1. Introduction
Through ground-based gravitational-wave detectors [
1,
2,
3,
4], many events of gravitational waves—mainly from black hole–black hole coalescences—have now been detected. We have reached a stage where there is no doubt about the existence of gravitational waves due to direct observations. One future direction of gravitational-wave astronomy will focus on achieving “precise science” through the statistics of numerous events. To further develop gravitational-wave science, projects focused on future ground-based gravitational-wave detectors [
5,
6] are also progressing towards creating more sensitive detectors. Some projects discussing space gravitational-wave antenna are also progressing [
7,
8,
9,
10]. Among the various targets for these detectors, the extreme mass ratio inspirals (EMRI), which produce gravitational waves from the motion of a stellar mass object around a supermassive black hole, are promising targets of the Laser Interferometer Space Antenna [
7]. Since the mass ratio of this EMRI is very small, we can describe the gravitational waves from EMRIs through black hole perturbations [
11]. Furthermore, the sophistication of higher-order black hole perturbation theories is required to support gravitational-wave physics as a precise science. The motivation of our previous series of papers, refs. [
12,
13,
14,
15,
16], as well as this current paper, lies in enhancing the theoretical sophistication of black hole perturbation theories toward higher-order perturbations.
Realistic black holes have angular momentum, which requires us to apply the perturbation theory of a Kerr black hole for direct analyses related to the EMRI. However, we may say that further sophistication is possible, even in perturbation theories on the Schwarzschild background spacetime. Starting with the pioneering works by Regge and Wheeler [
17] and Zerilli [
18,
19], there have been many studies on the perturbations in the Schwarzschild background spacetime [
20,
21,
22,
23,
24,
25,
26,
27,
28,
29,
30,
31,
32]. In these works, perturbations are decomposed through the spherical harmonics
because of the spherical symmetry of the background spacetime, and
modes should be separately treated. These modes correspond to the monopole and dipole perturbations. These separate treatments make “gauge-invariant” treatments for
and
modes unclear.
Due to this situation, in our previous papers [
12,
13,
14,
15,
16], we proposed a strategy of the gauge-invariant treatments of these
-mode perturbations. This strategy is outlined as Proposal 1 in
Section 2 of this paper below. One of the key premises of our gauge-invariant perturbations is the distinction between the first-kind gauge and the second-kind gauge. The first-kind gauge is essentially the choice of the coordinate system on the single manifold, and we often use this first-kind gauge when we predict or interpret the measurement results of experiments and observations. On the other hand, the second-kind gauge is the choice of the point identifications between the points on the physical spacetime
and the background spacetime
. This second-kind gauge has nothing to do with our physical spacetime
. Although this difference is extensively explained in a previous paper [
14], we also emphasize this difference in
Section 2 of this paper. The proposal in the previous paper [
14] is part of our development of the general formulations of a higher-order gauge-invariant perturbation theory on a generic background spacetime that is aimed toward unambiguous sophisticated nonlinear general-relativistic perturbation theories [
33,
34,
35,
36,
37,
38]. While we have applied this general framework to cosmological perturbations [
39,
40,
41], we also applied it to black hole perturbations in our series of previous papers (i.e., refs. [
12,
13,
14,
15,
16]), and in this paper. Even in the context of cosmological perturbation theories, the same problem as the above
-mode problem exists in gauge-invariant treatments of homogeneous modes of perturbations. In this sense, we can expect that the proposal in the previous paper [
14] will be a clue to the same problem in gauge-invariant perturbation theory on the generic background spacetime.
In the previous paper [
14], we also derived linearized Einstein equations in a gauge-invariant manner, following Proposal 1. Perturbations on the spherically symmetric background spacetime are classified into even- and odd-mode perturbations. In the same paper [
14], we also provided a strategy to solve the odd-mode perturbations, including
modes. Furthermore, we also derived the formal solutions for the
odd-mode perturbations to the linearized Einstein equations, following Proposal 1. In another paper [
15], we develop a strategy for solving the even-mode perturbations, including
modes, and derived the formal solutions for the
even-mode perturbations, also based on Proposal 1. In a further paper [
16], we found the fact that the derived solutions in [
15] realized the linearized version of two exact solutions: the Lemaître–Tolman–Bondi (LTB) solution [
42] and the non-rotating C-metric [
43,
44]. This finding leads us to conclude that the solutions for even-mode perturbations derived in [
15] are physically reasonable. This series of previous papers is the full version of our short paper, ref. [
12]. Furthermore, brief discussions on the extension to the higher-order perturbations are given in [
13].
On the other hand, it is well known that we cannot construct gauge-invariant variables for modes in the same manner as we do for modes if we decompose the metric perturbations through the spherical harmonics as the scalar harmonics from the starting point. For this reason, we usually use gauge-fixing approaches. Furthermore, it is often said that “gauge-invariant formulations in general-relativistic perturbations are equivalent to complete gauge-fixing approaches”. In this paper, we examine this statement through a comparison of our proposed gauge-invariant formulation, where we introduce singular harmonics at once, and then regularize them after the derivation of the mode-by-mode Einstein equation, with a “conventional complete gauge-fixing approach”, where the spherical harmonic functions as the scalar harmonics are used from the starting point. As a result of this comparison, we conclude that our gauge-invariant formulation and the above “conventional complete gauge-fixing approach” are different, although these two formulations lead to similar solutions for -mode perturbations. More specifically, there is a case where the boundary conditions and initial conditions are restricted in a “conventional complete gauge-fixing approach” where the decomposition of the metric perturbation by the spherical harmonics is used from the starting point.
The organization of this paper is as follows. In
Section 2, we briefly review the premise of our series of papers [
12,
13,
14,
15,
16], which are necessary for the ingredients of this paper. We also emphasize the difference between the concepts of the first- and second-kind gauges, and summarize the linearized Einstein equations for
modes, and their formal solutions, in
Section 2. In
Section 3, we specify the rule of our comparison between our gauge-invariant formulation and a conventional gauge-fixing approach, and summarize the gauge-transformation rules for the metric perturbations of
modes, because the above statement “gauge-invariant formulations in general-relativistic perturbations are equivalent to complete gauge-fixing approaches” includes some ambiguity. In
Section 4, we discuss the linearized Einstein equations for
odd-modes and their solutions in the conventional gauge-fixing approach. In
Section 5, we discuss the linearized Einstein equations for
even-modes and their solutions in the conventional gauge-fixing approach. In
Section 6, we derive the solution to the linearized Einstein equations for
modes through the complete gauge-fixing, and discuss the comparison with the linearized LTB solution.
Section 7 is devoted to a summary of this paper and discussions based on our results.
We use the notation used in the previous papers [
12,
13,
14,
15,
16], and the unit
, where
G is Newton’s constant of gravitation and
c is the velocity of light.
4. l = 1 Odd-Mode Perturbation in the Conventional Approach
As discussed in
Section 3.2.2,
mode perturbations are given by Equations (
87)–(
89). In particular, among these expressions of the
-mode perturbation, odd-mode perturbation is given by
As the property of the
spherical harmonics, we obtain Condition (
86). For odd-mode perturbation we have
Here, we apply the notation that is introduced by Equations (
A14) and (
A15) in
Appendix A, and we obtain
for
odd-mode perturbations. Through this notation of the metric perturbation, the linear perturbations (
A16)–(
A18) of the Einstein tensor are given by
The final equality in Equation (
105) is due to the property of the spherical harmonics
(
101). Furthermore, Expression (
104) is gauge-invariant under the gauge-transformation rule (
92). On the other hand, the
in Equation (
105) is not gauge-invariant, as shown below. However, the gauge-invariance of the linear-order Einstein tensor
is guaranteed by the identity
for the
odd-mode perturbations.
For the
odd-mode perturbations, the components of the linearized energy–momentum tensor are summarized as
Then, the linearized Einstein equations for the odd-mode perturbations are given by
Although the equation
does not appear from Equation (
105) due to the fact that
, we may use Equation (
108) as a gauge condition. As noted in
Section 3.2.2, the gauge-transformation rule for the variable
is given by Equation (
92). From the gauge-transformation rule (
92), we consider the gauge-transformation rule for the left-hand side of Equation (
108) as
Using the background Einstein equation (Equation (B67) of Appendix B in ref. [
14]), we consider the equation
More explicitly, Equation (
110) is given by
If we choose
as a special solution to Equation (
111), or equivalently Equation (
110), Equation (
108) is regarded as a gauge condition in the
-gauge, i.e.,
We have to emphasize that this is not a complete gauge-fixing, since there is room for a choice of
that satisfies the homogeneous equation of Equation (
110),
i.e.,
Under the gauge choice (
112), Equation (
107) is given by
Although the variable
is a gauge-dependent variable that is different from the gauge-invariant variable
, we can obtain Equation (
115) if we replace the variable
in Equation (
47) with the variable
.
We also note that the gauge condition (
112) coincides with Equation (
46). However, we must replace the gauge-invariant variable
with the gauge-dependent variable
in Equation (
46) to confirm this coincidence. Furthermore, we also take into account the continuity Equation (
48) of the
odd-mode perturbation of the energy–momentum tensor. Thus, the equations to be solved for the
odd-mode perturbation are the gauge condition (
108), evolution Equation (
115), and continuity Equation (
48). These equations coincide with Equations (
46)–(
48), except for the fact that the variable to be obtained is not the gauge-invariant variable
, but the gauge-dependent variable
. Then, through the same logic in ref. [
14], we obtain the solution to the gauge condition (
112), evolution Equation (
115), and continuity Equation (
48) as follows:
Here, we concentrate only on the
solution,
and
are constant, and
is an arbitrary function that satisfies the equation
where
in Equation (
116) is given by Equation (6.44) in ref. [
14], i.e.,
where
is the perturbative Kerr parameter.
It is important to note that the formal solution described by Equations (
116)–(
119) has the same form as the formal solution described by Equations (
49)–(
52). However, we have to emphasize that the variable
in Equation (
49) is gauge-invariant, as noted by Equation (
43), and the vector field
in Equation (
49) is also gauge-invariant. On the other hand, the variable
is still gauge-dependent. Actually, there are remaining gauge-degrees of freedom of the generator
that satisfy Equation (
114) as noted above. This is clear from the fact that the gauge-transformation rule (
92) with Equation (
114) gives a still non-trivial transformation rule. This remaining gauge-degree of freedom is so-called “residual gauge”. For this reason, there is a possibility that
in Equation (
116) includes this residual gauge.
To determine whether
in Equation (
116) includes the “residual gauge”, we need to examine Equation (
114). According to our rule for comparing our gauge-invariant formulation with a conventional gauge-fixed approach, we consider the terms in
that satisfy Equation (
114) as representing the second-kind gauge-degrees of freedom. These degrees of freedom are considered “unphysical degrees of freedom”. To clarify this “unphysical degree of freedom”, we introduce the indicator function
as
If , we should regard as the second-kind gauge, and we regard as an “unphysical degree of freedom”.
We can easily confirm that
Then, according to our above rule of comparison, we have to conclude that the rigidly rotating term
in
in Equation (
117) should be regarded as the second-kind gauge-degree of freedom, namely the “unphysical degree of freedom”.
Next, we consider the term
in Equation (
117). In this case, the direct calculation of the indicator
is useless. However, it is useful to consider the
r-derivative of
, and we can show that
where we used
. Since the left-hand side of Equation (
122) coincides with the right-hand side of Equation (
118), through Equation (
118), we obtain
or, equivalently,
Then, if we consider the case where
, we have nonvanishing
. This means that the
term does not belong to the second-kind gauge, and we have to regard the degree of freedom
in Equation (
117) is a “physical one”.
On the other hand, even in the case where
, Equation (
122) is valid. If
belongs to the second-kind gauge, i.e.,
, Equation (
122) yields
However, even if
is a solution to Equation (
125), we cannot directly yield
. Therefore, considering the following two sets of function
as
we obtain the relation
According to our rule of comparison, this indicates that a part of the solution to Equation (
125) should be regarded as a gauge-degree of freedom of the second kind, which is the “unphysical degree of freedom”.
Furthermore, to obtain the explicit solution
, we have to solve Equation (
118) with appropriate boundary conditions. Equation (
118) is an inhomogeneous second-order linear differential equation for
, and its boundary conditions are adjusted by the homogeneous solutions to Equation (
118), i.e., the element of the set of functions
. However, a part of this homogeneous solution to Equation (
118) should be regarded as an unphysical degree of freedom in the “complete gauge-fixing approach”, as mentioned above. Therefore, in the conventional “complete gauge-fixing approach”, the boundary conditions for Equation (
118) is restricted. In this sense, a conventional “complete gauge-fixing approach” includes a stronger restriction than our proposed gauge-invariant formulation.
5. l = 1 Even-Mode Perturbation in the Conventional Approach
As discussed in
Section 3.2.2,
mode perturbations are given by Equations (
87)–(
89). In particular, among these expressions of the
-mode perturbations, even-mode perturbation is given by
As the property of the
spherical harmonics, we obtain the condition (
86). For even-mode perturbation, we have
The gauge-transformation rules for the
even-mode perturbations are given by Equations (
90), (
91), and (
93). Inspecting the gauge-transformation rules (
91) and (
93), we define the variable
by
The gauge-transformation rule of
is given by
Furthermore, inspecting gauge-transformation rules (
90) and (
91), we also define the variable
by
The gauge-transformation of
is given by
Definitions (
131) and (
133) of the variables
and
, respectively, are analogous to the gauge-invariant variable
and
defined by Equations (
36) and (
38) for
modes, respectively. However, the variables
and
are not gauge-invariant. The employment of the variables
and
corresponds to the gauge-fixing of the gauge-degree of freedom of the generator
and the specification of the component
of the metric perturbation. On the other hand, the gauge-transformation rules (
90), (
91), and (
93) include the gauge degree of freedom of the generator
. This gauge-degree of freedom appears in the gauge-transformation rules (
132) and (
134).
The linearized Einstein tensor for
even modes in terms of
and
are given as
Since there is the identity (
130) for
-mode perturbations, the last term of Equation (
137) does not appear for
even modes. Furthermore, the expressions (
135) and (
136) are gauge-invariant under the gauge-transformation rules (
132) and (
134). We also note that the component
is gauge-invariant, except for the last term in Equation (
137). Actually, the variable
is gauge-dependent, as shown below. However, the gauge-invariance of
is guaranteed by the identity (
130).
On the other hand, the
even components of them are given by
Here, again, we note that Equation (
130) satisfies as a mathematical identity for
-mode perturbations. Therefore, the last term of Equation (
140) does not appear for
even modes.
If Equation (
130) is not satisfied, we have the equation
as one of the components of the linearized Einstein equation. However, Equation (
130) implies that this equation is identically satisfied. Therefore, this equation does not restrict
or
, and there is no other restriction of them. Here, we note that the tensor field
is not gauge-invariant, as shown in Equation (
134). Since we may freely choose
and
, we choose
by hand, and choose
as a gauge condition.
Actually, from the gauge-transformation rule (
134), we obtain
Then, if we choose
as a special solution to the equation
we may regard
in the
-gauge. We have to note that this gauge-fixing (
143) is not complete gauge-fixing. There is a remaining degree of freedom in the choice of
as the homogeneous solution
to the wave equation
Due to the gauge condition (
142), the components (
135)–(
137) of the linearized Einstein tensor and components (
138)–(
140) of the linear-order energy–momentum tensor yield the linearized Einstein equations. The
-components (equivalently,
-components) of the linearized Einstein equations are given by
Equation (
146) coincides with Equation (
54), because the tensor
is traceless due to the gauge condition (
142).
From the trace part of the
-component of the linearized Einstein equation, Equation (
146) yields the component (61) of the continuity equation of the linearized energy–momentum tensor.
The trace part of
-component of the linearized Einstein equation with Equation (
146) gives
This coincides with the
version of Equation (
56) with the source term (
57), because
is a traceless tensor. However, we have to emphasize that
nor
are not gauge-invariant, as shown above.
Finally, the traceless part of
-component of the linearized Einstein equation with Equations (
146) and (
147) yields
This coincides with the
version of Equation (
58) with the source term (
59), because the variable
is traceless due to the gauge condition (
142).
In addition to these linearized Einstein equations, the following linearized perturbations of the continuity equation should be satisfied:
Together with the gauge condition (
142), Equations (
146)–(
150) coincide with Equations (
53)–(
61) with
in our gauge-invariant formulation developed in refs. [
12,
13,
14,
15,
16]. In ref. [
15], we derived the formal solution to Equations (
53)–(
61) with
as Equation (
62) with Equations (
63) and (
64), and
. Due to the coincidence of the set of equations, this formal solution should be the
formal solution to Equation (
142), and Equations (
146)–(
150). Then, as the
solution, we obtain
where
,
is the vector field defined by
and
is a solution to the equation
As in the case of the
odd-mode perturbation, the tensor field
in Equation (
62) is gauge-invariant. Then,
in Equation (
62), which defined by Equation (
63), is also gauge-invariant. Therefore, we regarded
in Equation (
62) as a first-kind gauge. On the other hand, the tensor field
in Equation (
151) is gauge-dependent in the sense of the second kind due to the gauge-transformation rules (
132) and (
134) for the components
and
, respectively. Actually, there is a remaining gauge-degree of freedom of the generator
which satisfies Equation (
145), as noted above. This remaining gauge-degree of freedom is so-called “residual gauge”. For this reason, there is a possibility that
in Equation (
151) includes this “residual gauge”, while
in Equation (
62) is gauge-invariant.
Since we already fixed the gauge-degree of freedom
so that Equation (
142) is satisfied, the remaining gauge-degree of freedom
must satisfy the Equation (
145). Therefore, to clarify whether
in Equation (
151) includes the “residual gauge”, we have to confirm Equation (
145). Within our rules to compare our gauge-invariant formulation with a conventional gauge-fixed approach, we regard the term in
in Equation (
151) that satisfies Equation (
145) as a second-kind gauge-degree of freedom, and we regard this degree of freedom as an “unphysical degree of freedom”. As in the case of the
odd-mode perturbations, we introduce the indicator function
as
If , we should regard as a the second-kind gauge-degree of freedom, and we regard as an “unphysical degree of freedom”.
To clarify the second-kind gauge-degree of freedom, we consider the gauge-transformation rule of the tensor field
through the gauge-transformation rules (
132) and (
134) as
where we defined
Comparing Equation (
157) with the generator (
158) and Equation (
151) with the generator (
152), there is the possibility that the Lie derivative term
in the solution (
151) is a “residual gauge degree of freedom” with the identification
For this reason, we check the indicator (
155). From Equation (
153), and we obtain
From this result, if
, the variable
should be regarded as the second-kind gauge-degree of freedom, and is the “unphysical degree of freedom”. On the other hand, in the non-vacuum case
, the indicator (
160) yields
. This means that
is not the second-kind gauge-degree of freedom, but is the “physical degree of freedom” in the non-vacuum case
. Due to this existence of the source term, the identification (
159) is impossible in the case of the non-vacuum situation. Rather, this term is gauge-invariant in the sense of the second kind, and we regard this term as a gauge-degree of freedom of the first kind in the non-vacuum case.
Although we have
in the case where
, and we should regard
is a “gauge degree of freedom of the second kind”, Equation (
160) indicates that
This coincides with the left-hand side of Equation (
153). Therefore, as in the case of the
odd-mode perturbations, we consider the following two sets of function
as
From Equation (
161), we obtain the relation
This indicates that any homogeneous solution (without source term) to Equation (
153) should be regarded as a gauge-degree of freedom of the second kind, which is the “unphysical degree of freedom”.
On the other hand, to obtain the explicit solution
in the case
, which is regarded as a “physical degree of freedom”, we have to solve Equation (
153) with appropriate boundary conditions. Equation (
153) is an inhomogeneous second-order linear differential equation for
, and its boundary conditions are adjusted by the homogeneous solutions to Equation (
153), i.e., the element of the set of functions
. However, any homogeneous solution to Equation (
153) should be regarded as an “unphysical degree of freedom” in the “complete gauge-fixing approach”, as mentioned above. Therefore, in the conventional “complete gauge-fixing approach”, we have to impose the boundary conditions for Equation (
118) using a homogeneous solution, which is regarded as an “unphysical degree of freedom”, to obtain a “physical solution” to Equation (
118) with nonvanishing source term
. This situation is a dilemma. In this sense, as in the case of
odd-mode perturbations, a conventional “complete gauge-fixing approach” includes a stronger restriction than our proposed gauge-invariant formulation.
7. Summary and Discussion
In this paper, we have discussed comparison of our gauge-invariant formulation for
perturbations on the Schwarzschild background spacetimes proposed in [
12,
13,
14,
15,
16] and a “conventional complete gauge-fixing approach”. It is well-known that we cannot construct gauge-invariant variables for
-mode perturbations through a same manner as for
mode perturbations if we use the decomposition formulae (
26)–(
28) with the spherical harmonic functions
as the scalar harmonics
. In our gauge-invariant formulation for
perturbations on the Schwarzschild background spacetime, we proposed the introduction of the singular harmonic function at once. Due to this, we can construct gauge-invariant variables for
-mode perturbations through a similar manner to the
modes of perturbations. After deriving the mode-by-mode perturbative Einstein equations in terms of the gauge-invariant variables, we impose the regularity on the introduced singular harmonics when we solve the derived Einstein equations. This approach enables us to obtain formal solutions to the
-mode linearized Einstein equations without the specification of the components of the linear perturbation of the energy–momentum tensor [
12,
14,
15]. Our proposal also allow us to develop higher-order perturbations of the Schwarzschild spacetime [
13]. Furthermore, we verified that our derived solutions realized the linearized version of the LTB solution and non-rotating C-metric [
15]. In this sense, we conclude that our proposal is physically reasonable. On the other hand, it is often said that “gauge-invariant formulations in general-relativistic perturbations are equivalent to complete gauge-fixing approaches”. For this reason, we examine this statement through the comparison of our gauge-invariant formulation and a “conventional complete gauge-fixing approach”, in which we use the spherical harmonic functions
as the scalar harmonics
from the starting point.
After reviewing the concept of “gauges” in general relativistic perturbation theories, our proposed gauge-invariant formulation for the -mode perturbations, and our derived -mode solutions, we considered odd-mode perturbations, even-mode perturbations, and even-mode perturbations separately. As a result, it is shown that we can derive similar solutions even through the “conventional complete gauge-fixing approach”. However, it is important to note that the derived solutions are slightly different from those derived based on our gauge-invariant formulation, especially from a conceptual point of view.
In the case of odd-mode perturbations, we derived the formal solution to the linearized Einstein equation through our proposed gauge-invariant formulation. This formal solution includes the term of the Lie derivative of the background metric. In our gauge-invariant formulation, we describe the solutions only through gauge-invariant variables. Therefore, we should regard the term of the Lie derivative of the background metric as gauge-invariant. On the other hand, in the conventional gauge-fixing approach where we use the spherical harmonics from the starting point, we cannot construct gauge-invariant variable for odd-mode perturbations in the same way we can for -mode perturbations. For this reason, we have to treat gauge-dependent variables for perturbations. Nevertheless, the linearized Einstein equations and the continuity equations of the linearized energy–momentum tensor for odd-mode perturbations in terms of these gauge-dependent variables have the completely same form as those is derived through our gauge-invariant formulation. Consequently, the formal solutions derived through our gauge-invariant formulation must be the formal solutions to these linearized Einstein equations, and the continuity equation of the linearized energy–momentum tensor in terms of gauge-dependent variables. As mentioned earlier, we treat gauge-dependent variables in the conventional gauge-fixing approach. Therefore, the above Lie derivative terms of the background metric may include the gauge-degree of freedom of the second kind, which should be regarded as an “unphysical degree of freedom”. Examining the residual gauge-degree of freedom, we conclude that the above Lie derivative terms of the background metric include the second-kind gauge-degree of freedom. However, in our formal solution, there is a variable that should be obtained by solving the Regge–Wheeler equation. We conclude that the solution to this Regge–Wheeler equation is not the gauge-degree of freedom of the second kind, but a physical degree of freedom in the non-vacuum case. Furthermore, we have to impose appropriate boundary conditions to solve this Regge–Wheeler equation. Since the Regge–Wheeler equation is an inhomogeneous linear second-order partial differential equation, the boundary conditions for an inhomogeneous linear second-order partial differential equation are adjusted by the homogeneous solutions to this linear second-order partial differential equation. According to the check of the residual gauge-degree of freedom, we have to conclude that a part of homogeneous solutions to this equation is the gauge-degree of freedom of the second kind. We must exclude this part from our consideration because this gauge degree of freedom is “unphysical”. This exclusion is the restriction of the boundary conditions of the linearized Einstein equations.
In the case of even-mode perturbations, the situation is worse than the odd-mode case. As in the odd-mode case, we obtained the formal solution to the linearized Einstein equation through our proposed gauge-invariant formulation. This formal solution includes the term of the Lie derivative of the background metric, which is gauge-invariant within our proposed gauge-invariant formulation. On the other hand, in the conventional gauge-fixing approach where we use the spherical harmonics from the starting point, we cannot construct gauge-invariant variable for even-mode perturbations in the same manner as we can for -mode perturbations. Consequently, we have to treat gauge-dependent variables for perturbations. As in the odd-mode case, the linearized Einstein equations and the continuity equations of the linearized energy–momentum tensor for even-mode perturbations, which are expressed by these gauge-dependent variables, retain the same form derived through our gauge-invariant formulation. Therefore, the same formal solutions derived through our gauge-invariant formulation should be the formal solutions to these linearized Einstein equations and the continuity equation of the linearized energy–momentum tensor in terms of gauge-dependent variables. As previously mentioned, we treat gauge-dependent variables in the conventional gauge-fixing approach as in the odd-mode case. Therefore, the above Lie derivative terms of the background metric may include the second-kind gauge-degree of freedom, which should be regarded as an “unphysical degree of freedom”. However, in our formal solution, there is a variable that must be obtained by solving the Zerilli equation. We conclude that the solution to this Zerilli equation is not the gauge-degree of freedom of the second kind, but the physical degree of freedom in the non-vacuum case. Furthermore, we have to impose appropriate boundary conditions to solve this Zerilli equation in the non-vacuum case, since the Zerilli equation is an inhomogeneous linear second-order partial differential equation. The homogeneous solutions to this linear second-order partial differential equation adjust the boundary conditions for an inhomogeneous linear second-order partial differential equation. According to the check of the residual gauge-degree of freedom, we conclude that all homogeneous solutions to this equation are the gauge degree of freedom of the second kind. We have to eliminate these homogeneous solutions from our consideration because these are regarded as “unphysical”. This situation leads us to the dilemma of needing to impose boundary conditions using these “unphysical degrees of freedom” in order to obtain the “physical solution” through the Zerilli equation.
In the case of even-mode perturbations, we obtain the complete gauge-fixed solution. This solution does not include any terms involving the Lie derivative of the background metric, as these terms are regarded as the gauge degree of freedom of the second kind. In contrast, the solution derived from our proposed gauge-invariant formulation includes the terms of the Lie derivatives of the background metric, which are regarded as the first-kind gauge in our gauge-invariant formulation. In our formulation, these are “physical”. This difference creates a problem when comparing our derived solution with the linearized LTB solution. In the linearized LTB solution, the initial energy distribution of the dust field in the Newtonian sense is incorporated within the terms of the Lie derivative of the background metric. When we interpret this linearized exact solution by the solution using our gauge-invariant formulation, this initial energy distribution is treated as a physical degree of freedom. Conversely, if we use a conventional complete gauge-fixing approach to understand the same linearized exact solution, we must consider the initial energy distribution of the dust field as the gauge-degree of freedom of the second kind, thus labeling it as “unphysical”. Since the behavior of the exact LTB solution significantly depends on this initial energy distribution of the dust field, it is unreasonable to classify this initial degree of freedom as unphysical.
In summary, we have to conclude that there is a case where the boundary conditions and initial conditions are restricted in the conventional complete gauge-fixing approach, where we use the decomposition of the metric perturbation by the spherical harmonics from the starting point. On the other hand, such a situation does not occur in our proposed gauge-invariant formulation. As a theory of physics, this point should be regarded as the incompleteness of the conventional complete gauge-fixing approach where we use the decomposition of the metric perturbation by the spherical harmonics from the starting point. This is the main result of this paper.
Let us discuss differences between our proposed gauge-invariant formulation and a conventional complete gauge-fixed approach that begins with the decomposition of the metric perturbation using the spherical harmonics
. The purpose of introducing singular harmonic functions in our proposed gauge-invariant formulation is to enhance the degree of freedom in order to clarify the distinction between the gauge-degree of freedom of the second kind and the physical degree of freedom. As emphasized in
Section 3, if we set
, we find
=
= 0,
=
= 0 for
modes. We also have
=
= 0 for
modes. This is the crucial reason why we cannot construct gauge-invariant variables for
-mode metric perturbation in the same way as we do for
modes. Due to these vanishing vector- or tensor-harmonics, the corresponding mode coefficients do not appear, and we cannot construct gauge-invariant variables for
-modes in the same manner as for
modes. In our series of papers [
12,
13,
14,
15,
16], we regarded that this is due to the lack of the degree of freedom. Consequently, in our proposed gauge-invariant formulation, we introduced singular harmonic functions
and
for
and
modes, respectively. With the introduction of these singular harmonic functions, we now have
≠ 0 ≠
and
≠ 0 ≠
for
modes, and
≠ 0 ≠
for
modes. Thanks to these non-vanishing vector- or tensor-harmonics, the associated mode coefficients emerge, allowing us to construct gauge-invariant variables for
-modes in a similar manner to the case of
modes. This leads to the development of the gauge-invariant perturbation theory for all modes [
12,
14,
15,
16], and the development of the higher-order gauge-invariant perturbations [
13].
As noted in [
14], the decomposition using the spherical harmonics
from the starting point corresponds to the imposition of the regular boundary conditions on
for the metric perturbations from the starting point. In this sense, our introduction of the singular harmonic functions corresponds to a change in the boundary conditions on
. As shown in [
14], this change of boundary conditions on
allows us to clearly distinguish the gauge-degree of freedom of the second kind and the physical degree of freedom. Specifically, we can easily construct gauge-invariant variables for
-mode perturbations. This indicates that the imposition of the boundary conditions on
and the construction of the gauge-invariant variables does not commute within the calculation process. This is the appearance of the non-locality of
-mode perturbations as pointed out in ref. [
37]. Consequently, we have identified a conceptual difference between the
-mode solutions discussed in this paper. In the conventional complete gauge-fixing approach, which we use the decomposition by the harmonic function
from the starting point, the degree of freedom of the metric perturbations is insufficient to distinguish between the gauge-degree of freedom of the second kind, i.e., “unphysical modes” and “physical modes”. Despite this situation of the lack of degree of freedom, if one proceeds with the “complete gauge-fixing” as a means of elimination of unphysical modes, this approach results in constraints on the boundary conditions and initial conditions as demonstrated in this paper.
On the other hand, in our proposed gauge-invariant formulation, we encounter no conceptual difficulties, unlike issues related to the restriction of the boundary conditions and initial conditions pointed out in this paper. This is due to the sufficient degree of freedom of the metric perturbations. Incidentally, due to this sufficient degree of freedom of the metric perturbations through the introduction of the singular harmonic functions, our proposed gauge-invariant variables are equivalent to variables of the complete gauge-fixing within our proposed formulation in which the degree of freedom of the metric perturbations is sufficiently extended. Furthermore, we can develop higher-order perturbation theory without gauge ambiguities if we apply our proposal and there are wide applications of the higher-order gauge-invariant perturbations on the Schwarzschild background spacetime, as briefly discussed in ref. [
13]. We leave these further developments of the application of our formulation to specific problems related to perturbations in the Schwarzschild background spacetime as future works.