1. Introduction
Increased consciousness about the significance of human activities has led to increased awareness of renewable energy sources in the 21st century. Solar energy has drawn incredible interest as a possible substitute for conventional energy sources because of its intrinsic advantages, such as its clean nature, lack of moving parts, and sustainability [
1,
2,
3]. Photovoltaic cells convert solar radiation into electrical energy through the photovoltaic effect. The first-generation photovoltaic cell materials are based on monocrystalline, polycrystalline, and gallium arsenide (GaAs) technologies. The second generation includes amorphous silicon and thin microcrystalline silicon films, cadmium sulfide or telluride, and copper indium gallium selenide based solar cells. The third and fourth generations incorporate nanocrystalline films and stacked multilayers of inorganics based on III–V materials, such as GaAs/GaInP, organic-based (polymer) nanomaterials (e.g., carbon nanotubes), graphene, and their derivatives [
4].
The monocrystalline Si cells are manufactured using the Czochralski process [
5]. In this process Si ingots are grown from small monocrystalline silicon seeds and cut to yield Si wafers. This produces Si crystals with diameters ranging from 10 to 300 mm and lengths from 50 cm to 2 m. Polycrystalline Si is obtained using the Siemens process [
6]. This process consists of gasification of metallurgical grade Si, distillation, and finally deposition to yield ultrapure silicon. The production of GaAs can be condensed into four stages: growth of ingots, wafer processing, epitaxy, and the manufacturing of devices [
7]. The traditional production of second-generation photovoltaic cells follows the roll-to-roll process [
8]. First, a cylindrical sheet is unfurled (as superficial deposition) and the sheet is washed and printed with an insulating layer. Si is subsequently deposited on the reflector, and the transparent conductive oxide is put on the silicon layer. The third generation (dye-sensitized solar cell) consists of low-cost solar cells in the form of thin films [
9]. They are based on the formation of a semiconductor between a photo-sensitized anode and an electrolyte. Fourth-generation photovoltaic cells, such as organic photovoltaic cells, exploit conductive organic polymers or small organic molecules for light absorption. Perovskite solar cells are comprised of a light-harvesting active layer and a designed perovskite compound (hybrid organic-inorganic lead or tin halide). It is placed between the electron-transport (mesoporous material or TiO
2) and hole-transport layers [
10,
11].
The grid-tied photovoltaic (PV) converters need to be designed for high efficiency, small size, and low cost and weight [
12]. These converters use line-frequency transformers to provide galvanic isolation, which makes the overall system bulky. However, few PV converters use high-frequency converters for galvanic isolation [
12]. The high-frequency isolation transformers are smaller than line-frequency transformers, but high-frequency transformer-based power converters have many power stages, which increase the system’s complexity and reduce the system’s efficiency. Currently, the transformerless PV converters are extensively used in low-power distributed PV generation by imposing DIN VDE 0126-1-1 standards [
13]. Due to the removal of transformers, the leakage current appears in the system because of changes in common-mode voltage (CMV) across the parasitic capacitance, which appears between the PV module and the ground [
12]. Moreover, the leakage current leads to safety issues in the system, power losses, harmonic distortion in grid current, and electromagnetic interference issues. Therefore, they must be limited within a utilitarian boundary [
13].
Solar modules are typically connected to PV converters, which convert variable DC output to AC (line frequency) for commercial grid applications. Several power converters reported in literature, such as two- and three-level inverters, H5, H6, and HERIC, have found commercial and academic research acceptance [
14,
15,
16]. Traditional inverters are unable to provide high efficiency at higher power ratings; therefore, converter topologies are moving toward multilevel structures. Among the various multilevel inverters, cascaded H-bridge multilevel inverters (CHB-MLI) have several advantages as compared to other converters [
17,
18,
19,
20,
21]. The use of CHB inverters also opens up the prospect for removal of transformers from PV systems. MLIs are more attractive because of their lower device stress and low
dv/dt. A CHB made up of
n full bridges (4
n power switches) can synthesize 2
n + 1 voltage levels when the supply voltage is the same for each full bridge. Reduction in switches per output voltage levels can be achieved in CHB structures easily, if different supply voltages are selected for each full H-bridge [
20]. Due to the higher number of DC voltage sources used in CHB-MLIs, their application is restricted for higher voltage levels. In due course, asymmetrical CHBs will evolve, until DC voltage sources can be replaced by capacitors. The topology used in this paper consists of two asymmetrical H-bridges and is known as hybrid MLI (HMLI) for generating nine output voltage levels. The DC voltage source (in place of a PV panel) supplies one of the full H-bridges, whereas a capacitor supplies the other one. By appropriately controlling the ratio between the two voltages, different output levels can be generated. This facilitates the elimination of bulky transformers, which makes the overall system lighter and more efficient. However, the removal of the transformer gives rise to leakage current. Due to the change in CMV, leakage current flows though the PV panel, which depreciates the lifespans of the PV modules.
Leakage current can be mitigated using several methods, such as by changing converter topology, including filters [
22], changing modulation schemes [
23,
24], and altering control schemes [
25,
26]. Few methods are employed for changing converter topology (e.g., the conventional H-bridge is modified by adding more switches to form the familiar H5 and H6 converters). The leakage current can be reduced by including an extra filter, as reported in Lai, R. et al. [
22]. The switched CMV can be kept constant by using a precise modulation scheme. Modification in the modulation schemes of conventional converters is one of the solutions for reducing leakage current. Multicarrier pulse width modulation (MC-PWM) and space vector modulation (SVM) are two well-known modulation techniques used in MLIs [
24,
25]. The SVM technique is more productive due to better switching control. However, it requires regress efforts for implementation. In Kang, D.W. et al. [
24], SVM is used to reduce the leakage current in transformerless PV inverter topology. However, switching state selection is not easy in terms of practical implementation. MC-PWM also increases the computational burden because of a higher number of carrier signals.
Among the reported control schemes, model predictive control (MPC) is one of the better control schemes because of its robust dynamic and static characteristics. In this work, an optimized finite control set (FCS) MPC is utilized for overall control and for reducing leakage current from PV panels [
27,
28,
29,
30,
31,
32]. This paper uses a transformerless HMLI PV system that synthesizes different multilevel output voltage levels. Capacitor voltage balancing and the elimination of leakage current is achieved through a modified FCS-MPC scheme. The number of computational burdens is minimized to attain optimum results by adjusting the selection of switching vectors. The control algorithm is also optimized for compilation in any microcontroller. Normalization and weighted techniques are also implemented to obtain improved results [
32].
The proposed control structure and converter architecture are discussed in
Section 2. The different voltage levels obtained from HMLI and their impacts on leakage current are also discussed, as are the salient features for the modelling of optimized FCS-MPC, which are particularly useful for PV systems. The modified control scheme also implements current control and capacitor voltage balancing, as discussed in
Section 2. The optimization is explained with mathematical concepts. The simulation and experimental results are discussed in
Section 3 and
Section 4, respectively, and conclusions are drawn in
Section 5.
2. Modified Topology and Control Scheme
The conventional multilevel cascaded H-Bridge (CHB-MLI) uses an isolated DC source for every H-bridge. The number of voltage levels generated can be generalized to (2
k + 1), where
k is the number of H-bridges. An inverter with two H-bridges uses two DC sources of equal magnitude for a five-level output voltage generation. However, it requires more DC sources for each H-bridge to generate higher voltage levels, which increases the cost of the system. A capacitor can be used instead of a DC voltage source. Furthermore, the same configuration with one DC source and one capacitor at their respective H-bridges can generate five, seven, or nine voltage levels, respectively. A trade-off has to be made as increasing the voltage levels decreases the magnitude of the maximum voltage generated. The use of a capacitor raises the issue of charging and discharging so that the capacitor voltage can be balanced at the desired value. The balancing of the capacitor can be attained by cascading another control loop in addition to a grid current control loop using conventional PI-based control schemes [
15,
16,
17]. However, these control loops make the overall system complex. This issue of intricacy is further augmented when additional control schemes are introduced to reduce the leakage current in grid-tied PV converters. This can be smoothly achieved with the proposed proper control scheme.
The modified topology, a hybrid-MLI (HMLI), effectively solves the control challenges created by the incorporation of a capacitor in one of the H-bridges. The modified model predictive control (MPC) implemented in this work uses multivariate, multi-input, and multi-output optimisation problems. The proposed modified circuit is depicted in
Figure 1. A block diagram for the overall control scheme is shown in
Figure 2. The control loop takes the capacitor voltage (
Vcap), grid voltage (
Vg), current (
Ig), reference current (
Iref), grid angle (
θ), and weighting factor. The grid angle is generated through a phase-locked loop (PLL). All these control loops use modified MPC to generate the required switching signals fed to the HMLI.
The multilevel output generation property of the MLI is fully used in the proposed modified HMLI. The voltage across capacitors is maintained at a third of the input voltage (
VDC), which results in the maximum of different voltage levels possible obtained across two H-bridges (i.e., nine). The 16 combinations of voltage vectors are given in
Table 1 to generate these nine levels. However, only nine separate vectors are required out of only 16 voltage vectors to generate the required voltage level. The modified MPC only considers these nine states, thus reducing the computation time significantly. The number of distributed states is also further minimized using optimization, which will be discussed later in this paper. In addition, two extra switches,
S5 and
S6, are incorporated to minimize the leakage current problem, as shown in
Figure 1.
The parasitic capacitance is formed between the PV module and the ground. The leakage current is generated by a change in the CMV across it. The CMV is the average value of voltage between the output and the reference point. The negative terminal of the DC voltage, (i.e., terminal
N) is called the common reference point for the upper H-bridge. Similarly, for the lower H-bridge inverter,
N’ is the common reference point. The parasitic capacitance is formed for the upper H-bridge. The CMV and leakage current in the two H-bridges are also the same. The CMV voltage (
VCM) for the upper full-bridge can be expressed in (1):
where
VAN and
VBN are voltages between the mid-point of the upper H-bridge legs to the negative terminal of the DC link.
VAB is the voltage between the mid points of the two legs of the upper H-bridge inverter.
Vinv is the output voltage across the load. The leakage current primarily depends upon the magnitude of the CMV. The CMV can be derived in (2) and (3) as follows:
Vinv has much less effect on parasitic capacitance. Hence, it can be neglected. The filter inductance,
Lg, and the voltage drop caused by
Lg are considered the same for the two H-bridges for ease of analysis. The mathematical expression of the CMV can be obtained by adding Equations (2) and (3) as follows:
From Equation (4), the CMV can be written as:
Equation (5) is utilized for defining the CMV in several intervals of referenced time.
5. Experimental Validation
For experimental validation, the system parameters are taken as the same as in the simulation. The components used for the experiment are given in
Table 5. The sensor circuits and signal conditioning circuits are designed. The photograph of the experimental setup of the HMLI is shown in
Figure 12. In Bridge H1, DC voltage is taken as 100 V and the magnitude of the reference current is set at 6.5 A. To represent the parasitic capacitance of the PV panel, a 100 nF capacitor is inserted into the circuit. Sampling is done at 20 kHz and the setup is tested first for
R-L loads of 15 Ω and 2 mH.
The experiment was carried for a 600 W laboratory prototype. The steady-state output voltage and load current waveform are shown in
Figure 13. The nine-level voltage waveform has been generated at the output of the HMLI. It consists of 0, ±33.33 V, ±66.66 V, ±100 V, and ±133.33 V output voltage levels. The voltage of the capacitor is balanced at 33 V. The output voltage and current magnitude are approximately 84.8 V and 7.05 A (RMS), respectively. The leakage current and CMV waveform are shown in
Figure 14. The obtained RMS current is around 20 mA and it can vary within 5% of the given value because of precision errors of the measuring instrument.
The output voltage of the high voltage (HV) bridge and low voltage (LV) bridge are shown in
Figure 15. The important observation to make in
Figure 15 is that the voltage switchings of the HV bridge happen only in limited time intervals during a period of grid voltage. Leakage current is also minimized as the legs of HV bridge have a DC supply as a PV panel. The HMLI has also been experimentally validated at grid voltage 110 V (RMS). The grid current is precisely regulated to synchronize with the grid voltage. The grid voltage and current are depicted in
Figure 16. The control strategy effectively balances the capacitor voltage balancing and tracks the reference current.
Figure 17 and
Figure 18 show the dynamics of the output voltage for increasing and decreasing currents, respectively. For the low-current value, the control algorithm does not choose high voltage levels as the resistance value is fixed. Hence, at 3 A (peak) current, HMLI generates only five levels. In
Figure 17, the current reference is decreased from 7 A (peak) to 3 A (peak) and the opposite sequence is implemented for
Figure 18. From both of the figures, it can be confirmed that the proposed MPC provides a fast dynamic response.
The load current dynamics of the proposed controller is also experimentally validated in
Figure 19 and
Figure 20, respectively, which show that the load current tracks quickly for increased and decreased reference currents, respectively. The system shows excellent dynamic results using the proposed control scheme.