This paper establishes a game theory G2-EW-TOPSIS model based on the evaluation process of the excavation ergonomics of the drilling and blasting method, as shown in
Figure 1. The steps can be described as follows:
The first step is to determine the evaluation index, build the evaluation index system of the excavation ergonomics of the drilling and blasting method, and record the relevant data in accordance with the index system to obtain the original data of the evaluation index.
The second step is the data standardization process, including data consistency and dimensionless processing.
The third step is the use of G2 method and EWM to calculate the evaluation index system of the subjective weights and objective weights, combined with GTM calculations to obtain a comprehensive weight of the evaluation index system.
The fourth step is the calculation of the drilling and blasting method excavation ergonomics index for the tunnel to be evaluated, and analysis of evaluation results.
The following four aspects will be introduced from the evaluation index system, evaluation model and method, TOPSIS evaluation method, and evaluation criteria.
2.1. Evaluation Index System
There are many factors affecting the excavation ergonomics of tunnel drilling and blasting method, such as drilling efficiency, construction time, and construction quality, and there is a complex non-linear relationship between the factors. Therefore, it is important to choose a reasonable evaluation index system for tunnel drilling and blasting method excavation ergonomics. The establishment of a systematic and complete evaluation index system is the basis for scientific evaluation; in the construction of tunnel drilling and blasting method of excavation ergonomics evaluation index system, this should follow the principles of being scientific, systematic, and comprehensive. In this paper, based on the review of relevant standards, literature, and field research [
36,
37,
38,
39,
40,
41,
42], a tunnel drilling and blasting method excavation ergonomics evaluation index system containing three primary indicators and 11 secondary indicators was established, as shown in
Figure 2.
2.1.1. Drilling Efficiency
The drilling efficiency of tunnel drilling and blasting method is further subdivided into four indicators, including: perimeter eye drilling efficiency A
11, trenching eye drilling efficiency A
12, auxiliary eye drilling efficiency A
13, and bottom plate eye drilling efficiency A
14. Drilling efficiency refers to the construction process of a single-hole drilling time. Obviously, the smaller its value, the higher the corresponding drilling efficiency. Let
T indicate the drilling time and
N indicate the number of holes drilled at that time; then, the drilling efficiency can be expressed as follows:
2.1.2. Duration of Construction Process
The duration of construction process is further subdivided into four indicators, specifically: measurement time A
21, drilling time A
22, loading time A
23, and preparation time A
24. Duration of construction process is the time consumed from the beginning to the end of the tunnel construction using the drilling and blasting method. Obviously, the smaller its value, the higher the construction efficiency. Let
T1 indicate the start moment and
T2 indicate the end moment; then, the duration of construction process can be expressed as follows:
2.1.3. Synergy Impact Factor
- 1.
Construction quality
The construction quality during the construction of tunnel drilling and blasting method can be considered in terms of the over-under-excavation situation, residual rate of blast holes, and blasting accuracy [
43]. In this paper, the over-under-excavation situation is selected to measure the construction quality. Obviously, the smaller the value of over-excavation, the higher the corresponding construction quality.
- 2.
Construction staffing
The construction personnel include the on-site construction personnel and the lead personnel. On-site construction personnel specifically include operators, support workers, handymen, and charging personnel. Obviously, the smaller the value of construction staffing, the more concentrated and reasonable the human resources ratio.
- 3.
Comprehensive cost
Tunnel drilling and blasting method of construction in the process of the composition of the comprehensive cost is more complex; this paper mainly selected seven items with a greater impact, including: mechanical depreciation, labor costs, electricity, water, pyrotechnic supplies, accessories’ wear and tear costs, and machinery maintenance costs. Obviously, the smaller the value of comprehensive cost, the better the corresponding construction method. Let
M (yuan) and
L (m) denote the total cost and total mileage of the drilling and blasting method of construction over a period of time, respectively; the comprehensive cost can be expressed as follows:
In summary, around the whole process of tunnel drilling and blasting excavation operations, this paper establishes a drilling and blasting excavation ergonomics evaluation model. From the three aspects of drilling efficiency, the duration of construction process time, and synergistic impact factors, 11 indicators were selected to evaluate the drilling and blasting ergonomics system, including perimeter eye drilling efficiency, trenching eye drilling efficiency, auxiliary eye drilling efficiency, bottom plate eye drilling efficiency, measurement time, drilling time, charging time, preparation time, construction quality, construction staffing, and comprehensive cost.
2.2. Evaluation Models and Methods
The commonly used methods for calculating index weights are subjective assignment and objective assignment. Among them, subjective assignment method relies excessively on experts’ experience, while objective assignment method relies heavily on the sample. It can be seen that a single assignment method has strong subjectivity or objectivity, and an effective combination of subjective and objective weights can further improve the accuracy of model weights. Therefore, in this paper, in order to improve the reliability of the evaluation results, GTM is selected to calculate the comprehensive weights of the evaluation indices, and TOPSIS method is used to achieve a comprehensive evaluation of the excavation ergonomics of tunnel drilling and blasting method. The specific steps are shown in
Figure 3:
- 1.
Standardization of the original data of evaluation indicators using the extreme difference method;
- 2.
The use of G2 method and EWM to calculate the evaluation indicators, respectively;
- 3.
Calculate the weight of the combination of evaluation indices based on GTM;
- 4.
Construct a weighted judgment matrix and use TOPSIS method to conduct a comprehensive evaluation of the evaluation object.
2.2.1. Subjective Empowerment Method—G2 Method
The G2 method is a concise and effective subjective assignment method without the need for consistency testing. The G2 method is a more complete weight calculation method based on the G1 method, which can be used for interval assignment instead of point assignment to further improve the accuracy of subjective assignment, and its calculation steps are as follows:
Step 1: Determine reference indicators
Assuming that the set of evaluation indicators {x1, x2, x3, …, xn} are n indicators of the same level in the indicator system and n ≥ 2, the indicator sequential relationships are determined according to the following steps in conjunction with expert opinions:
- 1.
The expert selects the least important one of the evaluation indicators in the set {x1, x2, x3, …, xn}, noted as yn;
- 2.
The least important indicator yn is taken as the only reference, and the experts assign an interval of importance ratios to the remaining indicators relative to yn.
Step 2: Determine the weight interval of the remaining indicators with reference to the indicator yn
The importance of the evaluation indicators y
m (
m= 1, 2, …,
n − 1) and y
n were quantified according to
Table 1 and can be expressed as follows:
where
rk denotes the relative importance ratio between evaluation indices y
m and y
n; the value range of
k is [1,
n − 1]; and
αm and
αn denote the weights of evaluation indices y
m and y
n. A table of
rk assignments based on the 9-level tone operator [
44] is established, which is shown in
Table 1.
Step 3: Calculation of indicator weights
Referring to the weight assignment in
Table 1, a range of values is assigned to the weights of the evaluation indicators:
where
d1k ≤
d2k.
At this point, the weight of the evaluation index y
m is obtained from the following equations:
where
n(Dk) is the midpoint of the interval;
e(Dk) is the length of the interval; and
ε is the risk attitude factor. The range of
ε values varies according to the type of experts. Conservative experts take −1/2 ≤
ε < 0; neutral experts take
ε = 0; and risky experts take 0 <
ε ≤ 1/2.
In turn, the subjective weight vector
ω of the set of evaluation indicators for the excavation ergonomics of the tunnel drilling and blasting method can be obtained as:
where
α denotes the weight vector corresponding to the original set of evaluation indicators.
2.2.2. Objective Empowerment Method—EWM
Entropy, originally a concept in thermodynamics, was first introduced into information theory by Shannon to measure the uncertainty of a system, and information entropy quantitatively describes how much information a message contains [
45]. The EWM starts from the target itself and determines the weight based on the information entropy of the evaluation index. The EWM is an objective evaluation method based on the actual data of the evaluation index, and the calculation steps are as follows:
Step 1: Raw data pre-processing
The initial evaluation matrix is established based on the evaluation indices and the raw data obtained from the evaluation objects, as shown in Equation (10):
where
B denotes the initial evaluation matrix;
bij denotes the raw data of the
jth indicator of the
ith evaluation object, whose value is obtained from the excavation statistics of the tunnel over a period of time;
m denotes the number of evaluation objects; and
n denotes the number of evaluation indicators.
For positive indicators, the normalization is given by:
For negative indicators, their normalization is given by:
where
cij represents the standardized evaluation index data, which, in turn, leads to the tunnel excavation ergonomics standardization matrix as:
where
C denotes the standardized matrix of excavation ergonomics of the tunnel drilling and blasting method.
The normalization of the elements of the normalized matrix is performed, and the calculation procedure is shown in Equation (14):
where
pij denotes the normalized value of the
jth indicator of the
ith rated object.
Step 2: Calculate the information entropy of evaluation indices:
where
ej denotes the information entropy of the
jth evaluation index.
Step 3: Calculate the entropy weight of evaluation index
where
βj denotes the
jth evaluation index entropy weight, which in turn can be obtained from the objective weight vector
β of the tunnel drilling and blasting method excavation ergonomics evaluation index set as:
where 0 ≤
βj ≤ 1 and
β1 +
β2 + … +
βn = 1.
2.2.3. Portfolio Empowerment Method—GTM
In the evaluation of multiple indicator items, evaluation weights play a decisive role. In the same evaluation, if different weight values are used, it may cause great differences. Therefore, how to correctly determine the weights in the evaluation is a key factor in improving the evaluation. In practice, the role of evaluation factors is objective, and many indicators are now also determined by subjective will. Therefore, the weights of subjective and objective factors must be considered comprehensively so that their importance can be fully reflected [
46,
47,
48].
The GTM is used to study the role of subjective and objective allocation methods in reconciling conflicts, taking into account subjective and objective weights and enhancing the science of allocation. The specific implementation of the index is as follows: the G2 method and the EWM are used to assign subjective and objective weights to the indicators. Nash equilibrium is used as the synergistic goal to derive a combined weight that reflects the will of the decision maker and the attributes of the indicator [
49].
The steps of the GTM-based portfolio assignment are as follows:
Step 1: Construct the set of weights
The weight values calculated by the above G2 method and EWM are used to construct a new weight set
u = {
α,
β}, and the linear combination of these two weight sets at each level is a possible set of weights, which is calculated as follows:
where
uj denotes the set of combined weights of the
jth indicators based on GTM,
ai denotes the weight coefficients of GTM, and
uij denotes the set of weights of the
jth indicators of the
ith method.
Step 2: Construct the optimal response model
From matrix differentiability, the first-order optimal inverse of Equation (19) is:
This leads to the system of linear equations corresponding to Equation (20):
Step 3: Solve the percentage of combined weights of G2 method and EWM
Using MATLAB software, the above corresponding system of linear equations is solved and normalized to the following equation:
where
μij denotes the normalized value of the weight share of the indicator of
jth of the
ith method.
Step 4: Solve for the weights of the optimal combination based on GTM
The final game combination weights of each indicator are obtained and calculated by the equation:
2.3. TOPSIS Evaluation Methodology
The TOPSIS method is a comprehensive rating method based on raw data and is suitable for the comparative analysis of multiple evaluation objects. The basic idea of the method is to calculate the distance between the evaluation results of multiple objects to be evaluated and the idealized target. Then, the ranking is performed according to the distance. This method can be used for both rating evaluation and program preference and effect evaluation [
50,
51,
52,
53]. The algorithm steps are as follows:
Step 1: Original matrix orthogonalization
The initial evaluation matrix is established based on the evaluation indices and the raw data obtained from the evaluation objects, as shown in Equation (24):
where
X denotes the initial evaluation matrix,
xij denotes the original data of the
jth index of the
ith evaluation object,
m denotes the number of evaluation objects, and
n denotes the number of evaluation indices.
The so-called normalization of the original matrix is the unified conversion of all indicator types into extremely large indicators, and the four most common types of indicators are shown in
Table 2.
- 1.
Conversion of very small indicators to very large indicators, which is expressed as:
If all elements are positive, the following formula can also be used for calculation:
where denotes the value of the indicator after forwarding.
- 2.
Conversion of intermediate indicators to very large indicators, which is expressed as:
where
xbest represents the best value within the metric.
- 3.
Conversion of interval-type indicators to very large indicators, which is expressed as:
where
a denotes the upper limit of the optimal interval, and
b denotes the lower limit of the optimal interval.
Step 2: Normalization of the forwarding matrix
To remove the effect of the magnitude, the matrix that completes the normalization is normalized as shown in Equation (29) and the matrix
Y is obtained.
Step 3: Construct a weighted judgment matrix
where
S denotes the weighted judgment matrix,
U denotes the evaluation index weight matrix,
uj denotes the combination weight of index, and
sij denotes the
jth-index weighted value of the
ith evaluation object.
Step 4: Determine the “positive ideal solution
S+” and “negative ideal solution
S−”
where
j = 1, 2, …,
n,
S+ denotes “positive ideal solution”,
S− denotes “negative ideal solution”, and
and
denote the “positive ideal solution” and “negative ideal solution” of the
jth evaluation index, respectively”.
Euclidean spatial distance of the
ith evaluation object from the “positive ideal solution
S+”:
Euclidean spatial distance of the
ith evaluation object from the “negative ideal solution
S−”:
where
and
denote the Euclidean spatial distances of the
ith object to be evaluated from the “positive ideal solution
S+” and the “negative ideal solution
S−”, respectively.
Step 4: Calculate the relative proximity
where
Ci denotes the relative proximity of the
ith object to be evaluated. Obviously, 0 ≤
Ci ≤ 1, the larger the
Ci, and the better the object is evaluated.