment leverages the innovation metrics across each stage and the synergy and enhancement tactics among stakeholders. In our grading scheme, seven points denote special conformity, four points reflect general conformity, and one point indicates special non-conformity. The analytical data is illustrated in
Table 5.
The average value of the comprehensive score of the level of engineering innovation indicator is 6.08, which is high; this indicates that all aspects of the development of domestic large hydropower projects have shown strong independent innovation ability, which is more in line with the status quo of China’s hydropower industry, which is constantly overcoming difficulties.
The indicator “The formulation of the project construction plan has been optimized and innovated on the basis of the knowledge and experience gained from previous projects and in combination with the actual project” scores prominently. This shows that, due to the natural conditions of hydropower projects, the social environment affecting the project makes a big difference, the parties involved in the construction need to focus on the progress of the project constantly as new problems appear, and new tests are needed for continuous improvement and innovation.
The score of “The setting of the project incentive mechanism is optimized and innovated based on the knowledge and experience of past projects and the actual project” is only 5.84, ranking last. This shows that current hydropower projects have not done well in improving their reward and punishment systems and incentive feedback. An effective incentive mechanism can fully mobilize the enthusiasm of all parties involved and enhance the initiative of project personnel in innovation; therefore, optimizing the incentive system of the project by addressing the actual conditions and personnel needs is of great importance.
This study found from the feedback of many project personnel that their salary level does not match their working conditions and labor, which affects their motivation for hard work and innovation. This is reflected in the low score of incentive mechanism innovation, which deserves the attention of hydropower development enterprises. In the Xiangjiaba project, the design optimization incentive mechanism is not well constructed, meaning that the designers’ active optimization and innovation consciousness is not strong, and is often only passive; for example, the #1 to #5 diversion bottom holes adopt a hydraulic tensioning device to open and close the program, unlike the previous program, which had the advantages of lightweight and simple structure, large capacity of opening and closing, flexible configuration, good economy, etc. However, the new program was advocated for by the owner to carry out the optimization work passively.
5.5. Competencies of Each Participant
The “competencies of each participant” refers to the analysis of the business capacities of owners, designers, contractors, and other stakeholders involved in the development of hydropower projects. Understanding the competencies of each participant involved in a hydropower project is crucial for ensuring project success. By evaluating the capacity of stakeholders to perform their roles effectively, we can identify potential strengths and weaknesses, ensuring smoother project development. In this study, the performance indicators of each participant in their respective fields of specialization are used to measure the competencies of each participant in the project, in which seven points refers to special compatibility, four points refers to general compatibility, and one point refers to special incompatibility. The statistics are presented in
Table 6,
Table 7,
Table 8,
Table 9 and
Table 10 below.
Owners are deemed most competent when it comes to having “Adequate knowledge and experience in similar projects”. Their ability to maintain a sound “Integrated project control system” and manage technology effectively also scores high. Their aptitude to adjust to real-time project changes and implement strong information management systems are areas that seem closely matched in importance, as reflected by their nearly identical scores.
Designers score highest when it comes to their “Excellent reputation”, followed closely by their knowledge and experience in similar projects. Their technical design capabilities could see improvements, as this category ranks fourth, and their communication and collaboration skills are the least prominent, suggesting that interpersonal skills might be an area where training or focus could be beneficial.
Contractors seem most experienced when it comes to handling similar projects, as reflected by the top rank for “Adequate experience in similar projects”. Interestingly, “Excellent reputation” and “Excellent construction technology” also rate highly. However, their weakest areas appear to be risk management and leveraging modern digital technologies, which may require more attention.
The highest-rated competency for supervisors is their experience with similar projects. While their technical level and regulatory capabilities are valuable, there’s room for enhancement, given their lower rank.
Vendors have a strong capability in supplying strategic materials with a perfect guarantee, as reflected by the top ranking. Their supply chain strength for important materials rates closely behind. The average values being almost equal indicates that vendors are generally consistent in providing strategic and important materials.
Across all roles, including owners, designers, contractors, supervisors, and vendors, knowledge and experience in managing or contributing to similar projects seem paramount. This consistent emphasis across the board reiterates the importance of experiential learning in the hydropower industry. While most entities score near the six-point mark, suggesting a high level of proficiency, areas such as communication, risk management, and the integration of modern digital technologies emerge as potential areas for improvement.
In the course of the Udon De project, the owner’s unit gave full play to the role of communication and coordination and promoted the exchange of all participants, forming a system of regular quality meetings at all levels and strengthening professional exchanges, such as monthly (weekly) regular meetings for testing and inspection and weekly meetings for temperature control. The regular quality meeting of the Ministry of Construction, held every quarter, is attended by the person in charge of each participant, which ensures the rapid feedback of information, the timely detection of hidden dangers and the timely treatment of problems, and enhances the pre-control and increases the rectification of quality problems. Various feedback and adjustment platforms led by the owner have favorably promoted the stable, safe, and efficient advancement of all engineering work.
5.6. Analysis of Project Performance
The project performance category encompasses a holistic assessment of a hydropower project’s multifaceted performance, spanning areas such as project progression, HSE (health, safety, and environment), and migration-related tasks. In this survey, performance markers such as construction safety, occupational health, and migration tasks were utilized for a thorough analysis of the projects’ efficiency. In the adopted scoring system, a score of seven denotes exceptional conformity, four denotes general conformity, and one denotes pronounced non-conformity. The results of this assessment are delineated in
Table 11.
As can be seen from the statistics in
Table 11, the project construction safety performance score of 6.08 is the only one of the performance indicators that exceeds 6 points. Safety is one of the most important considerations in the current hydropower project implementation process, and the need to achieve zero safety accidents and zero hidden dangers has been repeatedly emphasized during the construction of hydropower plants such as Wudongde and Baihetan. The HSE management performance indicators of the hydropower projects are all better, indicating that current hydropower development is people-oriented, emphasizes environmental protection, and stresses comprehensive benefits. At Xiangjiaba Hydropower Station, from 2008 to the end of 2013, the release station carried out nine rare fish fry releases in the Jinsha River waters, releasing a total of 733,000 fish fry; it also initiated the release of the “four big fishes” in the reservoir area, which has played a positive role in solving the problem of eutrophication of the reservoir’s local waters, transforming the mode of fishery development and publicizing ecological and environmental protection.
The indicators of problem-solving efficiency and migration work scored low. Problem-solving efficiency reflects the speed of cooperation between project parties to optimize technology and processes according to the actual difficulties of the project; while hydropower projects often involve large-scale resettlement of immigrants, the social problems faced are more complicated, which is a difficult point of management work. These two performance indicators are obviously related to the ability of hydropower development enterprises to optimize and innovate based on historical experience, and the results of this study initially indicate that the shortcomings of the current hydropower project performance lie in a lack of innovation. The specific relationship needs to be explored in the next study.
5.7. Correlation Analysis of Hydropower Development Learning and Innovation Model Elements
Our research analyzes the correlation relationship of elements of the hydropower development learning and innovation model; the results are shown in
Table 12.
From the Pearson correlation analysis, a pronounced positive correlation (p < 0.05) emerges between the organizational learning orientation, individual learning situation, level of engineering innovation, the competencies of each participant, and the project performance. Notably, the correlation coefficient between the level of engineering innovation and the competencies of each participant peaks at 0.884, signifying a robust correlation. These findings provide preliminary support for the interrelations between the study variables, setting the stage for a deeper examination of the research hypotheses.
7. Discussion
In this study, a theoretical model was constructed to elucidate learning and innovation in hydropower development and was tailored to the current state of learning and innovation system construction in China’s hydropower sector. The model is enriched by a comparative analysis across various stakeholders, integrating the research dimensions of organizational learning orientation, individual learning, level of engineering innovation, participant competencies, and project performance, thereby forming a comprehensive index evaluation system. This research framework lays a solid foundation for analyzing the challenges inherent in the learning and innovation systems of hydropower development enterprises within China.
The empirical validation of this theoretical model was achieved through the analysis of questionnaire data, augmented with relevant case data. The pivotal intermediary role of the engineering innovation level in mediating the impact of individual learning on participant ability is underscored, as detailed in
Table 15.
This demonstrates the important roles of the two paths of “Project performance <-Individual learning situation <-Organizational learning orientation” and “Project performance <-Competencies of each participant <-Level of engineering innovation <-Individual learning situation <-Organizational learning orientation”, provides in-depth guidance for each participant to improve the learning system and strengthen the innovation capability, helps the hydropower development enterprise to improve the level of systematic construction, and ultimately achieves the purpose of promoting the performance of the project.
Building on the empirical evaluation of the hydropower development learning and innovation model, this research proposes strategic recommendations to boost China’s hydropower projects:
- (1)
The capability for engineering innovation critically mediates how learning situations positively impact participant capabilities. Hydropower development enterprises should bolster their innovation platforms, focusing on a progression from assimilation to independent innovation to enhance their competitive edge.
- (2)
The effectiveness of organizational learning orientation in boosting individual learning remains suboptimal. Enterprises must operationalize strategies such as pre-employment education and inter-project seminars, enriching content to facilitate the transformation of company knowledge into employee skillsets.
- (3)
While project participants’ capabilities are markedly influenced by engineering innovation levels, the translation to project performance lags. Enhanced collaboration, communication, and complementary skill sharing are vital, with special attention to challenges in areas such as integration and cost management.
- (4)
Innovation in hydropower projects markedly diverges from that of individual enterprises. Given the dispersed nature of the project’s resources—knowledge, skills, and materials—it is imperative for participants in enterprises to adopt intensive, collaborative strategies. Effective construction of innovation capacity demands mutual learning, fostering exchanges, and joint development initiatives.