1. Introduction
Hot-mixed asphalt is ubiquitous in the pavement industry. The performance of asphalt mixtures is largely influenced by air voids. Thus, reasonable porosity is needed after the compaction process. To simplify the problem and address the methodology proposed in this paper, we focused on the laboratory compaction of asphalt mixtures, instead of various compaction methods in the field. In the laboratory, to represent the similar volume properties of the field compaction, a variety of laboratory compaction methods have been developed, among which, the Superpave gyratory compactor (SGC) plays an important role in studying the compaction behavior and mechanical properties of asphalt mixtures [
1]. In this study, we use a Brovold Superpave gyratory compactor for the experimental part. The compactor has a cylindrical ring, a top plate to provide gyratory motion, and a bottom plate (pushed by the loading system) to offer constant pressure (
Figure 1 and
Figure 2). Usually, the asphalt mixtures will be compacted with a gyratory speed of 30 rpm (or
rps) and a pressure of 600 kPa. The gyratory angle is 1.25° (or
). We calculate the average shear rate during compaction as
.
Experimentally, Consuegra et al. [
2] compared different laboratory compactors to field compaction and provided evaluations for each compactor based on their ability to produce mixtures with engineering properties similar to those achieved in the field. The study concluded that the gyratory compactor performed relatively better compared to other compaction methods. Additionally, Hunter et al. [
3] analyzed the impact of the compaction mode on the mechanical performance of asphalt mixtures. They found that both gyratory and vibratory compaction could result in stiffer specimens compared to mixtures compacted in the field. In terms of designing asphalt mixtures using laboratory compactors, Blankenship et al. [
4] proposed a rational method that relates the number of gyrations to various traffic levels and different climates. However, even the laboratory compaction process tends to be random, and the compaction behavior is governed by a number of factors, such as binder content, binder type, temperature, loading method, aggregate grain size distributions, aggregate shapes, etc. Stakston et al. [
5] investigated the influence of the angularity of fine aggregates on the compaction behavior of asphalt mixtures, which indicated that a higher fine aggregate angularity may lead to higher resistance to compaction. Delgadillo and Bahia [
6], however, analyzed the influences of both temperature and pressure on the behaviors of both laboratory and field compaction levels and found that the compaction was not reduced dramatically when the temperature was reduced from 125 °C to 75 °C.
While much of the research on asphalt compaction has primarily focused on qualitatively analyzing factors that may influence gyratory compaction behavior, relatively few studies have quantitatively investigated compaction behavior. Awed et al. [
7] proposed a method for predicting the laboratory compaction behavior of asphalt mixtures, providing a phenomenological tool for compaction prediction. They established a connection between the air void ratio and parameters, such as the gradation scale parameter, gradation shape parameter, and asphalt content. Their model also converged to a logarithmic law, as shown in the following equation [
7].
where
is the air void ratio,
is the number of gyrations, and
a and
b are parameters empirically determined by material parameters.
Numerical models have been employed to predict the compaction behavior of asphalt mixtures; these modeling efforts can be categorized into two major categories: continuum-based modeling and discrete-based models. Guler et al. [
8] proposed a modified model based on an existing poro-elasto-plasticity model to simulate the deformation of hot-mixed asphalt during the compaction process. Their model primarily considers material plasticity and changes in porosity, while the explicit consideration of asphalt binder viscosity was not included. In a recent study, Masad et al. [
9,
10,
11] proposed a thermodynamics-based viscoplastic constitutive model that accounts for the viscous effect of asphalt binder. The model was calibrated using Superpave gyratory compaction tests and used to predict the field compaction of asphalt mixtures. Continuum-based models serve as efficient tools for large-scale prediction of asphalt mixture compaction. However, these models heavily rely on phenomenological constitutive laws and may not explicitly capture the influence of individual material constituents on the compaction behavior of asphalt mixtures. They may also fail to predict the influence of particle-scale dynamics, such as aggregate size distribution, aggregate shape, and binder viscosity, on the overall compaction process.
On the other hand, discrete-based models, such as the discrete element method (DEM), have the unique advantage of explicitly modeling particle-scale dynamics. Wang et al. [
12] used the DEM to model the asphalt compaction, where the asphalt mixtures were treated as an assembly of dry particles and the inter-particle interaction was described by the Hertz–Mindlin contact law alone. In recent DEM simulations of Superpave gyratory compaction and vibratory compaction [
13,
14], the Burger contact law, characterized by mechanical tests of asphalt mastic, was utilized to describe the forces between aggregates. In this study, when two particles were in contact, the interactions between them were calculated based on Burger’s model of asphalt mastic, which ignored the elastic contact of solid aggregates themselves. The results under-predicted the air void ratio for a given compaction effort. Further, Man et al. [
15] proposed a two-scale particle-based model to simulate the gyratory compaction of asphalt mixture, where the coarse aggregate interactions were represented by normal and tangential rate-dependent forms using rheology theory of dense granular-fluid systems.
Theoretically, the asphalt mixtures, at high temperatures, can be seen as granular materials (aggregates) with interstitial viscous fluid (asphalt binder) [
15,
16,
17]. Thus, the compaction of asphalt mixtures can follow the research on the compaction of granular materials. In past decades, physicists were interested in the general compaction or relaxation of mono-dispersed or bi-dispersed granular materials [
18]. Although the compaction behavior of mono- or bi-dispersed granular materials differs from the behavior of the compaction of asphalt mixtures, the underlying physics should be similar and transferable. The microscopic analyses of granular materials during compaction induced by tapping or vibrating have been studied [
18,
19], and the relationship between collective microscopic structure and the compaction dynamics has been explained [
20,
21]. Several equations or models for describing the compaction behavior were proposed based on multiple time-scale assumptions [
19,
22,
23], among which, Knight et al. [
19] proposed a logarithmic equation to better fit the compaction behavior of mono-dispersed granular materials.
where
is the volume fraction of granular materials at time
t,
is the final volume fraction when time goes to infinity,
is the difference between
and the initial volume fraction
,
B, and
are fitting parameters. This form was motivated by the observation, as stated in References [
19,
24], of large time intervals characterized by a logarithmically slow relaxation in the time evolution of density for compacted granular materials.
In this paper, our aim is to establish a connection between the compaction of granular materials and the compaction behavior of asphalt mixtures. We also take into account the viscoplastic deformation caused by air voids, the viscosity of the asphalt binder, and the wide grain size distribution. To simplify the analysis of this paper, we consider the asphalt mixture as a mixture of
coarse aggregates (aggregate with size
mm) and
fine aggregate mixtures (FAM, a mixture of asphalt binder and fine aggregates). In this study, the deformation of the asphalt mixture during compaction is divided into two parts: (i) the deformation caused by the viscoplastic behavior of the FAM, and (ii) the deformation due to the particle rearrangement. On the one hand, we consider the viscoplasticity of the FAM using a rheological model of granular-fluid systems. The effective frictional coefficient of the granular system, denoted as
, is calculated by combining the inertial number,
, and the viscous number,
. The macroscopic deformation of the asphalt mixture resulting from FAM viscoplasticity can be calculated using a simple ordinary differential equation (ODE). On the other hand, the deformation of asphalt mixtures due to particle rearrangements can be generalized from granular compaction and calibrated using experimental results obtained from gyratory compaction. This allows us to establish a straightforward mathematical model that incorporates granular physics in the prediction of asphalt mixture compaction. This paper is organized in the following way. First, after the introduction in
Section 1, we describe the model framework for predicting the compaction behavior of asphalt mixtures in
Section 2. Then, this model is calibrated with several experiments obtained in the laboratory in
Section 3. In
Section 4, the model is validated by comparing its results with other experimental findings. Finally, concluding remarks are drawn in
Section 5.
2. Model Description
The motivation of this paper is to understand the compaction behavior of asphalt mixtures from the viewpoint of granular materials. However, as a granular material, the asphalt mixture is far too complicated because of complex aggregate shapes and a wide range of particle sizes. To tackle such a problem, certain simplifications are necessary.
As stated, the asphalt mixture is divided into two parts: coarse aggregates (aggregates larger than 2.36 mm) and a fine aggregate matrix (a mixture of asphalt binder and fine aggregates <2.36 mm).
The coarse aggregates are considered as spherical particles with material properties identical to real aggregates. The median size of coarse aggregates is denoted as .
The fine aggregate matrix can be seen as thick coatings on the surface of coarse aggregates.
The FAM itself behaves as a granular-fluid system with an average particle size equal to the median particle size of the fine aggregates,
. The constitutive relationship of the FAM follows the same rheology as proposed by Trulsson et al. in References [
17,
25].
Firstly, a portion of the deformation during the compaction process arises from the deformation of FAM coatings when two coarse aggregates approach each other. Secondly, as the asphalt mixture approaches random loose packing, the particles desire to rearrange themselves to form a more stable packing. As compaction proceeds, the effect of particle rearrangement gradually becomes important. As seen in
Figure 3, two types of deformation are observed during the compaction process. Initially, the FAM usually acts as a coating on the coarse aggregate, preventing two adjacent particles from coming toward each other, resulting in viscous deformation of the whole mixture. On the other hand, as the solid fraction of aggregate packing increases, particle rearrangement starts to play a significant role. The particles oscillate during compaction, creating a free space for other particles to move inside and help the whole mixture form a denser state. Thus, the following equation can be obtained:
where
is the volume fraction of the asphalt mixture at time
t,
is the volume fraction of the asphalt mixture due to viscous deformation at time
t, and
is the change of volume fraction due to the rearrangement of particles at time
t. Here, the effect of particle rearrangement is considered the increment on top of viscous deformations.
We note that the behavior of the FAM follows the rheology of granular fluid-like systems (or slurries) proposed by Trulsson et al. in Reference [
25], where the frictional rheology of a granular-fluid system is governed by a dimensionless number,
, and
is called the inertial number, and
is called the viscous number. Here,
is the normal stress and
is the dynamic viscosity of the interstitial fluid. In this section, to build a reasonable model framework, we are going to discuss these two compaction sources.
2.1. Viscoplastic Deformation Induced by FAM
To calculate the viscoplastic deformation induced by the FAM, the asphalt mixture is simplified to have an ordered crystal-like structure as shown in
Figure 4. The forces acting on two adjacent aggregates can be calculated based on the effective viscosity and thickness of the FAM coatings. Because a crystal-like structure is used to simplify the asphalt mixture, the problem becomes one-dimensional. The fundamental element of the crystal-like structure is shown in
Figure 5.
The deformation can be calculated using a computational cell shown in
Figure 5. The problem is to solve the motion of particle
j under a pressure of
kPa and a shear rate of
. The acting load on particle
j is introduced by the compaction pressure. We have two parts of resistance forces: (1) a squeeze-induced lubrication force, and (2) shear-induced viscous resistance force. Thus, we can obtain the following equations:
where
x is the displacement of particle
j,
and
are the normal and tangential effective viscosities of the FAM,
is the effective volume of FAM between two coarse aggregates,
is the thickness of the FAM coating, which can be calculated based on the volume ratio between coarse aggregates and the FAM,
is the effective coefficient calculated based on the effective volume of FAM, and
is the effective radius of adjacent particles (here,
). In
Figure 5,
is the distance between the centers of two particles at time
t, and
is the initial value of
H.
is the distance between the surfaces of two particles at time
t, and
is the initial value of
h. The right-hand side of this equation represents forces subjected to the particle, i.e., the loading force, the normal shear-induced viscous force, and the effective squeeze-induced lubrication force. The first term represents the loading, which is the multiplication of pressure and the acting area. The second term is the normal viscous effect due to the shear granular-fluid systems, where
is the normal viscous force and
is the effective area. The third term is the effective lubrication force and is calculated based on Reference [
26].
The constitutive relationship of the FAM coating follows the rheology of granular-fluid systems proposed in References [
16,
25,
27]. Thus, we could first calculate the frictional rheology (effective frictional coefficient,
, and solid fraction,
) of the FAM with the following equations.
where, according to [
16,
27],
,
,
,
,
,
are the fitting parameters. We can then calculate the normal and tangential effective viscosities accordingly [
16].
where
is the dynamic viscosity of the asphalt binder at the compaction temperature.
Based on the rheology of granular-fluid systems proposed by Trulsson et al. [
25], the calculated normal and tangential effective viscosities can be applied to the ordinary differential equation (ODE) in Equation (
4a). This ODE can be solved using the MATLAB internal function
ode45s(). After the calculation, the relationship between the displacement
x and time
t can be obtained. Then we could convert the displacement to the volume fraction of asphalt mixtures and convert the time to gyration numbers (
). To test the results of the ODE, three different coating thicknesses (three different mass ratios between the FAM and coarse aggregates) are chosen.
Figure 6 shows the relationship between the volume fraction of the ordered asphalt mixtures,
, and the number of gyrations,
N. It shows that, as we increase the amount of the FAM (which leads to the increase of the FAM coating thickness), the compaction volume fraction can be improved accordingly.
2.2. Rearrangement of Aggregates
In the previous section, we observed that based on the viscoplastic deformation of the FAM coating, the volume fraction of the asphalt mixture could not exceed 90%. This leads us to the next step, which is to consider the rearrangement of particles. While we approached the problem theoretically with several simplifications in the previous section, we do not have theoretical tools available to deal with particle rearrangement. Therefore, we employ the discrete element method (DEM) to simulate the gyratory compaction behavior of granular materials with interstitial fluid. However, asphalt mixtures consist of particles with a wide range of sizes, and modeling each particle size individually would be time-consuming. Hence, we make certain assumptions: (1) The efficiency of particle rearrangement is solely governed by the loading conditions (pressure, shear rate, etc.) and the particle size distribution. (2) During the compaction process of asphalt mixtures, unlike bi-dispersed surface granular flows, no segregation occurs, which aligns with experimental observations [
28]. (3) The overall particle rearrangement effect of different sizes can be accounted for by applying mixture theory. (4) The compaction behavior of each size group of particles is governed by the mean size of that particular group.
Based on these assumptions, we can use the discrete element method (DEM) to simulate the gyratory compaction of a mono-dispersed granular-fluid system in a Superpave gyratory compactor configuration, as shown in
Figure 1. We compact the granular materials with particle diameters
mm using constant pressure of 600 kPa, gyratory speed of 30 rpm, and a gyratory angle of 1.25°; the viscosity of the interstitial fluid is set to be equal to 250 cP. To simplify the analyses, we neglected the effect of interstitial fluid on particle rearrangement. All the dimensional parameters will be normalized using average particle radius,
, the mass of average-size particles,
, and gravitational acceleration,
g. Thus, the compaction time,
t, can be non-dimensionalized as
, where
is the dimensionless time. In
Figure 7, we plot the relationship between dimensionless time,
, and the change of solid fraction of granular materials during the compaction. Here, the change of solid fraction can be seen as the effect of particle rearrangement. The compaction curve in
Figure 7 can be fitted with the following equation:
where
represents the change in volume fraction for the compaction of particles with specific average grain sizes, and
denotes the dimensionless time. This fitting curve is derived from Equation (
2).
The fitting curve mentioned above can only be applied to quantify a monodisperse granular assembly. To capture the overall effect of particle rearrangement considering the entire grain size distribution, we implemented a concept known as mixture theory. The aggregates are divided into different-sized groups based on the results of sieving tests. Each group size is defined by adjacent sieve sizes (
and
), and the mean size of each group is calculated as
with
. On the one hand, using the mean size of each size group, we can calculate the compaction behavior of each group, denoted as
, where
is a function of particle size. On the other hand, we can determine the mass ratio of each group size based on the sieving test, denoted as
. By combining these quantities, we can obtain the total particle rearrangement effect by considering the grain size distribution of the aggregates
where
is the number of aggregate-sized groups identified in the sieving test.
2.3. Redistribution of Particle Rearrangement
In previous sections, we analyzed the contributions of both viscous deformation and particle rearrangement to the overall compaction process. In this process, we treat the viscous contribution as the foundation of the change of solid fraction and regard the particle rearrangement effect as the increment. However, due to the existence of the viscous effect, the particle rearrangement may not occur in the same way that we calculated; thus, the two parts of contributions cannot be added together directly. In this section, we propose a redistribution function of the particle rearrangement to reshape the curve of .
The basic idea is that at the beginning of compaction, due to the significant influence of viscous deformation described in the previous section, the effect of particle rearrangement is comparatively smaller than what was observed in the DEM simulations. Consequently, we aim to reduce the influence of particle rearrangement during the initial stages of compaction while gradually increasing its impact toward the end. To address this, we propose the following equation to capture the redistribution of particle rearrangement.
where
is the balancing point, which depends on the grain size distribution, and
N is the gyration number. Once we know the viscosity of the asphalt binder at the compaction temperature and the grain size distribution of the aggregate, the relationship between
and the grain size distribution is the only parameter we need to calibrate. In the end, if we combine the contributions from both the viscous deformation and the particle rearrangement, we can obtain the following relationship between the volume fraction of asphalt mixtures,
, and the compaction time,
t, to describe the whole gyratory compaction process of asphalt mixtures:
4. Model Validation and Further Discussions
This model can be validated using a set of different compaction experiments (3N30, 3N50, 3N100) with a maximum aggregate size of 12.5 mm. The overall size distributions for these experiments are provided in
Table 1. Each compaction test has a different grain size distribution, a different percentage of fine aggregate mixtures, a different median radius, and a calculated balance point for particle rearrangement. By utilizing the material information, we can apply the model discussed in the previous sections. The validation of the model will be successful if the model predictions align with the corresponding experimental results.
The validation experiments follow the same procedure as those in the calibration experiments. For each experiment, we first prepared the asphalt binder and the aggregate mixture by placing them in an oven set at a temperature of 140 °C for 1 h. Then, we mixed them in a mixer for 3 min. We also used a Brovold Superpave gyratory compactor to compact the hot mixture and record the calculated void ratio for every gyration during the compaction. The volume fraction of the asphalt mixture could then be calculated as one minus the porosity of the system calculated by the compactor.
In
Figure 11, we show both the experimental results (markers) and the model predictions (lines). Generally, the predictions align well with the experimental results, indicating that this simple model can roughly capture the compaction behavior of hot mixed asphalt. However, the model slightly underpredicts the final volume fraction of compaction. For compaction 3N30, the final experimental volume fraction is 0.948, while the model prediction is 0.944, with an R-squared value of approximately 0.964. For compaction 3N50, the final experimental and predicted volume fractions are 0.95 and 0.944, respectively, resulting in an R-squared value of 0.978. For compaction 3N100, the final experimental and predicted volume fractions are 0.96 and 0.945, respectively. Although there is a larger deviation in this case, the prediction remains reasonable, with an R-squared value of 0.954. Moreover, this model could help us understand the compaction mechanism of asphalt mixtures. Previously, we considered the compaction deformation of asphalt mixtures as the result of air voids being squeezed in porous media and simulated the process using porous media mechanical models. In our model, we reversed the thinking; instead of investigating the deformation brought by the change of air voids, we put priority on the solid-fluid mixture itself.
This model confirms the importance of the grain size distribution of aggregates on the compaction results. With this model, we can observe that increasing the mass of the fine aggregate matrix could help improve the compaction efficiency by influencing the viscoplastic deformations during the compaction process. Moreover, a reasonable grain size distribution could also benefit the particle rearrangement effect. However, it is important to acknowledge that this model is still relatively preliminary and requires more experimental data for calibration and validation. The entire process of this mathematical model can be summarized in a flowchart shown in
Figure 12.