1. Introduction
In July 2012 the CMS and ATLAS collaborations announced the discovery of the Higgs boson [
1,
2], opening the exploration of the Higgs sector of particle physics. According to the Standard Model (SM) of particle physics, the Higgs boson is predicted to have spin-parity
. Its Yukawa couplings to fermions are supposed to be invariant under the operations of charge conjugation and parity (
). Any anomalous
-odd component in the Yukawa couplings would constitute a clear sign of new physics, making the study of the structure under
symmetry particularly interesting.
The production mechanisms of the Higgs boson at the LHC have been used throughout the years to probe the Higgs coupling to vector bosons and the Yukawa coupling to top quarks. These measurements targeted the direct coupling present in top-associated production (ttH) [
3], and the coupling at loop level in the gluon–gluon–fusion process (ggH) [
4]. The coupling to
leptons does not contribute to the tree-level diagrams of production mechanisms and can be studied in the
decay process. Several methods have been proposed in the literature for measuring the
structure of the Yukawa coupling of the Higgs boson to
leptons. This paper aims at reviewing such methods while providing a common notation that can be used to separate considerations of a phenomenological nature, from the geometrical and experimental ones.
The next section is used to provide a theoretical overview of the Higgs decay process to a
pair final state. The symbols used in the paper are also defined.
Section 3 provides a review of methods presented in literature for the measurement of the
structure of the Yukawa coupling for different decay channels. The final section discusses the features common among the methods described in
Section 3 and introduces a notation that can uniformly describe the aforementioned methods. The notation is also applied to already published experimental measurements, with the goal of favoring the combination of different measurements in the future. Analysis techniques that cannot be included in the presented notation are also acknowledged.
2. Structure of the Yukawa Interaction
The Yukawa Lagrangian can be written accounting for both a
-even and a
-odd coupling at leading order:
where
is the fermionic field, with the suffix
being used to label its left (right) projection under chiral operators. The
H represents the excitation of the Higgs field with respect to its vacuum state,
is the fifth Dirac matrix, and
(
) is the
-even (
-odd) coupling of the Higgs boson to the fermion of interest. The SM prediction corresponds in this notation to
and
, with
being the fermion mass and
v the Higgs vacuum expectation value (vev). The branching fractions for Higgs fermionic decays depend only on the squared sum of the couplings, therefore it is useful to parametrize the couplings using a circular coordinate system:
Equation (
1) is therefore rewritten as:
with
quantifying the deviation from the SM prediction for the Higgs fermionic branching fractions, while the deviation from a pure
-even coupling is encoded in the angle
, referred to in this text as “
mixing angle”. The SM prediction corresponds to
and
, while a pure
-odd coupling would be represented by
. The Lagrangian presents a linear dependence on the fermionic mass. The properties under the
symmetry of the Yukawa interaction can therefore be studied with processes involving third generation charged fermions, i.e., the top and bottom quarks, and the
lepton. In this context, the coupling to
leptons is unique as it does not contribute to leading order diagrams for the Higgs production at proton colliders. The
structure of the Yukawa coupling to
leptons can be studied in
decays. As shown in the next section, the spin-correlation between
leptons carries over to their decay products allowing for the measurement of
.
2.1. Violation in Decays
Equation (
4) describes the Yukawa Lagrangian for a generic fermion including both
-even and
-odd couplings. For the decay to
leptons it can be written, omitting the Hermitian conjugate, as:
where
and
are real parameters representing the reduced
-even and
-odd Yukawa couplings of the Higgs boson to
leptons. The study of the
structure of this Yukawa interaction requires computing the
decay width differentially with respect to variables that are sensitive to the
properties of the coupling structure. As shown in [
5], the
decay width can be written for pure
-even (
and
) or
-odd (
and
) couplings as a function of the tau leptons polarization
:
where
represents the decay width calculated integrating over the polarization of the two tau leptons, and
(
) the projection of the
polarization in the direction parallel (orthogonal) to the tau direction-of-flight. The term
appears in the equation with a + sign for a pure
-even coupling and with a − sign for a pure
-odd one. Equation (
8) can then be generalized as shown in [
6] to account for a more general admixture between
-even and
-odd couplings:
The dependence of the Higgs decay width on the
mixing angle is encoded in the matrix
, which alters the spin correlation between the tau transverse polarizations depending on the Higgs
nature. The analytical form of this matrix can be found in [
6] and is addressed later in the text as it depends on the frame of reference in which the vectors are defined. Equation (
9) is used to establish the spin correlation between the Higgs boson and the tau leptons it decays to. The spin correlation depends on the transverse components of the tau polarization, which can be accessed via the tau decay products.
2.2. Tau Decays
There are two conventions generally used for describing tau decays:
This difference in approaches later evolved in distinct methods used to study the
properties of the Higgs Yukawa coupling to
leptons. The differential decay width in
approach 1 can be written as [
7]:
where
and
x are respectively the direction-of-flight of the charged particle
, usually referred to as
prong, and the fraction of the
momentum it carries,
is the
spin, and d
is the infinitesimal element of solid angle. The functions
and
are known in literature as
spectral functions and their behavior has been described in several publications [
7,
8,
9,
10]. The correlation between the
spin and the momentum of one charged prong is encoded in the term
. Equation (
10) can be rewritten according to the
approach 2, in a Lorentz invariant frame of reference for decays of the form
as [
11,
12]:
This differential expression of the decay width with respect to a Lorentz invariant phase-space (
) element contains a term analogous to the scalar product
found in Equation (
10):
. The tau spin
s is now written as a four-dimensional vector, while
is used to encode the spin-correlation between the
lepton and its decay products, and in this paper is referred to as
polarimetric vector (analogous terms found in the literature to describe this quantity are:
polarimeter vector and
tau polarimeter).
2.3. The Acoplanarity Angle
Using either description of the tau decays it is possible to show [
13,
14] that the
cross-section acquires a sinusoidal dependence with respect to the angle between the tau decay planes, i.e., the
acoplanarity angle. In
approach 1, the tau decay plane is naturally defined by the
direction-of-flight and the charged prong momentum. The latter is replaced by the polarimetric vector in
approach 2.
Before discussing the analytical form taken by the
cross-section, it is useful to define a specific frame of reference.
Figure 1 shows the Higgs rest-frame with the
z axis aligned with the
direction-of-flight, while the
x axis is directed so as to lie on the plane formed by the
and its corresponding polarimetric vector (
). The symbols
and
represent the polar and azimuthal angles defining the direction of each polarimetric vector with respect to the corresponding
lepton direction-of-flight. In this frame of reference,
and the difference between the two azimuthal angles is
In this frame of reference the
R matrix introduced in Equation (
9) takes the form [
6]:
and the
cross-section can be written, in the limit of ultrarelativistic tau leptons, as [
15]:
The analogous expression obtained by describing
decays with
approach 1 is [
16]:
with
representing here the azimuthal difference between the two charged prong momenta.
In both expressions, the term
of Equation (
9) is rewritten as a function of the angle
and the azimuthal distance between vectors which lie on the tau decay planes. The latter is labeled
in both equations as the angle between the tau decay planes is a physical observable and therefore cannot depend on the specific approach used to describe the tau lepton decays. Analytically, the acoplanarity angle can be defined based on the vectorial product of the polarimetric vector with its corresponding tau momentum (
) [
14]:
where
and
The variable
is used in order to define the acoplanarity angle between 0 and 2
. One common notation found in literature is to establish a right-hand rule with respect to the
direction-of-flight for the angle definition. This is reflected in the choice of the right-handed coordinate system shown in
Figure 1.
The acoplanarity definition in
approach 1 is obtained by replacing the
vectors with the momentum of the charged decay product of the tau lepton. The difference between the two approaches resides in the factors multiplying the cosine functions: in Equation (
15) there is an explicit dependence on the momentum fraction carried by the charged particles, while in Equation (
14) the energy dependence is implicit into the polarimetric vector definition. The factor
does not have a definite sign, leading to different phase-space regions providing contributions of opposite sign to the
cross-section in Equation (
15).
2.4. Experimental Challenges at Proton Colliders
The measurement of the acoplanarity angle is affected by several experimental challenges. The average lifetime of tau leptons is
s [
17], and therefore mostly decays before its track can be reconstructed by experiments placed at particle colliders. Furthermore, tau leptons decay always via electroweak charged current interaction, producing at least one neutrino. This leads to inefficiencies in the reconstruction of their momentum and, consequently, of the Higgs rest-frame. The next section describes the methods established in literature for the measurement of the acoplanarity angle at particle colliders and how they can overcome these experimental challenges.
4. Notation for the Acoplanarity Angle Reconstruction
The previous section focused on the methods established in the literature for measuring the acoplanarity angle in order to access the structure of the Yukawa coupling between the Higgs boson and tau leptons. This section is dedicated to underlining the common features observed in the established methods, and proposing a new notation that can be used to unify them.
As previously mentioned, established experimental methods have been developed accounting for the limitation of hadron collider experiments. The impossibility of directly reconstructing neutrinos leads to the following properties not being precisely reconstructed:
The polarimetric vector method estimates the acoplanarity angle using an approximation of the tau lepton polarimetric vectors and their ZMF. This is possible when the decay vertex of the tau lepton is reconstructed with sufficient precision or the neutrinos carry a relatively low fraction of the tau lepton momentum. Events where both tau leptons decay into three charged pions and a neutrino can satisfy this condition. The other methods rely on the ZMF of charged particles as a replacement for the tau lepton pair rest-frame.
The reason behind this substitution can be understood by separating geometrical considerations in the acoplanarity calculation from the physical ones. By definition, the acoplanarity angle is defined as the angle spanned between the two tau decay planes. In order for the angle to be uniquely defined, it must be measured in a reference frame where the two decay planes share one axis in common. If this co-planar axis is defined with a specific direction, it also allows for the angle definition to be extended between 0 and 2.
The ZMF of two particles, each originated by a separate tau lepton decay, naturally satisfies these requirements. The same is verified for the tau pair rest-frame. Furthermore, the ZMF of two prongs provides the following advantages:
charged particle momenta are generally reconstructed with higher precision compared to neutral particle ones;
the charge sign can be used to define the axis orientation and, consequently, define the acoplanarity angle between 0 and 2.
For simplicity let
be an axis, with a defined orientation, which is co-planar to the two tau decay planes in a certain frame of reference. This and other vectors of unitary modules are represented in this section with the symbol
. If each plane is defined such that its normal (
) has also defined orientation then the acoplanarity angle can be calculated as:
where
and
The angle is uniquely defined once the following conventions are established:
The direction of
was found to be coherently assigned in [
6,
15,
16,
23,
24,
25] to the direction-of-flight of the
or of one of its decay products. This convention will be represented in the text by the use of the versor
.
Assuming that the azimuthal coordinates of the planes (
) with respect to the
axis are defined following a right-hand rule, choosing the order of the vectors in Equation (
28) is equivalent to defining the angle
either as
or
:
The most common convention found in the literature [
6,
13,
24,
25] is to define
and
, while the opposite choice was found in [
15]. In older articles [
14,
23], the acoplanarity angle was defined between 0 and
, making this particular convention irrelevant.
The last convention to establish is the orientation of the normal vectors
. From the geometrical point of view, a plane can be uniquely defined given two intersecting lines. However, such a definition leaves the orientation of the normal ambiguous. The vectorial product of two non-parallel vectors lying on the same plane can instead be used. In the
polarimetric vector method this corresponds to the following definition of the plane normals:
The definition of the plane normals in the impact parameter and neutral pion methods is less obvious since the impact parameter and neutral pion momenta are used in the calculation of the acoplanarity angle.
As shown in Section 2.2.3 of [
26], Equation (
17) can be rewritten in function of the polarimetric vector components orthogonal to the tau lepton momentum defined in the tau pair ZMF (
):
The negative sign appearing on the right side of the equation is equivalent to a phase-shift of with respect to the angle computed with the scalar product of the vectors.
Applying the inverse transformation to the acoplanarity angle definition for the
impact parameter method results in the following equation:
The planes are not defined using the same convention in the different methods. However, in each method, the orientation of the decay planes is uniquely defined, allowing the establishment of a common notation for the decay plane definition.
4.1. Common Notation for the Acoplanarity Angle Measurement
All reviewed methods require that the decay plane of a tau lepton is defined by two vectors:
The acoplanarity angle is then defined by boosting all vectors in the ZMF of the two charged particle momenta, defined such that:
where the vectors
are obtained by boosting
in this ZMF.
Let
be the vectors corresponding to
in the same frame of reference. As a function of these vectors, the acoplanarity angle can be calculated as:
where
This notation focuses on defining the
decay planes before the acoplanarity angle is calculated. A visual representation of the acoplanarity angle defined according to this notation is shown in
Figure 3.
Table 1 summarizes how the methods described in
Section 3 can be expressed in the proposed notation. Indices 1 and 2 are used instead of the charge for keeping the notation more general. In some circumstances, it is preferable to apply a phase-shift of
to the angle definition, in order to improve the sensitivity to the
mixing angle
. This is expressed in the last column of
Table 1, as the recommended condition under which to apply a
transformation to the acoplanarity angle. This notation allows to define the acoplanarity angle uniformly among different decay channels. With respect to some established methods, the only difference in the sinusoidal dependence of the
cross-section is a redefinition of the angle
to
.
Multi-body decays do, in general, offer multiple possibilities for the decay plane reconstruction. For example, in decays a total of three particles are reconstructed in the final state, a charged pion and two neutral ones. Depending on the resolution of the specific experiment, the decay plane for this channel could be reconstructed using:
the total momentum of the three pions () and the polarimetric vector ();
the total momentum of the three pions () and the impact parameter of the ();
the momentum () and the sum of the two momenta (), applying a phase shift of based on the energy difference between the charged pion and the neutral ones.
In the last case the phase shift could be applied applied when:
where the subfix
represents the neutral pion system. This particular option is made assuming that it is not possible to reliably identify the
coming from the
decay in the decay chain
. Taking into account the two-body decay chain, the mass of the mesonic resonances, and assuming that the
meson can be precisely reconstructed, the value for which a phase-shift should be applied can be corrected as follows [
25]:
where
represents the mass of the meson
X, with
.
Another consideration can be made for decays involving kaons, or other mesons. Given that kaons and pions have the same spin-parity, the only parameters affected in this notation are the variables which should be corrected to account for the different meson mass.
The choice of the specific method to reconstruct the decay plane falls beyond the scope of this article, as the sensitivity obtained from each pair of vectors is heavily dependent on the energy and momentum resolution of a specific experiment. However, the use of this common notation allows us to naturally combine measurements performed with different methods.
4.2. Measurements Overview
This section is dedicated to addressing measurements performed at hadron colliders for the measurement of the
mixing angle and show how the methods they used can be rewritten with the notation proposed in this paper. In 2019, the ATLAS Collaboration released prospects for the measurement of the
mixing angle in
decays at the HL-LHC [
27]. The
pair decay channel addressed was
, and the acoplanarity angle was reconstructed using the
neutral pion method. The equivalent description based on defining the decay planes can be retrieved from
Table 1.
The measurement of the
structure of the Higgs Yukawa coupling to tau leptons in CMS (2021) [
18] and its combination with other Yukawa couplings (2022) [
28] treated multiple
decay channels and combined them to constrain the
mixing angle.
Table 2 summarizes the decay planes definitions equivalent to the methods used in [
18,
28]. The analytical expressions for the
values shown in the table are reported here for the convenience of the reader:
In this measurement, planes associated with one prong lepton decays without neutral pions were defined according to the impact parameter method. The polarimetric vector method was applied for cases where both leptons decayed into three charged pions, and variations of the neutral pion method were used for all other cases where a mesonic resonance was involved. When only one lepton decayed to three charged pions, the decay plane was defined by the two oppositely charged pions having an invariant mass closer to the meson resonance.
A notable exception from the notation expressed in this article is the direct measurement of the
mixing angle using machine learning (ML) techniques [
25]. The use of regression ML techniques to access the
mixing angle does not require the direct reconstruction of the acoplanarity angle nor of the
decay planes and therefore cannot be directly compared with the notation shown in this article.