Abstract
This paper focuses on electromagnetic transverse-electric wave propagation in a planar shielded waveguide filled with nonlinear medium. Instead of using the standard local Kerr (cubic) nonlinearity, we suggest a (nonlocal) modification of this law. In comparison with the standard formula, this modification does not produce infinitely many nonperturbative guided modes. In this research, we present the dispersion equation for propagation constants, eigenwaves and propagation constants via explicit formulas. The found results are compared with the ones relating to the corresponding linear problem and the nonlinear one with the classical Kerr’s law. Numerical results are also presented and discussed.
1. Introduction
Local Kerr law (or cubic nonlinearity) is one of the most important nonlinearities in the field of nonlinear optics [1,2,3,4,5]. This nonlinearity corresponds to the so-called self-action effects, where the nonlinearity does not affect the frequency of the electromagnetic wave [6,7,8,9,10,11]. This nonlinearity is observed in medium with inversion center under sufficiently powerful electromagnetic wave [11,12,13].
This paper introduces the modified Kerr law, which is nonlocal, and studies its influence on the propagation of monochromatic transverse-electric (TE) electromagnetic waves in a plane dielectric layer having such nonlinear permittivity. The introduced dependence is different from the standard one and is described in detail below.
We work with Maxwell’s equation in the harmonic mode
where and are the permittivity and permeability of the medium.
The standard way of introducing the local Kerr nonlinearity is the series expansion of the polarization vector with truncating of higher-order terms (which is possible under specific physical restrictions) and then substituting the resulting relation into the Maxwell equations. Going the standard way, researchers obtain the Kerr nonlinearity in the form
where is a linear part of the permittivity and a is a coefficient of the nonlinearity; both parameters are assumed to be positive constants, and is the electric field used in (1) (see, for example, [2,5,11,13]).
One of the interesting and intriguing results obtained for problems of monochromatic wave propagation in plane dielectric waveguides filled with Kerr media (2) is that there arise infinitely many nonperturbative guided modes [14]. We note that existence of infinitely many nonperturbative solutions was theoretically proved for a wide range of waveguiding problems; see the Kerr case for TE-waves in open [14,15] and shielded [16] waveguides, for transverse-magnetic (TM) waves in open [17,18] and shielded [19] waveguides and also the case of polynomial and power nonlinearities for TE- [20,21] and TM-waves [22,23]. We also note that there is at least one more alternative approach presented in [24,25].
To be more precise, using Formula (2), one obtains infinitely many eigenvalues (propagation constants) that we denote by , where and as , and infinitely many eigenfunctions (eigenwaves) corresponding to . We stress that depends on spatial coordinates over the domain, coefficient a and . Due to the results proved in [16,26,27], we clarify that there are two important facts: the first one is that as ; the second one is that for any nonperturbative eigenwave , it is true that as . We stress that for any finite , and any positive a, the corresponding eigenwave is a vector-bounded function; see Section 3.4 for rigorous formulations.
The mathematical reason for infinitely many nonperturbative solutions arising is that the Kerr law in the form (2) is an unbounded function (it increases unboundedly as increases unboundedly). It is clear that that the field does not increase unboundedly in the waveguiding system. However, for any prescribed value, there are eigenmodes with larger maximums. In addition, the real existence of infinitely many guided waves does not look physically realistic. Due to the above-mentioned behavior, it seems reasonable to consider alternative approaches to study Kerr nonlinearity.
In this paper, we suggest the following nonlinear dependence for the Kerr nonlinearity
with the same notation as above, where the dimension of b equals the dimension of , and the integration is taken over that domain in which the problem is considered (in the case of a plane waveguide, the integration is taken over the transverse coordinate). This nonlinear law, on the one hand, results in a finite number of solutions. On the other hand, we do not change Formula (2) by a saturated nonlinearity that is a bounded function of for all ; see, for example, [28,29,30,31]. It is true that is not necessary finite, as ; however, it turns out that in comparison with the above-described case, in such nonlinear law, the field stays bounded for any possible b and , where is a propagation constant. The main disadvantage of our approach is that we no longer have nonperturbative solutions, which are interesting both from mathematical and physical points of view.
Thus, in this paper, we suggest the modified Kerr law and study its influence on the problem of a TE-wave propagation in a plane shielded waveguide. Together with analytical study, numerical results and comparison with previous results are presented.
After this introduction, let us consider a monochromatic TE wave
where
is a circular frequency, is a real spectral parameter, which propagates in a planar shielded waveguide of thickness h filled with nonlinear medium having permittivity in the form (3). The waveguide is placed in Cartesian coordinates ; it is infinite along longitudinal axes and and is of finite thickness h along transverse axis . The waveguide has infinitely conducted screens at the boundaries and ; see Figure 1. The permeability inside is equal to the permeability of free space.
Figure 1.
Geometry of the problem.
Inside the waveguide fields given in (4) and (5) satisfies Maxwell’s Equation (1). In addition, tangential components of the electric field vanish at the infinitely conducting screens, that is . In addition, the quantity is assumed to be fixed and positive (below, we give comments about this condition).
Concluding this section, we briefly clarify why the considered problem admits only real (propagation constants). In Formula (5), the functions , and depend only on one spatial variable: transverse coordinate x. This choice of the fields is possible only in the case of real . Indeed, substituting fields and with Components (5) into Equation (1), we obtain resulting equations that depend on x and do not depend on z. To be more precise, multiplier is reduced on both sides of the equations, and the term does not depend on z as for real . At the same time, if is not real, then is a function with respect to z. This means that components , and depend not only on x but also on z. This contradicts the choice of these components as functions depending only on x. All this, however, does not mean that it is not possible to consider complex in a waveguiding problem with Kerr nonlinearity. We just say that for complex , the problem cannot be solved mathematically correctly for Fields (4) and (5).
2. Materials and Methods
Although the paper focuses on the analytical study of the problem, some numerical results are presented as well; see Section 3.5. The description of numerical methods used in this study is given in Section 3.5. All numerical methods are implemented with the package <<Maple>>.
3. Results
3.1. Mathematical Statement of the Nonlinear Problem
Let us consider the equation
where , is a sought-for function, and are positive constants and is a real parameter, together with boundary conditions
where A is an arbitrary positive constant.
We note that substituting Fields (4)–(5) into Maxwell’s Equation (1) and using notation , , , , we obtain Equation (6). Thus, Equation (6) depends on frequency, as terms and depend on . We stress that the same notation is used in the problems below. From the conditions imposed on the electromagnetic field, one obtains Conditions (7) and (8).
Thus, our main goal is to study problem , which is to find such that there exists solution to Equation (6), satisfying Conditions (7) and (8).
Definition 1.
So, the problem of electromagnetic wave propagation is equivalent to problem , and therefore eigenvalues of problem are (squared) propagation constants of waveguide . We stress, however, that due to the fact that is real, and notation , only positive eigenvalues of problem have electromagnetic sense. The same is also true for the linearized problem described in the next section.
3.2. Linearized Problem
Setting in Equation (6), problem degenerates into a linear problem, which we call problem .
Problem is to find such that there exists a nontrivial function satisfying the equation
and boundary conditions
As is known, two boundary conditions are necessary and sufficient to obtain a uniquely defined discrete set of eigenvalues in an eigenvalue problem for a linear second-order differential equation; for this reason, Condition (8) is odd here. However, two Conditions (7) are not sufficient to obtain a uniquely define discrete eigenvalues in an eigenvalue problem for a nonlinear eigenvalue problem for a second-order differential equation. This is the reason to impose an additional condition. As such additional condition, we use Condition (8).
The following result takes place.
Theorem 1.
Problem has a finite number of positive and infinitely many number of negative eigenvalues , defined by formula
the eigenfunction of problem corresponding to eigenvalue is defined by the formula
where B is an arbitrary nonzero constant.
As we explained above, from the electromagnetic standpoint, only positive are interesting.
Corollary 1.
If positive eigenvalues of problem exist, then .
The proof of this result is elementary and well-known and, for this reason, is omitted.
Numerical results for problem see in Figure 2 in Section 3.5.
3.3. Solvability of Problem Q
Let us assume that the solution to Equation (6) satisfying Condition (7) exists globally on the whole segment ; the validity of this assumption is approved below. Then, integral exists and, in fact, it is a positive parameter. Taking this into account, Equation (6) can be considered as an ordinary linear differential equation with constant coefficients; we can write its solution in the form
where and are arbitrary constants.
Using boundary condition , one finds that , and thus can be rewritten as
Using condition , one obtains the equation
In fact, this is the so-called dispersion equation, which defines propagation constants. Setting , one obtains the dispersion equation of the problem .
Hence, one can see from (14) that
Indeed, as is known from the complex function theory, vanishes only for , . For this reason, the argument of sin in (14) must be real. Thus, Condition (15) is necessary.
From (14), one obtains
where is an integer.
Using condition , one obtains
So, one can see that for , the corresponding function given by (17) satisfies Equation (6) and Conditions (7) and (8). It proves our assumption of the existence of a solution and, therefore, all further calculations are valid.
Values are eigenvalues, and the corresponding functions are eigenfunctions of problem . One can see that Formulas (17) and (18) are explicit formulas for propagation constants and eigenwaves of problem . One can also compare Formulas (11) and (12) for problem with similar Formulas (17) and (18) for problem .
The following result takes place.
Theorem 2.
Problem has infinitely many negative and a finite number(possibly not one)of positive eigenvalues ; they are defined by Formula (18). In addition, it is true that
where are eigenvalues of (linear) problem .
Proof.
The main part of the theorem easily results from Formula (18). Indeed, the first term is , the second one is and the third one is ; in addition, the first two terms are positive, whereas the third one is negative. Then, there exists an integer such that for all the absolute value of the third term is larger than the sum of the first two terms. Thus, for and for .
From the electromagnetic standpoint, only positive are interesting (the same is true for problem ). Then, the following corollary is a simple consequence of the found results.
Corollary 2.
If positive eigenvalues of problem exist, then , where is a constant.
3.4. Problem
In this section, we briefly present the main results in the case of monochromatic TE-wave propagation in a plane shielded dielectric layer filled with Kerr medium, where Kerr nonlinearity is described by Formula (2). This problem we denote problem . In other words, the only difference between problems and is in the form of nonlinearity.
Problem is to find such that there exists function , which is the solution to equation
satisfying boundary conditions and , where A is an arbitrary positive constant. Problem is studied in [26,27].
For , problem degenerates into a linear one, which obviously coincides with problem .
From a physical point of view, the positive eigenvalues of problem correspond to the so-called propagation constants of waveguide and the eigenfunctions correspond to the eigenmodes of the waveguide.
The following results take place [26,27].
Theorem 3.
Problem has infinitely many positive eigenvalues with an accumulation point at infinity for any .
This result means that there exist infinitely many eigenvalues , where , and eigenfunctions of problem such that as . We stress that even this result is completely different from those that are derived in problems ; see Theorem 1, Corollary 1 and , as well as Theorem 2 and Corollary 2 and Figure 5 and Figure 7.
Theorem 4.
If problem has k eigenvalues , where , then there are at least k eigenvalues of problem such that
for each j; in addition,
We note that there is only a finite number of eigenvalues of problem satisfying Relation (21); see Figure 5 and Figure 7. This time again we pay attention to the difference between results found for problem and problems and . To be more precise, in problems and , all eigenvalues belong to a finite interval; see Corollaries 1 and 2. In problem , eigenfunctions were not written explicitly here (they are expressed via elliptic functions), however, in [16] Formula (22) is proved. Result expressed by Formula (22) obviously are not valid for problems and .
Due to our concentration on the electromagnetic application, above, we presented results for positive eigenvalues only.
Let us formulate Theorem 3 in terms of eigenmodes: for any , waveguide supports infinitely many different eigenmodes. We recall that in the linear case (if ) the waveguide supports only a finite number of eigenmodes. This means that for any , there exist infinitely many eigenmodes which are “nonlinearizable”, in other words, they do not have linear counterparts. Being correct from a mathematical point of view, this result seems to be strange from the physical point of view.
3.5. Numerical Results and Discussion
As is clear from Section 3.1, eigenvalues are squared propagation constants. Below, only positive eigenvalues of problems , and are under consideration, and we deal with , and , which are square roots of , and , respectively. We also call and eigenvalues, hoping that it does not lead to misunderstanding.
The dependence of a propagation constants on the thickness of a waveguide is usually used in theoretical and practical issues. Such a dependence we call the dispersion curve. It is convenient to use the following notation: the index of a particular eigenvalue is equal to the number of a corresponding dispersion curve that we number from left to right. If several eigenvalues lie on the same dispersion curve (this is possible for problem ), then such eigenvalues receives an additional index.
Everywhere, and ; other parameters are given in the figures’ captions.
In the case of problems and , we can find their solutions using explicit Formulas (11) and (18), respectively; the corresponding eigenfunctions are defined by explicit expressions as well. On the other hand, in the case of problem , we do not have such formulas. For solving problem numerically, we use the so-called "shooting method". The main scheme of the method is the following. We fix some segment on , say , and generate a grid with nodes . For each , we solve the Cauchy problem for equation with initial conditions , and evaluate its solution at the point . Then, going through all , we check if condition is true or not; if it is true, then segment definitely contains a solution to problem .
In Figure 2, the first three dispersion curves of problem are shown by blue circle curves, and the first three dispersion curves of problem are shown by red dashed lines. The vertical dashed line corresponds to . The points of intersections of the dispersion curves with the line are eigenvalues of the corresponding problem. In Figure 2, one can see that the problem (as well as problem ) has only two solutions and (and and for problem ). Eigenfunctions for the eigenvalues marked in Figure 2 are plotted in Figure 3.
Figure 2.
Dispersion curves of problems (for ) shown by blue circle curves and (for ) shown by red dashed lines; purple and green diamonds are eigenvalues and of problem .
Figure 2.
Dispersion curves of problems (for ) shown by blue circle curves and (for ) shown by red dashed lines; purple and green diamonds are eigenvalues and of problem .

Figure 3.
Eigenfunctions (green curve) and (purple curve) of problem corresponding to eigenvalues and , respectively.
Figure 3.
Eigenfunctions (green curve) and (purple curve) of problem corresponding to eigenvalues and , respectively.

In Figure 4, the first dispersion curves of problem for several values of nonlinearity coefficient are plotted. Figure 4 is an illustration of Expression (19): it is easy to see that if decreases to zero, then the dispersion curve of problem tends to the dispersion curve of problem , and the same happens to the eigenvalue .
Figure 4.
The first dispersion curves of problem for different values of parameter : the purple curve corresponds to , the green curve corresponds to , the gray curve corresponds to and, finally, the red one corresponds to (this is the linear case). Diamonds stand for one eigenvalue of problem for different values of , which are (purple diamond), (green diamond), (gray diamond) and (red diamond).
Figure 4.
The first dispersion curves of problem for different values of parameter : the purple curve corresponds to , the green curve corresponds to , the gray curve corresponds to and, finally, the red one corresponds to (this is the linear case). Diamonds stand for one eigenvalue of problem for different values of , which are (purple diamond), (green diamond), (gray diamond) and (red diamond).

In Figure 5, blue curves are the first two dispersion curves of problem , and the purple curves are the first two dispersion curves of problem . It is easy to see that there are domains where dispersion curves of problems and are very similar; however, they are different greatly on the whole. The vertical dashed line corresponds to . The points of intersection of dispersion curves with this line are eigenvalues of the corresponding problem. Here, one can see a "nonlinearizable" solution of problem (it is denoted by the blue diamond), whereas problem does not have such kinds of solutions.
Figure 5.
Dispersion curves of problems and ; parameter . Diamonds denote eigenvalues: (orange diamond), (green diamond), (brown diamond) and (blue diamond).
Figure 5.
Dispersion curves of problems and ; parameter . Diamonds denote eigenvalues: (orange diamond), (green diamond), (brown diamond) and (blue diamond).

In Figure 6 we plot the eigenfunctions for the eigenvalues marked in Figure 5 with green diamond and brown diamond corresponding to problems and , respectively.
Figure 6.
Eigenfunctions (green curve) and (brown curve) of problems and , respectively.
Figure 6.
Eigenfunctions (green curve) and (brown curve) of problems and , respectively.

We note that we do not write the exact expression for the eigenfunction of problem as, in fact, we plot it numerically (it is expressed by elliptic functions).
In Figure 7, dispersion curves for all three problems Q, and are shown together.
Figure 7.
Dispersion curves of problems (blue curves), (purple curves) and (red curves); parameter . Eigenvalues: (red diamond), (blue diamond), (purple diamond), (red diamond), (blue diamond), (purple diamond), (green diamond) and (green diamond).
Figure 7.
Dispersion curves of problems (blue curves), (purple curves) and (red curves); parameter . Eigenvalues: (red diamond), (blue diamond), (purple diamond), (red diamond), (blue diamond), (purple diamond), (green diamond) and (green diamond).

All presented results help to illustrate the following idea. For small , all solutions to problem Q are close to the corresponding solutions to problem . The same is true for several first eigenvalues of problem . However, problem has solutions (in accordance with Statements 3 and 4, there are infinitely many of them) which do not have linear counterparts.
We showed that problem has a finite number of positive and infinite number of negative eigenvalues and, if decreases to zero, then all of them tend to the corresponding solutions to linear problem .
4. Discussion
In this paper, we suggested a nonlocal form of the Kerr nonlinearity in the form (3). From the point of a simple wave propagation problem, we compared law (3) with the linear permittivity (problem ) and classic (local) Kerr nonlinearity; see Formula (2).
It is shown that Kerr law (3) produces a finite number of nonlinear solutions (eigenvalues and eigenwaves), where every solution has a linear counterpart in the linear limit. To see this, one can compare Formulas (11) and (18) for the eigenvalues of problems and , respectively, and Formulas (12) and (17) for the eigenfunctions of problems and , respectively.
We also pay attention to the fact that for thin layers, Kerr law (3) is well approximated by an averaged value of the integrand (multiplied by the thickness of the waveguide). Taking this into account, it seems that, at least for thin layers, Kerr laws (2) and (3) are similar from a physical point of view.
We also presented known results in the same wave propagation problem with Kerr law (2); see problem . In this case, the problem is much more complicated; the eigenvalues cannot be written in an explicit form; eigenfunctions can be expressed via elliptic functions. However, we compared results in this case with the above-described results using numerical simulations. These comparisons are given in Section 3.5.
This research can be continued for more complicated problems for TE and transverse-magnetic (TM) waves in opened layers and circle cylindrical waveguides.
Author Contributions
Methodology, Y.S.; software, S.T.; investigation, S.T. and D.V.; writing—original draft preparation, S.T. and D.V.; writing—review and editing, D.V.; visualization, S.T.; supervision, Y.S. All authors have read and agreed to the published version of the manuscript.
Funding
The research was funded by the Russian Science Foundation under the project 20-11-20087.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest.
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