1. Introduction
Due to the general advancements in modern economy and technology, transportation has expanded dramatically since the 1950s, leading to significant demand for ultra-high-speed trains for ground transportation, with speeds exceeding 1000 km/h [
1]. However, the researchers demonstrate that when the train speed approaches 400 km/h, the resistance will be more than 80% of the overall resistance. Furthermore, in a vehicle system, aerodynamic noise is proportional to one-eighth of the power speed [
2].
As a result, the higher the speed, the worse the noise pollution. Furthermore, according to the European Environmental Agency, the transport sector produced 27%of total European greenhouse gas emissions in 2016. Consequently, a new magnetically levitated ultrafast train operating along a low-pressure tube is required to reduce CO
2 emissions [
3]. Thus, many countries have researched evacuated tube transportation (ETT), such as China and the United States [
1].
Since the demand for high-speed internet connectivity is becoming increasingly important in our daily lives, providing Internet access in ETTs is one of the key incentives for railway operators to attract more passengers. However, radiofrequency wireless technologies are utilized to provide Internet access to travelers. Existing infrastructure based on radio frequency technology, such as Wi-Fi/WiMAX, can theoretically provide peak data rates of 54/75 Mbps, but in practice, data rates drop to less than 10 Mbps [
4,
5]; furthermore, the authors of [
6] optimized a cellular access to the universal mobile telecommunications system in long-term evolution for 4G networks to cover the railways by the system cells; in [
7], based on Saleh-Valenzuela and WINNER II model for 5G technology, they proposed a novel non-stationary mmWave MIMO theoretical model for high-speed train communication; also, to provide a high data rate for the train in 5G+/6G networks, in [
8] the author used unmanned aerial vehicles (UAVs)/drones for providing high data rates to mobile relays placed on top of high-speed train vehicles.
However, the ultra-high-speed train based on ETT poses several communications issues. Initially, there are ultra-fast handovers and increasing latency. In addition, the ultra-high speed will cause higher Doppler spread which will cause interchannel interference for the high mobility devices [
9]. Other previous works have demonstrated high speed by using Free Space Optics (FSO) rather than RF [
10]. The train’s transceivers must cooperate, and there is no redundant standby equipment to support reliable communication. In the FSO scenario, the operator has to erect several base stations (BSs) to maintain line of sight contact between the train and the ground and provide seamless coverage. In general, the large number of BSs incurs high costs and, in rural areas, raises operating expenses, making it a crucial concern for railway operators [
4].
Therefore, it is an important target for the researchers to minimize the number of BSs. Furthermore, traveling away from a BS’s coverage area and into the coverage area of the next BS initiates a handover process, which may result in communications interruption and a considerable handover time, particularly with the ultra-high-speed train. The time connectivity for each BS will be 0.72 s, or in some cases, 0.26 s if the train is traveling at 2700 km/h [
1]. The train must undergo various handovers, influencing system performance (data rate). Furthermore, the large divergence angle covering a specified track distance reduces the data rate.
So, addressing the communication issue at ultra-high speed remains a significant challenge. The authors of [
1] proposed a strategy for employing FSO in ETT; the proposed model contains an optical access point fixed at the ceiling of the evacuated tube every 200 m, it works as a transceiver for optical signals communication; furthermore, two optical transceivers are installed on the train, which are located on both the front and back of the train. Hence, a 100 km distance requires 500 BSs to cover it, and the data rate is adversely affected due to the wide divergence angle used.
From the above discussion, it can be noted that the increasing expansion and sophisticated growth of high train systems necessitate the provision of high-speed Internet services, which the existing radio frequency technology cannot readily offer, due to the time of handover mechanism and shortest time connectivity, especially with the ultra-high-speed future trains that would be run in an evacuated tube. Moreover, the existing techniques that use free-space optics suffer from the high number of base stations that need to be used (high expenditures). Therefore, this work proposes a unique strategy for ultra-high-speed trains in evacuated tubes based on FSO that achieves high speed, high reliability, low latency, high data rate, and fewer base stations required. Hence, in this paper, the number of base stations is significantly reduced, and the divergence angle could be adaptive depending on the distance between the train’s transceiver and the stationary BS transceiver. In addition, the power consumption will be less than the other techniques depending on the distance and the divergence angle, and thus might indeed be adaptive as well. Moreover, the data rate can be fixed at 1.25 Gbps (with reduced power consumption, and changeable divergence angle) or possibly a dynamic data rate increases more than 1.25 up to 4Tbps or more depending on the situation. Furthermore, a new handover method is proposed and addressed in this work.
The remainder of this article is structured as follows. First, the system model is presented in
Section 2, where the FSO technique is proposed for ultra-high-speed trains in evacuated tubes to provide excellent dependability and low latency. The handover mechanism is discussed in
Section 3. Then, simulation results are presented and analyzed in
Section 4. Finally, conclusions are presented in
Section 5.
2. System Model
The proposed scheme that is used in this paper is illustrated in
Figure 1. In this paper, the laser beam propagation model follows a Gaussian distribution [
11]. A train vehicle has an FSO transceiver installed on the roof in our model, and each BS on the ground has an FSO transceiver. The model contains three stages constituting the FSO communications system: a transmitter to emit optical signals, a free-space transmission channel, and a receiver to receive the signals. To enable full-duplex FSO communications, each party (i.e., the transmitter and receiver) is often outfitted with a transceiver that serves as both a transmitter and a receiver simultaneously, following the same principle that is used in [
3,
4,
8]. Laser diodes operating at wavelengths between 780 and 1600 nm are usually preferred as the light sources for this application because they may attain high data rates over long distances. For instance, FSO communication systems are expected to provide data rates in the range of Gigabits per second for high-speed trains [
6]. In this study, we will concentrate on ground-to-train communications for simplicity. Furthermore, because the transmitter and receiver of a transceiver are mutually aligned, establishing a ground-to-train communications link also guarantees a train-to-ground link [
12]. As a result, our research applies to both of them. In addition, according to the authors’ investigations, the speeds for evacuated tube transportation exceed 1000 km/h [
1]. Therefore, two different speeds, 1000 km/h and 2700 km/h, were considered as realistic examples addressed in the paper.
The proposed technique is depicted in
Figure 1. The base station is protected by a barrier on the tube’s ceiling and makes a 90-degree angle with the horizontal at the maximum openness to send and receive data, while being perfectly aligned with the train’s transceiver. When the train is too far away from the base station, it will fully close to make a 0-degree angle with the horizontal and enter standby mode to save power. This is the main advantage compared to other FSO techniques: The moving barrier allows perfect alignment with the transceiver on board the train, thus leading to higher data rates and longer contact time with the BS, while avoiding collision when the train reaches the BS (as it folds away while the train is at a safe distance away, after handover to another BS).
This study assumes that the train’s transceiver and the BSs along the tube utilize a wavelength of 1550 nm. The 1550-nm wavelength was chosen for its availability, reliability, high-performance capabilities, and reduced cost of the transmitter and detector, as well as its suitability for eye safety [
13]. In addition, the paper also considers that each BS’s transceiver may be connected to a fiber-optic backbone with a wavelength of 1530 to 1565 nm (i.e., C-band) [
13,
14]. Although this wavelength choice allows smooth interfacing with fiber optic networks, it should be noted that different wavelengths could be used at the FSO and fiber links, with appropriate conversion carried out at the BS to relay the data over fiber using the needed wavelength.
The top view of the geometrical model of the ground-to-train FSO communications system is shown in
Figure 2. In this diagram, we suppose that the train follows a track. BST is the farthest distance to the BS (BS and the train front transceiver); it is 14.2 km, considering the earth’s curvature [
15,
16,
17]. The vertical distance between the BS and the ground is set to 4 m (
Figure 1), and it specifies the location of the shortest coverage point (C) of the beam on the track, which is 200 m away. Finally,
Θ is the laser beam’s divergence angle. This angle impacts the beam radius
w and the track coverage length, calculated in (1) and (2).
The radius of the beam at any distance (
z) is represented by
w(z) and determined in [
11]; moreover, the laser-beam propagation can be modeled by assuming that lasers generate Gaussian beams or are operating in the fundamental transverse mode (laser’s optical resonator) [
18]. As a result, this paper follows this assumption and assumes that the laser beam used in this work has a Gaussian profile [
19].
where
z is the distance between the sender and the receiver,
w0 is the beam waist of the laser source at the transmitter, and
is the wavelength denoted as 1550 nm (Typical values of the parameters are shown in
Table 1).
2.1. Divergence Angle
Diffraction-limited optics provide the highest laser beam narrowness, with a beamwidth of:
where
λ is the wavelength of laser transmission, and
D is the diameter of the optical aperture of the transmitter. Considering the laser beam width that was used in [
19], with a 1550 nm wavelength and the same diameter optical receiver (11 cm) as in [
5], the smallest divergence angle that can work for the proposed design is 6.944 × 10
−5 radians. By using Equation (1), the radius at the distance of 1500 m will be 5.5 cm for the angle 6.944 × 10
−5 so this radius can cover all the transceiver lens area and acquires a high density of the beam for accurate communication.
2.2. The Received Power
The received power [
20] at the receiver can be stated as follows for standard ground-to-train FSO communications:
where
Ptx represents the transmitted power,
θdiv denotes transmitter divergence angle,
D represents receiver diameter,
L indicates communications distance,
is the atmospheric attenuation coefficient in dB/km, and
rx and
tx denote receiver and transmitter efficiency, respectively. Since
Ptx is 100 mW for 1 cm
2 and
D is 11 cm [
13] (e.g., see
Table 1), the beam’s divergence angle (here, 6.944 × 10
−5 is the smallest angle) is defined. The communication distance between the transmitter and receiver is determined. Therefore, the received power can be estimated with the attenuation effect.
Due to the unique design for the ETT built for air-free evacuated tubes (to mitigate the noise and the resistance of the air), the attenuation from the weather effect is zero. Therefore, instead of γ, we can write zero to represent it.
Or, simply Equation (5) (Friis formula) can be used instead of (4) [
21]:
where
correspond to the transmit and receive antenna gains,
R is the communication distance between the transmitter and the receiver,
is the geometrical loss,
are transmitter pointing loss and receiver indicating loss, respectively, and
are transmitter and receiver optical efficiency, respectively. Equation (6) gives an approximation of the transmitter antenna gain for a Gaussian beam:
The receiver antenna gain is given by [
21,
22]:
In addition,
is given by [
23]:
and
in (4) are the transmitter and receiver pointing loss [
24], respectively, which are given by:
where
and
indicate the radial aiming errors of the transmitter and receiver, respectively. Moreover, such a model should indicate the loss attenuation using Equation (11). In this paper’s case, because of the evacuated tube, there is no attenuation loss from the air fog, etc.
In (11),
is in
is the weather visibility in
, and
is the size distribution of the scattering particles,
values are given in [
25].
2.3. Data Rate
To estimate the data rate for FSO,
the transmitted power,
divergence angle, receiver area
A, and
opt optical efficiency for the transmitter and receiver must be determined; thus, R, the data rate is achieved by:
where
is the photon energy, and
is the receiver sensitivity in
.
Furthermore, power at the receiver
PREQ (watts) to achieve a given data rate,
R (bits/sec), is given by P
REQ [
21]:
where
v is the frequency of the laser light (
h = Planck’s constant, c is the velocity of light). However, In Si and InGaAs avalanche photodetectors, the usual receiver sensitivity for transmitting at 1.25 Gbps with ON-OFF keying modulation is −36 dBm, as it was calculated by previous researchers in real-world scenarios [
23], and this paper uses the same metrics and equations for calculated the received power (dBm), and it took as a reference the works in [
10,
26]. Therefore, the work in this paper and all assumptions focus on this sensitivity, considering the different received power calculated for several divergence angles and distances.
3. Handover Mechanism
First of all, in the system’s initial state, there are two controllers in the proposed system (method) to do the handover mechanism to keep the train connected to the internet.
The first controller manages the networking of the train’s track, such as the communication of the BSs, sensors, and the backbone network [
5,
27]. The second controller is located inside the train and used for managing the networking and the communication inside the train vehicles.
Furthermore, all base stations are in standby mode for power consumption. Therefore, they stand fully closed (the barrier that carries the transceiver is 0 degrees with the horizontal and 90 degrees with the train receiver), indicating that the bars (the BS’s holder) are still not moving to wait for the signal, see
Figure 3. In addition, sensors are placed along the track to assess train position for network purposes and other objectives.
Moreover, each transceiver communicates with the outside network by considering that the transceiver of each BS might be connected to a fiber-optic backbone, where a wavelength between 1530 and 1565 nm (i.e., C-band) is usually employed [
13,
14].
For an ultra-speed train traveling at 1000 km/h, the distance between the barrier (BS) and the closest point (C) that the BS can cover and communicate with is 0.55 km (the train’s speed is 1000 km/h which means 277 m/s, and the barrier needs 2 s to close, the distance reached by the train will be 277 m + 277 m = 0.55 km), and the bar may be entirely closed without being disturbed by the train; the barrier requires 2 s to fully close [
28,
29], and if the train is traveling at 2700 km/h, the nearest point will be 1.5 km (the train’s speed is 2700 km/h which means 750 m/s, and the barrier needs 2 s to close, the distance reached by the train will be 750 m + 750 m = 1.5 km). Moreover, these distance measurements impact the divergence angle that should be employed, transmitted power, and the data rate and BS coverage range.
BS1 maintains communication with the front train until the train reaches the C point, at which point the controller sends a control signal to BS2 to open the barrier fully. Once the bar (BS’s holder) opens communication with the transceiver at the back of the train, when controller 2 receives a signal from the transceiver at the back of the train, it sends a control signal to the front transceiver. However, at a distance of 0.55 km or 1.5 km (depending on train speed), this space allows barrier 1 to open and connect with the train’s transceiver fully, see
Figure 4.
Figure 5 provides an overview of the handover process.
When BS2 does not receive any laser beam from the front train transceiver, the barrier of BS2 does close and turn to standby mode waiting for the next train coming. These procedures continue for the next BSs all along the track until the train reaches the destination.
Moreover,
Figure 6 shows a flowchart of the process of the system to do the handover.
For a train speed of 1000 km/h, the coverage distance of BS1 will be as follows: uncovered area BS1C is 550 m, this is the nearest point to the BS which is (C), when the train front transceiver is at that point; the same distance will not be covered by BS2 when BS1 needs to be closed or at the nearest point (C, 2 s closing procedure). In addition, the train length should be considered as it affects the final length, which is assumed to be a 100 m train. Therefore, uncovered area will be |BS1C| + |BS2C| + train length, and equals 1200 m. This distance should be subtracted from the total area between BS1 and the start point |BS1T|, which is 14.2 km, so, the BS for speed 1000 km/h actually covers a distance of 13 km.
On the other hand, if the train speed is 2700 km/h, the coverage distance for BS1will be: uncovered area BS1C is 1500 m, this is the nearest point to the BS which is (C), when the train front transceiver is at that point; the same distance will not be covered by BS2 when BS1 needs to be closed or at the closest point (C, 2 s closing procedure). In addition, the train length should not be considered as it affects the final length, which is assumed to be a 100 m train. Therefore, uncovered area will be |BS1C| + |BS2C| + train length, and equals 3.1 km. This distance should be subtracted from the total area between BS1 and the start point |BS1T|, which is 14.2 km, so, the BS for speed 2700 km/h actually covers a distance of 11.1 km. Compared with the scenario of [
1], this is a significant improvement as the base station in [
1] covered 200 m, and therefore, the distance between a BS and the next one was 200 m in [
1].
5. Conclusions
This study developed a new communication system for an ultra-high-speed train running in an evacuated tube. The proposed work was compared to existing schemes to demonstrate its capabilities, and it was applied for two types of train speeds (1000 km/h and 2700 km/h).
The proposed method can use a fixed angle depending on the train’s speed or an adaptive angle, and the divergence angle can change before 1500 m; the base station could be used with an angle of 6.994 × 10−5 rad (to acquire the advantage of high data rate, small transmitted power) at the start of the transmission, then change to angle of 2.0944 × 10−4 rad at 1500 m (when the train’s transceiver reaches this distance) to acquire the required divergence radius. In addition, we can design a system with adaptive transmitted power that can change depending on the train distance to the BS with respect to the data rate for instance 1.25 Gbps power consumption.
Compared to other techniques, the results showed that the proposed approach with moving barrier holding the BS leads to a significantly lower number of required BSs (and thus significantly less handovers and longer contact time with each BS), while achieving significantly higher data rates, or requiring significantly less power to achieve the same target rate.