1. Introduction
The study of predator–prey systems can be traced back to the 18th century. However, the establishment of predator–prey systems in the modern sense is primarily attributed to the work of Alfred J. Lotka and Vito Volterra in the early 20th century. They independently proposed models for predator–prey systems and conducted in-depth research on their dynamical behavior. Their research laid an important theoretical foundation for the dynamics of predator–prey systems. Lotka–Volterra systems describe the interactions between predator and prey, and quickly became a hot topic in dynamical research. Even today, studying the dynamical relationship between predator and prey remains an important subject. To comprehend the intricate dynamical properties presented in predator–prey systems, numerous researchers have dedicated themselves to studying predator–prey models in depth. During the course of their research, they have found multitudes of fascinating dynamical properties among various systems. Berryman [
1] pointed out that the original Lotka–Volterra predator–prey equations were built around the principle of mass action, and equations derived in this way lead to the paradoxes of enrichment and biological control. Wang and Chen [
2] established the condition for the permanence of populations and sufficient conditions under which positive equilibrium of the model is globally stable. References [
3,
4] investigated the complex dynamical behavior of discrete predator–prey systems. Qi and Meng [
5] found that in a predator–prey system with prey refuge and the fear effect, the survival rate of prey can be improved by increasing the strength of the refuge, decreasing the cost of fear or reducing the intensity of white noise. Blasius, Rudolf, et al. [
6] found through experiments that a long-term cyclic persistence exists in a simple predator–prey model. Mukherjee [
7] and Qiu and Guo [
8] investigated the complex dynamics of a predator–prey system with the fear effect and a predator–prey system with prey taxis, respectively. Although we may subconsciously assume that prey are inherently disadvantaged in a predator–prey system, there are many instances where prey can resist predation and cause harm to predators, even leading to the death of the predator. The existence of such scenarios underscores the significance of determining which entities hold the advantage of prey in a predator–prey system [
9].
The anti-predator behavior of prey is widely observed in the natural world. Many scholars have conducted research on the anti-predator behavior of prey and have identified two main ways in which prey exhibit such behaviors: (1) through morphological or behavioral changes [
10,
11], or (2) by actively attacking the predator [
12,
13,
14].
In 1987, Ives and Dobson [
15] proposed the following system to simulate anti-predator behavior (1):
where the meanings of all parameters are presented in
Table 1.
The prey requirements in anti-predator behavior (2) are higher, as they not only demand that adult prey can resist predation by predators but also require adult prey to have the ability to kill the juveniles of the predator. However, there have been few studies on anti-predator behavior (2). In 2015, Tang and Xiao [
16] proposed a system to simulate anti-predator behavior (2), and considered the following Holling type IV functional response function system:
where the meanings of all parameters are given in
Table 2. It is worth noting that the Holling type IV functional response function used in this paper was originally proposed by W. Sokol [
17] and has been widely applied in predator–prey systems for several decades. It primarily describes a nonlinear interaction between a predator and its prey. The predation rate of the predator adjusts to changes in the population density of prey, exhibiting a saturation tendency.
The concept of fractional derivatives can be traced back to the 18th century, and the mathematician who first proposed fractional derivatives was Liouville [
18]. In the 20th century, the mathematician Riesz made the initial reference to the concept of fractional derivatives and conducted research on their properties in reference [
19], combining the studies of Liouville and Riesz to establish the Riesz–Liouville definition of fractional derivatives that is used today. Subsequently, the mathematician Caputo introduced the Caputo definition of fractional derivatives in reference [
20].
Definition 1. Denotewhere denotes the derivative of f with order l, l is the nearest integer value of α, and is the operator of the Riemann–Liouville integral of q order:where is Euler’s Gamma function. The -order Caputo differential operator is the term used to describe the operator . From a biological perspective, considering a fractional-order predator–prey system makes logical sense; for most organisms in the natural world, their current behaviors are influenced by historical context. In fractional calculus, the rate of change at any given moment, i.e., the fractional-order derivative, depends on the population density over a certain period of time. Therefore, fractional-order predator–prey systems have unique advantages in describing memory effects within populations. Over the past two decades, owing to the advantages of fractional derivatives in studying various ecological systems’ memory effects, numerous mathematicians have turned their attention to investigating fractional-order ecological systems, finding many interesting dynamical properties presented in them [
21,
22,
23,
24,
25,
26,
27,
28]. At present, a relatively comprehensive research framework has been established for mathematical models of integer-order ecosystems, while the study of fractional-order ecosystems is still in its early stages. Hence, the authors of this paper intend to introduce the Caputo fractional derivation to system (1.2) and extend it to a fractional-order ecosystem. We intend to employ the Caputo definition of fractional derivatives to analyze how anti-predator behavior and the Holling type IV functional response function in a fractional-order ecosystem will impact the dynamics of the system. As a result, we introduce the following fractional-order predator–prey system with a Holling type IV functional response and anti-predator behaviors:
where the meanings of all parameters are presented in
Table 2. For the method of introducing the Caputo fractional differential equation into an ecosystem model, reference [
29] may be consulted.
There is a current lack of comprehensive dynamic analysis methods for continuous fractional-order predator–prey systems. For example, in the literature [
30], the analysis of fractional-order systems has mainly focused on Hopf bifurcations, while more extensive research has been dedicated to analyzing integer-order cases.
In references [
31,
32], the authors, respectively, conducted dynamical analyses of different discretized predator–prey models and found that discrete predator–prey models, in comparison to their continuous counterparts, exhibit a greater variety of dynamical behaviors and hold advantages in numerical simulations. In reference [
33], the authors employed the piecewise constant approximation (PCA) method to discretize a continuous fractional-order predator–prey system and analyzed the dynamical properties of and discussed the types of bifurcations present in this system. Their work motivates us to consider the discrete counterpart of system (1.3). In recent years, many researchers have studied the dynamical behavior of discrete fractional-order predator–prey systems and have discovered numerous intriguing dynamical properties within these systems [
34,
35,
36].
Hence, in order to better understand the properties of system (1.3), we here also consider discretizing system (1.3) for further dynamical analyses and comparing its properties with the continuous model (1.3), finding that there are many differences in dynamical properties between system (1.3) and its discrete version (1.6). This sufficiently shows that it is very helpful to consider the same problems from different angles.
We use the PCA method to discretize model (1.3), and the specific steps are as follows:
Assume that the initial conditions of system (1.3) are
and
. The discretized version of model (1.3) is given as
First, let
, then
. Thus, we obtain
The answer to (1.4) is simplified to
Second, let
, so
. Then,
After simplifying (1.5), we can obtain the following solution
where
,
. After
n repetitions, we obtain
where
. For
the system above becomes
The overall structure of this paper is described as follows: In
Section 2, some preliminaries are provided for some definitions, lemmas and theorems that will be used to analyze the dynamical properties of systems (1.3) and (1.6). In
Section 3, the well-posedness of system (1.3) is analyzed. In
Section 4, the existence and stability of the equilibrium points of systems (1.3) and (1.6) are investigated, respectively. In
Section 5, we demonstrate that, under certain parameter conditions, system (1.3) exhibits a Hopf bifurcation, while system (1.6) exhibits a Neimark–Sacker bifurcation and a period-doubling bifurcation. In
Section 6, numerical simulations are performed to validate the results of our theoretical analysis. In
Section 7, interesting conclusions are drawn based on some findings in the previous sections.
2. Preliminaries
In this section, we primarily introduce the definition and some conclusions of Caputo fractional derivatives that are necessary for our subsequent research.
Definition 2 ([
37]).
Under the definition of Caputo fractional derivatives, the fractional derivative of function is given aswhere α represents the order of the fractional derivative.When , the fractional derivative takes the form of Definition 3 ([
37]).
The Mittag–Leffler function , when the order i of is positive, is defined asas the sequence converges. Definition 4 ([
38]).
Let be a fixed piont of system (1.6) with multipliers and . If and , the fixed point is called a sink, and the sink is locally asymptotically stable.
If and , the fixed point is called a source, and the source is locally asymptotically unstable.
If and (or and ), the fixed point is called a saddle.
If either or , the fixed point is called non-hyperbolic.
Lemma 1 ([
39]).
For , if and (all , then . Lemma 2 ([
40]).
For the fractional-order systemwith initial condition , where , , , if fulfills the local Lipschitz condition for ,then the system has a unique solution on , andfor Lemma 3 ([
41]).
Let , where B and C are two real constants. Suppose and are two roots of . Then, the following statements hold. If then
and if and only if and ;
and if and only if and ;
and if and only if ;
and if and only if and ;
and are a pair of conjugate complex roots and if and only if and ;
if and only if and .
If namely, 1 is a root of , then the another root λ satisfies if and only if
If then has one root lying in . Moreover,
The other root λ satisfies if and only if ;
The other root if and only if .
Theorem 1 ([
42]).
The Laplace transform of iswhere , . Theorem 2 ([
43]).
Assume , and , thenfor , where is the real part of complex number ϑ and is the Mittag–Leffler function. Theorem 3 ([
44]).
For the following fractional-order systemwhere and . If , then is an equilibrium point. Set as the Jacobian matrix for . If the characteristic values of meet , then is locally asymptotically stable. Theorem 4 ([
45]).
We say that a fractional-order system undergoes a fractional Hopf bifurcation if there exists a critical value such that the following conditions are satisfied:- 1.
and satisfy ;
- 2.
;
- 3.
,
where λ represents the eigenvalues of the Jacobian matrix of the system.
5. Bifurcation Analysis
In this section, we, respectively, analyze the existence of bifurcations in the positive equilibrium point of systems (1.3) and (1.6).
5.1. Bifurcation Analysis of the Positive Equilibrium Point in System (1.3)
In
Section 3, we see that the Jacobian matrix of system (1.3) at the positive equilibrium point
is as follows:
.
The characteristic equation of the Jacobian matrix
is given by
Substituting
into Equation (5.1), we have
Take k as the bifurcation parameter of system (1.3). If k takes a critical value, , such that the corresponding eigenvalues are , where , then a bifurcation occurs. Now, we look for such that satisfies Equation (5.2).
Substituting
into (5.2), we can obtain the following equation:
Since we are interested in non-zero solutions for
r in (5.3), from the second equation of (5.3) we can derive
. After substitution into the first equation of (5.3), one has
implies . Let . Then, . After a lengthy and tedious calculation, we can classify the following three cases for further discussion:
Case 1: . Then, we have . Due to , we can obtain .
Case 2: . Then, . Noticing , we can obtain .
Case 3: . Then, we have and . Calculate to obtain Then, we can derive that has two values: .
In any case, the critical value always exists. Next, we prove that system (1.3) satisfies the conditions of Theorem 4 at the positive equilibrium point .
From the existence of
, we see that
; hence, the first condition in Theorem 4 holds true. The Jacobian matrix of system (1.3) has only two eigenvalues; thus, we do not need to consider the second condition in Theorem 4. Next, we focus on proving that system (1.3) satisfies the third condition of Theorem 4. Take the derivative of Equation (5.2) with respect to
k to obtain
It suffices for us to verify
. Substituting
and
into the right-hand side of (5.6) obtains
where
Denote
, then
. By differentiating
with respect to
k, we get
where
.
We can easily deduce that when exists, holds true.
Next, we prove the conditions under which holds true.
This is true by adding the assumption . So, summarizing the above analysis, one has the following results.
Theorem 14. Suppose that all parameters in system (1.3) are positive. Let be defined as above. If , , , , then system (1.3) undergoes a fractional Hopf bifurcation at the positive equilibrium point .
5.2. Bifurcation Analysis of the Positive Equilibrium Point in System (1.6)
In this subsection, we study the bifurcation problems of system (1.6) at the positive equilibrium point by using the center manifold theorem and local bifurcation theory.
5.2.1. Neimark–Sacker Bifurcation at the Fixed Point
From Case 1 in the proof of Theorem 13 for the stability of the positive equilibrium point
, we see that the dimension numbers for the stable manifold and unstable manifold of system (1.6) at the positive equilibrium point
change when
varies in the vicinity of
(correspondingly,
varies in the vicinity of
) for
and
, where
Thus, a bifurcation, to be shown to be Neimark–Sacker, may occur. Let
To analyze the Neimark–Sacker bifurcation, we perform the following.
Let
,
, which transforms the fixed point
to the origin
. Assume that
is a small perturbation of
with
. After shifting and perturbation, system (1.6) takes the following form:
Using the Taylor series expansion of system (5.13) at
to the third order results in the following system:
where
,
The characteristic equation of the linearized equation of system (5.14) is
where
,
,
. Noting that
and
, the two roots of the characteristic equation are
It is obvious that for . Thus, the transversal and nondegenerate conditions hold for a Neimark–Sacker bifurcation to occur.
In order to derive the normal form of system (5.14), let
where
,
. Then, we have
Change the variables to
then, system (5.14) changes to the following form:
where
To determine the stability and direction of the bifurcated closed orbit of system (1.4), the following discriminating quantity
L should be calculated and not to be zero, where
We now come to the following conclusion as a result of the analysis derived above.
Theorem 15. Suppose that the positive equilibrium point of system (1.6) exists. Let the parameters and and be defined as in (5.12). If the parameter ρ varies in a vicinity of (correspondingly, Δ varies around ) and , then system (1.6) undergoes a Neimark–Sacker bifurcation at the equilibrium point . Moreover, if , a stable (an unstable) smooth closed invariant curve can be bifurcated out and the bifurcation is supercritical (subcritical).
5.2.2. Period-Doubling Bifurcation at the Fixed Point
From Case 3 in the proof of Theorem 13 for the stability of the positive equilibrium point
, one can see that the dimension numbers for the stable manifold and unstable manifold of system (1.6) at the equilibrium point
change when
varies in the vicinity of
(correspondingly,
varies in the vicinity of
) for
, where
Hence, a bifurcation may occur. Noting that
and
for
, we show that this bifurcation is a period-doubling one. Let
To analyze the period-doubling bifurcation of system (1.6) at the fixed point , it suffices for us to consider . The proof for the case is completely similar and will be omitted here. Now, proceed in the following way.
Let
,
, which transforms the fixed point
to the origin
. Consider
as a small perturbation of
, i.e.,
with
. After the perturbation, system (1.6) takes the following form:
Set
, then (5.17) can be seen as
Taylor expanding system (5.18) at
results in
where
,
Take
which is invertible. Now, using the transformation
system (5.19) becomes
System (5.20) has a center manifold
at
in the neighborhood of
, which can be deduced using the center manifold theorem and is essentially expressed as follows:
where
So, system (5.20) restrained on the center manifold
has the following form:
where
In order for the period-doubling bifurcation to occur, the two determinating quantities
and
must both be nonzero, where
Finally, the outcome of the analysis above is as follows.
Theorem 16. Suppose that the positive equilibrium point of system (1.6) exists. Let the parameters and and be defined as in (5.16). If the parameter ρ varies in a neighbourhood of (correspondingly, Δ varies around ) and , then system (1.6) undergoes a period-doubling bifurcation at the equilibrium point . Furthermore, for , the period-two orbit that bifurcates from is stable (unstable).
6. Numerical Simulation
In this section, we perform numerical simulations of the dynamical behavior of systems (1.3) and (1.6) using Matlab, aiming to provide readers with a more intuitive understanding to the dynamics of systems (1.3) and (1.6).
In
Figure 1, the parameter values in system (1.3) are
,
,
,
,
,
,
and
.
Figure 1a displays the trajectories of system (1.3) starting from different points. Although it can be observed that system (1.3) exhibits a saddle at the origin, it is not entirely clear. To provide a more clear representation of the behavior of system (1.3) at the origin, we constructed streamline plots, depicted in
Figure 1b. From
Figure 1b, it is evident that system (1.3) possesses a saddle at the origin.
In
Figure 2a,b, the parameter values of system (1.3) are
,
,
,
,
,
,
and
, which satisfy
.
Figure 2a shows that the behavior of system (1.3), regardless of whether it starts from the point
,
or
, will eventually converge to the point (10, 0).
Figure 2b demonstrates how the populations of prey and predator change over time when starting from the point
. We can observe that as time increases, the population of prey tends to 10, while the predator becomes extinct. In
Figure 2c, the parameter values of system (1.3) are
,
,
,
,
,
,
and
, which satisfy
. We can clearly see that system (1.3) exhibits a saddle at the boundary equilibrium point
.
For the positive equilibrium point of system (1.3), we are interested in its bifurcation behavior. In
Figure 3, the parameter values of system (1.3) are
,
,
,
,
,
and
.
Figure 3a,b shows that the positive equilibrium point
is stable and unstable when
and
, respectively. Furthermore, we can see from
Figure 3b that when
k crosses the critical value, a stable limit cycle emerges, indicating the occurrence of a supercritical Hopf bifurcation in system (1.3).
With values of
and
,
Figure 4 is the bifurcation diagram of system (1.6) starting from the point
, and we can clearly observe that system (1.6) undergoes a period-doubling bifurcation at the critical value. With values of
,
Figure 5 is the bifurcation diagram of system (1.6) starting from the point
, and it is clear that system (1.6) undergoes a Neimark–Sacker bifurcation at the critical value.
Figure 6 depicts the phase diagram of system (1.6) starting from the point
with parameters
. We can observe that as
increases, the equilibrium point gradually transitions from a stable focus to an unstable focus, and a stable limit cycle emerges.
7. Conclusions
In this paper, we propose a fractional-order predator–prey model with a Holling type IV functional response and anti-predator behavior. According to the discrete and continuous versions, from two different perspectives we analyzed their dynamical behavior in detail, including the feasibility, existence and stability of equilibrium points and the possibility of local bifurcations. Our main aim is to provide readers with a better understanding of the dynamics of the system. As there is currently a lack of effective ways and methods to study the dynamics of fractional-order differential systems, in this paper, we propose an effective way to consider this problem from different angles—both continuous and discrete. This is the novelty of this paper. Indeed, we find that there exist some differences in the dynamics of the system between the continuous version and the discrete version. Numerical simulations also illustrate corresponding theoretical results. By analyzing the dynamical behavior of systems (1.3) and (1.6), respectively, we can deduce the following conclusions:
(1) By analyzing the stability of the equilibrium point and conducting numerical simulations, we can determine that the equilibrium point is a saddle point. This implies that under any conditions existing in nature, the simultaneous extinction of predator and prey does not occur.
(2) Through the study of the dynamical behavior of the boundary equilibrium point and numerical simulations, we have found that when d is large, it leads to the extinction of predator. In this case, the prey population tends towards a stable density. On the other hand, when d is small, the extinction of the predator does not occur, and the prey population tends to a stable state. This indicates that when a detrimental condition for the survival of predator and prey arises in nature, the predator may tend towards extinction, while the prey population, although it may decrease, does not tend towards extinction. Instead, it stabilizes at a certain level.
(3) Based on the analysis and numerical simulations of the positive equilibrium point , we can draw the following conclusions: When the parameter k exceeds a critical value, the system exhibits a stable limit cycle. This implies that the interaction between predator and prey leads to periodic oscillations. The presence of this limit cycle indicates that the system exhibits rich dynamic behavior, and under specific conditions, the populations of predator and prey undergo periodic fluctuations. Therefore, we can achieve a steady coexistence state and eliminate the limit cycle by reducing the environmental carrying capacity to the prey.
(4) Through the bifurcation analysis used in this paper, we find that the analysis methods for bifurcation problems are applicable to other types of fractional differential systems. It is well known that the current analysis methods for bifurcation problems in fractional-order dynamic systems are not well developed. Thus, in order to better understand the dynamics of this system, we discretize the fractional-order system to study its dynamics from a different angle. A richer set of dynamical properties is obtained, indicating that investigations after discretizing this system are indeed more valuable and helpful to understanding the properties of this system.