1. Introduction
The present study examines the role of typological proximity in the acquisition of Differential Object Marking (DOM) in Spanish among Mandarin-speaking second language (L2) learners and Spanish heritage speakers (HSs) with Brazilian Portuguese (BP) as their dominant language. Specifically, we investigate the extent to which language proximity/closeness (languages are members of the same family) plays a role in the complete specification of the relevant features constraining DOM marking in Spanish. We extend previous work by investigating (1) the role of typological proximity in language development, as postulated by Rothman’s 2010 Typological Primacy Model (TPM), and (2) by analyzing the acquisition process among Mandarin/Spanish bilinguals, a language pair so far underexplored in the L2 acquisition literature (
Cuza et al. 2013;
Jiao 2017). Furthermore, we aim to inform current debate on the role of age and maturational constraints in the acquisition process by testing Spanish heritage speakers born and raised in Brazil and with BP as their L1 (
Giancaspro et al. 2015;
Montrul 2008;
Montrul et al. 2011).
Animate and specific objects in Spanish are obligatorily marked (i.e.,
Dora visitó a su padre (‘Dora visited her father’)), while inanimate and non-specific objects are not (i.e.,
Dora visitó el museo ‘Dora visited the museum’)) (
Aissen 2003;
Bossong 1991;
Leonetti 2004). However, BP does not typically mark direct objects, leading to potential cross-linguistic influence effects and patterns of optionality in L2 learners and HSs of Spanish. Mandarin, in contrast, is argued to mark direct objects in a much more limited/restricted way than Spanish (only in preverbal contexts) (
Thompson 1973;
Yang and van Bergen 2007).
Previous research among Spanish-English bilinguals learning BP as a third language (L3) shows illicit overextension of DOM to BP, leading to non-facilitative transfer (
Giancaspro et al. 2015;
Montrul et al. 2011).
Rothman (
2010,
2011) argued that typological proximity determines the source and directionality of transfer in the initial state of L3 acquisition. However,
Liceras and Alba de la Fuente (
2015) argued quite convincingly that L2 grammar is not affected by typological proximity per se but rather, by typological similarity. The authors state that languages like Spanish and French are typologically-close but instantiate significant microparametric distinctions that result in cross-linguistic interference and optionality. This proposal is along the lines of
Kayne’s (
2005) definition of microparameters (microparametric syntax) that differentiate closely-related languages or dialects. Intralanguage differences or similarities can lead to either negative or facilitative transfer, respectively, regardless of the typological proximity of the languages in contact.
We contribute to previous work by investigating the Spanish grammars of Mandarin L1/Spanish L2 speakers and BP L1/Spanish HSs. These two groups diverge not only in belonging to two typological distant languages but also in regard to (1) the age of onset of acquisition (adulthood vs. birth respectively) and (2) the type of input received. By type of input, we mean formal vs. naturalistic input. The Mandarin speakers were exposed to classroom instruction in Spanish in China as part of their major; the HSs were exposed to Spanish at home from their parents. However, the two groups are similar in that both of them were exposed to reduced Spanish input in either China or Brazil. If language typology and age of onset of acquisition play major roles in bilingual development, we would predict BP speakers to outperform the Mandarin-speaking L2 learners, as BP is typologically closer to Spanish, and the HSs were exposed to Spanish from birth at home. However, it is also possible that there will be no role for typological proximity as Mandarin is typologically similar to Spanish, microparametrically speaking, allowing some sort of DOM.
In what follows (
Section 2), we discuss previous work on the syntax and semantics of DOM in Spanish, Mandarin and BP. This is followed by a summary of previous research on the acquisition of DOM in L2 and heritage Spanish, the issue of typological proximity vs. similarity and the research questions and hypotheses (
Section 3).
Section 4 presents the study, including participant characteristis and tasks. The results are presented in
Section 5, followed by the discussion and the conclusions in
Section 6.
3. Previous Research on the Acquisition of Differential Object Marking
In regard to L2 learners,
Guijarro-Fuentes and Marinis (
2007) investigated the grammar of 33 L2 learners of Spanish at different levels of proficiency and found that, despite advanced levels of proficiency, all speakers performed significantly differently to the native speaker controls. The participants showed low omission rates of personal
a use in animate specific contexts. In a subsequent study,
Guijarro-Fuentes (
2012) found that advanced L2 learners converged with native speakers regarding the acquisition of animacy features as a constraining force in DOM use and intuition, but not in terms of specificity or verbal semantics. This suggests that some features are easier to acquire than others in interlanguage grammar, and that near native acquisition of DOM is possible at higher levels of proficiency. The author argued that the L2 learners start by learning the lexical features of [-animate] and gradually expand their knowledge to more complex clustering of features. Guijarro-Fuentes account for his findings on the basis of the Feature Reassembly Hypothesis (
Lardiere 2008,
2009). According to this hypothesis, grammatical features are assembled differently across languages. If features in the L1 and the L2 are distributed differently at the morphosyntactic level, L2 learners have to reassemble the features of their L1 into their L2. The learnability issue for the L2 learners is to reorganize the distinctly distributed features and map them to the
a-marking in the appropriate contexts.
Montrul (2010a) examined the acquisition of DOM among 72 L2 learners and 67 heritage speakers of Spanish via an oral narration task and an acceptability judgment task. Results from the narration task found more omission errors among the L2 learners compared to the heritage speakers (about twice as many), and significant differences in terms of personal
a expression compared to the controls. However, the advanced heritage speakers showed much fewer omission errors, and their speaking capability was not significantly different from the controls. These results suggest that native-like attainment among heritage speakers is plausible, confirming previous work (
Montrul and Bowles 2009), and that there are clear age of onset of acquisition effects that provide an advantage for heritage speakers. However, the L2 learners outperformed the HSs in the acceptability judgment task (AJT), which is expected given their higher level of metalinguistic awareness.
In more recent work,
Montrul and Sánchez-Walker (
2013) investigated the acquisition of personal
a among English/Spanish bilingual children and compared their results with adult heritage speakers, a group of long-term immigrants akin to the children’s parents and monolingual speakers from Mexico. Results from an oral narration task and a picture description task showed significant omission errors among the child and adult heritage speakers compared to the controls. However, there were no significant differences between the adult heritage speakers and the long-term immigrants. The adult heritage speakers were able to learn the Spanish system despite some optionality. Similar results were found by
Montrul et al. (
2015), who attributed the difficulties with target DOM use to the complexity of the structure and the multi-functionality of the Spanish marker
a.
In relation to child heritage speakers,
Cuza et al. (forthcoming) examined the production of DOM in simple and CLLD contexts among Spanish/English child bilinguals and their parents via an elicited production task. The results showed significant omission errors in animate specific contexts among the bilingual children and long-term immigrants suggesting cross-linguistic influence effects and structural complexity issues. The authors argued that the animacy features constraining DOM among the bilingual children remain underspecified, crucially in CLLD contexts, due to syntactic complexity issues.
3.1. Typological Proximity vs. Similarity
The acquisition of DOM in BP as L3 among Spanish/English bilinguals was investigated recently by
Giancaspro et al. (
2015), following
Rothman’s (
2010) TPM. The TPM model proposes that the extent to which two or three languages in contact are typologically closer/more similar leads to either facilitative transfer or non-facilitative transfer due to general economy principles at the earlier stages of L3 acquisition. The more structurally similar the L3 is to the L1 or the L2, the more facilitative transfer there will be, as the language learners will draw upon their knowledge of known language(s) when learning a new one. Therefore, in the case of English L1/Spanish L2 bilinguals learning BP as L3, there will be facilitative transfer from Spanish given the structural similarity between Spanish and BP—both Romance languages—at the lexical and grammatical levels (
Rothman 2011,
2013). Within this view,
Giancaspro et al. (
2015) examined the role of transfer from Spanish DOM into L3 BP among three groups of Spanish/English bilinguals (English L1/Spanish L2, Spanish L1/English L2, and English-speaking heritage speakers of Spanish) using a grammaticality judgment task. The participants rejected the use of DOM in the English tokens, showed consistent acceptance of unmarked inanimate objects and rejected unmarked animate objects. However, all three groups accepted BP tokens containing DOM, unlike the BP native speakers. The authors claimed that these findings support
Rothman’s (
2010) TPM, arguing that the similar results found across the three groups indicate transfer from Spanish, regardless of its status as L1 or L2, due to its similar typologically to BP. These findings are consistent with
Montrul et al. (
2011), who tested the acquisition of clitics in L3 BP among two groups of successive Spanish/English bilinguals using an oral production task and a written acceptability judgment task. The results showed transfer effects from Spanish (as L1 and L2), particularly with respect to DOM and clitics. The authors claimed that these results suggest that structural similarity matters in L3 acquisition.
In contrast with the TPM proposal,
Liceras and Alba de la Fuente (
2015) proposed that the main contribution to bilingual speakers’ optionality and transfer is not necessarily on typological proximity but rather typological similarity. The authors argue that the concept of typological proximity is elusive in the sense that languages belonging to the same family (i.e., Spanish and French) can have striking differences micro-parametrically (i.e., different instantiations of the null-subject parameter or the presence of clitic doubling in Spanish but not in French), causing significant acquisition difficulties and consistent cross-linguistic influence effects due to divergent options in the L1 and the L2 (
Liceras 1986;
Han 2013;
Selinker 1972). For the authors, there must be a difference, linguistically speaking, between typological proximity and typological similarity. Typological proximity is when the two languages share the same options of macro-parameters. Thus, in this sense, typological proximity can be applied to Spanish and French more so than to Spanish and English, but Spanish and French are not necessarily typologically similar, according to the authors. Typological similarity refers to cases when “a typological or formal universal is equally realized in these two typologically-close languages” (
Liceras and Alba de la Fuente, 2015, p. 8). Thus, Spanish and French are typologically close, but not typologically similar in the way that they realize formal universals; typological proximity does not equal necessarily typological similarity. For this reason, it is imperative that when testing the TPM, we test a linguistic domain where both languages behave similarly, despite the existing typological proximity or distance between the two languages. For example, Korean-speaking L2 learners of Spanish might have an easier time learning the distribution of subject pronouns in Spanish than English-speaking learners, since both Korean and Spanish are pro-drop languages. In the case of Spanish and BP, this is evident by the fact that, for example, although both languages have a rich morphological system [+strong], the BP present tense selects only habitual aspectual meanings (as in English), whereas the Spanish present tense can select both habitual and ongoing meanings (
Schmitt 1996), resulting in transfer and optionality. Similarly, although Spanish and BP are typologically close, they are not similar in the instantiation of DOM, leading to non-facilitative transfer as far as personal
a is concerned.
More recent research within a Linguistic Proximity Model (LPM) (
Westergaard et al. 2017) also provided evidence against a facilitative role from typologically closer languages in L3 acquisition. The LPM proposes that cross-linguistic influence in L3 acquisition comes from both previously-learned languages, rather than only from the typologically closer one, regardless of the order of acquisition. Thus, it is possible in a trilingual individual to have both facilitative and non-facilitative transfer from one or the two languages already learned (also see
Slabakova 2017).
Westergaard et al. (
2017) examined the directionality of transfer in the acquisition of subject-auxiliary inversion in English L3 among Norwegian-Russian simultaneous bilingual children, and compared the results with age-matched Russian and Norwegian L2 learners of English. Particularly, they investigated whether the sole source of transfer always comes from the typologically more similar language. Results did not confirm a role of typological proximity in the directionality of transfer. The L1 Norwegian children over-accepted ungrammatical sentences in English with a word order that reflected verb movement (V2). In contrast, the bilingual children and the L1 Russian learners showed higher sensitivity to these types of errors. Moreover, the L1 Russian learners outperformed the bilingual children in the target acceptance of grammatical items, which suggests that Norwegian does not play a facilitative role in the acquisition of English despite the typological similarity between the two languages. They concluded, as in the case of
Liceras and Alba de la Fuente (
2015), that it is not only an issue of typological proximity but also of structural similarity at the abstract level. The acquisition patterns will be different depending on the linguistic phenomena and not on the typological proximity between the L3 and the previously-acquired languages (
Westergaard et al. 2017).
3.2. Research Questions and Hypotheses
If the tenets of the TPM are generalizable to other populations and stages of language acquisition, and are therefore open to further scrutiny, heritage speakers of Spanish with BP as L1 would be expected to outperform Mandarin-speaking learners as far as the acquisition of DOM is concerned, due to the typological proximity between the two Romance languages. However, as discussed by
Liceras and Alba de la Fuente (
2015), this might not be necessarily the case, as BP and Spanish do not behave similarly as far as this particular structure is concerned, leading to optionality and cross-language interference. We postulate the following research questions (RQs):
RQ1: To what extent do heritage speakers of Spanish with BP as L1 and Mandarin-speaking L2 learners have knowledge of the semantic constraints regulating DOM in Spanish? If difficulties arise, will there be a difference between matrix and CLLD sentences?
RQ2: Does typological proximity play a role in the acquisition of this domain for the advantage of BP learners, as predicted by the Typological Primacy Model?
RQ3: In addition to typologically similarity effects, would the HSs benefit from being exposed to Spanish from an early age?
We predict that the HSs speakers will perform more target-like than the L2 learners given that (1) BP is typologically closer to Spanish than Mandarin; and (2) due to the fact that the HSs were exposed to Spanish from an early age at home. However, it is also possible that there will be no facilitative effects from BP, or that the Chinese learners will actually outperform the HSs given the fact that Mandarin is typologically similar to Spanish in allowing DOM in certain contexts. We also expect the Mandarin speakers to perform better with CLLD structures than with simple sentences as Mandarin is a topic-prominent language. Specifically, we hypothesize the following:
Hypothesis 1. There will be significant differences between both experimental groups and the control participants regarding: (1) the target proportion of personal a use in animate specific contexts with simple and CLLD structures; (2) their acceptance of ungrammatical use of personal a in inanimate contexts in the AJT (errors of commission).
Hypothesis 2. The heritage speakers will outperform the L2 learners across both tasks given the typological proximity between Spanish and Brazilian Portuguese.
Hypothesis 3. The heritage speakers will outperform the L2 leaners due to age of onset of acquisition effects. The heritage speakers were exposed to Spanish from birth and will therefore outperform post-puberty L2 learners in both production and acceptability judgments.
Hypothesis 4. The Chinese learners will perform better with CLLD structures than with simple sentences as Mandarin is a topic-prominent language.
5. Results
5.1. Elicited Production Task: Simple Sentences
Results from the production task showed low levels of DOM use in simple sentences among the BP learners (63%), compared to the Mandarin-speaking learners (82%) and the control group (100%). The BP learners also showed higher instances of omission (28%) in animate contexts. With inanimate objects, both experimental groups behaved similarly (81% vs. 83%) (
Figure 1).
A one-way ANOVA analysis comparing the means of personal a use in animate contexts was conducted to examine if there were any significant differences between groups (between-subject effects) in contexts where DOM was required ([+animate, +specific]). The results showed highly significant differences between groups (F(2, 49) = 7.87, p < 0.001). To examine the locations of the differences, independent sample t-tests were conducted. The results showed significant differences between the HSs and the L2 learners (t(32) = −2.18, p = 0.037). Both experimental groups behaved significantly different from the controls, as predicted in H1 (HS-control, t(29) = −4.25, p = 0.001; L2-control, t(31) = −4.13, p = 0.001). Despite the typological differences existing between BP and Mandarin, and the fact that the HSs were exposed to Spanish from birth, the Chinese L2 learners significantly outperformed the HSs on this condition, disconfirming H2. In regard to [−animate, +specific] contexts (where personal a is not required), a one-way ANOVA analysis showed no significant differences between groups (F(2, 46) = 2.96, p = 0.062).
To examine whether the differences between groups on each condition regarding simple sentences were also observable at the individual level, we conducted an individual analysis. For this analysis, we classified the participants according to their number of personal
a uses as follows: upper range (4–5/5 instances); mid-range (3/5 instances); low range (1–2/5 instances) and zero production (0/5 instances). With animate objects, almost half of the HSs were in the mid-range (44%), while most of the L2 learners were in the upper range (83%). This confirms the group results, showing an advantage for the L2 learners. In regard to inanimate contexts, most of the HSs and the L2 learners had low range or zero production. The control participants were all in the upper range for animate contexts and had low range or zero production for inanimate contexts. This is represented in
Table 2.
5.2. Elicited Production Task: Clitic Left-Dislocated Sentences
Regarding CLLD structures, the results showed low use of personal
a marking among the Mandarin-speaking learners (66%), compared to the BP learners (83%) and the controls (80%), with animate specific contexts. With inanimate contexts, where omission was required, again, the Mandarin-speaking learners showed lower levels of omission (49%) compared to the BP learners (68%) and the controls (92%). These results are shown in
Figure 2.
A one-way ANOVA analysis comparing the means of personal a use in animate CLLD contexts per group showed no significant differences (F(2, 46) = 0.664, p = 0.52). All of the participants behaved statistically similarly on this condition. In regard to inanimate CLLD contexts (where personal a is not required), a one-way ANOVA analysis revealed significant differences between groups (F(2, 46) = 8.24, p = 0.001). An independent sample t-test showed no significant differences between the HSs and the L2 learners (t(32) = 1.79, p = 0.082). However, there were significant differences between HSs compared to controls (t(29) = 4.45, p = 0.001) and L2 learners compared to controls (t(31) = 2.39, p = 0.023).
As in the case of the simple sentences, we conducted an individual analysis to examine if the group results were also observable at the individual level. With animate objects, more than half of the HSs and the L2 learners were in the upper range (63% and 67%, respectively). In this specific condition, the control participants did not behave target-like either, with only 47% of them in the upper range. In regard to inanimate contexts, both experimental groups were had low range or zero production. This was particularly so with the L2 learners. The control participants were target-like with this condition. These results are represented in
Table 3.
In contrast with simple sentences, there was more variability in regard to CLLD structures at the individual level. There was also an item effect with the item pero al cajero lo robaron y le quitaron su dinero ‘but they stole money from the cashier’. Seven L2 learners and eight controls omitted the personal a in this item. Another item that caused difficulty for most of the participants was pero el tren lo detuvo superman ‘but the train was stopped by superman’, with eight HSs and five L2 learners overextending the personal a in this context, together with five control participants.
5.3. Acceptability Judgment Task: Simple Sentences
Results from the AJT with simple sentences showed no difficulties with grammatical sentences. The two experimental groups accepted grammatical items in animate contexts (DOM required) and in inanimate contexts (DOM not allowed). The control participants behaved almost at a ceiling level. In regard to ungrammatical sentences, both experimental groups were undecided in regard to animate and inanimate contexts (commission errors). With inanimate contexts, the HSs tended to accept DOM omission more than the L2 learners. The control participants behaved target-like in all conditions (
Figure 3).
Result from a one-way ANOVA comparing the means of personal a use in animate grammatical contexts showed significant differences per group (F(2, 43) = 4.96, p = 0.012). Independent samples t-tests showed significant differences between the HSs and the L2 learners (t(29) = 2.30, p = 0.029) and between the L2 learners and the controls (t(30) = −3.197, p = 0.003). In this condition, the L2 learners were outperformed by the HSs and the control group. There was no interaction between the HSs and the controls (p = 0.777). The results also showed no significant differences between groups with inanimate grammatical contexts, where the personal a was not required (p = 0.392). In regard to ungrammatical sentences, an ANOVA analysis showed significant differences between groups with both animate (F(2, 43) = 8.12, p = 0.001) and inanimate contexts (F(2, 43) = 8.12, p = 0.001). Although the experimental groups behaved statistically similarly to each other, the HSs and the L2 learners behaved significantly differently from the controls in the two ungrammatical conditions (p = 0.001). It is interesting to note that both experimental groups behaved similarly to each other despite their typological differences, and the fact that the HSs were exposed to Spanish from birth.
A closer look at the individual results with ungrammatical sentences disconfirmed the group results with the L2 learners outperforming the HSs. In regard to animate contexts, 4/17 L2 learners accepted the ungrammatical items, and another 3/17 were undecided. However, the majority of the participants (8/17) rejected the sentences in contrast with HSs. The L2 learners also outperformed the HSs in terms of inanimate contexts (71% of the HSs accepted the ungrammatical items). This is represented in
Table 4.
5.4. Acceptability Judgment Task: Clitic Left-Dislocated Sentences
Regarding CLLD sentences, both the experimental groups and the controls behaved target-like in their acceptance of grammatical items. The Chinese learners were not as target-like as the controls or the BP learners, but they did not differ much from each other. In regard to ungrammatical sentences, both experimental groups were undecided, with a mean acceptance rate of around 3/5. This level of indeterminacy with ungrammatical sentences was more salient with inanimate contexts (
a overextension/commission errors). The control group behaved as expected (
Figure 4).
A one-way ANOVA comparing the means of personal
a use in an animate grammatical CLLD context showed significant differences per group (F(2, 43) = 4.39,
p = 0.018). However, significant differences occurred only between the L2 learners and the HSs (t(29) = 2.88,
p = 0.007). The HSs outperformed the L2 learners There were no significant differences between the L2 learners and the controls (
p = 0.099) or between the HSs and the controls (
p = 0.244). In regard to the inanimate grammatical context, results also showed significant differences between groups (F(2, 43) = 4.02,
p = 0.025); however, significant differences occurred only between the L2 learners and the controls (t(30) = −3.42,
p = 0.002). There were no significant differences between HS-L2 (
p = 0.259) or between the HSs compared to the controls (
p = 0.173). In regard to ungrammatical CLLD sentences, the results showed significant differences between groups with animate (F(2, 42) = 5.61,
p = 0.007) and inanimate contexts (F(2, 43) = 12.25,
p = 0.001). In both cases, the L2 learners and the HSs behaved significantly differently from the controls, but there were no significant differences between the two experimental groups. This is represented in
Table 5.
An individual analysis on the ungrammatical sentences confirmed the group results. Both experimental groups accepted a high number of ungrammatical items, crucially in the inanimate condition, compared to the controls. These results are shown in
Table 6.
6. Discussion and Conclusions
The goal of the present study was to examine two main issues relevant to current research in second language acquisition and heritage language bilingualism. First, we wanted to investigate the extent to which typological proximity plays a significant role in the specification of the relevant features constraining DOM marking in Spanish, a syntax-semantics interface structure so far unexplored among Mandarin-speaking L2 learners of Spanish.
Rothman (
2010,
2011) has argued that typological proximity determines the directionality of transfer in earlier stages of L3 acquisition. Thus, we wanted to examine whether this is also the case in intermediate stages of L2 acquisition and heritage language development; and if not, whether it is in fact typological similarity rather than proximity that makes a relevant contribution in the degree of optionality vs. final attainment (
Liceras and Alba de la Fuente 2015). To achieve this goal, we tested a group of Mandarin-speaking L2 learners of Spanish and compared them with heritage speakers of Spanish with BP as their dominant language. Mandarin and Spanish are typologically distant languages, compared to BP and Spanish. However, Mandarin is similar to Spanish in that it allows DOM in certain contexts, in contrast with BP where DOM is generally not allowed. If Rothman’s hypothesis on typological similarity is applicable to other instances of language development, we would expect HSs of Spanish with BP as their L1 to outperform Chinese-speaking L2 learners. Second, we discussed the issue of age effects as an advantage of the heritage speakers, as they were exposed to Spanish from an early age, in contrast with the Chinese learners. As pointed out by a reviewer, Mandarin-speaking L2 learners and BP-speaking heritage speakers of Spanish are probably not the most ideal group to examine issues relative to age effects as the dominant language of these two groups of participants is a confounding factor. However, the fact that the BP speakers were exposed to Spanish from birth at home and that the Mandarin speakers were exposed to Spanish via formal input is interesting to investigate in light of formal approaches to heritage language theorizing that place a significant weight on age effects as one of the main differences between second and heritage language development in relation to both maturational constraints but also to the quality and quantity of input (
Cuza and Frank 2015;
Cuza and López-Otero 2016;
Montrul 2002,
2010b,
2011;
Montrul et al. 2008). If the acquisition of Spanish morphosyntax in heritage language development is constrained by the age of onset of bilingualism, as has been argued quite profusely, we would expect the HSs to do better than the L2 learners, regardless of their L1. However, it is possible that the L2 learners might outperform the HSs in tasks that maximize explicit metalinguistic knowledge, like the acceptability judgment task, rather than in tasks that maximize implicit knowledge, like the elicited production task (
Bowles 2011). It is also possible that since Brazilian Portuguese and Spanish are so similar, this might make it harder for the heritage speakers to tease the two languages apart in cases where they do not overlap. So, language proximity might turn out to be more of a curse than a blessing depending on the type of structure under consideration.
The results from the elicited production task showed significant differences between the experimental groups and the control participants in the proportion of personal
a use in animate contexts with simple sentences, confirming Hypothesis 1. However, the L2 learners significantly outperformed the HSs (82% vs. 63%), disconfirming Hypothesis 2 and Hypothesis 3. Despite Mandarin being typologically distant from Spanish compared to BP, the Chinese learners behaved significantly better than the HSs. The results were also confirmed at the individual level, where 83% of the Mandarin-speaking L2 learners were in the upper range of DOM use compared to only 25% of the HSs. These results suggest that (1) language proximity is not a determinant factor in L2 or heritage language acquisition, as it has been argued to be for initial stages of L3 acquisition (
Rothman 2011); and that (2) exposure to Spanish as a heritage language during early childhood is not a categorical contributor to native-like development, at least not as far as DOM is concerned (
Montrul and Sánchez-Walker 2013). Although the HSs were exposed to Spanish at home during childhood, the input might not have been sufficient enough to activate this morphosyntactic knowledge. Furthermore, the HSs had not received formal instruction in the classroom, in contrast with the Mandarin speakers.
In regard to CLLD structures, the results showed no differences between groups in relation to their proportion of target DOM use in animate contexts, disconfirming Hypothesis 1. However, the individual results showed a small advantage for the L2 learners compared to the HSs in terms of target use (67% vs. 63%). In addition, as in the case of simple sentences, the L2 learners outperformed the HSs as a group with their target rate of personal
a omission in inanimate contexts (68% vs. 49%), disconfirming Hypothesis 2 and Hypothesis 3. In this condition—where personal
a was not required—51% of the HSs overextended the marker (errors of commission) compared to only 29% of the L2 learners. At the individual level, however, both experimental groups behaved similarly in regard to inanimate objects in CLLD contexts (
Table 3). In contrast with
Rothman’s (
2013) proposal, these results suggest no effect for typological proximity, confirming more recent research (
Liceras and Alba de la Fuente 2015;
Westergaard et al. 2017). The results also disconfirm Hypothesis 3, which expected age of onset of acquisition effects to be an advantage for the HSs. Furthermore, the results show more difficulty with CLLD structures in inanimate contexts than in simple sentences among the L2 learners, disconfirming Hypothesis 4. This might be related to the fact that CLLD structures are syntactically more complex than simple sentences (larger number of syntactic derivations) (
Cuza et al. forthcoming).
In sum, the results of the EPT go against the typological proximity model. The advantage of the Mandarin-speaking learners over the HSs can be accounted for along the lines of
Liceras and Alba de la Fuente’s (
2015) proposal, whereby crosslinguistic interference and optionality are more affected by typological similarity than by proximity. This is also along the lines of the
Linguistic Proximity Model (
Westergaard et al. 2017). The fact that Mandarin is structurally similar to Spanish in that it instantiates some sort of DOM might have played a role in the participants’ performance, compared to the BP speakers. Furthermore, we found no role for the age of onset of acquisition, in contrast with previous work (
Johnson and Newport 1989;
Montrul 2008). Although the HSs were exposed to Spanish from birth in Brazil, they seem to have undergone underspecification of the animacy features regulating DOM in Spanish, crucially in CLLDs contexts.
It is possible that the level of Spanish input these HSs received at home was not sufficient to activate certain morphosyntactic features, including DOM. This is not unusual among HSs of Spanish born and raised in contact with other dominant languages and with little access to the heritage language outside the home environment. As discussed earlier, 73% of them indicated speaking “mostly” Portuguese or “only” Portuguese, while only 20% (3/15) reported speaking “equal Spanish and Portuguese”. Just one participant reported speaking mostly Spanish at home. These patterns of language use, in addition to the fact that 87% of them indicated feeling more comfortable in Portuguese, account for their low levels of performance. It is interesting though that the mean score in the DELE test was 45 points out 50 (advanced proficiency).
Results from the AJT showed significant differences between the experimental groups and the controls in regard to ungrammatical simple sentences, confirming Hypothesis 1. Both experimental groups behaved similarly at the group level, disconfirming Hypothesis 2. As in the case of the EPT, there were no advantages for the HSs over the L2 learners despite being exposed to Spanish from birth and despite BP being typologically closer to Spanish than Mandarin. This goes against Hypothesis 3 as well, which predicted age of onset of acquisition effects to be an advantage for the HSs.
A closer look at the individual data revealed that the L2 learners, in fact, outperformed the HSs in regard to animate and inanimate ungrammatical contexts (
Table 4). In regard to CLLD ungrammatical sentences, the results show significant differences between groups for animate and inanimate sentences, confirming Hypothesis 1. However, the two experimental groups behaved similarly, disconfirming Hypothesis 2 and Hypothesis 3 (
Table 5). The individual results, however, showed an advantage for the L2 learners with their rejection of ungrammatical sentences in inanimate contexts. Overall though, both experimental groups behaved relatively similarly for these two conditions. In contrast to what was predicted in Hypothesis 4, the L2 learners treated ungrammatical simple and CLLD sentences in the same way. The fact that Mandarin is a topic-prominent language did not play any role in their judgments of CLLDs sentences.
To conclude, in contrast to what was expected, we found no role for typological proximity in the acquisition of DOM by heritage speakers with BP as their L1, compared to Mandarin-speaking L2 learners. Overall, our results show either an advantage for the Chinese L2 learners or no differences between the two groups. This behavior is more along the lines of
Liceras and Alba de la Fuente’s (
2015) account in that the crucial factor is not necessarily typological proximity in terms of language families, but rather, typological similarity in terms of the types of features that the languages in contact instantiate. The results also confirm the postulates of the LPM which argue that cross-linguistic influence might occur regardless of typological proximity. This prediction is more advantageous in that it is not limited to one specific population of learners or to one specific stage of language development. Although the predictions of the TPM model were made specifically for initial stages of L3 acquisition, one would expect that if in fact there is an advantage in language development due to typological proximity, this would be evident across different stages of acquisition and bilingual populations (L1, L2 or heritage). A theory that is limited to one particular population of language learners or to one particular stage in the acquisition process is difficult to falsify. Future research would benefit from comparing Mandarin-speaking L2 learners of Spanish with BP as L3, and examine other properties related to DOM in CLLD structures, such as clitic doubling, a property available in Spanish but not in Mandarin or BP.