1. Introduction
Since Fierz-Pauli’s work [
1], many attempts have been made to construct a non-linear massive gravity theory. It was necessary to find a non-linear potential as a function of two metric tensors. However, the choice of such a potential is problematic due to the appearance of a 6th degree of freedom [
2] called the BD (Boulware–Deser) ghost. After long and sophisticated research, a very special formula has been discovered [
3,
4]. It is called the dRGT (de Rham–Gabadadze–Tolley) potential. Since this discovery, it has been found that a similar potential had been considered in earlier work [
5].
The general idea of bigravity, i.e., a theory of two interacting spin 2 fields, appeared long before the dRGT work. First, the so-called fifth force was discussed in elementary particle physics as a new form of strong interaction [
6,
7,
8,
9] for spin 2 mesons. Then, a new spin 2 field was treated as a second metric tensor, and the term “bigravity” was born [
10].
The great advance achieved in astronomy caused by space exploration has inspired a wide new stream of theoretical research in cosmology and astrophysics. Besides the old difficulty with quantizing gravity, there are now such new challenges as scenarios of inflation, the cosmological constant (or dark energy) problem, the dark matter puzzle, etc. A considerable number of physicists have decided that General Relativity needs to be modified to deal with these problems, meaning that revision of GR is now not treated as heresy. Massive gravity and bigravity belong to the vast number of the GR extensions; see, for example, Refs. [
11,
12,
13,
14] with scalar-tensor theories of gravitation, extra-dimensional theories, theories with Lorentz symmetry violations, string models, and so on.
Recent interest in bigravity has been mainly motivated by the dark energy problem. The theory proposed by Hassan–Rosen [
15,
16] and based on the dRGT potential admits homogeneous and isotropic time-dependent solutions for two spatial metrics. These cosmological solutions can be interpreted as being driven by a time-dependent dark energy contribution. However, in the study of perturbations around these solutions, exponentially growing instabilities have been found. Now, it is believed that there are no solutions that can replace the standard
CDM model and predict new physics to be tested by observations.
The non-trivial form of the dRGT potential makes exact calculations difficult. The most convincing non-perturbative proof that Hassan–Rosen bigravity is free of the BD ghost is the analysis of its canonical structure. However, this analysis essentially depends on the choice of variables. Numerous approaches to this problem have been developed, for example, Stückelberg fields, implicit functions [
15,
16,
17,
18,
19,
20,
21], the tetrad approach, first proposed by Hinterbichler–Rosen [
22], and then developed in complex Ashtekar variables [
23], in first-order formalism for real variables [
24], in second-order tetrad approach [
25,
26], the geometric mean of two metrics [
27], and so on. However, as a rule, the calculations here are so lengthy and involved that every group starts with its own method and notations, and finishes with results formulated in its own way. To be understood by their colleagues, some authors even attach to their work very lengthy special dictionaries for translating notations between different publications; see Refs. [
26,
27]. We propose consideration of the abovementioned approaches as supplementary to each other, allowing investigation of the same structures from alternative sides.
The purpose of this work is to consider and compare only two approaches. The first is based on metric variables where potential is expressed as an implicit function of metrics or as an explicit function of a new matrix which in turn is an implicit function of the metrics. The second approach is based on tetrad variables. One should be careful when dealing with two space–time metrics as they have two light cones and two definitions of casual structure. Hamiltonian formalism may be constructed only for families of hypersurfaces that are space-like in both metrics. Furthermore, the coordinate lines of time should be time-like in both metrics. These are the necessary conditions to acquire a consistent bigravity theory.
In metric formalism we deal with 20 components of two metrics
,
, where 12 components are related to spatial 3-metrics
,
induced on hypersurfaces
, and four lapse and shift functions for each metric
,
,
N,
. Below, we replace one set of lapse and shift functions with new variables
u and
, constructed of lapse and shift ratios; see Equation (
11). Then, variations of action over
N and
provide us with the first-class constraints
and
, and variations over
u and
will provide second-class constraints
and
. This terminology is due to Dirac [
28,
29]. The induced metrics
and
are the canonical coordinates that are accompanied by the conjugate momenta
and
, whereas
u and
play different roles. Variable
can be excluded by solving constraint equations
, whereas variable
u provides a new constraint
. To preserve this constraint in time, one should calculate its Poisson bracket with the Hamiltonian, and this calculation provides a secondary constraint
. This pair of constraints occurs as second class as
, and excludes the ghost degree of freedom.
Computational difficulties arise because we cannot obtain an explicit formula for potential in terms of the abovementioned variables. Through Poisson bracket calculations, we obtain identities following from the general covariance linear in the potential and its first derivatives. To avoid the ghost degree of freedom, we find that the second derivatives of the potential in
u and
must satisfy the homogeneous Monge–Ampère equation. General solutions of this equation were studied in Fairlie–Leznov’s work [
30], and their results provide us with a method to prove the absence of the BD ghost in a new way. This is an interesting example of the application of implicit function calculus [
31] to prove an important physical statement.
The second approach considered in this work allows the development of Hamiltonian formalism of bigravity and to prove the absence of the BD ghost using explicit calculations. It is based on tetrad variables instead of the metric. Indeed, tetrads can be treated as square roots of the metric tensor. Therefore the potential, which is a square root of the two metrics’ convolution, can be naturally expressed in tetrad representation. Of course, difficulties arise from the indefinite nature of the space–time metric, and these are discussed in an article by Hassan and Kocic [
32]. The probable non-uniqueness and complexity can be avoided under definite conditions formulated there. The symmetry condition for a pair of tetrads is crucial. Such a requirement may seem artificial, but the Hamiltonian approach provides its naturalness. Here, the symmetry condition follows the compatibility of a Hamiltonian constraint with its dynamics. The symmetry conditions in Hamiltonian formalism are divided into a pair of 3-component equations. One equation provides three secondary constraints of the second class, another determines three Lagrange multipliers standing at the primary constraints. Remarkably, this fixing of Lagrange multipliers coincides with the original Hassan–Rosen transformation invented in their first proof of BD ghost absence [
17]. Therefore, the use of tetrad variables in Hamiltonian second-order formalism in bigravity gives us numerous advantages:
potential can be explicitly expressed in canonical coordinates;
it follows from standard constraint analysis that symmetry conditions for the pair of tetrads is not postulated;
Hassan–Rosen transformation of variables also follows from constraints treatment according to the Dirac algorithm;
coefficients in Poisson algebra of the key second-class constraint are explicitly expressed through canonical coordinates.
This article is organized as follows. In
Section 2, metric formalism and the implicit method are considered.
Section 3 is devoted to the tetrad approach. In
Section 4, some conclusions are given, and
Appendix A contains the expressions of the dRGT potential and constraint
.
We prefer to use the same notations as Refs. [
19,
20,
26]. In particular, for space–time coordinate indices running from 0 to 3, we use small Greek letters; for internal indices running from 1 to 3 we use small Latin letters from the beginning of the alphabet; for spatial indices, small Latin letters from the middle of the alphabet are used; for internal indices running from 0 to 3, capital Latin letters are used. Of course, we consider only such couples of metrics that have common time-like and space-like vectors. When the same letter is used for analogous quantities constructed from the first
or with the second
metric, then an upper bar refers to the second one. Some additional notation is explained in
Appendix A.
2. Method of Implicit Functions
The bigravity Lagrangian includes a sum of the two copies of the GR Lagrangian
minus the interaction potential
where
and
are the two gravitational coupling constants,
and
are Lagrangians of the two species of matter fields symbolically denoted as
and
minimally interacting with the corresponding metrics, and
,
are Ricci tensors formed of the two metrics. Lagrangian equations are written as systems of two GR equations for the two space–time metrics, where the sources are, correspondingly, two energy-momentum tensors for the two species of matter and the specific tensors algebraically formed of the two metric tensors. Of course, these tensors are equal to the corresponding variational derivatives of the potential. Due to the second Noether theorem, their correspondent covariant derivatives are identically zero.
General covariance demands that
must be a function of invariants of the tensor
. However, as a rule, such functions provide theories with a superficial ghost degree of freedom as has been shown in reference [
2]. An exception, found in the dRGT work [
3], is a potential equal to a linear combination of symmetric polynomials for matrix
where
are arbitrary coefficients with dimensionality mass to the fourth degree. At the same time, this construction does not allow the acquisition of an explicit formula for
U as a function of canonical coordinates. Even the expression for matrix
written in components of metrics
,
looks unappealing. Therefore we proposed use of the Kuchař–York covariant approach [
33,
34,
35,
36,
37,
38] based not on the coordinate but on non-holonomic
formed of the unit normal
to the hypersurface
and three vectors tangential to the hypersurface
and also tangential to internal coordinate lines
. The space–time coordinate system
is arbitrary and does not depend on a choice of the one-parametrical family of space-like hypersurfaces. This choice is specified by four embedding functions
. Arnowitt–Deser–Misner (ADM) formalism [
39] is a special case when these embedding functions are chosen as follows:
In bigravity, we deal with two space–time metrics
,
, there are also two bases
,
, and we are free to choose one of them. These bases differ only in the time-like unit normal
or
respectively. Let us take
and therefore
for this purpose, then
is specified by only six components in the decomposition over the space–time basis vectors
, whereas the second metric
has 10 components when decomposed in this basis
Let us stress that the lapse and shift functions corresponding to both metrics here are not specified by popular ADM formulae. Lapse and shift
N,
are defined as follows
whereas in the alternative basis they are different
It is suitable to work with new variables
u and
, which are introduced instead of the second pair of lapse and shift
they can also be expressed as follows:
and they are coefficients relating the two bases
Interestingly, it is possible to develop full Hamiltonian formalism with all constraints and to derive their algebra without an explicit formula for the potential in metric variables. The first construction was proposed in 2011 [
15,
16,
17,
18]. Then, a different approach was developed by in 2013 [
20] (2013), and then in 2018 [
21]. In massive gravity, this problem was first solved in 2011 [
17] and independently solved by Comelli et al. [
40,
41,
42] in 2013. In the former works [
15,
16,
17,
18], the key step was in the change of variables; in our notations it looked like
By varying the action over , the authors have acquired constraint equations, in principle solvable for .
After the exclusion of these variables, it was necessary to prove: first, that the variational derivative of the action over u provided a new constraint independent of u; second, that preservation of this constraint in time required a secondary constraint; and third, that these two constraints had a non-zero Poisson bracket, i.e., they were second class. Then, the exclusion of the BD ghost was proved.
However, what was the meaning of nine variables
, introduced in the transformation (
14)? They should not depend on
u, and therefore, they should be functions of the spatial metrics
,
, and
. They were to be symmetric and satisfy a matrix quadratic equation
where
.
Therefore, we again must deal with a matrix square root, in this case for
-matrix. In work by another group [
19,
20] Hassan–Rosen transformation (
14) was not used, as was also the case in the work by Comelli et al [
40,
41,
42]. It was proposed that potential is a scalar density depending on two 3-metrics induced on the hypersurfaces and two sets of lapse and shift functions. Let us introduce a new notation
. Then, the bigravity Hamiltonian can be written as follows
where the first and second couple of terms corresponds to the metrics
and
, respectively. Below, it is suitable to use variables
u,
introduced in Equation (
11) instead of
. As the theory is generally covariant, the Hamiltonian should contain four first-class constraints that generate arbitrary deformations of space-like hypersurfaces and arbitrary transformations of spatial coordinates on them. These constraints can be obtained by varying
over
, and the second-class constraints are derived by varying over
As proved by Teitelboim [
43,
44] the first-class constraints (
17) and (
18) should satisfy the following algebra (when all second-class constraints are fulfilled)
It was shown [
19] that this requirement led to 12 identities for the potential and its first derivatives
Since a bigravity with the general form of scalar potential has the BD ghost [
2], one needs an additional condition to be put on the potential.
It was claimed [
17] that secondary constraints (
19) and (
20) should not be solvable for a lapse and shift both in massive gravity and bigravity with the dRGT potential. In our approach, instead of lapse
and shift
, we use variables
u and
, so this claim now looks as follows:
It is evident from the constraint structure (
19) and (
20) that this Jacobian is really a Hessian
Therefore, the potential must satisfy the homogeneous Monge–Ampère equation in non-dynamical variables
The solutions of this equation have been analyzed in a general case in an article by Fairlie and Leznov [
30]. The first application of their method to the case of massive gravity appeared in references [
40,
41,
42]. In bigravity, this method was used in reference [
20]. Tensor
has the following components in the tensor product of vector bases
or it can be written in the matrix form as follows:
where square brackets are used only to separate the tensor basis from its components.
Next, we need to find necessary and sufficient conditions for the potential to exclude the ghost degree of freedom. It is shown in reference [
20] that this condition is the fulfillment of the homogeneous Monge–Ampère equation concerning to variables
u and
. It guarantees the functional dependence of the four second-class constraint equations derived as variational derivatives of the action in variables
u and
. All the terms of the Hamiltonian are linear in
N and
including the potential term, as it is a scalar density and proportional to
N. However, only kinetic terms are linear in
u and
, and the potential is non-linear when expressed in metric variables. This is a reason that second-class constraints are in the form (
19) and (
20). Nevertheless, the potential becomes linear in variable
u when variable
is excluded
If
is not excluded, we have
The explicit form of the functions
,
V,
and
W in canonical variables can be obtained only in tetrad formulation, which is considered in the next section. An exception appears only in the two-dimensional space–time case. The exclusion of variables
and the Dirac bracket construction are provided in the general form [
20]. Equation (
20) can be solved for
, and these solutions are substituted in Equation (
19) and in the Hamiltonian. Hassan and Rosen were able to express the matrix square root
in new variables
,
, introduced by their transformation (
14), where
-matrix
was a solution of the quadratic matrix Equation (
15), i.e., a matrix square root. In a later work [
21], the calculations of all Poisson brackets regarding
as an implicit function of the canonical coordinates were made in detail.
In the approach given in reference [
20], we first treated
u and
as dynamical variables, and determined their conjugate momenta. These momenta were zero, so they provided primary constraints
which had non-zero Poisson brackets with corresponding secondary constraints Equation (
20) Therefore, these six constraints could be excluded by introducing Dirac brackets or by explicitly solving Equation (
20) for
. Besides canonical variables for the matter fields, Hamiltonian formalism of bigravity contained 13 pairs of gravitational coordinates and conjugate momenta. However, one of these pairs
could be excluded later. The corresponding second-class constraint
appeared on the r.h.s. of the first-class constraint algebra responsible for the general coordinate invariance of the formalism
The most important results are the Poisson brackets of this constraint
In the first pair of these Equations (
37) and (
40), there appears a function
, and analysis of the Monge–Ampère equation shows that
in solutions. In Equations (
37) and (
38) there appears a new function
for the existence of
, it is necessary that matrix
introduced in (
27) be non-degenerate, i.e., it is necessary to have
Equation (
38) includes a new function of the canonical variables
. To preserve the constraint
in time, we need a condition
. This is the desired secondary constraint, as it is independent of
u, according to Equation (
39). In the metric approach, we can conclude that
contains only zero- and first-order terms in canonical momenta, and commutes with all the constraints besides
. Therefore, the last non-dynamical variable
u is fixed using the following equation
and
form a pair of second-order constraints required for the exclusion of the BD ghost.
The approach based on implicit functions allows the discovery of necessary and sufficient conditions for the potential constructed as a function of bigravity canonical coordinates required to avoid the BD ghost. These conditions are given by Equations (
24), (
25), (
27) and (
43).
The difference between the approaches of references [
17,
20,
21] may be described as follows: