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Article

On Kirchhoff-Type Equations with Hardy Potential and Berestycki–Lions Conditions

1
School of Mathematics and Information Science, Anyang Institute of Technology, Anyang 455000, China
2
School of Mathematics and Statistics, Qiannan Normal University for Nationalities, Duyun 558000, China
3
Key Laboratory of Complex Systems and Intelligent Optimization of Guizhou Province, Duyun 558000, China
*
Author to whom correspondence should be addressed.
Mathematics 2023, 11(12), 2648; https://doi.org/10.3390/math11122648
Submission received: 11 May 2023 / Revised: 5 June 2023 / Accepted: 8 June 2023 / Published: 9 June 2023

Abstract

:
The purpose of this paper is to investigate the existence and asymptotic properties of solutions to a Kirchhoff-type equation with Hardy potential and Berestycki–Lions conditions. Firstly, we show that the equation has a positive radial ground-state solution u λ by using the Pohozaev manifold. Secondly, we prove that the solution u λ n , up to a subsequence, converges to a radial ground-state solution of the corresponding limiting equations as λ n 0 . Finally, we provide a brief summary.

1. Introduction

In the paper, we investigate the following Kirchhoff-type equations:
a + b R 3 | u | 2 d x Δ u λ | x | 2 u = f ( u ) , x R 3 ,
where a > 0 , b > 0 , λ | x | 2 is called the Hardy potential and f satisfies the following Berestycki–Lions-type conditions:
(f1)
f C ( R , R ) is odd;
(f2)
< lim inf s 0 + f ( s ) s lim sup s 0 + f ( s ) s = m < 0 ;
(f3)
lim s + f ( s ) s 5 = 0 ;
(f4)
There exists ζ > 0 such that F ( ζ ) : = 0 ζ f ( τ ) d τ > 0 .
Because the Kirchhoff-type equation has a wide range of applications in many fields, such as it models several physical and biological systems, it has been widely considered in the last two decades by using variational methods, see [1,2,3,4,5,6,7,8,9,10,11] and references therein. We just introduce several results closely related to Equation (1) here. Under ( f 1 ) ( f 4 ) , Azzollini [1,2] studied ground-state solutions for the following limiting equations of Equation (1):
a + b R 3 | u | 2 d x Δ u = f ( u ) , x R 3 .
Additionally, under ( f 1 ) ( f 4 ) , Liu et al. [7] considered the following Kirchhoff equations with abstract potential:
a + b R 3 | u | 2 d x Δ u + V ( x ) u = f ( u ) , x R 3 ,
where V satisfies
(V1)
V C ( R 3 , ( , 0 ] ) and lim | x | + V ( x ) = 0 ;
(V2)
inf 0 u H 1 ( R 3 ) R 3 [ a | u | 2 + ( V ( x ) + m ) u 2 ] d x R 3 u 2 d x > 0 ;
(V3)
V is weakly differentiable and
R 3 ( V , x ) u 2 d x 2 a R 3 | u | 2 d x for any u H 1 ( R 3 ) .
By verifying, we know that for the Hardy potential λ | x | 2 , except for the continuity at origin, it satisfies ( V 1 ) ( V 3 ) if 0 < λ < a 4 . However, the singularity does not affect the proof in [7]. In addition, if λ < 0 , then λ | x | 2 > 0 and it does not allow us to utilize the concentration-compactness lemma to overcome the difficulty of lacking compactness, as in [7]. Thus, a natural question is if λ < 0 , does the equation still have a nontrivial solution? On the other hand, Li et al. [12] recently researched Schrödinger equations with Hardy potential and Berestycki–Lions-type conditions. So our purpose is to generalize some of the results in [12] to the Kirchhoff equations.
The main result of the paper reads as follows:
Theorem 1.
Suppose that a > 0 ,   b > 0 ,   λ < 0 and ( f 1 ) ( f 4 ) hold. Then, Equation (1) has a positive solution u λ .
Remark 1.
Although we cannot use the concentration-compactness lemma to overcome the difficulty of lacking compactness, fortunately, due to the symmetry of λ | x | , the radial function space H r 1 ( R 3 ) can restore the compactness of spatial embedding. In fact, the solution u λ in Theorem 1 is a radial ground-state solution, namely, a solution minimizing the action among all the nontrivial radial solutions.
Next, we consider the asymptotic behavior of u λ as λ 0 . We set ( E , · ) as the usual Hilbert space, where E = H r 1 ( R 3 ) and
· = R 3 ( | · | 2 + | · | 2 ) d x 1 2 .
The relevant result is the following theorem.
Theorem 2.
Suppose that a > 0 ,   b > 0 ,   λ < 0 and ( f 1 ) ( f 4 ) hold. Assume that u n is a positively radial ground-state solution of Equation (1) with λ = λ n and λ n 0 . Then there exists a positive radial function u E such that u n u in E and u satisfies Equation (2).
The structure of this paper is as follows: In Section 2, we introduce some preliminary content. In Section 3, the proof of Theorem 1 is completed. Section 4 involves the proof of Theorem 2. Finally, a simple summary is provided in Section 5.

2. Preliminaries

First, we introduce some notations below:
  • ( L p ( R 3 ) , | · | p ) is the Lebesgue space, where 2 p < and
| · | p = R 3 | · | p d x 1 p .
  • S = inf 0 u D 1 , 2 ( R 3 ) | u | 2 2 | u | 6 2 .
Now, we set I λ : E R as
I λ ( u ) = 1 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b 4 R 3 | u | 2 d x 2 R 3 F ( u ) d x .
According to ( f 1 ) ( f 3 ) and the Hardy inequality,
R 3 u 2 | x | 2 d x 4 R 3 | u | 2 d x ,
we know that I is of C 1 and
I λ ( u ) , v = R 3 a u · v λ u v | x | 2 d x + b R 3 | u | 2 d x R 3 u · v d x R 3 f ( u ) v d x
for any u , v E . If u E is a solution of Equation (1), multiplying both sides of Equation (1) by v C 0 2 ( R 3 ) , integrating over R 3 , and using Green’s formula, it holds that
R 3 a u · v λ u v | x | 2 d x + b R 3 | u | 2 d x R 3 u · v d x = R 3 f ( u ) v d x .
Therefore, the critical points of I λ correspond to the weak solutions of Equation (1). It is easy to obtain that I λ satifies the mountain pass geometry under our weak assumption of f, but it seems insufficient to indicate that the Palais–Smale sequence at the mountain pass level is bounded. To avoid this difficulty, we use the Pohozaev manifold. The method we adopt is that of C. Keller [13] and was used in [1]. Thus, we define the Pohozaev manifold
P λ = { u E : P λ ( u ) = 0 and u 0 } ,
where
P λ ( u ) = 1 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b 2 R 3 | u | 2 d x 2 3 R 3 F ( u ) d x
and P λ ( u ) = 0 is called the Pohozaev identity. In fact, if u E \ { 0 } is a solution of Equation (1), from Lemma 2.2 in [14] we see that u P λ . Considering constraint minimization,
c λ = inf { I λ ( u ) : u P λ } ,
we will see that P λ is a good constraint and c λ is a critical level in the next section.

3. Proof of Theorem 1

In this section, we always assume that a > 0 ,   b > 0 ,   λ 0 , and ( f 1 ) ( f 4 ) hold and prove that Equation (1) has a positive radial solution. First, we prove some properties of P λ and c λ .
Lemma 1.
P λ is a nonempty set.
Proof. 
According to [15], there is a function u E such that R 3 F ( u ) d x > 0 . For t > 0 , we define u t = u ( · / t ) and obtain
P λ ( u t ) = t 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b t 2 2 R 3 | u | 2 d x 2 3 t 3 R 3 F ( u ) d x .
Thus, P λ ( u t ) > 0 for 0 < t < < 1 and P λ ( u t ) < 0 for t > > 1 . So, there is a constant t 0 > 0 such that P λ ( u t 0 ) = 0 . That is, u t 0 P λ . □
Lemma 2.
c λ has a positive lower bound.
Proof. 
Because ( f 1 ) ( f 3 ) hold, there is a constant C > 0 such that
F ( s ) m s 2 4 + C s 6 , s R .
Note that S = inf 0 u D 1 , 2 ( R 3 ) | u | 2 2 | u | 6 2 > 0 , see ([16], p. 26) Thus, u P λ , we have
a 2 R 3 | u | 2 d x 1 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b 2 R 3 | u | 2 d x 2 = 3 R 3 F ( u ) d x 3 C R 3 u 6 d x 3 C S 3 R 3 | u | 2 d x 3 .
Then R 3 | u | 2 d x a S 3 6 C . So, for any u P λ ,
I λ ( u ) = I λ ( u ) 1 3 P λ ( u ) = 1 3 R 3 a | u | 2 λ u 2 | x | 2 d x + b 12 R 3 | u | 2 d x 2 a 3 a S 3 6 C .
Therefore, c λ a 3 a S 3 6 C . □
Lemma 3.
P λ is a C 1 manifold.
Proof. 
Suppose that there is a function u P λ such that P λ ( u ) = 0 , then similarly to Lemma 2.2 in [14], u satisfies
1 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b R 3 | u | 2 d x 2 9 R 3 F ( u ) d x = 0 .
Note that
1 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b 2 R 3 | u | 2 d x 2 3 R 3 F ( u ) d x = 0 .
Thus
R 3 a | u | 2 λ u 2 | x | 2 d x + b 2 R 3 | u | 2 d x 2 = 0
which implies u = 0 . It is a contradiction. □
Lemma 4.
c λ is achieved by u E , where u 0 in R 3 .
Proof. 
Note that I λ and P λ are even functionals. There is a non-negative sequence { u n } in E such that I λ ( u n ) c λ , P λ ( u n ) = 0 . Recall that
I λ ( u n ) = I λ ( u n ) 1 3 P λ ( u n ) = 1 3 R 3 a | u n | 2 λ u n 2 | x | 2 d x + b 12 R 3 | u n | 2 d x 2 .
Thus, { | u n | } is bounded in L 2 ( R 3 ) . From (3), we have
a 2 R 3 | u n | 2 d x 1 2 R 3 a | u n | 2 λ u 2 | x | 2 d x + b 2 R 3 | u n | 2 d x 2 = 3 R 3 F ( u n ) d x 3 m 4 R 3 u n 2 d x + 3 C R 3 u n 6 d x 3 m 4 R 3 u n 2 d x + 3 C S 3 R 3 | u n | 2 d x 3 .
Thus, { | u n | 2 } is bounded, so { u n } is bounded. There is a function u E , u 0 , such that up to a subsequence, u n u weakly in E, u n u in L p ( R 3 ) with 2 < p < 6 , and u n u a.e. in R 3 . Borrowing the method in [15], we set f 1 ( s ) = ( f ( s ) + m s ) + and f 2 ( s ) = f 1 ( s ) f ( s ) for s 0 , where ( f ( s ) + m s ) + = max { f ( s ) + m s , 0 } . Extend f 1 and f 2 as odd functions for s 0 . Then f ( s ) = f 1 ( s ) f 2 ( s ) , f 2 ( s ) m s for all s 0 and
lim s 0 f 1 ( s ) s = 0 , lim s f 1 ( s ) s 5 = 0 .
Let F i ( s ) = 0 s f i ( t ) d t , i = 1 , 2 . Then, by using Strauss’s lemma (see Theorem A.I in [15]), we have
R 3 F 1 ( u n ) d x R 3 F 1 ( u ) d x .
Combining with Fatou’s lemma implies that
1 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b 2 R 3 | u | 2 d x 2 + 3 R 3 F 2 ( u ) d x + o ( 1 ) 1 2 R 3 a | u n | 2 λ u n 2 | x | 2 d x + b 2 R 3 | u n | 2 d x 2 + 3 R 3 F 2 ( u n ) d x = 3 R 3 F 1 ( u n ) d x = 3 R 3 F 1 ( u ) d x + o ( 1 ) .
That is
1 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b 2 R 3 | u | 2 d x 2 3 R 3 F ( u ) d x 0 .
Note that
P λ ( u t ) = t 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b t 2 2 R 3 | u | 2 d x 2 3 t 3 R 3 F ( u ) d x .
Thus, P λ ( u 1 ) 0 and P λ ( u t ) > 0 for 0 < t < < 1 . So, there exists t 0 ( 0 , 1 ] such that P λ ( u t 0 ) = 0 . Suppose that t 0 < 1 , then
c λ I λ ( u t 0 ) = I λ ( u t 0 ) 1 3 P λ ( u t 0 ) = t 0 3 R 3 a | u | 2 λ u 2 | x | 2 d x + b t 0 2 12 R 3 | u | 2 d x 2 < 1 3 R 3 a | u | 2 λ u 2 | x | 2 d x + b 12 R 3 | u | 2 d x 2 1 3 R 3 a | u n | 2 λ u n 2 | x | 2 d x + b 12 R 3 | u n | 2 d x 2 + o ( 1 ) = I λ ( u n ) 1 3 P λ ( u n ) + o ( 1 ) = c λ
which is in contradiction. Thus, P λ ( u ) = 0 and
c λ I λ ( u ) = I λ ( u ) 1 3 P λ ( u ) = 1 3 R 3 a | u | 2 λ u 2 | x | 2 d x + b 12 R 3 | u | 2 d x 2 1 3 R 3 a | u n | 2 λ u n 2 | x | 2 d x + b 12 R 3 | u n | 2 d x 2 + o ( 1 ) = I λ ( u n ) 1 3 P λ ( u n ) + o ( 1 ) = c λ .
We complete the proof. □
Now we begin to prove Theorem 1.
Proof of Theorem 1.
According to Lemma 4, there is a function u E , u 0 such that I λ ( u ) = c λ and u P λ . By using the Lagrange multiplier theorem, we find that there is a constant μ R such that I λ ( u ) = μ P λ ( u ) , where
P λ ( u ) = a + 2 b R 3 | u | 2 d x Δ u λ | x | 2 u 3 f ( u ) .
Similarly to Lemma 2.2 in [14], one has
P λ ( u ) = μ 1 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b R 3 | u | 2 d x 2 9 R 3 F ( u ) d x .
From P λ ( u ) = 0 , we have
1 2 R 3 a | u | 2 λ u 2 | x | 2 d x + b 2 R 3 | u | 2 d x 2 = 3 R 3 F ( u ) d x .
Thus,
0 = P λ ( u ) = μ R 3 a | u | 2 λ u 2 | x | 2 d x b 2 R 3 | u | 2 d x 2 .
So μ = 0 . Therefore, I λ ( u ) = 0 . The positivity is from the strong maximum principle. □

4. Proof of Theorem 2

In this section, we consider the asymptotic behavior of a positive radial solution u λ as λ 0 . The following lemma indicates that c λ is monotonic in ( , 0 ] .
Lemma 5.
c λ is a strictly monotonically decreasing in ( , 0 ] .
Proof. 
Suppose that < λ 1 < λ 2 0 , I λ 1 ( u ) = c λ 1 and P λ 1 ( u ) = 0 . Then
1 2 R 3 a | u | 2 λ 2 u 2 | x | 2 d x + b 2 R 3 | u | 2 d x 2 < 1 2 R 3 a | u | 2 λ 1 u 2 | x | 2 d x + b 2 R 3 | u | 2 d x 2 = 3 R 3 F ( u ) d x .
That is, P λ 2 ( u ) < 0 . Thus, there is a constant t u ( 0 , 1 ) such that P λ 2 ( u t u ) = 0 and then
c λ 2 I λ 2 ( u t u ) = I λ 2 ( u t u ) 1 3 P λ 2 ( u t u ) = t u 3 R 3 a | u | 2 λ 2 u 2 | x | 2 d x + b t u 2 12 R 3 | u | 2 d x 2 < 1 3 R 3 a | u | 2 λ 1 u 2 | x | 2 d x + b 12 R 3 | u | 2 d x 2 = I λ 1 ( u ) 1 3 P λ 1 ( u ) , = c λ 1
i.e., c λ is a strictly monotonically decreasing in ( , 0 ] . □
Now we begin to prove Theorem 2.
Proof of Theorem 2.
Because u n is a positive radial solution of Equation (1) with λ = λ n and λ n 0 , we have I λ n ( u n ) = c λ n , I λ n ( u n ) = 0 and P λ n ( u n ) = 0 . We may assume λ n [ 1 , 0 ) . Then, from Lemma 1, we have c λ n c 1 and c λ n c 0 . Replacing λ with λ n in (4) and (5), we obtain that { u n } is bounded. There is a function u E , u 0 , such that up to a subsequence, u n u weakly in E, u n u in L p ( R 3 ) , 2 < p < 6 , and u n u a.e. in R 3 . Using (6) and the Fatou lemma, one has
a 2 R 3 | u | 2 d x + b 2 R 3 | u | 2 d x 2 + 3 R 3 F 2 ( u ) d x + o ( 1 ) 1 2 R 3 a | u n | 2 λ n u n 2 | x | 2 d x + b 2 R 3 | u n | 2 d x 2 + 3 R 3 F 2 ( u n ) d x = 3 R 3 F 1 ( u n ) d x = 3 R 3 F 1 ( u ) d x + o ( 1 ) .
That is
a 2 R 3 | u | 2 d x + b 2 R 3 | u | 2 d x 2 3 R 3 F ( u ) d x 0 .
Note that
P 0 ( u t ) = a t 2 R 3 | u | 2 d x + b t 2 2 R 3 | u | 2 d x 2 3 t 3 R 3 F ( u ) d x .
Thus, P 0 ( u 1 ) 0 and P 0 ( u t ) > 0 for 0 < t < < 1 . So there exists t 0 ( 0 , 1 ] such that P 0 ( u t 0 ) = 0 . Suppose that t 0 < 1 , then
c 0 I 0 ( u t 0 ) = I 0 ( u t 0 ) 1 3 P 0 ( u t 0 ) = a t 0 3 R 3 | u | 2 d x + b t 0 2 12 R 3 | u | 2 d x 2 < a 3 R 3 | u | 2 d x + b 12 R 3 | u | 2 d x 2 a 3 R 3 | u n | 2 d x + b 12 R 3 | u n | 2 d x 2 + o ( 1 ) = I λ n ( u n ) 1 3 P λ n ( u n ) + o ( 1 ) = c λ n + o ( 1 ) = c 0 ,
which is in contradiction. Thus, P 0 ( u ) = 0 and
c 0 I 0 ( u ) = I 0 ( u ) 1 3 P 0 ( u ) = a 3 R 3 | u | 2 d x + b 12 R 3 | u | 2 d x 2 1 3 R 3 a | u n | 2 λ n u n 2 | x | 2 d x + b 12 R 3 | u n | 2 d x 2 + o ( 1 ) = I λ ( u n ) 1 3 P λ ( u n ) + o ( 1 ) = I λ n ( u n ) 1 3 P λ n ( u n ) + o ( 1 ) = c λ n + o ( 1 ) = c 0 ,
which implies c 0 = I 0 ( u ) ,
R 3 | u n | 2 d x R 3 | u | 2 d x and R 3 F ( u n ) d x R 3 F ( u ) d x .
Combining with (6), we have
R 3 F 2 ( u n ) d x R 3 F 2 ( u ) d x .
Recall that f 2 ( s ) m s for all s 0 . We set F 2 ( s ) = m 2 s 2 + G ( s ) for all s 0 , where G is a non-negative continuous function in [ 0 , + ) . The Fatou lemma implies
R 3 F 2 ( u ) d x = m 2 R 3 u 2 d x + R 3 G ( u ) d x m 2 lim inf n R 3 u n 2 d x + lim inf n R 3 G ( u n ) d x m 2 lim sup n R 3 u n 2 d x + lim inf n R 3 G ( u n ) d x lim sup n R 3 m 2 u n 2 + G ( u n ) d x = lim sup n R 3 F 2 ( u n ) d x = R 3 F 2 ( u ) d x .
Thus
R 3 u n 2 d x R 3 u 2 d x .
Therefore, u n u in E and φ E ,
0 = I λ n ( u n ) , φ + o ( 1 ) = I 0 ( u ) , φ .
We complete the proof. □

5. Summary

In this paper, a positive solution is obtained with the help of the Pohozaev manifold, and the asymptotic behavior of the positive solution u λ is considered as λ 0 , which complements the previous results. Moreover, the Kirchhoff-type equation has a wide range of applications in many fields, such as it models several physical and biological systems. Thus, the results of this paper are beneficial for people to better understand the Kirchhoff equation.

Author Contributions

Writing—original draft, H.Y. and J.L. All authors have read and agreed to the published version of the manuscript.

Funding

Supported by NNSFC (11861052) and Science and Technology Foundation of Guizhou ([2019] 5672).

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

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Yang, H.; Liu, J. On Kirchhoff-Type Equations with Hardy Potential and Berestycki–Lions Conditions. Mathematics 2023, 11, 2648. https://doi.org/10.3390/math11122648

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Yang H, Liu J. On Kirchhoff-Type Equations with Hardy Potential and Berestycki–Lions Conditions. Mathematics. 2023; 11(12):2648. https://doi.org/10.3390/math11122648

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Yang, Hua, and Jiu Liu. 2023. "On Kirchhoff-Type Equations with Hardy Potential and Berestycki–Lions Conditions" Mathematics 11, no. 12: 2648. https://doi.org/10.3390/math11122648

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