Transcranial Focused Ultrasound Neuromodulation in Psychiatry: Main Characteristics, Current Evidence, and Future Directions
Abstract
:1. Introduction
2. tFUS Setup
2.1. tFUS System Components
2.2. Neuronavigation System Components
3. tFUS Transducer and Stimulation Parameters
- 1.
- Fundamental frequency (FF, (kHz)): This is the frequency of the ultrasound waves. Lower-frequency ultrasound waves generally penetrate deeper into tissues but provide a lower spatial resolution. Higher-frequency ultrasound waves have less penetration depth (i.e., the depth at which the ultrasound can stimulate neural tissue effectively) but offer higher spatial resolution (i.e., how accurately the ultrasound can target a specific region of the brain without affecting surrounding structures) and are more readily absorbed by tissues. The optimal FF for a tFUS study depends on the depth of the targeted tissue. For deep brain targets, higher FFs may be necessary to achieve sufficient penetration. However, the risk of excessive overheating must be carefully considered. Fundamental frequencies ranging from 200 to 650 kHz have been used in most human and animal studies [3].
- 2.
- Sonication duration (SD, (S)): The duration of the ultrasound pulse train. Longer sonication durations can increase the energy delivered to the target, but they can also lead to tissue overheating and cavitation (i.e., the formation of microbubbles that can cause tissue damage).
- 3.
- Pulse repetition frequency (PRF, (Hz)): The rate at which tFUS pulses are delivered within a train of pulses.
- 4.
- Duty cycle (DC, (%)): This refers to the percentage of time the ultrasound is active during each pulse. In some studies, pulse duration (PD), i.e., the length of time for a single tFUS pulse, is reported instead of the DC. The DC can be calculated as the product of the PD and the PRF.
- 5.
- Intensity (I, (W/cm2)): The amount of acoustic energy delivered per unit area, which is proportional to the square of the pressure (P(t)) and inversely related to medium density and sound speed (I∝P(t)2/(ρc), where P(t) is the pressure, ρ is the medium’s density, and c is the speed of sound in the medium). Since sound speed and density vary across tissue types, they affect intensity. For example, the sound speed is different in the scalp (~1450 m/s), the skull (~4000 m/s), and the brain (~1550 m/s). These differences impact how acoustic energy is absorbed and distributed across each tissue, thus influencing the depth and intensity of the energy delivered during tFUS applications [20].
- 1.
- Free-field intensity: This is assessed in an open environment (e.g., water tank) before tissue interaction, and represents the transducer’s raw output.
- 2.
- Derated intensity: This is adjusted for attenuation through the soft tissue, and it is calculated as , where α is the tissue attenuation coefficient, and d is the tissue depth. The attenuation is typically based on a standard rate (i.e., the pressure measured in water derated by 0.3 dB/cm/MHz), which represents a general estimate of the amount of ultrasound energy that is absorbed or scattered by soft tissues. Of note, the derated intensity, as defined by the Food and Drug Administration (FDA) safety guidelines for diagnostic ultrasound [21], does not consider bone absorption.
- 3.
- In situ intensity: this refers to the tFUS intensity at the depth of the brain target, accounting for factors like bone absorption and soft tissue interaction, which affect the ultrasound beam. This measurement reflects the actual intensity reached at the target.
4. Acoustic Simulations for tFUS Targeting
5. Different Sham Protocols Used in tFUS Studies
- Increasing the distance between the transducer and the scalp (i.e., detaching the transducer) [42].
6. Evaluating the Effects of tFUS
7. Overview of Psychiatric Studies Using tFUS
7.1. Depression
7.2. Schizophrenia
7.3. Anxiety
7.4. Substance Use Disorder
7.5. Autism Spectrum Disorder
Authors, Year | Experimental Design & Psychiatric Group | Sample Size (N Female) | Sham Condition | Target Location | tFUS System and Software | Stimulation Parameters and tFUS Protocol | Assessments of tFUS Effects (rs-fMRI, etc.) | Type of Effect (Excitatory, Inhibitory) | Main Findings | Tolerability/Side Effects |
---|---|---|---|---|---|---|---|---|---|---|
Reznik et al., 2020 [64] | Randomized, double-blind, two-armed, sham-controlled. Mild-to-moderate depression. | 24 (16) 12 actives 12 shams | Transducer in the same position but no ultrasound emitted | Right fronto-temporal cortex | Neurotrek U+™, (Neurotrek Inc., Los Gatos, CA, USA). Acoustic simulations: k-Wave. | Estimates for the TI (0.6), MI (0.9), peak negative pressure (MPa = 0.65), Ispta = 71 mW/cm2, Isppa = 14 W/cm2. 30 s session. Five laboratory visits over seven days of Active TUS or Sham. | Clinical scales. 3 times per visit: VAMS At the end of each session: BDI-II OASIS First and last day of study, post-tFUS: RRS PSWQ | Inhibitory | Lack of different effects on mood for active tFUS vs. sham. A trend-level reduction in worry feelings after the active tFUS condition. At one month follow-up after the end of tFUS sessions, no between-group differences in depressive or anxiety symptoms (BDI, OASIS). | Was safe. No other details reported. |
Oh et al., 2024 [65] | Randomized, double-blind, two-armed, sham-controlled. Major depressive disorder (MDD). | 23 (13) 11 (6) active 12 (7) sham | Transducer in the same position but no ultrasound emitted | Left dorso-lateral prefrontal cortex (lDLPFC) | NS-US100; (Neurosona Co. Ltd., Seoul, Republic of Korea) operating at 250-kHz FF. Acoustic stimulations: k-Wave. | Tone burst duration: 1 ms; duty cycle: 50%; sonication duration: 300 ms. Estimated in situ Pr 135 kPa (corresponding mechanical index: 0.27), in situ acoustic intensity: 600 mW/cm2 average spatial-peak pulse intensity (corresponding spatial-peak temporal average intensity of 300 mW/cm2). 20 min/session, three times a week over two weeks. | Clinical and neuro-psychological scales. Primary outcome: changes in MADRS scores across sessions. Others: CANTAB QIDS SR STAI Assessments at baseline, 1 day and 2 weeks after the end of the tFUS sessions. fMRI: 5 min resting state fMRI at baseline and 2 weeks after the end of the tFUS sessions. | Excitatory | Reduction in MADRS scores more profound in the verum group, immediately after the completion of the series of tFUS sessions and maintained for at least two weeks. STAI scores also had greater decreases in the verum group. No changes in FUS-mediated FC in the stimulated left DLPFC area (within and between groups). Increase in FC between different sgACC portions and several brain regions after active tFUS, but not sham. No correlation between the changes in MADRS scores and FC strengths. | TFUS was well tolerated, without adverse events and undesirable side effects. No tFUS-related sound perceived. |
Riis et al., 2024 [63] | Double-blind, randomized, sham-controlled, cross-over. Major depressive disorder (N = 20) or bipolar disorder (N = 2). Current moderate-to-severe depressive episode without psychotic features, lasting at least 2 months. | 22 (14). 10 (6) active tFUS first. 12 (8) sham first | Stimulation with the same waveform and pressure amplitude but unfocused | Bilateral cingulate (SCC) | Two spherically focused 126-element arrays, operating at 650 kHz FF, driven by Vantage256 (Verasonics) power unit. | During rs-fMRI (target engagement): Estimated peak pressure at target 1 MPa (31.1 W/cm2 following skull correction), 5 ms pulse duration, 50% DC, PRF 100 Hz, 30 ms on and 1.4 s off, for 60 s. 10 min with alternation of 1 min on and 1 min off. Out of MRI (treatment protocol): Same protocol but session lasting, cumulatively, around 1 h, over three SCC targets | Clinical scales: Primary outcome: compared to baseline, PANAS-X Sadness immediately after first stimulation, HDRS-6 score 24 h and 7 days after first stimulation. FMRI: BOLD signals during sonication. | Inhibitory | Clinical: Significantly higher reduction in HDRS-6 in active vs. sham group at 24 h. No other significant differences between groups. fMRI (N = 16, target engagement): After active tFUS, significant decrease in target activity at group-level analysis and in a subgroup (N = 5) at individual level. | No Serious Adverse Events (SAEs), no switch to mania or hypomania. In the period 24–72 h following real SCC stimulation, in 2 participants, worsening of depression and suicidal ideation, resolved within 2 weeks. Most common side effects (at follow-up visit 24 h after stimulation): depressed mood (active, 62%; sham 67%), headache (active, 57%; sham, 67%), anxiety (active, 57%; sham 52%). Suicidal thoughts (active 29%; 24% sham). |
Cheung et al., 2023 [66] | Single-blind, randomized, sham-controlled. Major depressive disorder (MDD). | 30 (22) 15 (11) intervention 15 (11) WC | Waitlist control (WC) | Left dorso-lateral prefrontal cortex (lDLPFC) | Transcranial Pulse Stimulation (TPS® system, NEUROLITH, Storz Medical, Tägerwilen, Switzerland). | Single ultrashort (3 µs) ultrasound shockwave pulses, 300 pulses in each session (total: 1800 pulses). 0.2–0.25 energy levels (mJ/mm2) and 2.0–4 Hz pulse repetition frequencies. Both for the TPS group and the WC group: 6 sessions of 30 min with 3 sessions per week on alternate days, for 2 consecutive weeks. | Clinical, functional, and neuro-psychological scales: Primary outcome: HDRS-17. Secondary outcomes: Chinese version of SHAPS IADL. Chinese version of MoCA forward and backward digit span. Trail making test A and B. Both groups measured at baseline (T1), immediately after the intervention (T2), and at the 3-month follow-up (T3). | N.R. | Immediate post-stimulation significant reduction in depressive symptoms with large effect size. The effect of TPS on primary and secondary outcomes was maintained at the 3-month follow-up assessment. TPS improved participants’ cognition when compared with baseline. | No serious adverse events. Headache (4%), pain or pressure (1%), and mood deterioration (3%) reported. These symptoms lasted up to 2 h after the stimulation. |
Riis et al., 2023 [45] | Case report. Treatment-resistant depression. | 1 (1) | Stimulation with same waveform and pressure amplitude but unfocused | Posterior cingulate, anterior cingulate, pregenual cingulate | Diadem. | For each target: FF 650 kHz continuous wave, 30-millisecond on 4-s off periods, 0.8% duty cycle; average duration of a stimulation epoch was 2 min (range 20–180 s). Each target was sonicated 10 times with randomized order between sites, 30 stimulation epochs, for a total duration of 64 min. Estimated peak pressure at target was 1.0 MPa. | Clinical scales: HDRS-6 scores up to 44 days following the stimulation. FMRI BOLD signals: during the stimulation. | Inhibitory | Pre-sonication HDRS-6 score of 11 fell to 0 the day following the stimulation. The patient remained in remission (HDRS-6 = 0) for at least 44 days, the last assessed timepoint. Five months after the stimulation, patient experienced a recurrence of depressive symptoms. Significant decrease in fMRI BOLD activity at the target, only observed during active stimulation. | No adverse events. |
Fan et al., 2024 [44] | Case report. Treatment-resistant depression. | 1 (0) | Unfocused stimulation control | Ventral capsule (VC), bed nucleus of stria terminalis (BNST), anterior nucleus of the thalamus (ANT). | ATTN201 wearable device, equipped with dynamic steering (128 transducer elements; Attune Neurosciences, Inc., San Francisco, CA, USA). Acoustic and thermal simulations: k-Wave. | FF 500 kHz, PRF 25 Hz, duty cycle 13%, pulse train duration 300s (5 min). Simulated Isspa ranged from 42.2 to 50.2 W/cm2 at the target for active conditions and <2 W/cm2 for unfocused control. In exploratory phase for target selection: stimulation alternating between left and right lateralized regions every 15 min with 10 min of no stimulation interval. Eight total stimulations, 4 on the left and 4 on the right side. | Clinical scales: VAS-D HAMD-6. Resting-state fMRI: baseline and following ANT and unfocused stimulation. | Inhibitory | Thalamic tFUS elicited subjective reduction in depressive symptoms. tFUS followed by a decrease in Default Mode Network (DMN) connectivity. | TFUS was well tolerated by the participant, no adverse events. |
Zhai et al., 2023 [67] | Double-blind, randomized, two-armed, sham-controlled. Schizophrenia patients with predominantly negative symptoms. | 32 (16) 16 (7) active 16 (9) sham 26 patients completed the RCT | Transducer in the same position but no ultrasound emitted | Left dorso-lateral prefrontal cortex (lDLPFC) | Immersion-type focused ultrasound transducer (V391-SU, Olympus NDT, Waltham, MA, USA). driven by a custom-made TUS system. | Focal length 3.8cm, FF 500 kHz, pulse duration 0.5 ms, PRF 100 Hz, DC 5%, 0.5 s on and 8s off, Isspa.0 (water) 8.086 W/cm2, Ispta.0 (water) 0.404 W/cm2. 15 sessions on workdays for three consecutive weeks. | Clinical and neuro-psychological scales: Primary outcome: SANS scores, pre- and post-. Secondary outcomes: PANSS C-BCT (TMT-A, Symbol Coding, CPT, Digital Span). | Excitatory | SANS scores decreased significantly after tFUS in the active group. No significant reduction observed in the sham group. Results from the PANSS total score portrayed a similar trend. Active tFUS was followed by an improved performance in CPT, but not in the TMT-A, Symbol Coding, and Digital Span tasks. | TFUS was generally well tolerated. No serious adverse events (SAEs) were reported. Dizziness during the procedure (N = 3, in the sham group), difficulty falling asleep (N = 2 in the active group) resolved within 7 days. |
Mahdavi et al., 2023 [69] | Open-label, non-controlled. Moderate-to-severe treatment-resistant generalized anxiety disorder. | 25 (11) | No sham | Right amygdala | Brainsonix Pulsar 1002. | FF 650 kHz, pulse duration 5 ms, duty cycle 5%, PRF10 Hz, I sppa.3 W/cm2, I spta.3 719.73 mW/cm214.39. mechanical index 0.75, peak negative pressure 0.61 MPa. 30s on and 30 s off for 10 min. Eight weekly tfUS sessions. | Clinical scales: Primary outcome: HAM-A BAI Assessed at baseline and after protocol completion. | Inhibitory | Post/pre-tfUS significant decrease in anxiety as measured by the HAM-A. | All patients tolerated the procedures, no notable side effects or adverse events. |
Mahoney et al., 2023 [71] | Open-label, sham-controlled, cross-over. Substance use disorder. | 4 (1) | Transducer in the same position but no ultrasound emitted | Left and right nucleus accumbens (NA) | ExAblate Neuro Type 2 (Insightec) device/system; the transducer helmet array comprised > 1000 ultrasound transducers. | Pulse duration (on/off) 100/900 ms, duty cycle (%) 3.3%, repetition times (on/off) 5/10 s, intensity (W/cm2): 55 or 80. Sham: 5 min to the left NAc, followed by 5 min to the right NAc. Sham tFUS delivered first in all participants. Active: two 5-min sessions to the left NAc, followed by two 5-min sessions on the right NAc | Clinical measures: Cue-induced substance craving (acute tFUS effects). Substance craving (ecological momentary assessment). Cue-induced substance craving (prolonged effects of tFUS sonication). Urine toxicology and self-reported alcohol and substance use. | N.R. | In the two participants receiving the enhanced tFUS dose (80 W), cue-induced craving for several substances decreased acutely and remained reduced for 90 days after receiving one tFUS sonication. | No alterations at structural follow-up MRIs. Mild-to-moderate side effects related to the procedure reported: head pain (n = 2), headache (n = 1), nausea (n = 1), scalp swelling (n = 1). |
Cheung et al., 2023 [72] | Two-armed, double-blind, randomized, sham-controlled. Adolescents with autism spectrum disorder (ASD). | Active: 16 (3) Sham: 16 (2) | The sham procedure was identical to the active, except for the silicone oil being replaced by an air-filled standoff cushion in the handpiece | Right temporo-parietal junction | Transcranial pulse stimulation (TPS® system, NEUROLITH, Storz Medical AG, Tägerwilen, Switzerland). | Single ultrashort (3 µs) ultrasound shockwave pulses. 0.2–0.25 energy levels (mJ/mm2) and 2.0–4 Hz pulse repetition frequencies. Each TPS session lasted 30 min. Each participant received 800 TPS pulses. 6 verum TPS or sham sessions, 3 sessions per week, for 2 consecutive weeks. | Clinical and neuro-psychological scales: Primary outcome: CARS. Secondary outcomes: AQ ASAS SRS TMT VFT Stroop test Digit Span Test (forward and backward) CGI. Assessed at baseline, immediately after intervention (2 weeks), and at 1- and 3-month follow-ups. | N.R. | TPS over temporoparietal junction was effective in reducing some core symptoms of ASD (i.e., relating with people, emotional response, adaptation to change, fear of nervousness, verbal communication). | Around 1/3 of participants (n = 5) in the active group reported mild to moderate headaches during the stimulation, which subsided immediately after the session. No side effects in the sham group. |
8. Discussion
8.1. Standardizing the Reports of tFUS Protocol Parameters, Including Safety Metrics, to Facilitate Aross-Study Comparisons and Optimize Sonication
8.2. Developing Effective Sham Procedures
8.3. Performing Large-Sample, Neurobiologically Informed tFUS Studies in Psychiatric Populations
9. Conclusions
Author Contributions
Funding
Conflicts of Interest
References
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Keihani, A.; Sanguineti, C.; Chaichian, O.; Huston, C.A.; Moore, C.; Cheng, C.; Janssen, S.A.; Donati, F.L.; Mayeli, A.; Moussawi, K.; et al. Transcranial Focused Ultrasound Neuromodulation in Psychiatry: Main Characteristics, Current Evidence, and Future Directions. Brain Sci. 2024, 14, 1095. https://doi.org/10.3390/brainsci14111095
Keihani A, Sanguineti C, Chaichian O, Huston CA, Moore C, Cheng C, Janssen SA, Donati FL, Mayeli A, Moussawi K, et al. Transcranial Focused Ultrasound Neuromodulation in Psychiatry: Main Characteristics, Current Evidence, and Future Directions. Brain Sciences. 2024; 14(11):1095. https://doi.org/10.3390/brainsci14111095
Chicago/Turabian StyleKeihani, Ahmadreza, Claudio Sanguineti, Omeed Chaichian, Chloe A. Huston, Caitlin Moore, Cynthia Cheng, Sabine A. Janssen, Francesco L. Donati, Ahmad Mayeli, Khaled Moussawi, and et al. 2024. "Transcranial Focused Ultrasound Neuromodulation in Psychiatry: Main Characteristics, Current Evidence, and Future Directions" Brain Sciences 14, no. 11: 1095. https://doi.org/10.3390/brainsci14111095
APA StyleKeihani, A., Sanguineti, C., Chaichian, O., Huston, C. A., Moore, C., Cheng, C., Janssen, S. A., Donati, F. L., Mayeli, A., Moussawi, K., Phillips, M. L., & Ferrarelli, F. (2024). Transcranial Focused Ultrasound Neuromodulation in Psychiatry: Main Characteristics, Current Evidence, and Future Directions. Brain Sciences, 14(11), 1095. https://doi.org/10.3390/brainsci14111095