3.1. Silicon Nanopillars with a Cotton Swab Geometry Are Highly Bactericidal
The nanopillars shown in
Figure 1a were fabricated on 300 mm crystalline silicon wafers (referred to as the base silicon substrate in the following text) by deep ultraviolet immersion lithography and plasma etching [
14,
15]. Scanning electron microscopy (SEM) investigation of the surface showed that the sizes of the pillars were uniform across the surface (
Figure 1a) and the spatial arrangement of the pillars was highly ordered (
Figure 1b). The pillars were 35 nm wide and square-packed with a 90 nm pitch (
Figure 1a). The deposition of silicon dioxide on these nanopillars resulted in an overhang profile that looked like cotton swabs or mushrooms (
Figure 1c). The size of the sphere on top of cotton swab (CS)-shaped nanopillars grew with an increasing deposition time. As spheres grew bigger, the gap between nanopillar caps became smaller.
Figure 1d shows the SEM image of the surface with CS nanopillars made by depositing silicon dioxide for a duration that is equivalent to a 100 nm thick coating on a flat surface. Such a surface topography with an array of spherical caps and spaces in between can be bactericidal [
11]. When bacteria adhere to a surface with such a topography, the cell envelope is non-uniformly stretched over the gaps, which in turn leads to an increase in the local tension [
11]. This can cause mechanical rupturing of the cell envelope and consequently, the lysis of bacteria [
18].
To assess whether the CS-shaped nanostructures possess bactericidal activity, we incubated cell suspensions of
S. aureus and
P. aeruginosa (see Methods for details) on top of CS pillar surfaces and base silicon substrates (1 cm
2), respectively, in 24-well plates. The fraction of viable cells was determined by standard plate counts (see Methods for details). We also incubated the cell suspensions separately without the surfaces to account for cell death that was not due to the action of the surfaces. For CS pillars, we observed a killing efficiency of around 80% for
S. aureus and 89% for
P. aeruginosa, corresponding to a killing rate of 39,500 and 110,000 cells h
−1 cm
–2, respectively (initial counts of
S. aureus and
P. aeruginosa were different), over a period of 18 h (
Figure 1E,F). In contrast, the base silicon substrate showed no bactericidal activity (
Figure 1E,F). Previously, the bactericidal activity of silicon nanopillars was shown to be independent of the surface chemistry [
8], and it was proposed that the killing of cells upon attachment to the surfaces is purely of a mechanical nature. We sputter-coated the silicon base substrate and the highly ordered silicon pillars with gold, which is well-known to be non-toxic to bacteria. For 100 nm thick depositions, the gold CS pillars were also bactericidal against both
S. aureus and
P. aeruginosa. The incubation of cell suspensions on top of gold CS pillars resulted in a reduction of viable cells of 97% for
S. aureus and 98% for
P. aeruginosa, over a period of 18 h (
Figure 1G,H). This strongly suggests that the bactericidal activity of a surface with CS nanopillars is physical in nature. As a control, we also measured the bactericidal activity of base silicon substrates that were sputter-coated with gold for the same duration as the gold CS pillars. The control flat gold surfaces (without nanopillars) did not show any bactericidal activity (
Figure 1G,H). This demonstrates that the CS nanopillars are essential to exerting bactericidal effects.
Cell deformation and lysis by gold CS pillars were confirmed by viability staining and SEM (
Figure 2). After 18 h of incubation, the majority of
S. aureus and
P. aeruginosa cells attached to the surface stained red with propidium iodide, indicating a loss of structural integrity (
Figure 2a,b). Fluorescence microscopy of the control surface (gold-coated silicon base substrate) showed a majority of intact, alive, and green stained cells (
Figure S1). Using the viability staining assay to measure the bactericidal activity of surfaces is a popular approach; however, it does not represent the real fraction of non-viable cells in the suspension. This is because the lysed dead cells have a greater penchant to get deposited on the surface. Therefore, we did not use microscopy for the quantitative assessment of bactericidal activity and instead relied on plate counts. However, micrographs of cells are valuable to qualitatively understanding the process of lysis. For example, the patterns of cell attachment observed in the SEM micrographs were different for
S. aureus and
P. aeruginosa.
S. aureus cells were deformed, but their cell envelope did not disintegrate (
Figure 2c), whereas
P. aeruginosa cells were completely engulfed by the pillars, showing that they cannot resist morphological deformations as much as
S. aureus (
Figure 2d). This is due to the difference in cell envelopes of gram-positive and gram-negative bacteria.
S. aureus, being a gram-positive bacteria, has a much thicker cell envelope than
P. aeruginosa (gram-negative) and is therefore more resistant to cell lysis [
19]. The complete disintegration of
P. aeruginosa cells is also highlighted in the images from the viability staining assay. In addition to red foci, patches of red smears can be seen on the surface, which indicates the engulfment of dead cells by the action of nanopillars (
Figure 2b). These results are in agreement with a previous study [
20] that found gram-negative bacterial species to be more vulnerable to killing by nanostructures than gram-positive species. Contrary to
P. aeruginosa and
S. aureus,
Escherichia coli did not show any reduction in viable cells upon incubation on silicon CS nanopillars (
Figure S2a). Fluorescence microscopy showed that
E. coli cells did not adhere to the surface at all (
Figure S2b). These results show that the CS nanopillar topology only exerts bactericidal effects upon bacterial attachment to the surface by physically rupturing the cells and inducing leakage of the cellular material.
3.2. Biophysical Model for Contact-Dependent Bacterial Killing by Nanostructures
To explain the bactericidal activity of nanostructured surfaces, several biophysical models have been described [
11,
21,
22]. These models investigated the interaction of the cell envelope with a one-dimensional layout of nanopillars and provided valuable insights into the mechanism of bactericidal action. However, surface characteristics are more accurately determined by the arrangement of nanopillars in two dimensions. To enable the optimization of surface topology for maximum bactericidal activity, we decided to derive a model ab initio from the infinitesimal strain theory for 2D surfaces by incorporating a two-dimensional layout of nanopillars.
The bacterial envelope is a complex multilayered visco-elastic anisotropic medium [
18,
23,
24]. The viscous properties of the envelope are intimately linked with bacterial growth; in other words, bacteria and consequently, the cell envelope, behave elastically in the absence of growth or on a short time scale compared to the cell doubling time [
25]. For our experiments, we used stationary phase cells suspended in PBS buffer without any nutrients in order to avoid growth or biofilm formation during incubation on surfaces. The absence of growth was also confirmed experimentally from a control suspension incubated in a well without any surface. The electron micrographs shown in
Figure 2 confirm the absence of biofilm formation. Additionally, Hwang et al. [
24] reported linear elastic behavior of the bacterial envelope with negligible strain stiffening up to 50% of the area expansion. While it was reported that anisotropy of the rod-like bacteria’s envelope, like that of
P. aeruginosa, is essential to explaining their observed behavior during growth and cell division [
23,
26], the reported anisotropy [
27] is much smaller in scale than the observed variation of the overall bacterial envelope stiffness [
28]. Considering all of this, in our qualitative model, which evaluates the impact of various degrees of adhesion on the tension induced in the envelope, we simplify the cell envelope to a linear elastic homogeneous isotropic medium fully characterized by its mechanical properties, while we consider the nanopillars to be rigid. Under these conditions, the infinitesimal strain theory for thin sheets is a good candidate for estimating the tension induced in the envelope. Furthermore, the elastic properties of the envelope can be expressed by a simple linear relation between the strain tensor
and tension tensor,
, where
is the stiffness of the envelope. When the cell doubling time is not much larger than the adhesion maturation time or in the case of significant extracellular polysaccharide (EPS) production, for example, when the environment is abundant with nutrients, the viscous properties of the cell envelope, including dissipation of the induced stress and the dynamics of adhesion formation, have to be taken into account. This increases the complexity of the model.
The cell envelope of bacteria can be broadly classified into gram-positive and gram-negative [
19] and they differ substantially in their thickness and rigidity [
28]. This means that not only the stiffness, but also the bending rigidity, of the cell envelope should be considered in order to describe the mechanical properties of a cell accurately. We incorporated bending rigidity into the effective adhesion energy using the model described in [
29,
30] (see
Supplementary Materials Section 1 for details). The mechanical interaction between the surface and the envelope is mediated by adhesion. In this model, we assumed a constant homogeneous adhesion energy density, whenever the envelope was in contact with the surface, and zero otherwise, as suggested by [
11]. Although this approach neglects the intricate details of the adhesion interaction [
31], we deem it sufficient for qualitatively describing the macroscopic effects of adhesion on a long timescale because the timescale of the experiment vastly exceeded the maturation time of adhesion. Extracellular polysaccharide (EPS) production can also possibly affect the adhesion strength and contact area between the bacteria and the surface, but significant EPS production on a similar surface was only observed when a substantial additional pressure to bacteria was applied [
32]. These considerations justify our choice and also allow us to combine the adhesion energy density with the bending rigidity to produce a single quantity, the local effective adhesion energy
(see
Supplementary Materials Equation (1) for the exact definition).
By calculating the minimum of the free energy functional (see
Supplementary Materials Sections 1 and 2), we found that the tension tensor at any point of the cell envelope
is isotropic,
where
is the identity tensor, and thus can be fully characterized by a scalar tension
. The actual value of the scalar tension field can be further determined by the minimum of the free energy functional
,
over all possible shapes of the envelope. The minimization of the free energy is constrained by the initial bacterial surface area
:
which represents conservation of the cell envelope’s mass during the process of deformation of the cell induced by adhesion. Integrations in the equations above are over the deformed surface of the bacterial envelope. The situation when
corresponds to a collapsed membrane and thus represents a lower bound on the tension (see
Supplementary Materials Section 2 for further discussion). Note that the solution of our model is a real physical tension of the cell’s envelope, which can be, in principle, directly measured by the means of traction force microscopy, unlike the stretching parameter introduced by Pogodin et al. [
11].
We approximated the morphology of nanopillars to regularly placed spherical caps with a given curvature
and radius
(
Figure 3) and estimated their parameters from SEM micrographs (
Supplementary Materials Section 4). We found that this approximation describes the CS nanopillar surface quite accurately.
If we further assume that the curvature of the membrane suspended between these spherical caps can be neglected, the free energy functional (Equation (1)) can be simplified to
where
is the wetting angle and
is the center-to-center distance between the pillars (
Figure 3).
is the effective adhesion energy for spherical caps of the radius of curvature
(see equation 8 in
Supplementary Materials), and
is the Lagrange multiplier associated with the simplified constraint (Equation (2)):
Note that for the geometry depicted in
Figure 3, the wetting angle θ is bounded by θ
max = arcsin
/R, as the adhesion energy needs to compensate for the huge bending energy associated with the large local curvature at the edge. This prevents the bacterial envelope from sinking along the pillar to its base. More specifically, since the area of the edge is proportional to the local radius of curvature, the contribution of bending to the free energy remains inversely proportional to the local radius of curvature and proportional to the radius of the cap. On the other hand, the bending energy of the cap is proportional to (
/R)
2. By comparing these two contributions, we can estimate, using approximate values from
Figure 1C, that the bending energy of the edge alone will be at least a hundred times larger than the bending energy of the cap itself. Also note that this limitation does not exist for nanopillar geometries with a smooth, locally flat transition, like those discussed by Pogodin et al. [
11]. Consequently, the local tension is homogeneous in each of the respective regions. To be more specific, the local tension in the suspended region is given by
, where
, and in the adhering region by
, where
. As the effective adhesion energy has to be positive for the envelope to adhere to the surface, these equations demonstrate that the local tension is typically lower in the adhering region than in the suspended region. Further analysis shows that adhesion induces compression of the cell envelope over the adhering region and expansion over the gaps (see
Supplementary Materials Section 3 for more details) because the energetic gains from the adhesion overcome the cost from the associated deformation (Equation (3)). In
Table 1, some suggestions regarding optimal design parameters are given. We determined that with decreasing effective adhesion or increasing stiffness of the cell envelope, the optimal radius of curvature R with respect to the pillar size
increases. Also note that independent of the adhesion or stiffness values, the optimal design always corresponds to tightly packed pillars, i.e., the pillar radius
is always half of the pitch distance d. We also provide the maximal induced tension τ with respect to the effective adhesion ε’ as a measure of the design‘s yield and fraction τ/k, which can be linked to the maximal deformation and consequently, to the bactericidal activity.
By using the geometrical properties of the surfaces like the CS nanopillar cap curvature estimated from SEM images, we numerically estimated (see
Supplementary Materials Section 4) the induced tension in the cell envelope for gold CS nanopillars corresponding to 100 nm thick gold deposition on silicon nanopillars. According to our estimation, this surface induced tension in the range of 155 to 592 mN/m at the maximal cover and at the minimum of the free energy, the tension was in the range of 5 to 203 mN/m. The reported critical tension for the bacteria membrane’s rupture is between 30 and 75 mN/m [
24,
33], values which can be exceeded by the induced tension in the envelope for the CS nanopillars. These results are in agreement with our experimental observations and support the hypothesis that stretching of the cell envelope over the gaps leads to mechanical stress, which can cause rupturing of the bacterial membrane in the suspended region and subsequently lead to lysis. Moreover, this interpretation is also in agreement with that of Pogodin et al. [
11] and it corroborates the catastrophic disintegration of the
P. aeruginosa cell envelope and deflation of
S. aureus (due to cytoplasm leakage) by CS-shaped nanopillars (
Figure 2).
In the future, bactericidal surface topologies need to be translated to materials that are amenable to scalable production. Polymers like Polydimethylsiloxane (PDMS) and polymethyl methacrylate (PMMA) are amenable to scalable production and can be used to imprint bactericidal topologies for various purposes, like the prevention of bacterial colonization on implants and in hospitals, to limit the transmission of pathogens. Although the model presented here can be applied to study the interaction of microbes with different topologies and nanostructured surfaces made of different materials, some changes may be necessary. In this model, we assumed that nanopillars are rigid, which may not hold true for other materials. The deformation of flexible nanopillars can reduce their bactericidal activity, as it would allow relaxation of the built-up stress in the cell envelope. Adhesion of the microbes on the surface is another important factor to consider. Without sufficiently large adhesion, the CS nanopillars cannot kill bacteria. This is a beneficial trait for applications such as implants, where we selectively want to kill the microbes that adhere and form a biofilm, whereas this trait is not desirable for bactericidal surfaces that are meant to prevent the transmission of pathogens.
3.3. Pillar Cap Geometry Influences the Bactericidal Activity
We further used the biophysical model described above to investigate the effects of changes in pillar cap geometry on the bactericidal activity. Since the cells lyse due to rupturing in the suspended region of the cell envelope, bactericidal activity can be assumed to be proportional to tension in the suspended region. The model suggests that the change in the total area of the cell envelope induced by the curvature of pillars is essential for bactericidal activity (
Figure S12). As the wetting angle increases, the change in the total area becomes larger and more tension is induced in the suspended envelope (
Figure 4a). Besides the wetting angle, the tension induced in the cell envelope by nanopillars is also affected by the curvature of the pillar cap and bending rigidity of the cell envelope. The effect of bending rigidity is more pronounced in the case of nanopillar caps with large curvatures (
Figure 4b). For a given pillar radius (or width), an increase in bending rigidity leads to the poor adhesion of cells on pillars (
Figure 4c) and therefore, causes less tension in the suspended region (
Figure 4d). An increase in cap curvature effectively increases the available area to which cells can adhere, but also makes it harder for cells to adhere due to bending rigidity (
Figure 4b). For cell envelopes with a very low bending rigidity, contact with a pillar with increased cap curvature leads to a dramatic increase in tension in the suspended region, whereas for a high bending rigidity, an increase in cap curvature leads to poor adhesion and a decrease in tension (
Figure 4b). These results indicate that nanopillars with a flat cap, like the nanopillars shown in
Figure 1a (having, in extreme cases, an infinite curvature at the sharp edges), should be much less effective than the CS-shaped nanopillars in the same experimental condition due to the poor adhesion of cells. This is further supported by our numerical results, which estimate the induced tension in the suspended region to be between 0.12 and 16 nN/m (
Supplementary Materials Section 4); much below the tension needed to cause a rupture of the cell envelope. Even for equally-sized (as compared to the area of 100 nm CS nanopillar caps) flat caps, the tension is estimated to be much lower than that of spherical caps of CS nanopillars; 0.7–75 nN/m. The prediction that flat capped nanopillars will be less effective was confirmed by experiments. Both
S. aureus and
P. aeruginosa did not experience any measurable loss of viability when incubated on the flat-tip pillars for 18 h (
Figure 5a,b).
The biophysical model also implies that the spherical caps are sufficient for killing the cells, even without the pillars, and that the height of the pillars should not have a major influence on the bactericidal efficiency. To make a surface with only spherical caps separated by gaps in between, we deposited gold on short (50 nm in height) silicon pillars. When the pillars were only 50 nm high, the gold deposition totally engulfed the pillars. SEM investigation showed a similar surface topography to the surface with 260 nm tall CS pillars (
Figure 5c). This surface was also bactericidal towards
S. aureus, killing around 60% of the cells in 18 h (
Figure 5d). In the model, we assumed that the nanopillars were rigid. Nevertheless, we observed a clustering of the nanopillars to larger domains after the deposition of gold, with a typical pitch distance of 86 nm (see
Figure 6c–e), indicating that the nanopillars were not perfectly rigid. We did not observe the clustering of nanopillars to larger domains in the case of 50 nm tall nanopillars (
Figure 5c), as they have a much higher bending rigidity. While the lower bending rigidity of the 260 nm tall nanopillars can relax some of the strain induced in the cell envelope, and thus inhibit the bactericidal activity, clustering of the caps locally increases the pillar density and thus effectively decreases (by 5%) the spacing between the pillar caps which, as we will discuss later, enhances the bactericidal activity. This may explain why the tall 260 nm CS pillars have a higher efficiency than the short 50 nm CS pillars. One of the common problems with cleaning nanostructured surfaces is the capillary-induced clustering of nanostructures. The CS profile shows bactericidal activity due to the caps and not the underlying nanopillars. Therefore, there is no need to make the slender high aspect ratio needles described in previous literature, for which we would expect a lot of damage after cleaning. The observation that caps without pillars are also bactericidal is very promising since the use of mechanically robust structures would enable real applications.
Next, we used the biophysical model to determine the effects of the size of the nanopillar caps and spacing between them on the efficacy of bacterial killing. For a given pillar radius (or width), an increase in size of the gap leads to a decrease in the envelope tension (
Figure 6a,b). Increasing the size of caps of CS nanopillars decreases the gap size and also provides more area for adhesion. Therefore, CS nanopillars with bigger caps should possess higher bactericidal activity. Precise calculations yielded a value of surface-induced tension in the range of 115 to 456 mN/m and 4 to 186 mN/m for 85 nm thick gold deposition (as opposed to 155 to 592 mN/m and 5 to 203 mN/m for 100 nm thick gold deposition) at the maximal cover and minimum of free energy, respectively. To confirm the prediction that bigger caps are more efficient, we made three distinct geometries of CS nanopillars. By modulating the duration of gold sputter coating, we achieved gold CS pillars with different sizes of spherical caps (
Figure 6c–e). The different durations of coating corresponded to the deposition of a 85, 100, and 130 nm thick gold coating. We tested the bactericidal activity of these surfaces against
S. aureus. After 3 h of incubation, none of them showed any significant bactericidal activity, but after 18 h, all three surfaces eliminated more than 50% of the cells in the suspension (
Figure 6f). More importantly, we observed that increasing the size of the cap increases the killing efficiency (
Figure 6f), which is in agreement with the predictions of the model, which estimates that the surface 100 nm thick gold deposition increases the induced tension in the envelope by 7% to 55% with respect to 85 nm thick gold deposition, depending on the exact conditions. Together, these results demonstrate that the interaction of bacteria with nanostructured surfaces is greatly influenced by the geometry and spacing of the nanopillar caps.
Finally, we estimated the radius of curvature maximizing the induced tension at the minimum free energy for equally large pillar caps and found the optimal radius of curvature to pillar caps radius ratio in the range of 1.08–1.25 (
Supplementary Materials Section 4), which are values quite close to those of hemispherical caps and surfaces described in this study.