1. Introduction
In recent years, the air transportation industry has continued to develop due to its convenient accessibility. However, the rapid development of the air transportation industry has also caused a negative impact on the local society, economy and environment [
1]. The increased operating volume of the airport has caused a series of problems such as air pollution, noise impact, carbon emissions, and flight delays [
2]. These negative impacts will change the airport’s ability to service aircraft and vehicle operations and hinder the sustainable development of the airport [
3]. In order to promote the sustainable development of the airport, scholars have considered the impact of sustainable development elements such as society, economy and environment on the airport [
4], carried out research on the evaluation of the airport’s sustainable development and achieved some research results [
5,
6], but rarely to comprehensively study the development characteristics of the airport from the relationship between operation and economic and social and environmental factors. With the rise of the concept of environmental carrying capacity (ECC), many research fields have expanded the connotation of ECC [
7]. Taking the assessment and prediction of ECC as a measure of sustainable development in the field [
8]. ECC can comprehensively consider the interaction mechanism between the internal factors and external factors of the environment, and can be used as an effective indicator to measure the level of sustainable development of a region [
9]. In order to explore the development characteristics of airport from the relationship between internal and external factors, Airport environmental carrying capacity (AECC) has gradually attracted attention [
10].
AECC is an important part of airport sustainable development research, and the changes of AECC have impacts on airport development. The development of the airport is affected by multiple factors, such as economy, society, and environment [
11]. AECC has many influencing factors and the relationship between the factors is complicated. Changes in the environment around the airport, as well as changes in the level of urban economic and social development, will all lead to changes in AECC. In order to measure the level of sustainable development of the airport, we explored the key factors that affect the development of the airport. Lili Wan studied the connotation of AECC and the AECC evaluation process based on the accelerated genetic algorithm projection pursuit (AGA-PP) model [
12], and the results prove the feasibility of the evaluation process. The AGA-PP model is good at analyzing data characteristics [
13] determining the importance of each influencing factor of AECC. In addition, it can calculate multiple factors into a comprehensive index. The comprehensive index represents AECC. The larger the comprehensive index, the greater the airport’s carrying capacity for aircraft operations [
14]. Accurate assessment of AECC is the basis for airport stakeholders to plan the scale and mode of airport development.
In order to further study the development trend and characteristics of AECC, and to reasonably plan the development mode appropriate for the airport, this paper mainly studies the prediction method of AECC. In the research related to ECC, domestic and foreign scholars mostly use mature prediction models to study ECC, such as the use of grey models to predict the impact factors of traffic environmental carrying capacity (TECC) [
15], and the use of time series models to predict traffic carrying capacity (TCC) [
16], using BP neural network models to predict the geological environment carrying capacity (GECC) [
17]; however, these models cannot systematically and comprehensively consider the impact of different factors on the ECC and ignore the causal relationship between the influencing factors. System dynamics (SD) theory can analyze and study the system feedback process properly by comprehensively considering the causal relationship between subsystems and different variables, and is suitable for studying the behavior of complex systems over time [
18]. The SD model has been successfully applied to the prediction of atmospheric environmental carrying capacity [
19] and the evaluation of tourism carrying capacity [
20]. In the AECC prediction study, Peng used the logistic regression model to simply predict the AECC, and gave recommendations for the sustainable development of the airport [
21]; however, the previous research was in the static prediction of the AECC. The predicted values of the indicators are independent of each other and the study lacked dynamic analysis of the correlation between evaluation indicators. In fact, the development process of the airport is dynamic. AECC will continue to change with changes in the society, economy, environment and operating conditions. Therefore, the dynamic prediction of AECC can better realize the continuous planning and management of the airport development mode.
This paper studies the dynamic prediction method of the AECC and its impacts on airport development by constructing an SD model of the AECC and combining it with the AGA-PP model. The content is arranged as follows:
Section 2 describes the case study and constructs the SD model of AECC;
Section 3 predicts AECC under the current development of the airport;
Section 4 predicts the AECC under different scenarios and uses the Pearl River Delta airports as examples to plan the appropriate development mode for Guangzhou Baiyun International Airport (CAN), Shenzhen Baoan International Airport (SZX), and Hong Kong International Airport (HKG), as well as provide a decision-making basis for relevant departments of airport development;
Section 5 provides some concluding remarks.
3. Results
The current development of the airport as the baseline for simulation, use the prediction results of variables and combine with the AGA-PP model to predict AECC in the baseline, calculate the AECC in historical years and analyze the leading factors of AECC improvement. From the perspective of short-term planning, provide suggestions for improving the AECC of airports.
Taking CAN, SZX, and HKG as examples to verify, the calculation steps of AECC are as follows: firstly, normalize the original data of the 17 main variables of the SD model from 2008 to 2018; secondly, the
αj of the main variables obtained by the AGA-PP model; finally, the AECC of three airports from 2008 to 2018 is calculated based on the normalized value of the main variables and
αj, and the results are shown in
Table 14. The background color in the
Table 14 represents the increase in AECC value compared to the previous year.
From the results in
Table 3, it can be seen that the AECC values of three airports were similar in 2008, indicating that the early AECC of three airports were at a similar level. The AECC of the three airports showed a fluctuating and declining trend from 2008 to 2018, indicating that, although the air traffic volume has increased year by year, the AECC has been declining. In the long run, the AECC will limit the sustainable development of the airport. In contrast, AECC of SZX has a small floating range, AECC of HKG has a large fluctuation, mainly due to the impact of economic and operational dimension variable data fluctuations from 2008 to 2018.
According to data collection and processing (the Shenzhen Airport Statistical Yearbook of 2020 has not been published), we have calculated that the AECC of CAN in 2020 is 1.78, and the AECC of HKG in 2020 is 2.75. This is the main reason for the significant increase in the AECC under the influence of the COVID-19 pandemic. It is the substantial reduction in pollutant emissions and the increase in the normal release rate that have had a significant impact on the AECC, and the per capita GDP has not been significantly affected by the COVID-19 pandemic. Therefore, during the COVID-19 pandemic, although the airport’s flight traffic volume had dropped significantly, from the perspective of sustainable development, the airport’s service efficiency for aircraft activities in 2020 has increased.
Run the SD model to get the predicted value of the main variables from 2019 to 2028, combined with the calculation steps to predict the AECC of the three airports from 2019 to 2028 is shown in
Figure 4.
It can be seen from
Figure 4 that the AECC of three airports in the baseline from 2019 to 2028 has shown a continuous downward trend. The continuous decline of AECC will become a bottleneck restricting the sustainable development of the airport.
In order to provide the improvement measures of the AECC of each airport from the perspective of short-term planning, the perspective of short-term planning includes analyzing the current development status of the airport, mining the influencing factors of AECC, and proposing measures to improve AECC.
For CAN, compared with 2009, the AECC in 2010 has increased. The main reason is that the reduction rate of energy consumption per passenger in 2010 reached the highest value in historical years, accounting for 46.1% of the AECC value added. The main reason for the increase of AECC in 2013 and 2016 was also the increase in the reduction rate of energy consumption per passenger. The improvement of AECC in 2011 is mainly due to the decrease of noise level and the increase of the on-time flight clearance rate. Therefore, in the short term, CAN should focus on the decrease in energy consumption per passenger, the increase in noise level and the on-time flight clearance rate. Measures to reduce energy consumption per passenger and noise level reduction are: adopt continuous descent operations (CDO), continuous climb operations (CCO), GBAS precision approach landing, etc.
For SZX, the main reason for the increase of AECC in 2010 was the increase in the on-time flight clearance rate, accounting for 60.8% of the AECC value added. The reason for the increase of AECC in 2013 was that the urban air transportation industry investment increased by 88.4% compared to 2012, which played a leading role in the improvement of AECC. Therefore, increasing the on-time flight clearance rate and urban air transport industry investment in the short term will effectively improve the AECC of SZX.
For HKG, the increase of AECC in 2009 and 2011 was due to the increase in the on-time flight clearance rate. The on-time flight clearance rate in 2009 increased by 10.6% compared to 2008, and the on-time flight clearance rate in 2011 increased by 4.2% compared to 2010. Therefore, in the short term, HKG should mainly take measures to increase the on-time flight clearance rate to improve AECC and promote the sustainable development of the airport.
4. Discussion
4.1. Different Scenarios Settings
AECC is the foundation for the airport to maintain normal operation activities, different airport development modes will affect the changing trend of AECC. When AECC exceeds its load level, it will restrict the sustainable development of the airport. This section sets up different scenarios and simulate SD models to discuss scenarios that can improve AECC.
The main variables of the SD model have different effects on the AECC. This paper uses the AGA-PP model to solve the
αj of the main variables.
αj is the best projection reflecting the characteristics of variable data structure, and can indicate the degree of influence of the main variable on AECC. The calculation results are shown in
Figure 5.
It can be seen from
Figure 5 that the distributions of the main variable values of CAN, SZX and HKG are roughly similar. In this paper, the
αj(
average) of the main variables of three airports is used to screen the key variables of AECC.
By comparing the αj(average) of the main variables, comprehensively considering the impact of economic, social, environmental and operational dimensions on AECC, screen variables that have a significant impact on AECC and cover multiple dimensions, including carbon dioxide emissions (y10), NOx emissions (y5), PM emissions (y8), HC emissions (y7), CO emissions (y6), urban total population (y1), noise level (y9), reduction rate of energy consumption per passenger (y12), urban air transport industry investment (y4), and on-time flight clearance rate (y16).
Among these variables, the calculation methods for the three pollutant gases of NOx, CO, and HC are the same, and the change trend of the variables is also similar. Among the three, NOx emissions have the greatest impact on AECC, so NOx emissions variable is selected as the representative of pollutants.
The key variables are: urban total population (y
1), urban air transport industry investment (y
4), NOx emissions (y
5), PM emissions (y
8), noise level (y
9), carbon dioxide emissions (y
10), reduction rate of energy consumption per passenger (y
12), and on-time flight clearance rate (y
16). This paper refers to commonly used scenario setting methods [
35] and adjusts the key variables of each subsystem according to the development needs of the economy, society, environment and operation. The parameter settings are shown in
Table 15.
4.2. Analysis of Influencing Indicators
Simulate the SD model in different scenarios, predict the main variable of the SD model, and explore the characteristics of the simulation results. Compare the change trends of the key variables (y1, y4, y5, y8, y9, y10, y12, y16) of each airport under the baseline and different scenarios, as shown in
Figure 6.
Analyzing the simulation results of the CAN in
Figure 6a, it can be seen that the urban total population is the least under the social development mode. The air transportation industry investment is the most under the coordinated development mode. The NOx emissions, PM emissions, carbon dioxide emissions and noise levels are the least under the environmental protection mode. The reduction rate of energy consumption per passenger is the highest in the social development mode. The on-time flight clearance rate is the highest in the coordinated development mode. For CAN, most of the key variables achieve the optimal simulation results under the scenario of adjusting this variable, and a few key variables achieve the optimal results in the coordinated development mode or the social development mode.
From the simulation results of SZX in
Figure 6b, it can be seen that the urban total population of the city is lowest number under the social development mode. The air transportation industry investment under the economic development mode is optimal. The NOx emissions, PM emissions, carbon dioxide emissions and noise levels are the least under the coordinated development mode. The reduction rate of energy consumption per passenger is the optimal in the environmental protection mode, and the on-time flight clearance rate is the highest in the airport operation mode. For SZX, most of the key variables achieve the optimal simulation results under the scenario of adjusting this variable, and a few key variables achieve the optimal results in the coordinated development mode.
From the simulation results of the HKG in
Figure 6c, the urban total population is the least under the coordinated development mode. The air transportation industry has the largest amount of investment under the economic development mode. In the early stage, NOx emissions and PM emissions are the lowest under the environmental protection mode, and the lowest under the social development mode in the later stage. The noise level is the lowest under the environmental protection mode, and the carbon dioxide emissions are the lowest under the coordinated development mode. The simulation results of the reduction rate of energy consumption per passenger maintained the optimal results for three consecutive years in the environmental protection mode, and then reached the optimal results in the social development mode. The on-time flight clearance rate is the highest in the airport operation mode. For HKG, most of the key variables of the SD model achieve the optimal simulation results under the scenario of adjusting the variables, and a few of key variables achieve the optimal results in the coordinated development mode or the social development mode.
In summary, the optimal simulation results of the key variables of the three SD models are similar. Among them, the optimal simulation results of the key variables of CAN and HKG are the same, and both reach the optimal under the mode of adjusting the variable, the coordinated development mode or the social development mode. By comparing the characteristics of the original data of the three airports and the commonalities of urban development, it is concluded that the aircraft movements of CAN and HKG are similar, indicating that, in the same economic zone, different airports with similar aircraft movements have similar development characteristics of AECC.
4.3. Prediction of AECC in Different Scenarios
In order to make long-term planning for the development mode of each airport that can improve AECC, predict the AECC of each airport under the baseline and different scenarios. According to the calculation steps of AECC, the forecast data of the 17 main variables of the SD model from 2019 to 2028 are normalized and the
αj is solved. Using the normalized value and the
αj to predict the AECC of the three airports, the change trend of the AECC of each airport is shown in
Figure 7.
It can be seen from
Figure 7a that AECC of CAN will show a decreasing trend under the normal development mode, while the predicted value of AECC under the environmental protection mode and coordinated development mode will show an upward trend, and after 2024, the AECC under the environmental protection mode will surpass the coordinated development mode, indicating that in the long run, CAN is suitable for the coordinated development mode before 2024, After 2024, the environmental protection mode should be adopted to upgrade AECC to promote the sustainable development of the airport.
In
Figure 7b, AECC of SZX shows a downward trend under the normal development mode, while its AECC has been improved under the economic development, environmental protection, airport operation, and coordinated development mode. In contrast, the AECC under the coordinated development mode will be the largest before 2023, SZX should adopt a coordinated development mode. After 2023, the airport operation mode will become the most suitable mode for the long-term development of SZX.
In
Figure 7c, AECC of HKG shows a continuous downward trend under the normal development mode, but shows an upward trend under the social development, environmental protection and airport operation modes. Therefore, the long-term plan of the HKG development mode is as follows: the environmental protection mode should be adopted before 2024, and the airport operation mode will be adopted from 2024 to 2027. As the coordinated development mode has the fastest growth rate, the coordinated development mode will improve AECC of HKG after 2027.
To sum up, the development modes for different airports that can improve AECC are different, and the development modes for airports that can improve AECC in different periods are also different.
4.4. Political Suggestions
For CAN, in the short term, the main measures are to increase the reduction rate of energy consumption per passenger, noise level and on-time flight clearance rate to effectively improve AECC. In the long run, CAN is appropriate for a coordinated development mode before 2024, and adopt an environmental protection mode after 2024.
For SZX, in the short term, it is important to take measures to improve the on-time flight clearance rate and the air transport industry investment to effectively improve AECC. In the long run, SZX should comprehensively consider the coordinated development of economy, society, environment, and operation before 2023, and adopt a coordinated development mode; after 2023, SZX adopts airport operation mode, with the long-term goal of increasing the on-time flight clearance rate.
For HKG, the predicted value of AECC dropped the fastest among the three airports. In the short term, measures to improve the on-time flight clearance rate are mainly taken to improve AECC; in the long term, HKG will mainly adopt environmental protection mode before 2024, and will focus on airport operation mode from 2024 to 2027. After 2027, it will be appropriate for a coordinated development mode.