Empowering Smart Cities Through Start-Ups: A Sustainability Framework for Incubator-City Collaboration
Abstract
:1. Introduction
- Technological symbiosis—aligning IoT, AI, and blockchain solutions with city-specific SDG targets (e.g., air quality monitoring and smart water management).
- Stakeholder orchestration—facilitating public-private-academic partnerships to address systemic barriers, such as digital divides and ethical AI deployment.
- Resilience metrics—embedding adaptive capacity assessments to ensure incubator outputs withstand socio-economic shocks, as post-pandemic smart city initiatives demonstrate.
- RQ1: What role do start-up incubators play in supporting the development of sustainable and smart cities?
- RQ2: What parameters should a structured framework designed to diagnose, facilitate, and moderate relationships between smart cities and start-up incubators include?
2. Background
2.1. Urbanisation
2.2. Smart City Concept
2.3. Sustainable Smart Cities and Start-Up Ecosystems
3. Methods
- Integrative literature review—conducted to synthesise existing knowledge and identify gaps related to smart cities, sustainability, and the role of incubators.
- Framework development—the insights from the literature review will be synthesised into a cohesive framework that outlines the key components of the start-up incubators and smart city cooperation.
- Empirical application—the developed framework will be applied to a practical context to illustrate its utility and explore its implications for research and practice.
3.1. Stage 1: Integrative Literature Review
- Scopus (for peer-reviewed journals and conference proceedings across disciplines).
- Google Scholar (for broader access to books, theses, and reports).
- Abstract review to exclude studies where the keywords appeared incidentally or in unrelated contexts.
- Full-text analysis, resulting in 87 publications for in-depth review.
3.2. Stage 2: Framework Development
- Open coding—key concepts related to smart cities, incubators, and sustainability—such as Industry 4.0 tools, circular economy principles, and strategic alignment—were extracted and documented for consistency.
- Axial coding—themes were grouped into broader categories, mapping interconnections between elements.
- Selective coding—the final six components of the SCISF were synthesised, ensuring they were mutually exclusive yet collectively exhaustive, capturing the full scope of incubator-smart city interactions.
3.3. Stage 3: Empirical Application
- Quantitative Research:
- Qualitative Research:
- o
- Unstructured interviews with management and employees (45–60 min per interview, conducted remotely via Teams) and document analysis explored GEF’s operational strategies, stakeholder engagement, and ESG alignment. This phase lasted from 11 January to 18 January 2024.
- o
- A three-hour workshop with a group of six GEF management and staff members was held on 19 January 2024, to validate findings and refine the framework.
4. Results
4.1. Stage 1: Integrative Literature Review
- Sustainability Goals Alignment
- Smart City Technologies and Industry 4.0 Integration
- Circular Economy Initiatives
- Energy Efficiency and Sustainability
- Public Engagement and Inclusivity
- Scalability and Replicability
- Economic Viability and Job Creation
- Urban Resilience and Adaptation
- Policy and Regulatory Support
- Monitoring and Reporting on Impact
4.1.1. Sustainability Goals Alignment
4.1.2. Smart City Technologies and Industry 4.0 Integration
4.1.3. Circular Economy Initiatives
4.1.4. Energy Efficiency and Sustainability
4.1.5. Public Engagement and Inclusivity
4.1.6. Scalability and Replicability
4.1.7. Economic Viability and Job Creation
4.1.8. Urban Resilience and Adaptation
4.1.9. Policy and Regulatory Support
4.1.10. Monitoring and Reporting on Impact
4.2. Stage 2: Framework Development
- Strategic Vision Alignment—emerged from the need to map incubator activities to urban sustainability goals and integrate SDGs into incubation models.
- Technological Integration and Digital Infrastructure—was formulated by analysing the pivotal role of Industry 4.0 technologies in optimising urban systems and enabling smart city functionalities.
- Circular Economy and Resource Efficiency—was defined by recurring themes on circular business models, supply chain innovations, and sustainable production practices.
- Public Engagement and Inclusivity—was shaped by insights on fostering civic participation, inclusive innovation models, and equitable urban development policies.
- Scalability and Replicability of Solutions—emerged from the identified need for adaptable business models and strategic partnerships that facilitate growth and contextual adaptation.
- Monitoring, Reporting, and Continuous Improvement—was established by recognising the importance of impact metrics, ESG reporting, and feedback loops for continuous enhancement of incubator programs.
4.3. Stage 3: Empirical Application—Gdańsk Entrepreneurship Foundation (GEF)
- Mentoring, training, and specialised advisory services for individuals planning to start their own businesses, startups, and entrepreneurs.
- Entrepreneurial education programs tailored for youth and educators.
- Startup ecosystem support for industry-specific initiatives aligned with Pomeranian Smart Specialisations, including the blue and green economy.
- Publications, reports, and studies that inform and guide entrepreneurs, educators, and young professionals.
- Rental of modern office spaces offering favorable conditions for the growth of startups and innovative companies.
- Diagnose GEF’s alignment with smart city sustainability objectives and identify key strengths and areas for improvement in GEF’s strategic alignment, operational processes, and stakeholder engagement (Table 2).
- Formulate strategic recommendations to enhance GEF’s role as a catalyst for sustainable urban transformation and smart city development in Gdańsk (Table 3).
5. Discussion
- RQ1: What role do start-up incubators play in supporting the development of sustainable and smart cities?
- RQ2: What parameters should a structured framework designed to diagnose, facilitate and moderate relationships between smart cities and start-up incubators include?
- Strategic Vision Alignment—This ensures that incubator missions align with smart city sustainability goals, such as carbon neutrality and circular economy practices. It emphasises integrating SDGs and building strategic partnerships to maximise urban sustainability impact.
- Technological Integration and Digital Infrastructure—This highlights the importance of using Industry 4.0 and 5.0 technologies—including IoT, AI, and digital twins—to optimise urban systems. The GEF case showed the need for advanced digital infrastructure, such as 5G networks and collaborative AI, to support scalable start-up solutions.
- Circular Economy and Resource Efficiency—This promotes circular business models and sustainable supply chains. By supporting recycling technologies, sustainable manufacturing, and low-carbon logistics, incubators can drive circular economy practices in urban environments.
- Public Engagement and Inclusivity—This focuses on inclusive urban innovation by involving diverse stakeholders. Although GEF effectively engaged communities, it lacked a structured policy advocacy approach. Integrating community needs into urban planning is crucial for equitable digital infrastructures and public services.
- Scalability and Replicability of Solutions—This emphasises creating adaptable business models and forming cross-sector partnerships to scale start-up solutions in different urban contexts. GEF’s initiatives showed the importance of collaborating with universities, corporations, and public institutions to enhance global impact.
- Monitoring, Reporting, and Continuous Improvement—This ensures accountability through impact metrics and continuous feedback loops. While GEF used a triple bottom line evaluation, it could strengthen continuous improvement mechanisms using digital dashboards for real-time monitoring.
- Lack of government incentives—While some cities, like Gdańsk, benefit from EU sustainability policies, many municipalities lack targeted financial incentives, such as tax breaks or funding programs, to encourage incubators to prioritise sustainability-focused start-ups.
- Resistance from start-ups—Many entrepreneurs prioritise short-term profitability over sustainability, particularly in industries with high operational costs. Without clear market advantages or regulatory requirements, sustainability-driven innovation may not be a priority.
- Public-private sector integration challenges—Collaboration between municipal governments and incubators requires long-term strategic alignment, which can disrupt political shifts or administrative inefficiencies. In cities with fragmented governance structures, start-ups may struggle to navigate regulatory hurdles, slowing their contribution to urban sustainability.
- Infrastructure limitations—In cities with weaker digital ecosystems, the SCISF component on technological integration may require foundational investments in connectivity, data-sharing platforms, and smart grid infrastructure before incubators can fully contribute to smart city initiatives.
- Regulatory differences—National policies shape the effectiveness of incubator-city collaboration. In countries with strong green transition incentives (e.g., Germany), start-ups receive direct financial support for circular economy projects. Conversely, incubators may need alternative funding models in cities with weaker environmental regulations to support ESG-driven entrepreneurship.
Practical and Research Implications
6. Conclusions
- Conceptually, academics and researchers gain a structured model to analyse incubator-city synergies, particularly in understudied areas like ethical AI deployment and multi-stakeholder governance.
- Pragmatically, incubator managers and urban planners benefit from actionable tools (e.g., alignment matrices, replicability frameworks) to optimise resource allocation, foster cross-sector partnerships, and measure ESG impacts. Start-ups, especially in sustainability-focused sectors, gain clarity on aligning innovations with city-wide SDG targets.
- Policy makers at municipal, national, and EU levels (e.g., the European Green Deal) can utilise the SCISF to design targeted incentives, such as grants for circular economy start-ups or mandates for incubator-city co-development in smart city funding programs.
6.1. Limitations
6.2. Future Research
- Test the SCISF across cities with contrasting economic profiles, such as post-industrial regions (e.g., Katowice, Poland), tech hubs (e.g., Berlin, Singapore), and Global South cities (e.g., Nairobi, Bogotá). This would clarify how factors like digital infrastructure maturity, funding accessibility, or civic engagement norms influence framework applicability and allow the development of context-specific implementation strategies, particularly for cities with limited resources or regulatory support, to improve SCISF’s adaptability.
- Combine qualitative insights with quantitative analyses, such as longitudinal tracking of incubator alumni (e.g., survival rates, SDG-aligned patents) or econometric modelling of incubator-driven urban sustainability outcomes (e.g., correlation between mentorship hours and energy efficiency gains).
- Investigate how national and supranational policies (e.g., EU Green Deal, China’s “Digital Silk Road”) shape incubator-city collaboration. For example, how do subsidies for green tech alter the strategic alignment component of the SCISF?
- Track SCISF adoption over 5–10 years to evaluate its role in fostering urban resilience during crises (e.g., pandemics, climate events). This could involve pairing the framework with dynamic resilience metrics, such as adaptive capacity indices.
- Tailor the SCISF to high-priority domains like smart mobility or circular manufacturing. For instance, how might the “technological symbiosis” component evolve to support AI-driven transit systems or blockchain-enabled waste tracking?
Author Contributions
Funding
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Category | Objective | Key Elements | Implementation Tools | Key References |
---|---|---|---|---|
1. Strategic Vision Alignment | Ensure congruence between smart city sustainability objectives and incubator missions. | - Sustainability Goal Mapping—Aligning start-up incubation initiatives with urban sustainability goals, such as carbon neutrality, green infrastructure, and circular economy practices. - SDG Integration—Incorporating relevant Sustainable Development Goals (SDGs) into the operational models of incubators to enhance social and environmental impacts. - Strategic Partnerships—Establishing cross-sector partnerships with local governments, research institutions, and private sectors to foster regional cooperation and long-term funding. | - Strategic vision workshops for stakeholders. - Alignment matrices linking incubator activities to urban sustainability metrics. | [56,58,60] |
2. Technological Integration and Digital Infrastructure | Utilise advanced digital technologies to optimise smart city operations and support sustainable start-ups. | - Industry 4.0 Tools—Leveraging IoT, AI, blockchain, and big data analytics to optimise urban infrastructure, including smart energy grids, urban mobility, and real-time environmental monitoring. - Industry 5.0 Integration—Fostering human-centric innovations that enhance urban resilience and inclusivity, focusing on collaborative AI systems and digital twins for urban planning. - Digital Infrastructure Investment—Developing robust digital infrastructures such as 5G networks and IoT-enabled smart sensors to support scalable start-up solutions. | - Digital innovation labs within incubators. - Public-private partnerships for digital infrastructure development. | [62,63,65] |
3. Circular Economy and Resource Efficiency | Promote circular business models and resource-efficient solutions. | - Circular Business Models—Supporting start-ups in developing circular products, recycling technologies, sustainable manufacturing, and upcycling solutions. - Supply Chain Innovation—Fostering low-carbon logistics, local sourcing, and circular supply chains to enhance urban sustainability. - Knowledge Networks Facilitating knowledge exchange on circular economy practices through multi-stakeholder networks, including universities, government agencies, and private enterprises. | - Circular economy acceleration programs. - Collaborative platforms for knowledge sharing and resource optimisation. | [69,70,73] |
4. Public Engagement and Inclusivity | Foster inclusive urban innovation by involving diverse stakeholders, including marginalised communities. | - Civic Participation Tools—Developing tools for civic engagement, such as participatory budgeting platforms and open data systems, to empower community-driven urban innovation. - Inclusive Incubation Models—Designing incubation programs that cater to underrepresented groups, ensuring equitable access to resources and opportunities. - Policy and Institutional Reforms—Advocating for inclusive urban policies that integrate community needs with smart city solutions. | - Digital platforms for citizen engagement. - Community-centric incubator outreach programs. | [65,79,80] |
5. Scalability and Replicability of Solutions | Enable the growth and adaptation of start-up solutions across diverse urban contexts. | - Scalable Innovations—Supporting start-ups in developing scalable solutions for smart cities, such as urban mobility systems, energy efficiency tools, and digital governance platforms. - Replicability Frameworks—Creating adaptable business models that can be customised for local regulations, cultural contexts, and urban challenges. - Cross-Sector Partnerships—Facilitating partnerships with universities, corporations, and public institutions to support scaling and replication. | - Growth hacking strategies for start-ups. - Cross-city pilot programs for testing replicable solutions. | [81,82] |
6. Monitoring, Reporting, and Continuous Improvement | Ensure accountability and adaptive management through comprehensive impact monitoring and reporting. | - Impact Metrics—Developing metrics for environmental (e.g., carbon reductions), social (e.g., community development), and economic impacts (e.g., job creation). - Triple Bottom Line Evaluation—Applying a comprehensive framework encompassing social, economic, and environmental dimensions. - Continuous Improvement Mechanisms—Implement feedback loops to refine incubator models and support programs based on evolving urban needs and challenges. | - ESG reporting frameworks tailored for start-ups and incubators. - Digital dashboards for real-time impact monitoring and feedback integration. | [60,98,99] |
SCISF Component | Findings | Key Areas for Improvement |
---|---|---|
1. Strategic Vision Alignment | - GEF aligns its activities with UN SDGs, including SDG 4 (Quality Education), SDG 11 (Sustainable Cities), SDG 13 (Climate Action), and SDG 17 (Partnerships). - SDG Integration is evident in initiatives like the Hub of Innovation for Blue and Green Economy and Innovation and Entrepreneurship Hub for Youth. - GEF maintains an extensive network of partners, including the City of Gdańsk, but lacks deep cross-sector collaborations with private enterprises. | Cross-sector partnerships—strengthen collaborations with private enterprises and industry leaders, particularly in technology, energy, and urban mobility sectors. |
2. Technological Integration and Digital Infrastructure | - GEF supports start-ups leveraging IoT, AI, and big data analytics, particularly through the Blue Baltic Community initiative. - Limited focus on Industry 5.0 tools such as human-centric AI or collaborative systems for urban resilience. - Lacks advanced digital infrastructure like 5G networks or digital twins for urban planning. | Industry 5.0 integration—invest in human-centric AI systems, digital twins, and collaborative technologies for enhanced urban resilience and inclusivity. |
3. Circular Economy and Resource Efficiency | - GEF integrates circular economy concepts into educational programs, promoting sustainable development and circular practices. - No explicit mention of supply chain innovations or local sourcing strategies. - Participates in international networks like Digi-Inclusion, supporting knowledge exchange on sustainable practices. | Circular supply chains—advance circular economy initiatives by promoting circular supply chains, local sourcing, and sustainable manufacturing practices. |
4. Public Engagement and Inclusivity | - GEF actively engages with local communities, e.g., Women Can Sea initiative promoting gender equality in maritime industries. - Inclusive incubation models support social entrepreneurship and underrepresented groups. - Collaborates with the City of Gdańsk, influencing community-oriented urban development, but lacks structured policy advocacy. | Policy advocacy for inclusive urban development—establish a structured approach to policy advocacy to better integrate community needs into urban planning and smart city solutions, ensuring inclusive and equitable digital infrastructures and public services. |
5. Scalability and Replicability of Solutions | - GEF supports scalable innovations through the Business Booster initiative, facilitating market access for diverse start-ups. - Lacks a formal replicability framework for scaling solutions across different urban contexts. - Cross-sector partnerships are mainly international but limited in private-sector collaboration. | Replicability frameworks—develop adaptable business models for start-ups that can be scaled and replicated across different urban contexts. |
6. Monitoring, Reporting, and Continuous Improvement | - GEF tracks environmental, social, and governance metrics, including energy efficiency and social inclusion. - Applies a triple bottom line approach for strategic evaluation. - Feedback loops exist in educational programs but lack a formal continuous improvement system across all activities. | Continuous improvement mechanisms—implement comprehensive feedback loops and adaptive management systems to enhance strategic agility and continuous improvement. |
SCISF Component | Recommendation | Expected Outcome |
---|---|---|
1. Strategic Vision Alignment | - Deepen cross-sector partnerships—Establishing strategic alliances with private enterprises in technology, energy, and urban mobility sectors. - Enhance strategic vision workshops—Conducting regular workshops with stakeholders to align with evolving urban sustainability goals. - Broaden SDG integration—Expanding focus to include SDG 9 (Industry, Innovation, and Infrastructure) and SDG 12 (Responsible Consumption and Production). | - Stronger alignment with smart city objectives (e.g., align 100% of incubator KPIs with city smart city KPIs. - Increased strategic collaboration and resource mobilisation (e.g., 20% increase in cross-sector projects by 2025). - Enhanced impact on innovation-driven circular economy practices (e.g., €200K additional private-sector investment). |
2. Technological Integration and Digital Infrastructure | - Incorporate Industry 5.0 technologies—Investing in collaborative AI systems, digital twins, and human-centric IoT solutions. - Strengthen digital infrastructure—Partnering with tech companies to develop 5G networks, edge computing, and IoT smart sensors. - Establish digital innovation labs—Creating dedicated labs to prototype and pilot smart city solutions. | - Enhanced urban resilience and inclusivity (e.g., 30% reduction in municipal energy use via smart grids). - Scalable digital solutions for smart cities (e.g., 15 new AI-driven solutions by 2027). - Increased start-up success in tech-driven urban ecosystems (e.g., achieve 80%+ survival rate for tech start-ups post-incubation by 2027). |
3. Circular Economy and Resource Efficiency | - Foster circular supply chains—Collaborating with local suppliers to pilot circular supply chains and sustainable manufacturing practices. - Expand circular business model support—Offering targeted programs for start-ups developing circular products, recycling technologies, and upcycling solutions. - Launch knowledge networks—Establishing a Circular Economy Knowledge Network for knowledge exchange and resource optimization. | - Increased circular economy adoption among start-ups (e.g., 50% of incubated start-ups integrate circular principles by 2026). - Enhanced local sourcing and sustainable manufacturing practices (e.g., 25% waste reduction in partner industries). - Stronger stakeholder collaboration and resource efficiency (e.g., reduce resource waste in incubator operations by 25% by 2025). |
4. Public Engagement and Inclusivity | - Policy advocacy for inclusive urban development—Establishing a structured approach to policy advocacy to integrate community needs into urban planning and smart city solutions. - Expand community-centric incubation models—Developing tailored incubation programs for underrepresented groups. - Enhance civic participation platforms:—Implementing digital civic engagement platforms for participatory urban solutions. | - More inclusive urban innovation processes (e.g., 30% increase in social entrepreneurship applications). - Increased participation from marginalised communities (e.g., 1000+ active platform users by 2026). - Policy frameworks supporting digital equity and urban inclusivity (e.g., ensure 40% of incubator resources target marginalised communities). |
5. Scalability and Replicability of Solutions | - Develop replicability frameworks—Designing adaptable business models for start-ups that can be customized for local regulations and urban challenges. - Promote cross-city collaboration—Establishing cross-city pilot programs for testing and scaling solutions. - Strengthen cross-sector partnerships—Facilitating public-private partnerships with corporations, universities, and public institutions. | - Enhanced scalability and adaptability of start-up solutions (e.g., €500K in EU Horizon grants for scaling). - Increased cross-city collaborations and knowledge transfer (e.g., 5+ cities adopt GEF models by 2027). - Greater impact on smart city ecosystems (e.g., 50% of incubated solutions adopted in ≥2 city districts). |
6. Monitoring, Reporting, and Continuous Improvement | - Implement advanced ESG reporting frameworks—Adopting advanced ESG reporting tailored for start-ups and incubators. - Develop digital dashboards—Create real-time digital dashboards for impact monitoring and integration of feedback. - Establish continuous improvement mechanisms—Implementing feedback loops and adaptive management systems. | - Greater transparency and accountability in ESG impacts (e.g., 100% of start-ups report ESG metrics by 2026). - Data-driven decision-making and strategic agility (e.g., 25% improvement in SDG-aligned outcomes). - Continuous enhancement of incubation models and strategic vision (e.g., Integrate stakeholder feedback into strategic vision updates biannually). |
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Berniak-Woźny, J.; Sliż, P.; Siciński, J. Empowering Smart Cities Through Start-Ups: A Sustainability Framework for Incubator-City Collaboration. Systems 2025, 13, 219. https://doi.org/10.3390/systems13040219
Berniak-Woźny J, Sliż P, Siciński J. Empowering Smart Cities Through Start-Ups: A Sustainability Framework for Incubator-City Collaboration. Systems. 2025; 13(4):219. https://doi.org/10.3390/systems13040219
Chicago/Turabian StyleBerniak-Woźny, Justyna, Piotr Sliż, and Jędrzej Siciński. 2025. "Empowering Smart Cities Through Start-Ups: A Sustainability Framework for Incubator-City Collaboration" Systems 13, no. 4: 219. https://doi.org/10.3390/systems13040219
APA StyleBerniak-Woźny, J., Sliż, P., & Siciński, J. (2025). Empowering Smart Cities Through Start-Ups: A Sustainability Framework for Incubator-City Collaboration. Systems, 13(4), 219. https://doi.org/10.3390/systems13040219