1.1. Background Introduction
Although it is not common in China, the layout of enclosed blocks is the basic and conventional layout of buildings in the central areas of many large Western cities. This approach ensures the humanized scale of ancient urban blocks and forms a moderately high-density and compact urban form. With the popularization of motor vehicles and public transportation in modern society, this pattern has not been eliminated but has adapted to various new technological challenges at the same time.
However, this compact layout can also be disrupted by many factors, such as winding rivers and mountains in the city center, as well as highways and railways in suburban areas. With the emergence of high-rise towers, people seem to believe that the buildings in the city center should be more point-style high-rise buildings. However, it seems that most point-style high-rise buildings in the West are only concentrated in a small area of the central district, while most residential and commercial areas in the city center still adopt block-type layouts. A block-type community can maintain a high plot ratio without increasing obstruction to surrounding land, and can freely combine multifunctional formats in urban architecture in both horizontal and vertical directions.
Due to the influence of the urban road network layout, it is not easy to find typical standard models of high-density block-style buildings that can be studied. Cities such as London and Paris adopt block-style layouts, and due to the influence of roads and rivers, the road network is not standardized, only simple height control can be achieved, and the community has not evolved to its extreme state.
This study focuses on the small block and dense road network layout that evolved from the Cerdà—planned Barcelona (as shown in
Figure 1). Firstly, it is because it adopted a regular road network from the beginning of its planning, forming equally sized street blocks. Through more than 150 years of development, an expanded urban form has gradually taken shape, including streets, multi-level high-density blocks, and inner courtyard public spaces. This pattern is similar to the downtown or central urban areas of many mid to high-latitude cities such as New York, Vancouver, Seattle, Paris, etc. Unlike other high-density urban layouts, Barcelona’s block-style layout has evolved in the process of development. It is close to the coast and has more flat indoor areas. The basic urban layout remains uninterrupted by rivers or major linear public transportation routes. This results in a complete block layout. Such a layout is more suitable as a fundamental model for studying sunlight factors.
The Eisimple, as a milestone in 19th century urban planning, is the practical result of the “Plan Cerda” proposed by engineer Ildefons Cerd à in 1859.
The Zelda Plan adopts a grid-like urban layout, based on 20 m wide streets, with a main road set every 113 m, creating a clear and orderly urban structure. At the same time, 50 m wide regional or metropolitan tree-lined avenues were planned, such as Granvia Avenue, Diagonal Avenue, etc., which play an important connecting and guiding role in urban development [
1]. At the same time, its grid−like street layout, octagonal block design (as shown in
Figure 2), and balance between public and private spaces are still important models for urban research today [
2].
This plan still has important guiding significance for the current urban layout in three aspects: urban living environment sanitation, transportation reform, and social equality [
3]. In terms of hygiene, the 20 m wide street and courtyard design within the block ensure ventilation and lighting in residential areas and urban public spaces (as shown in
Figure 3). In terms of transportation, the grid layout combined with diagonal roads such as Gracia Avenue foresaw the demand for mechanized transportation. In terms of social equality, a homogeneous block layout avoids class segregation and reflects the balance and equality of the living environment in the city.
In contrast, high-density residential areas in China often adopt point and slab layouts in order to obtain better indoor lighting and ventilation conditions. This layout sacrifices the hygiene and comfort of many public spaces in the city, and even makes it difficult to form a continuous east–west street interface. Through research, it has been found that the facade sunlight conditions of residential buildings in Barcelona’s block layout are significantly better than those of point and slab houses commonly used in China with a north–south layout. The sunshine conditions of urban public spaces such as streets, courtyards, squares, etc., in Barcelona’s small blocks and dense road network layout are also better than those in China’s existing high-density residential areas. In this case (as shown in
Figure 4 and
Figure 5), the building density in Barcelona can reach 4.6 or even higher, while China’s regulations stipulate that the upper limit of residential areas is around 3.1. Therefore, it is necessary to explore the factors affecting sunlight under high-density block layout, in order to provide suggestions for the renovation of old blocks and the planning and construction of new blocks under high-density layout.
In summary, the main contributions of this article are as follows:
Establish a parameterized simulation model for high-density urban residential buildings. Focus on Barcelona, focusing on the small blocks and dense road network pattern of Barcelona’s Cerda grid layout. A high-density urban form with a plot ratio of 4.6 is used as the sample model, and the surrounding eight blocks are used as site occlusion objects. This study provides a new perspective for the comparative study of sunlight in high-density neighborhoods by simulating the experimental model with sunlight.
Multi-dimensional simulation analysis. The influence of different latitudes from 31° N to 45° N and street angles from 0° to 45° on sunshine levels was simulated using the Ladybug tool. Through simulation, it was found that a 45° street angle has significant advantages in building facades (with a 14.4% increase in ground floor sunlight) and public spaces (with a street/square sunlight ratio of 24.8–33.2% for ≥2 h). This provides a basis for the selection of road network angles, façade, and courtyard design for residential areas in cities of different latitudes.
Interdisciplinary data analysis methods. Combining parametric modeling with Grasshopper of rhino7.34 and IBM SPSS Statistics 26 regression analysis in Rhino, a trigonometric function fitting model is proposed based on the sun position formula. Introducing the formula of solar position relationship into the prediction of sunshine level can more accurately quantify the synergistic effect of latitude and street angle on sunshine.
Comparison of international standards and adaptive strategies. Analyze and integrate sunshine regulations from multiple countries such as China, Japan, and Germany, and propose optimization strategies for dynamically adjusting street angles. Provide scientific planning basis for cities at different latitudes.
Verified the sunshine adaptability of the high-density block model. This study provides design guidelines for microclimate regulation and solar energy utilization in high-density urban public spaces. Comparing multiple simulation results provides optimization directions for the width ratio of the courtyard and the layout of green plants on the streets, and promotes sustainable urban development.
Although Barcelona’s neighborhoods place greater emphasis on building density and continuity, they are also high-density neighborhoods with relatively high levels of sunlight. This layout to some extent promotes community interaction, while the 45-degree street also strives for good sunshine and sanitation conditions for the block. This study further revealed the factors that affect residential sunlight levels through simulation. Also, it provides layout recommendations for different high-density cities based on simulation results to improve sunlight levels and solar energy utilization efficiency. For the first time, the Barcelona grid layout is combined with multi-latitude sunshine simulation to propose a dynamic optimization theory for street angles and establish a universal design framework based on mathematical models, providing a new paradigm for high-density urban sunshine planning. Therefore, in future research, the adaptability of this model in non-grid cities and the relationship between other building form parameters and sunlight can be further explored.
The main framework of this article includes the following aspects: First, a review of relevant literature on sunshine and residential layout optimization, as well as cutting-edge practices of parametric tools in sunshine analysis. Next, we will provide a detailed introduction to the research methods used in this study, including model establishment, simulation experiments, and data analysis methods. The following chapters will present experimental results and summarize the patterns of sunlight levels at different latitudes and street angles. We have established a quantitative relationship model between latitude, street angle, and sunshine, providing a scientific planning tool for high-density cities. Finally, this article will propose optimization suggestions for a high-density residential layout from the perspective of sunlight and water, emphasizing the importance of improving solar energy utilization efficiency for urban sustainable development.
1.2. Related Research
Neighborhood layout is the main urban pattern in the central areas of cities in the East and West, with a long history. In the context of the increasing shortage of urban land, this layout pattern has become an effective exploration of compact and intensive urban development. Barcelona Cerdà planning, as a typical representative, adopts the layout of small neighborhoods and dense road networks, which provides an important reference for modern urban layout [
4].
The small-scale neighborhood layout increases the density of the road network and also enhances the openness of public spaces. Smaller neighborhoods and denser road networks are one of the forms of pedestrian-friendly layouts. From a land use perspective, this type of neighborhood creates a pattern of high-density residential development. According to history, 150 years of evolution of Cerdà planning created the highest plot ratio of this layout, reaching 8.0 [
5]. After 150 years of evolution, the layout has eventually developed a stable plot ratio of about 4.6, which is higher than the higher plot ratio of 3.0 for tower high-−rise residential development in China. From an urban public space perspective, courtyards and streets in neighborhoods become important public spaces with the potential to improve the microclimate.
In 2015, Barcelona embarked on a “Superblock” regeneration program. The plan combines the original nine small neighborhood units into one 400 m × 400 m superblock unit [
6], which changes the spatial form of the neighborhood to a certain extent, altering the building spacing, height and even the form of public space. The influence of these factors may change the sunshine situation in the block space, so it is necessary to analyze and study the sunshine for 3 × 3 street layout.
For small neighborhoods, a dense road network planning layout involves street public spaces and traffic space on a scale that affects the level of daylight in the neighborhood. At present, research on the residential layout of small neighborhoods and dense road networks mainly focuses on building density and sunlight conditions. For example, Zhang et al. compared the differences between the slab and point residential layout in Tianjin and the small block layout in Barcelona under sunlight conditions, and the results of the study showed the importance of appropriate sunlight conditions for residential layouts in northern cities [
7]. Han et al. revealed the problems of China’s current sunlight standards by using sunlight analysis software for case studies of specific residential areas, and put forward suggestions for improvement based on empirical studies, aiming to promote the efficient use of land resources and the continuous improvement of the living environment [
8].
The relationship between neighborhood layout and daylighting is of great significance in sustainable urban development. With the acceleration of urbanization, the energy demand of the city is predicted to increase. As a kind of clean energy, the efficient utilization of solar energy is of great significance in reducing building energy consumption and promoting sustainable urban development. Existing studies show that urban buildings consume 70% of primary energy [
9].
Liu’s study showed that the energy consumption of urban buildings is increasing year by year, and the proportion of this type of energy to the total energy consumption of the society has exceeded a quarter by 2021 [
10], but winter insolation can effectively improve the energy consumption of buildings [
11]. An et al. revealed the great potential of rooftops and façades in the utilization of solar energy, which provides valuable insights into the future of urban planning and sustainable development policies [
12]. Therefore, improving the insolation of buildings is of great practical importance for reducing building energy consumption.
Current research on the relationship between building layout and insolation in cities mainly focuses on the optimization of solar energy potential and urban layout, the optimization of insolation quantification and building form, and the design optimization of courtyard microclimate.
Existing studies have shown that there is an inextricable relationship between urban layout and solar potential. For example, Košir et al. analyzed the effects of different building layouts on solar energy collection and pointed out that the optimization of building orientation and spacing is an important factor in improving the efficiency of solar energy use [
13]. In order to further explore the issues related to solar energy potential in existing urban layouts, a study proposed that the two key factors for improving the efficiency of solar energy use are building orientation and spacing by analyzing the effects of different building layouts on the duration of sunlight [
14]. By analyzing the effects of different urban layouts on building energy consumption and solar potential, one study proposed a framework for optimizing the urban form to improve energy efficiency [
15,
16].
In recent years, research in the field of residential building energy sustainability has shown that reasonable building layout and orientation design play a key role in improving energy efficiency and integrating renewable energy. Bekele and Atakara [
17] and Khan et al. [
18] explored passive and active solar energy utilization under different climatic backgrounds, providing important references for this study.
Bekele and Atakara [
17] conducted research on energy efficiency optimization of residential buildings in the Mediterranean climate zone. The research aims to maximize solar energy utilization and reduce heat loss by optimizing building orientation and layout, as well as adopting high-performance glass and insulation measures. The results confirmed the significant effect of climate-responsive design, such as layout and sunshine adaptability optimization, on improving indoor thermal comfort and reducing energy consumption. This provides empirical evidence for optimizing the layout of urban residential buildings and utilizing sunlight. In contrast, Khan et al. [
18] highlighted the relationship between building spatial layout and orientation and photovoltaic utilization efficiency by evaluating the potential of rooftop photovoltaic systems in Saudi Arabia. The results indicate the impact of building orientation on the available rooftop photovoltaic area. Khan et al. also pointed out that precise data on building orientation and urban planning should be collected to improve the accuracy of photovoltaic potential assessment, highlighting the impact of macro-level planning on the utilization of renewable energy in buildings.
The current study provides a comprehensive assessment of building solar potential based on daylight simulations, demonstrating the positive impact of daylight levels on urban form and climatic conditions [
5]. However, how to improve the daylight level of courtyards, streets, squares, facades, and other parts of residential neighborhoods under the dense road network layout of small neighborhoods by adjusting the layout of residential neighborhoods needs to be further investigated.
The form and layout of the building and its geographical location have a significant impact on the efficiency of solar energy utilization. GIS methods can now be utilized to assess the solar energy potential of urban residential environments. Additionally, optimization strategies based on GIS can be used to maximize solar energy utilization [
14,
19]. In order to improve the level of insolation and design a more rational building form, many researchers have quantified the insolation hours of buildings to explore the optimal design of building forms. For example, Shao established a quantitative relationship model between the daylight hours and the shape, size, height, and arrangement of buildings, which proved that choosing a shorter arrangement of slab-type buildings can effectively improve land use efficiency and satisfy certain daylight standards. The optimization strategy of the building form was proposed from the perspective of daylighting [
20]. Another study by Liu et al. found that the height, spacing, and layout of buildings significantly affect the efficiency of solar energy acquisition through the simulation of energy consumption in different urban forms. A multi-objective optimization scheme was proposed for improving solar energy efficiency and reducing building energy consumption [
15].
Currently, parametric modeling and simulation methods are widely used for building energy consumption simulation, especially in the field of solar energy utilization. This method can use quantitative analysis to analyze the solar energy potential of urban residential buildings under different block layout conditions. Tian and Ooka [
21] used Grasshopper and Ladybug plugins to simulate solar radiation in a 3D model, exploring the effects of building height, block layout, and their interactions on the solar radiation utilization efficiency of residential building roofs and facades. The results indicate that the height of the target building and its spatial relationship with surrounding buildings play a decisive role in the utilization of solar energy on the building surface. Shakibamanesh used the Ladybug plugin in Grasshopper to simulate the solar radiation levels of different types of urban blocks [
22].
The above research indicates that Grasshopper parametric modeling and Ladybug plugin for solar energy simulation have important guiding significance for block layout. This study will draw on the above methods to further explore the relationship between the impact of sunlight and urban block layout.
Existing studies have shown that the form of urban blocks in residential areas has a significant impact on the utilization of solar energy. Especially, parameters such as the floor area ratio have a significant influence [
23], and in addition, the form of the block also has a significant impact on the utilization of solar energy [
24]. These studies have highlighted that the architectural form and layout have a significant influence on sunlight. Although the research objects are different, enhancing the utilization of solar energy by optimizing the layout is an important measure to promote the utilization of clean energy at present.
In terms of smaller scales and outdoor spaces, most of the studies focused on the effects of courtyard spaces and building facades on the thermal environment and solar potential of buildings. For example, by simulating and analyzing the daylighting and ventilation performance of courtyards with different geometries, it was found that north–south oriented courtyards with high aspect ratios have significant cooling effects in hot climates and can improve thermal comfort. It provides a basis for the optimization of courtyard layout [
16]. In terms of insolation potential, a study has proposed a method to quantify the solar energy utilization potential of building facades and roofs in urban areas by using the RADIANCE lighting simulation software. It was demonstrated that there is a significant difference in the façade solar energy collection potential of different building layouts at the same density [
25].
Although existing studies have directed the study of urban insolation levels at the level of the building layout, little attention has been paid to the importance of natural energy sources such as insolation levels in spaces such as courtyards and streets [
26,
27]. Most studies have been conducted in terms of single elements such as urban density and building type [
28,
29].
It can be proved that the level of sunshine also affects the form of the building layout to a certain extent. Especially under the planning layout of small neighborhoods and dense road networks, courtyard space has gradually become an important component of urban public space, and the sunshine situation in the courtyard space affects the geometry and orientation of the courtyard to a certain extent. In addition, due to the aggravation of global climate change, more attention has been paid to the role of microclimate regulation in cities. Studies such as that reported by Liu et al. have explored sustainable strategies in architectural and urban design from three perspectives: courtyard design, urban form and solar potential, and the application of GIS in solar energy assessment of urban residential environments [
16,
19].
Existing studies have shown that Barcelona has a long history of neighborhood public space revitalization, and in recent years, neighborhood planning reforms aimed at revitalizing neighborhood road space have advocated giving roads back to pedestrians, providing useful references for promoting neighborhood-based residential patterns and neighborhood planning in China [
5,
30]. A study by Zhang et al. found that the road network layout in Barcelona helps to ensure good daylighting conditions for streets and buildings, and that daylighting requirements can be realized even at high latitudes [
7,
31].
In future research, it is necessary to deeply explore and practice the concept of Zelda planning under similar conditions in order to improve the balance of daylight and the efficiency of space utilization in urban design. At the same time, it is also necessary to conduct a comprehensive exploration of factors such as different latitudes and road network angles in order to find a more general and accurate optimization strategy.