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MicroorganismsMicroorganisms
  • Review
  • Open Access

19 July 2024

The Early Appearance of Asthma and Its Relationship with Gut Microbiota: A Narrative Review

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1
Biomedical Research Institute of Murcia (IMIB-Arrixaca), 30120 Murcia, Spain
2
Food Science and Nutrition Department, Veterinary Faculty, Regional Campus of International Excellence Campus Mare Nostrum, University of Murcia, 30100 Murcia, Spain
3
Microbiology Service, Virgen de La Arrixaca University Clinical Hospital, Regional Campus of International Excellence Campus Mare Nostrum, University of Murcia, 30120 Murcia, Spain
4
Pediatric Allergy and Pulmonology Units, Virgen de La Arrixaca University Clinical Hospital, Regional Campus of International Excellence Campus Mare Nostrum, University of Murcia, 30120 Murcia, Spain

Abstract

Asthma is, worldwide, the most frequent non-communicable disease affecting both children and adults, with high morbidity and relatively low mortality, compared to other chronic diseases. In recent decades, the prevalence of asthma has increased in the pediatric population, and, in general, the risk of developing asthma and asthma-like symptoms is higher in children during the first years of life. The “gut–lung axis” concept explains how the gut microbiota influences lung immune function, acting both directly, by stimulating the innate immune system, and indirectly, through the metabolites it generates. Thus, the process of intestinal microbial colonization of the newborn is crucial for his/her future health, and the alterations that might generate dysbiosis during the first 100 days of life are most influential in promoting hypersensitivity diseases. That is why this period is termed the “critical window”. This paper reviews the published evidence on the numerous factors that can act by modifying the profile of the intestinal microbiota of the infant, thereby promoting or inhibiting the risk of asthma later in life. The following factors are specifically addressed in depth here: diet during pregnancy, maternal adherence to a Mediterranean diet, mode of delivery, exposure to antibiotics, and type of infant feeding during the first three months of life.

1. Introduction

Asthma is the major non-communicable disease affecting both children and adults, with high morbidity and relatively low mortality compared with other chronic diseases [1,2]. It is a condition with several clinical phenotypes whose principal characteristics include a variable degree of airflow obstruction; bronchial hyper-responsiveness; and airway inflammation that leads to recurrent episodes of wheezing, breathlessness, chest tightness, and coughing, particularly at night or early in the morning [3,4]. Severity ranges from occasional symptoms to disabling persistent symptoms and/or frequent life-threatening exacerbations [5]. However, in children <5 years of age, clinical symptoms of asthma are variable and non-specific [3]. Asthma and allergic diseases such as allergic rhinitis (hay fever), atopic dermatitis (eczema), and immunoglobulin E-mediated food allergy are closely associated, with the likelihood of developing asthma being increased by a personal or family history of allergic disease [5,6]. Several clinical phenotypes of asthma have been defined [4]; some of the most common are allergic asthma, non-allergic asthma, adult-onset (late-onset) asthma, asthma with persistent airflow limitation, and asthma with obesity; allergic asthma and non-allergic asthma are the most easily recognized. Both have similar manifestations of airway hyper-responsiveness and inflammation, mediated by different mechanisms. By definition, allergic asthma is associated with allergen sensitization, hypersensitivity mediated by immunoglobulin E (IgE), and type-2 immune response (Th2). On the other hand, non-allergic asthma is associated with neutrophilic inflammatory response with Type-1 (Th1) and Type-17 (Th17) cytokine profile. Allergic asthma is initiated by mast cell activation in response to allergen-binding IgE receptor and Th2-cells, which can directly induce airway hyper-responsiveness and play an important role in initiating and generating the physiological abnormalities in the asthmatic subjects. This leads to mast cells producing and releasing cytokines and recruiting eosinophils and other inflammatory cells. The activation of these cells triggers the release of pro-inflammatory mediators, among which interleukin 4 (LTC4) has a key role. Mediators such as Histamine, LTC4, and Tryptase produce airways’ smooth muscle contraction [7]. The current therapy for asthma is based on the achievement of several objectives, such as relaxation of the smooth muscle of the airways and prevention and reversal of inflammation [8].
Epidemiologic studies have shown that, over the last few decades, the prevalence of asthma in the pediatric population (0–17 years) has increased at an incidence rate of 1.4% per year, and, overall, the risk of developing asthma is highest in children during the period between birth and four years of age [9,10]. Asthma is estimated to affect approximately 300 million people worldwide, and it is likely that, by 2025, an additional 100 million might be affected [2,11]. Asthma also causes significant healthcare expenditure. Uphoff et al. in 2017 [12] examined variations in the prevalence rates of childhood asthma and wheeze at 4 years of age in different European countries and found that the prevalence of asthma varied from 1.72% in Germany to 13.48% in England, and that of wheeze from 9.82% in Greece to 55.37% in Spain. In the International Study of Asthma and Allergies in Childhood (ISAAC), the overall prevalence of wheeze was estimated to be 11.7% for 6–7-year-old children [13].
The hygiene hypothesis and the “lost microbe” hypothesis assume that the loss of specific bacteria from the modern-day human microbiota is caused by to our increasingly hygienic lifestyle, C-section deliveries, and excessive use of antibiotics [14,15]. Due to the dramatic changes in lifestyle in the last century, the human microbiota suffers from a loss of diversity, and that loss is one of the causes of the recent increase in the prevalence of asthma [10,16]. On the other hand, and dealing with a broader range of conditions, the Developmental Origins Hypothesis for Health and Disease (DOHaD), or “perinatal programming”, proposes that nutritional and other environmental stimuli can “program” developmental, metabolic, and immune pathways during critical periods of prenatal and postnatal development and subsequently induce long-term changes in metabolism and susceptibility to chronic diseases, including asthma [16,17]. Immune system development begins in utero and continues during the first years of life. A Th2 response is promoted in the fetal immune system by the maternal environment during pregnancy, which is thought to protect the fetus from immunologic rejection by the mother, and it is after birth when the transition to a non-allergic Th1 phenotype occurs. If, during the early postnatal life, this transition is delayed or damaged, there is an increased risk of atopic disease, including atopic dermatitis, allergic rhinitis, allergic conjunctivitis, anaphylaxis, and asthma [16]. Gut microbes have been shown to induce regulatory T cells that help guide the host’s Th1/Th2 balance, and it has been shown that the recognition of microbiota-derived peptides by mucosal receptors enhances systemic innate immunity [18]. Also, two studies in germ-free mice show how, during the postpartum stage, the immune system produces an immune response directed by Th2 cells, but after the restoration of the intestinal microbiota, there is a shift towards a normal immune phenotype, dominated by type cells Th1 and Th17 [19]. This suggests that the intestinal microbiota plays a key role in establishing the balance between the Th1 and Th2 phenotypes during the early stages of life [19]. Microbial metabolites, including SCFAs, could influence the development of asthma, since their presence and variety in maternal and infant feeding has been associated—however, inconsistently—with childhood asthma [20]. The growing body of epidemiological and microbiological literature supports the hypothesis that the inception of allergic disease and, by extension, asthma development may lie at least in part in the communities of microbes that exist in the gastrointestinal tract; it is called gut–lung axis [9]. Although the exact mechanisms by which this axis would activate the innate immune system are not wholly known, there is evidence of possible interactions between the gut and lung mucosa [21]. It is likely that this axis is important to maintain normal microbiota and influence the immune response in both compartments and maintain homeostasis [22]. Some factors have been identified as related to atopic disease development in childhood, such as intrauterine exposure, specifically exposure to antibiotics and Mediterranean diet (MD) adherence; early life antibiotic exposure; C-section [23,24,25]; formula feeding; or lack of exposure to pets during pregnancy [26].
This narrative review aims to summarize the latest scientific evidence concerning the impact of factors such as maternal diet during pregnancy, adherence to a Mediterranean diet, mode of delivery, antibiotic exposure, and early infant feeding practices on the neonatal gut microbiota profile. The review intends to elucidate how these factors influence the risk of asthma and asthma-like symptoms in childhood, emphasizing the concept of the “critical window” within the first 100 days of life as crucial for long-term pulmonary health outcomes. Additionally, the review identifies potential gaps in knowledge that warrant further research.

2. Methods

A literature search was performed using the electronic databases PubMed/Medline and Scopus with no date limits. The most relevant published studies were identified in an independent way by the authors.
The keywords used were (in combination) asthma, gut–lung axis, gut microbiota, lactation, breast milk, Mediterranean diet, factors, antibiotics, delivery, dietary pattern, antibiotic, early life, caesarean section, and immune system. The inclusion criteria for the review included (i) original studies published in English; (ii) reviews/systematic reviews, meta-analyses, randomized controlled trials/experimental studies, and observational studies (case, cross-sectional, case–control, and cohort reports); (iii) with defined exposure; (iv) gestational diet and type of diet during the first months of life of the offspring; and (v) mode of delivery.

3. Gut–Lung Axis: Mouse and Longitudinal Human Studies Define the Early Life Critical Window

Within the scientific community, a new concept has been established: the “gut–lung axis”, which attempts to mechanistically describe how microbes in the gut might influence immune function in the lung [27,28]. As Stiemsma and colleagues reviewed [29], one of the main connections is through interactions of the intestinal microbiota with pattern recognition receptors of the innate immune system. It is well known that Toll-like receptor (TLR) signaling can be stimulated by pathogen-associated molecular patterns (PAMPs) such as lipopolysaccharide (LPS) and peptidoglycan. This stimulation confers the downstream activation of many genes that regulate inflammation and modulates innate immune responses. Dendritic cells (DCs) are also the intermediaries of gut microbiota–immune cell crosstalk in a similar way to the antigen-recognition and IgE-mediated hypersensitivity pathways, since dendritic cells regularly take samples of gut microbes in the intestinal lumen or lymphoid tissues. The detection of intestinal microbiota PAMP by DCs promotes immune tolerance in the intestine, but also produces phenotypic changes in DCs and its migration to the mesenteric lymph node (MLN) to activate and promote the differentiation of distinct effector T helper-cell subset. In the MLN, T cells acquire targeting molecules such as chemokines, which activate the T-cell migration to other parts of the body, including the respiratory tract mucosa. Therefore, it is possible that phenotypic changes occur in DCs due to interactions with specific gut microbes through their corresponding PAMPs, which would produce subsequent effects on lymphocyte priming/homing and, therefore, changes in anti-inflammatory responses in the airways [30,31].
Another area of gut–lung axis research involves microbial-derived metabolites, such as SCFAs. These metabolites are known to modify gene expression through the inhibition of histone deacetylases (HDACs); cytokine and chemokine production; and cell differentiation, proliferation, and apoptosis [20]. SCFAs function as HDACs inhibitors and ligands, which are predominantly agonists of G protein-coupled receptors (GPCRs). The ability of SCFAs to inhibit HDACs generally promotes a tolerogenic, anti-inflammatory cell phenotype necessary for the maintenance of immune homeostasis [32,33]. SCFAs can also modulate T cells, particularly regulatory T cells (Tregs), through HDACs inhibition [29]. Diverse studies, characterizing the ability of specific SCFAs to regulate the quality of the colonic Treg cell pool, have shown that propionate and butyrate induce FoxP3 (a transcription factor which, following exposure to allergens, is critical for the conservation of immune system homeostasis and responsible for the suppression of Th2 responses [34]) in an HDAC-dependent manner, while acetate is less effective [35,36]. Clostridia species are large producers of SCFAs, and their production of butyrate has been associated with the generation of peripheral Tregs in the colon [36]. In a house dust mite (HDM)–mouse model of experimental asthma, both acetate and propionate were capable of reduce cellular infiltration into the airways [37]. In a later study using the same asthma mouse model, maternal intake of acetate was shown to reduce allergic airway disease in the in the mice offspring when adult [38]. In both studies, the authors demonstrated that a reduced severity of allergic airway inflammation in the offspring was associated with an increase in the intake of fermentation of microbiota-accessible carbohydrates (MACs) during the pregnancy period.
Studies in animal models have made significant advances in our understanding of the gut–lung axis, and in many of them, it has been found that the result is time sensitive, which leads us to the concept “early life critical window”. These studies have been based on the identification of large-scale changes in intestinal microbial compositions in asthma- and allergy-induced mice models, and in the manipulation of the intestinal microbiome with antibiotics, increasing the severity of those diseases [39,40,41,42]. Cahenzli et al. [42] demonstrated that an increased microbial diversity in early life is required to regulate IgE production, and it decreased disease severity in a mouse model of antigen-induced oral anaphylaxis. Lyons et al. [39] showed that perinatal exposure to Bifidobacterium longum AH1206 induces Treg levels in both infants and adult mice and protects against OVA-induced Th2 sensitization and allergic airway inflammation in adult mice. Moreover, Russell et al. [40,41] reported that perinatal exposure to antibiotics exacerbates lung disease in adult mice. Specifically, the authors showed that perinatal (in utero and up to 21 days after birth) versus strictly prenatal (in utero) vancomycin treatment of ovalbumin (OVA)-challenged mice exacerbated asthma-related immune responses.
The gut–lung axis also is supported by different longitudinal studies (Figure 1), such as in the Canadian Healthy Infant Longitudinal Development (CHILD) cohort, which shows that intestinal microbiota profiles differ between infants who develop and do not develop asthma [43,44,45]. Nylund et al., in 2013 [46], in their prospective study, found a lower abundance of Bacteroidetes and greater abundance of Clostridium clusters IV and XIVa at 18 months in children subsequently diagnosed with eczema. Similar results were founded by Abrahamsson et al. [43], who, using 454-pyrosequencing in feces from a Swedish cohort of 40 infants, associated atopic eczema at 2 years and asthma development at school age with lower diversity of Bacteroidetes at 1 week and 1 month of age. Recent findings from the CHILD cohort study, using next-generation sequencing (NGS), observed that a higher ratio of Enterobacteriaceae to Bacteroidaceae at 3 months of age was predictive of food sensitization at 1 year [47]. Arrieta et al. [44], in a nested case–control study of the same CHILD cohort, examined the gut microbiota of 319 infants and found that children with a high risk of asthma at school age (classified as those with atopy and wheeze at 1 year) exhibited transient gut microbial dysbiosis during the first 100 days of life. Specifically, they identified decreases in the abundances of four bacterial genera, Lachnospira, Veillonella, Rothia, and Faecalibacterium in the 3-month fecal microbiota. Other studies have identified shifts in specific bacterial taxa in early life. For example, in the KOALA Birth Cohort, colonization with Clostridium difficile at 1 month of age was associated with increased risk of eczema, recurrent wheeze, allergic sensitization, and asthma by 7 years of age [48]. Other studies have shown that colonization with that same pathogen was associated with an increased risk of future wheeze or asthma [49,50].
In 2016, Stiemsma et al. [51] found that Lachnospira remained low in the 3-month fecal microbiota, while one bacteria species, Clostridium neonatale, was increased in infants classified as asthmatics at 4 years of life, at this time-point. The authors calculated a ratio of Lachnospira to C. neonatale (L/C) and showed that children with the lowest L/C ratio (quartile 1) were 15 times more likely to be diagnosed with preschool-age asthma than children in the other L/C quartiles [51]. Interestingly, both in the study by Arrieta et al. [44] and the study by Stiemsma et al. [51], the authors identified the gut microbial changes only in the first 3 months of life, highlighting this time frame as the early life critical window during which gut microbial dysbiosis is most influential in promoting asthma and atopic disease in humans. With this information, it is more and more evident that gut microbial dysbiosis is associated with human atopic diseases and that it is characterized by taxa-specific shifts in abundance at the family, genus, and even species level and not by global changes to the composition of the intestinal microbiota [44,45,51]. Also, with all the research carried out, it has been determined that the “critical window” to identify these intestinal microbial changes in humans could only cover the first 100 days of the newborn’s life. Furthermore, several factors can modify the profile of the intestinal microbiota [52] and therefore cause dysbiosis: only some of them might contribute to the increasing prevalence of asthma [53]. In the next section, we focus on some of those factors that can modify the intestinal microbiota profile and therefore enhance or inhibit the risk of asthma during later stages of life.
Figure 1. The gut–lung axis: the first 3 months of life as the critical window in early life [41,42,43,44,45,46,47,49,50,53].
Figure 1. The gut–lung axis: the first 3 months of life as the critical window in early life [41,42,43,44,45,46,47,49,50,53].
Microorganisms 12 01471 g001

5. Summary

The new concept “gut–lung axis” aims to describe how microbes in the gut may impact immune function in the lungs. This interaction hinges on the relationship between intestinal microbiota and pattern-recognition receptors of the innate immune system, particularly TLRs. Activation of TLR signaling by microbial patterns regulates inflammation and innate immune responses. Dendritic cells serve as intermediaries in the communication between gut microbiota and immune cells. They detect microbial patterns, promote immune tolerance in the intestine, induce phenotypic changes, and migrate to lymph nodes, influencing T-cell preparation and migration to other body parts, including the respiratory mucosa.
Also, microbial-derived metabolites, such as short-chain fatty acids (SCFAs), influence gene expression, cytokine production, cell differentiation, proliferation, and apoptosis. SCFAs, acting as histone deacetylase (HDAC) inhibitors, foster a tolerogenic, anti-inflammatory cell phenotype, particularly in regulatory T cells (Tregs). In asthma models, SCFAs like propionate and butyrate induce FoxP3, potentially reducing allergic airway inflammation. Maternal intake of acetate during pregnancy is associated with a decreased risk of allergic airway disease in offspring.
Studies in animal models emphasize the “early life critical window” to understand the gut–lung axis. Changes in intestinal microbial compositions during early life are linked to asthma and allergy. Studies manipulating the intestinal microbiome with antibiotics demonstrate the increased severity of those diseases. Additionally, longitudinal studies in humans reveal differences in intestinal microbiota profiles between infants who develop asthma and those who do not. It is critical to identify microbial dysbiosis during the first 100 days of life.
Dysbiosis is characterized by specific changes in bacterial taxonomies at the family, genus, and species levels. Factors such as diet during pregnancy can modify the intestinal microbiota profile and impact the risk of asthma in later stages of life. Past and recent research, particularly focused on adherence to a Mediterranean diet (MD), highlights its protective effects.
The complexity of the relationship between maternal dietary factors, specific nutrients, and the risk of asthma and allergy in the offspring requires a deep understanding of the various influencing factors.
With respect to the mode of delivery, the findings are conflicting. Studies indicate that infants born through CS delivery may experience lower microbiota diversity, reduced abundance of specific microbial phyla, and altered levels of immune system-related chemokines. Some studies associate emergency CS with an elevated risk of wheeze and food allergy. However, the relationship between CS and asthma may be influenced by factors such as programmed vs. emergency CS, sex, and region. The roles of potential confounders like mother and infant diet, perinatal factors, parental factors, maternal age, or assisted reproductive technology are to be established.
Epidemiological studies over the past decade consistently suggest a link between prenatal exposure to antibiotics and the subsequent development of allergic diseases, particularly asthma, during childhood. Broad-spectrum antibiotic exposure during the first five years of life has been implicated in the development of asthma and atopy. Multiple studies consistently demonstrate that antibiotic exposure in the first year of life is linked to an elevated risk of developing asthma in a dose-dependent manner. The disturbance of the gut microbiota balance is thought to be a significant mediator between antibiotics and asthma, impacting the developing immune system and predisposing individuals to Th2 immune response.
However, insufficient attention is probably given to confounding factors such as maternal history of asthma, smoking, mode of delivery, birth weight, and breastfeeding. Not only exposure but also timing, type, and dose are of importance. For instance, cephalosporins show the strongest association with future asthma, and the third trimester seems to be the most sensitive to those drugs.
In conclusion, it is crucial to investigate the relationship between microbial dysbiosis and the early onset of asthma to determine if it is a cause or merely an associated finding. Specific mechanisms of how microbial dysbiosis in the gut–lung axis affects health and causes asthma should be described, identifying the relevant microbes and the role of specific antibiotic therapy.
Other areas of interest include the impact of viral infection and/or fungal dysbiosis on immune homeostasis and the effect of dietary intervention on microbial dysbiosis and asthma development.
Finally, the role of probiotics needs further investigation. Studies have shown positive results in children with allergic asthma when different probiotics are administered for short periods. However, more research is needed not only in patients with asthma but also in those at risk of asthma and microbial dysbiosis to clarify their preventive effect, their ability to modulate epithelial barrier function, and their interaction with the immune system.

Author Contributions

C.M.-G., M.S.-P. and G.Y.-G., conceptualization; C.S.-M., writing of the paper; C.M.-G., M.S.-P., G.Y.-G., L.G.-M. and G.R., review and editing. All authors have read and agreed to the published version of the manuscript.

Funding

This review was supported by grants from Instituto de Salud Carlos III, Spanish Ministry of Science, Innovation and Universities, and Fondos FEDER (grant numbers CP14/0046, PIE15/0051, PI16/00422, ARADyAL network RD160006, and PID2019-106693RB-100/AEI/10.13039/501100011033). C.S.-M. was funded by a predoctoral fellowship (FPU MECD 15/05809) awarded by the Ministry of Education and Culture as part of the Government of Spain.

Conflicts of Interest

The authors declare no conflicts of interest.

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