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Article

Digital Signal Processing (DSP)-Oriented Reduced-Complexity Algorithms for Calculating Matrix–Vector Products with Small-Order Toeplitz Matrices

Faculty of Computer Science and Information Technology, West Pomeranian University of Technology, Żołnierska 49, 71-210 Szczecin, Poland
*
Authors to whom correspondence should be addressed.
Signals 2024, 5(3), 417-437; https://doi.org/10.3390/signals5030021
Submission received: 17 April 2024 / Revised: 14 June 2024 / Accepted: 18 June 2024 / Published: 21 June 2024

Abstract

:
Toeplitz matrix–vector products are used in many digital signal processing applications. Direct methods for calculating such products require N 2 multiplications and N ( N 1 ) additions, where N denotes the order of the Toeplitz matrix. In the case of large matrices, this operation becomes especially time intensive. However, matrix–vector products with small-order Toeplitz matrices are of particular interest because small matrices often serve as kernels in modern digital signal processing algorithms. Perhaps reducing the number of arithmetic operations when calculating matrix–vector products in the case of small Toeplitz matrices gives less effect than of large ones, but this problem exists, and it needs to be solved. The traditional way to calculate such products is to use the fast Fourier transform algorithm. However, in the case of small-order matrices, it is advisable to use direct factorization of Toeplitz matrices, which leads to a reduction in arithmetic complexity. In this paper, we propose a set of reduced-complexity algorithms for calculating matrix–vector products with Toeplitz matrices of order N = 3 , 4 , 5 , 6 , 7 , 8 , 9 . The main emphasis will be on reducing multiplicative complexity since multiplication in most cases is more time-consuming than addition. This paper also provides assessments of the implementation of the developed algorithms on FPGAs.

1. Introduction

Structured matrices possess some inherent structure or pattern, which can be exploited to develop faster and more efficient algorithms for computing with them. Computing with structured matrices typically involves developing specialized algorithms that take advantage of the underlying structure of the matrix to reduce the computational complexity of matrix operations. Many fast algorithms have been developed for computing with structured matrices [1,2,3,4,5]. These algorithms can significantly reduce the computation complexity when implementing operations with such matrices. The Toeplitz matrix occupies a special place among structured matrices. This is due to the widespread use of matrix–vector transforms associated with these matrices when solving various applied problems. They appear in many areas, like in approximation theory [6], compressive sensing [7], image processing [8,9,10], filtering and estimating [11,12], signal processing [7,13,14,15], statistics [16,17], time series analysis [18], acoustic echo cancellation and active noise control [19,20,21], cryptography [22,23,24], deep neural networks [25,26,27,28,29,30,31], and many other areas [32,33,34,35,36,37,38]. As for the operations of matrix–vector multiplication with small-order Toeplitz matrices, they are, among other things, used in organizing the structures and computational processes of high-performance binary multipliers [22,39].
At present, a sufficient number of publications describe efficient methods for fast calculation of Toeplitz matrix–vector products [40,41,42]. Known fast algorithms are based on embedding such a matrix in a 2 N × 2 N circulant matrix and calculating the matrix–vector product with the resulting matrix. Therefore, Toeplitz matrix–vector multiplication can be calculated as the product of a circulant matrix by a vector. This product can be computed using fast Fourier transform (FFT) algorithms [43]. These algorithms lead to data redundancy and require O ( N l o g N ) operations [44]. However, this approach involves rather complicated housekeeping and a relatively large number of multiplications and additions. What is more, these operations are performed on complex numbers.
Alternative efficient algorithms for multiplying a Toeplitz/Hankel matrix by a vector not based on FFT were discussed in [45,46]. Both of these methods, based on the Karatsuba multiplication method [47], have a computational complexity of O ( N l o g 2 3 ) multiplications and use only real arithmetic. One way or another, well-known publications mainly describe general approaches to rationalizing the computations of Toeplitz matrix–vector products and practically do not consider examples of constructing such algorithms for specific N. At the same time, developing such algorithms for specific N is of independent interest since such algorithms can be used as building blocks, contributing to unification in designing more complex algorithms.
In this article, we propose and describe in detail new rationalized algorithms for matrix–vector multiplication for Toeplitz matrices of orders N = 3 , 4 , 5 , 6 , 7 , 8 , 9 , which minimize the multiplication complexity compared to the conventional direct method, at the cost of some increase in additions. We emphasize that the reduced-complexity algorithm for the product of a matrix and a vector with a Toeplitz matrix for N = 2 is well-known in the literature and therefore is not considered here.
The remainder of this paper is organized as follows. Section 2 explains the preliminary information about Toeplitz matrices. Section 3 describes the proposed algorithms for orders from N = 3 to N = 9 . Section 4 evaluates our algorithms in terms of computational cost. Section 5 concludes this paper.

2. Preliminary Remarks

The Toeplitz matrix is a structural one and has the same values on each diagonal:
T N = t N 1 t 1 t 0 t N t 2 t 1 t 2 N 2 t N t N 1 .
The Toeplitz matrix–vector product can be represented as follows:
Y N × 1 = T N X N × 1 ,
where X N × 1 = [ x 0 , x 1 , , x N 1 ] T , Y N × 1 = [ y 0 , y 1 , , y N 1 ] T .
A direct application of the mathematical definition of matrix–vector multiplication (2), based on the multiplication of a dense matrix by a vector, yields an algorithm that, for real values, requires N 2 multiplications and N ( N 1 ) additions. In the remainder of this article, such an algorithm will be referred to as the direct method, and the designated number of arithmetic operations will refer to the case where real values are used. In the general case of complex value calculations, the corresponding quantities correspond to complex multiplications and additions. The problem is to find a way to factorize the matrix that will lead to a reduction in computation, which has been undertaken using the relationships presented in the paper ([48]).

3. Algorithms for Toeplitz Matrix–Vector Multiplication

3.1. Algorithm for N = 3

Let it be necessary to calculate the matrix–vector product of the following form:
y 0 y 1 y 2 = t 2 t 1 t 0 t 3 t 2 t 1 t 4 t 3 t 2 x 0 x 1 x 2 .
The direct method of calculating the base matrix–vector product (3) requires 9 multiplications and 6 additions.
Proposition 1. 
To calculate the product (3), no more than 6 multiplications are required.
Proof. 
Let us introduce auxiliary matrices: the matrix P 3 × 6 ( 3 ) with the final summation operations performed to obtain the Y 3 × 1 signals and the matrix T 6 × 3 ( 3 ) with the initial summation operations to prepare the corresponding signals to be multiplied by the diagonal matrix D 6 ( 3 ) , in which the entries are the algebraic sums of entries of the Toeplitz matrix T 3 . In this paper, in matrices containing summation, such as P 3 × 6 ( 3 ) and T 6 × 3 ( 3 ) , all zeros are omitted to improve readability.
P 3 × 6 ( 3 ) = 1 1 1 1 1 1 1 1 1 ,
T 6 × 3 ( 3 ) = 1 1 1 1 1 1 1 1 1 ,
and
D 6 ( 3 ) = diag s 0 ( 3 ) , s 1 ( 3 ) , , s 5 ( 3 ) ,
s 0 ( 3 ) = t 2 , s 1 ( 3 ) = t 2 t 3 + t 4 ,
s 2 ( 3 ) = t 3 , s 3 ( 3 ) = t 1 + t 2 t 3 ,
s 4 ( 3 ) = t 1 , s 5 ( 3 ) = t 0 t 1 t 2 .
Taking into account the introduced matrix constructions, expression (2) can be written in the following form:
Y 3 × 1 = P 3 × 6 ( 3 ) D 6 3 T 6 × 3 ( 3 ) X 3 × 1 ,
where
X 3 × 1 = [ x 0 , x 1 , x 2 ] T , Y 3 × 1 = [ y 0 , y 1 , y 2 ] T .
It is easy to see that the multiplicative complexity of calculating expression (5) is 6.
The correctness of expression (5) is confirmed by the truth of the expression
T 3 = P 3 × 6 ( 3 ) D 6 3 T 6 × 3 ( 3 ) ,
where T 3 is a 3 × 3 Toeplitz matrix (1). Expression (5) defines a reduced multiplicative complexity algorithm for calculating the matrix–vector product with a third-order Toeplitz matrix. □
Remark 1. 
The proposed algorithm (5) requires only 6 multiplications and 15 additions. In a number of practical applications, the entries of the Toeplitz matrix, i.e., t 0 , t 1 , , t 4 , are constant numbers. Then, the entries of the matrix D 6 ( 3 ) (4) can be calculated in advance and stored in the calculator’s memory. For this case, the number of additions in the algorithm is reduced to 9. Thus, the proposed algorithm (5) applied to the calculation of the matrix–vector product (3) reduces 3 multiplication at the expense of 3 extra additions compared to the direct method.
Figure 1 shows the data flow diagram of the proposed algorithm (5). The initial and final additions follow from the matrices P 3 × 6 ( 3 ) and T 3 × 6 ( 3 ) . The coefficients s i are derived from the entries s i ( 3 ) of the matrix D 6 3 . For simplicity, superscripts on variables are omitted in all figures, as it is self-evident which variable is referenced in each case. This paper presents data flow diagrams in a left-to-right orientation, where straightforward lines within the illustrations represent data transfer operations. Circles in these diagrams represent multiplication operations, with the respective numerical factors inscribed inside. Points of convergence, marked with a bold dot, indicate summation. Additionally, dashed lines indicate data transfer operations with a simultaneous sign change. To maintain visual clarity, standard lines without arrows are employed.

3.2. Algorithm for N = 4

Let it be necessary to calculate the matrix–vector product of the following form:
y 0 y 1 y 2 y 3 = t 3 t 2 t 1 t 0 t 4 t 3 t 2 t 1 t 5 t 4 t 3 t 2 t 6 t 5 t 4 t 3 x 0 x 1 x 2 x 3 .
The direct method of calculating this product requires 16 multiplications and 12 additions.
Proposition 2. 
To calculate the product (6), no more than 9 multiplications are required.
Proof. 
Let us introduce some auxiliary matrices, pre- and postaddition matrices:
P 4 × 6 ( 4 ) = 1 1 1 1 1 1 1 1 ,
P 6 × 9 ( 4 ) = I 3 P 2 × 3 ( 4 ) , P 2 × 3 ( 4 ) = 1 1 1 1 ,
T 9 × 6 ( 4 ) = I 3 T 3 × 2 ( 4 ) , T 3 × 2 ( 4 ) = 1 1 1 1 ,
T 6 × 4 ( 4 ) = 1 1 1 1 1 1 1 1 ,
and a diagonal matrix of multiplication factors D 9 ( 4 ) , in which the entries are the algebraic sums of entries of the Toeplitz matrix T 4 :
D 9 ( 4 ) = diag s 0 ( 4 ) , s 1 ( 4 ) , s 8 ( 4 ) ,
s 0 ( 4 ) = w 0 ( 4 ) + w 1 ( 4 ) , s 1 ( 4 ) = w 0 ( 4 ) ,
s 2 ( 4 ) = t 0 t 2 + w 0 ( 4 ) , s 3 ( 4 ) = t 2 t 3 , s 4 ( 4 ) = t 3 ,
s 5 ( 4 ) = t 4 t 3 , s 6 ( 4 ) = t 4 + t 6 + w 2 ( 4 ) , s 7 ( 4 ) = w 2 ( 4 ) ,
s 8 ( 4 ) = w 1 ( 4 ) + w 2 ( 4 ) ,
where
w 0 ( 4 ) = t 1 + t 3 , w 1 ( 4 ) = t 2 t 4 , w 2 ( 4 ) = t 3 t 5 ,
and the sign ⊗″ denotes the Kronecker product [49].
Considering the matrices that have been introduced, expression (6) can be represented as follows:
Y 4 × 1 = P 4 × 6 ( 4 ) P 6 × 9 ( 4 ) D 9 4 T 9 × 6 ( 4 ) T 6 × 4 ( 4 ) X 4 × 1 ,
where
X 4 × 1 = [ x 0 , x 1 , x 2 , x 3 ] T , Y 4 × 1 = [ y 0 , y 1 , y 2 , y 3 ] T .
It is easy to see that the multiplicative complexity of expression (8) is 9.
The correctness of expression (8) is confirmed by the truth of the following expression:
T 4 = P 4 × 6 ( 4 ) P 6 × 9 ( 4 ) D 9 4 T 9 × 6 ( 4 ) T 6 × 4 ( 4 ) ,
where T 4 is a 4 × 4 Toeplitz matrix (1). Expression (8) defines a reduced multiplicative complexity algorithm for calculating the matrix–vector product with a fourth-order Toeplitz matrix. □
Remark 2. 
The proposed algorithm requires only 9 multiplications and 26 additions. This gives, relative to the direct method, a reduction of 7 multiplications at the cost of an additional 14 additions. Suppose the entries of the matrix D 9 ( 4 ) (7) are constant values that can be precomputed and stored in the memory of a calculator. In that case, the implementation of the algorithm can be accomplished with only 15 additions, significantly reducing the computational requirements. Finally, we obtain a reduction in multiplications by 7 at the cost of 3 extra additions.
Figure 2 shows a data flow diagram of the proposed algorithm.

3.3. Algorithm for N = 5

Let it be necessary to calculate the matrix–vector product of the following form:
y 0 y 1 y 2 y 3 y 4 = t 4 t 3 t 2 t 1 t 0 t 5 t 4 t 3 t 2 t 1 t 6 t 5 t 4 t 3 t 2 t 7 t 6 t 5 t 4 t 3 t 8 t 7 t 6 t 5 t 4 x 0 x 1 x 2 x 3 x 4 .
The direct method of calculating this product requires 25 multiplications and 20 additions.
Proposition 3. 
To calculate the product (9), no more than 14 multiplications are required.
Proof. 
Let us introduce some auxiliary matrices, pre- and postaddition matrices:
P 11 × 14 ( 5 ) = I 4 I 3 P 2 × 3 ( 4 ) 1 ,
T 14 × 11 ( 5 ) = I 4 I 3 T 3 × 2 ( 4 ) 1 ,
T 11 × 5 ( 5 ) = 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 ,
and a diagonal matrix of multiplication factors:
D 14 ( 5 ) = diag s 0 ( 5 ) , s 1 ( 5 ) , , s 13 ( 5 ) ,
s 0 ( 5 ) = t 4 t 7 + t 8 + w 3 ( 5 ) , s 1 ( 5 ) = t 4 , s 2 ( 5 ) = t 6 ,
s 3 ( 5 ) = t 7 , s 4 ( 5 ) = w 0 ( 5 ) , s 5 ( 5 ) = t 3 , s 6 ( 5 ) = w 2 ( 5 ) ,
s 7 ( 5 ) = t 6 t 5 t 4 + t 3 t 7 , s 8 ( 5 ) = t 5 t 3 ,
s 9 ( 5 ) = t 4 w 2 ( 5 ) + w 3 ( 5 ) , s 10 ( 5 ) = t 2 t 5 + w 1 ( 5 ) ,
s 11 ( 5 ) = t 1 t 3 , s 12 ( 5 ) = t 0 t 2 + w 1 ( 5 ) , s 13 ( 5 ) = t 5 ,
where
w 0 ( 5 ) = t 3 + t 4 , w 1 ( 5 ) = t 1 w 0 ( 5 ) , w 2 ( 5 ) = t 2 t 3 ,
w 3 ( 5 ) = t 5 t 6 ,
and the sign ⊕″ denotes the direct sum of matrices [50].
Considering the matrix constructions introduced earlier, expression (9) can be reformulated as follows:
Y 5 × 1 = P 5 × 11 ( 5 ) P 11 × 14 ( 5 ) D 14 ( 5 ) T 14 × 11 ( 5 ) T 11 × 5 ( 5 ) X 5 × 1 ,
where
X 5 × 1 = [ x 0 , x 1 , x 2 , x 3 , x 4 ] T , Y 5 × 1 = [ y 0 , y 2 , y 3 , y 3 , y 4 ] T .
It is easy to see that the multiplicative complexity of computing expression (11) is 14.
The correctness of expression (11) is confirmed by the truth of the following expression:
T 5 = P 5 × 11 ( 5 ) P 11 × 14 ( 5 ) D 14 ( 5 ) T 14 × 11 ( 5 ) T 11 × 5 ( 5 ) ,
where T 5 is a 5 × 5 Toeplitz matrix. Expression (11) defines a reduced multiplicative complexity algorithm for calculating the matrix–vector product with a fifth-order Toeplitz matrix. □
Remark 3. 
The proposed algorithm requires only 14 multiplications and 45 additions. This gives, relative to the direct method, a reduction of 11 multiplications at the cost of an additional 25 additions. When the entries of the matrix D 14 ( 5 ) (10) are constant numbers that can be precalculated and stored in the calculator’s memory, the implementation of the algorithm (11) requires only 27 additions, effectively reducing the computational complexity. Finally, we obtain a reduction in multiplications by 11 at the cost of 7 extra additions.
Figure 3 shows a data flow diagram of the proposed algorithm.

3.4. Algorithm for N = 6

Let it be necessary to calculate the matrix–vector product of the following form:
y 0 y 1 y 2 y 3 y 4 y 5 = t 5 t 4 t 3 t 2 t 1 t 0 t 6 t 5 t 4 t 3 t 2 t 1 t 7 t 6 t 5 t 4 t 3 t 2 t 8 t 7 t 6 t 5 t 4 t 3 t 9 t 8 t 7 t 6 t 5 t 4 t 10 t 9 t 8 t 7 t 6 t 5 x 0 x 1 x 2 x 3 x 4 x 5 .
The direct method of calculating this product requires 36 multiplications and 30 additions.
Proposition 4. 
To calculate the product (12), no more than 18 multiplications are required.
Proof. 
Let us introduce auxiliary matrices:
P 6 × 9 ( 6 ) = 0 3 I 3 I 3 I 3 I 3 0 3 , P 9 × 18 ( 6 ) = I 3 P 3 × 6 ( 3 ) ,
and
T 18 × 9 ( 6 ) = I 3 T 6 × 3 ( 3 ) ,
T 9 × 6 ( 6 ) 1 1 1 1 1 1 1 1 1 1 1 1 ,
D 18 ( 6 ) = diag s 0 ( 6 ) , s 1 ( 6 ) , , s 17 ( 6 ) ,
s 0 ( 6 ) = w 0 ( 6 ) , s 1 ( 6 ) = t 10 w 0 ( 6 ) + w 2 ( 6 ) ,
s 2 ( 6 ) = t 6 + t 9 , s 3 ( 6 ) = t 4 + w 0 ( 6 ) + w 2 ( 6 ) ,
s 4 ( 6 ) = t 4 + t 7 , s 5 ( 6 ) = t 8 + w 3 ( 6 ) w 4 ( 6 ) , s 6 ( 6 ) = t 5 ,
s 7 ( 6 ) = w 3 ( 6 ) , s 8 ( 6 ) = t 6 , s 9 ( 6 ) = t 4 + t 5 t 6 ,
s 10 ( 6 ) = t 4 , s 11 ( 6 ) = w 5 ( 6 ) , s 12 ( 6 ) = w 6 ( 6 ) ,
s 13 ( 6 ) = t 2 w 4 ( 6 ) + w 3 ( 6 ) , s 14 ( 6 ) = t 3 t 6 ,
s 15 ( 6 ) = t 1 + t 6 w 4 ( 6 ) + w 6 ( 6 ) , s 16 ( 6 ) = t 1 t 4 ,
s 17 ( 6 ) = t 0 t 1 t 2 + w 5 ( 6 ) ,
where
w 0 ( 6 ) = t 5 + t 8 , w 1 ( 6 ) = t 6 t 7 ,
w 2 ( 6 ) = t 9 + w 1 ( 6 ) , w 3 ( 6 ) = t 5 + w 1 ( 6 ) , w 4 ( 6 ) = t 3 t 4 ,
w 5 ( 6 ) = t 5 + w 4 ( 6 ) , w 6 ( 6 ) = t 2 t 5 .
Taking into account the introduced matrix constructions, expression (12) can be written in the following form:
Y 6 × 1 = P 6 × 9 ( 6 ) P 9 × 18 ( 6 ) D 18 ( 6 ) T 18 × 9 ( 6 ) T 9 × 6 ( 6 ) X 6 × 1 ,
where
X 6 × 1 = [ x 0 , x 1 , x 2 , x 3 , x 4 , x 5 ] T , Y 6 × 1 = [ y 0 , y 2 , y 3 , y 3 , y 4 , y 5 ] T .
It is easy to see that the multiplicative complexity of calculating expression (14) is 18.
The correctness of expression (14) can be checked by a simple substitution:
T 6 = P 6 × 9 ( 6 ) P 9 × 18 ( 6 ) D 18 ( 6 ) T 18 × 9 ( 6 ) T 9 × 6 ( 6 ) ,
where T 6 is a 6 × 6 Toeplitz matrix. Expression (14) defines a reduced multiplicative complexity algorithm for calculating the matrix–vector product with a sixth-order Toeplitz matrix. □
Remark 4. 
The proposed algorithm (14) requires only 18 multiplications and 75 additions. Suppose the entries of the matrix D 18 ( 6 ) (13) are constant values that can be precomputed and stored in the memory of a calculator. In that case, the implementation of the algorithm can be accomplished with only 33 additions, significantly reducing the computational requirements. Thus, the proposed algorithm (14) applied to the calculation of the matrix–vector product (12) reduces 18 multiplications at the expense of 3 extra additions compared to the direct method.
Figure 4 shows a data flow diagram of the proposed algorithm.

3.5. Algorithm for N = 7

Let it be necessary to calculate the matrix–vector product of the following form:
y 0 y 1 y 2 y 3 y 4 y 5 y 6 = t 6 t 5 t 4 t 3 t 2 t 1 t 0 t 7 t 6 t 5 t 4 t 3 t 2 t 1 t 8 t 7 t 6 t 5 t 4 t 3 t 2 t 9 t 8 t 7 t 6 t 5 t 4 t 3 t 10 t 9 t 8 t 7 t 6 t 5 t 4 t 11 t 10 t 9 t 8 t 7 t 6 t 5 t 12 t 11 t 10 t 9 t 8 t 7 t 6 x 0 x 1 x 2 x 3 x 4 x 5 x 6 .
The direct method of calculating this product requires 49 multiplications and 42 additions.
Proposition 5. 
To calculate the product (15), no more than 25 multiplications are required.
Proof. 
Let us introduce auxiliary matrices:
P 16 × 25 ( 7 ) = I 4 P 3 × 6 ( 3 ) I 2 P 3 × 6 ( 3 ) 1 P 3 × 6 ( 3 ) ,
P 7 × 16 ( 7 ) = 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 ,
T 16 × 7 ( 7 ) = 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 ,
T 25 × 16 ( 7 ) = I 4 T 6 × 3 ( 3 ) I 2 T 6 × 3 ( 3 ) 1 T 6 × 3 ( 3 ) ,
and
D 25 ( 7 ) = diag s 0 ( 7 ) , s 1 ( 7 ) , , s 24 ( 7 ) ,
s 0 ( 7 ) = t 6 t 10 + t 12 + w 0 ( 7 ) , s 1 ( 7 ) = t 6 , s 2 ( 7 ) = t 7 ,
s 3 ( 7 ) = t 11 , s 4 ( 7 ) = t 5 , s 5 ( 7 ) = w 1 ( 7 ) + t 7 ,
s 6 ( 7 ) = t 6 , s 7 ( 7 ) = t 4 + t 5 t 6 , s 8 ( 7 ) = t 4 ,
s 9 ( 7 ) = t 5 w 2 ( 7 ) , s 10 ( 7 ) = t 10 , s 11 ( 7 ) = t 9 ,
s 12 ( 7 ) = t 5 + t 8 , s 13 ( 7 ) = t 10 + w 0 ( 7 ) + w 1 ( 7 ) ,
s 14 ( 7 ) = t 6 + t 9 , s 15 ( 7 ) = t 7 + t 8 t 9 t 10 s 7 ( 7 ) ,
s 16 ( 7 ) = t 4 + t 7 , s 17 ( 7 ) = t 9 + w 3 ( 7 ) , s 18 ( 7 ) = t 8 ,
s 19 ( 7 ) = t 2 t 5 , s 20 ( 7 ) = t 2 + w 3 ( 7 ) , s 21 ( 7 ) = t 3 t 6 ,
s 22 ( 7 ) = t 1 + t 2 t 3 t 7 s 7 ( 7 ) , s 23 ( 7 ) = t 1 t 4 ,
s 24 ( 7 ) = t 0 t 1 t 2 t 6 s 9 ( 7 ) ,
where
w 0 ( 7 ) = t 7 t 8 t 9 t 11 , w 1 ( 7 ) = t 5 + t 6 ,
w 2 ( 7 ) = t 3 + t 4 , w 3 ( 7 ) = t 8 s 5 ( 7 ) + w 2 ( 7 ) .
Taking into account the introduced matrix constructions, expression (3) can be written in the following form:
Y 7 × 1 = P 7 × 16 ( 7 ) P 16 × 25 ( 7 ) D 25 ( 7 ) T 25 × 16 ( 7 ) T 16 × 7 ( 7 ) X 7 × 1
where
X 7 × 1 = [ x 0 , x 1 , x 2 , x 3 , x 4 , x 5 , x 6 ] T , Y 7 × 1 = [ y 0 , y 2 , y 3 , y 3 , y 4 , y 5 , y 6 ] T .
It is easy to see that the multiplicative complexity of calculating expression (17) is 25.
The correctness of expression (17) can be checked by a simple substitution:
T 7 = P 7 × 16 ( 7 ) P 16 × 25 ( 7 ) D 25 ( 7 ) T 25 × 16 ( 7 ) T 16 × 7 ( 7 ) ,
where T 7 is a 7 × 7 Toeplitz matrix. Expression (17) defines a reduced multiplicative complexity algorithm for calculating the matrix–vector product with a seventh-order Toeplitz matrix. □
Remark 5. 
The proposed algorithm (17) requires only 25 multiplications and 87 additions. When the entries of the matrix D 25 ( 7 ) (16) are constant numbers that can be precalculated and stored in the calculator’s memory, the implementation of the algorithm (17) requires only 51 additions, effectively reducing the computational complexity. Finally, we obtain a reduction in multiplications by 24 at the cost of 9 extra additions.
Figure 5 shows a data flow diagram of the proposed algorithm.

3.6. Algorithm for N = 8

Let it be necessary to calculate the matrix–vector product of the following form:
y 0 y 1 y 2 y 3 y 4 y 5 y 6 y 7 = t 7 t 6 t 5 t 4 t 3 t 2 t 1 t 0 t 8 t 7 t 6 t 5 t 4 t 3 t 2 t 1 t 9 t 8 t 7 t 6 t 5 t 4 t 3 t 2 t 10 t 9 t 8 t 7 t 6 t 5 t 4 t 3 t 11 t 10 t 9 t 8 t 7 t 6 t 5 t 4 t 12 t 11 t 10 t 9 t 8 t 7 t 6 t 5 t 13 t 12 t 11 t 10 t 9 t 8 t 7 t 6 t 14 t 13 t 12 t 11 t 10 t 9 t 8 t 7 x 0 x 1 x 2 x 3 x 4 x 5 x 6 x 7 .
The direct method of calculating this product requires 64 multiplications and 56 additions.
Proposition 6. 
To calculate the product (18), no more than 27 multiplications are required.
Proof. 
Let us introduce auxiliary matrices:
P 8 × 12 ( 8 ) = P 2 × 3 ( 4 ) I 4 , P 12 × 18 ( 8 ) = I 3 P 4 × 6 ( 8 ) ,
P 4 × 6 ( 8 ) = P 2 × 3 ( 4 ) I 2 , P 18 × 27 ( 8 ) = I 9 P 2 × 3 ( 4 ) ,
and
T 27 × 18 ( 8 ) = I 9 T 3 × 2 ( 4 ) , T 18 × 12 ( 8 ) = I 3 T 6 × 4 ( 8 ) ,
T 6 × 4 ( 8 ) = T 3 × 2 ( 4 ) I 2 ,
T 12 × 8 ( 8 ) = 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 ,
D 27 ( 8 ) = diag s 0 ( 8 ) , s 1 ( 8 ) , , s 26 ( 8 ) ,
s 0 ( 8 ) = t 0 + w 0 ( 8 ) w 1 ( 8 ) , s 1 ( 8 ) = t 1 t 3 s 10 ( 8 ) ,
s 2 ( 8 ) = t 8 + w 0 ( 8 ) + w 1 ( 8 ) , s 3 ( 8 ) = w 1 ( 8 ) s 4 ( 8 ) ,
s 4 ( 8 ) = t 3 t 7 , s 5 ( 8 ) = s 4 ( 8 ) + w 2 ( 8 ) ,
s 6 ( 8 ) = t 2 + s 4 ( 8 ) + w 2 ( 8 ) + w 4 ( 8 ) , s 7 ( 8 ) = s 4 ( 8 ) w 3 ( 8 ) ,
s 8 ( 8 ) = t 10 s 5 ( 8 ) + w 4 ( 8 ) , s 9 ( 8 ) = t 4 t 5 s 12 ( 8 ) ,
s 10 ( 8 ) = t 5 t 7 , s 11 ( 8 ) = t 6 t 8 s 10 ( 8 ) ,
s 12 ( 8 ) = t 6 t 7 , s 13 ( 8 ) = t 7 , s 14 ( 8 ) = t 8 t 7 ,
s 15 ( 8 ) = s 12 ( 8 ) + w 5 ( 8 ) , s 16 ( 8 ) = t 9 t 7 ,
s 17 ( 8 ) = t 7 t 8 + w 6 ( 8 ) , s 18 ( 8 ) = t 4 + t 6 t 10 + w 5 ( 8 ) + w 7 ( 8 ) ,
s 19 ( 8 ) = t 9 w 7 ( 8 ) , s 20 ( 8 ) = s 11 ( 8 ) + w 6 ( 8 ) + w 8 ( 8 ) ,
s 21 ( 8 ) = t 10 t 11 s 12 ( 8 ) , s 22 ( 8 ) = t 11 t 7 ,
s 23 ( 8 ) = s 14 ( 8 ) w 8 ( 8 ) , s 24 ( 8 ) = t 12 t 13 s 21 ( 8 ) w 5 ( 8 ) ,
s 25 ( 8 ) = t 11 + t 13 s 16 ( 8 ) ,
s 26 ( 8 ) = t 13 + t 14 + s 14 ( 8 ) w 6 ( 8 ) + w 8 ( 8 ) ,
where
w 0 ( 8 ) = t 1 + t 3 t 4 + s 10 ( 8 ) , w 1 ( 8 ) = t 2 t 6 ,
w 2 ( 8 ) = t 4 t 8 , w 3 ( 8 ) = t 5 + t 9 , w 4 ( 8 ) = t 6 + w 3 ( 8 ) ,
w 5 ( 8 ) = t 8 t 9 , w 6 ( 8 ) = t 9 + t 10 , w 7 ( 8 ) = t 11 + s 10 ( 8 ) ,
w 8 ( 8 ) = t 11 t 12 .
Taking into account the introduced matrix constructions, expression (18) can be written in the following form:
Y 8 × 1 = P 8 × 12 ( 8 ) P 12 × 18 ( 8 ) P 18 × 27 ( 8 ) D 27 ( 8 ) T 27 × 18 ( 8 ) T 18 × 12 ( 8 ) T 12 × 8 ( 8 ) X 8 × 1 ,
where
X 8 × 1 = [ x 0 , x 1 , x 2 , x 3 , x 4 , x 5 , x 6 , x 7 ] T , Y 8 × 1 = [ y 0 , y 2 , y 3 , y 3 , y 4 , y 5 , y 6 , y 7 ] T .
It is easy to see that the multiplicative complexity of calculating expression (20) is 27.
The correctness of expression (20) can be checked by a simple substitution:
T 8 = P 8 × 12 ( 8 ) P 12 × 18 ( 8 ) P 18 × 27 ( 8 ) D 27 ( 8 ) T 27 × 18 ( 8 ) T 18 × 12 ( 8 ) T 12 × 8 ( 8 ) ,
where T 8 is an 8 × 8 Toeplitz matrix. Expression (20) defines a reduced multiplicative complexity algorithm for calculating the matrix–vector product with an eighth-order Toeplitz matrix. □
Remark 6. 
The proposed algorithm (20) requires only 27 multiplications and 114 additions. Suppose the entries of the matrix D 27 ( 8 ) (19) are constant values that can be precomputed and stored in the memory of a calculator. In that case, the implementation of the algorithm can be accomplished with only 57 additions, significantly reducing the computational requirements. Finally, we obtain a reduction in multiplications by 37 at the cost of one extra addition compared to the direct method.
Figure 6 shows a data flow diagram of the proposed algorithm.

3.7. Algorithm for N = 9

Let it be necessary to calculate the matrix–vector product of the following form:
y 0 y 1 y 2 y 3 y 4 y 5 y 6 y 7 y 8 = t 8 t 7 t 6 t 5 t 4 t 3 t 2 t 1 t 0 t 9 t 8 t 7 t 6 t 5 t 4 t 3 t 2 t 1 t 10 t 9 t 8 t 7 t 6 t 5 t 4 t 3 t 2 t 11 t 10 t 9 t 8 t 7 t 6 t 5 t 4 t 3 t 12 t 11 t 10 t 9 t 8 t 7 t 6 t 5 t 4 t 13 t 12 t 11 t 10 t 9 t 8 t 7 t 6 t 5 t 14 t 13 t 12 t 11 t 10 t 9 t 8 t 7 t 6 t 15 t 14 t 13 t 12 t 11 t 10 t 9 t 8 t 7 t 16 t 15 t 14 t 14 t 12 t 11 t 11 t 9 t 8 x 0 x 1 x 2 x 3 x 4 x 5 x 6 x 7 x 8 .
The direct method of calculating this product requires 81 multiplications and 72 additions.
Proposition 7. 
To calculate the product (21), no more than 36 multiplications are required.
Proof. 
Let us introduce auxiliary matrices:
T 18 × 9 ( 9 ) = 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 ,
T 36 × 18 ( 9 ) = I 6 T 6 × 3 ( 3 ) , T 6 × 3 ( 3 ) = 1 1 1 1 1 1 1 1 1 ,
P 18 × 36 ( 9 ) = I 6 P 3 × 6 ( 9 ) ,
P 3 × 6 ( 9 ) = 1 1 1 1 1 1 1 1 1 ,
P 9 × 18 ( 9 ) = 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 ,
and
D 36 ( 9 ) = diag s 0 ( 9 ) , s 1 ( 9 ) , , s 35 ( 9 ) ,
s 0 ( 9 ) = t 8 , s 1 ( 9 ) = t 8 w 0 ( 9 ) , s 2 ( 9 ) = t 9 ,
s 3 ( 9 ) = t 7 + t 8 t 9 , s 4 ( 9 ) = t 7 , s 5 ( 9 ) = t 8 + w 1 ( 9 ) ,
s 6 ( 9 ) = t 11 , s 7 ( 9 ) = t 11 w 2 ( 9 ) , s 8 ( 9 ) = t 12 ,
s 9 ( 9 ) = t 10 + t 11 t 12 , s 10 ( 9 ) = t 10 ,
s 11 ( 9 ) = t 11 + w 0 ( 9 ) , s 12 ( 9 ) = t 11 + t 14 t 8 ,
s 13 ( 9 ) = t 15 + t 16 s 1 ( 9 ) + w 3 ( 9 ) , s 14 ( 9 ) = t 12 + t 15 t 9 ,
s 15 ( 9 ) = t 13 + t 14 t 15 s 3 ( 9 ) s 9 ( 9 ) ,
s 16 ( 9 ) = t 10 + t 13 t 7 , s 17 ( 9 ) = w 0 ( 9 ) s 5 ( 9 ) + w 3 ( 9 ) ,
s 18 ( 9 ) = t 8 w 4 ( 9 ) , s 19 ( 9 ) = w 0 ( 9 ) + s 5 ( 9 ) + w 2 ( 9 ) + w 4 ( 9 ) ,
s 20 ( 9 ) = t 6 + t 9 t 12 , s 27 ( 9 ) = t 5 t 4 t 6 ,
s 21 ( 9 ) = s 3 ( 9 ) s 9 ( 9 ) s 27 ( 9 ) , s 22 ( 9 ) = t 4 + t 7 t 10 ,
s 23 ( 9 ) = w 0 ( 9 ) + s 5 ( 9 ) + w 4 ( 9 ) w 5 ( 9 ) , s 24 ( 9 ) = t 5 ,
s 25 ( 9 ) = t 5 t 6 + t 7 , s 26 ( 9 ) = t 6 , s 28 ( 9 ) = t 4 ,
s 29 ( 9 ) = t 5 + w 5 ( 9 ) , s 30 ( 9 ) = t 8 w 6 ( 9 ) ,
s 31 ( 9 ) = s 1 ( 9 ) + w 1 ( 9 ) w 5 ( 9 ) + w 6 ( 9 ) , s 32 ( 9 ) = t 3 t 6 t 9 ,
s 33 ( 9 ) = t 2 s 3 ( 9 ) s 27 ( 9 ) + w 7 ( 9 ) , s 34 ( 9 ) = t 1 t 4 t 7 ,
s 35 ( 9 ) = t 0 + t 4 s 5 ( 9 ) + w 6 ( 9 ) + w 7 ( 9 ) ,
where
w 0 ( 9 ) = t 9 t 10 , w 1 ( 9 ) = t 6 t 7 , w 2 ( 9 ) = t 12 t 13 ,
w 3 ( 9 ) = t 14 s 7 ( 9 ) , w 4 ( 9 ) = t 5 + t 11 , w 5 ( 9 ) = t 3 t 4 ,
w 6 ( 9 ) = t 2 + t 5 , w 7 ( 9 ) = t 1 t 3 .
Taking into account the introduced matrix constructions, expression (21) can be written in the following form:
Y 9 × 1 = P 9 × 18 ( 9 ) P 18 × 36 ( 9 ) D 36 ( 9 ) T 36 × 18 ( 9 ) T 18 × 9 ( 9 ) X 9 × 1 ,
where
X 9 × 1 = [ x 0 , x 1 , x 2 , x 3 , x 4 , x 5 , x 6 , x 7 , x 8 ] T , Y 9 × 1 = [ y 0 , y 2 , y 3 , y 3 , y 4 , y 5 , y 6 , y 7 , y 8 ] T .
It is easy to see that the multiplicative complexity of calculating expression (23) is 36.
The correctness of expression (23) can be checked by a simple substitution:
T 9 = P 9 × 18 ( 9 ) P 18 × 36 ( 9 ) D 36 ( 9 ) T 36 × 18 ( 9 ) T 18 × 9 ( 9 ) ,
where T 9 is a Toeplitz matrix (1) of the 9th order. Expression (5) defines a reduced multiplicative complexity algorithm for calculating the matrix–vector product with a ninth-order Toeplitz matrix. □
Remark 7. 
The proposed algorithm (5) requires only 36 multiplications and 144 additions. In a number of practical applications, the entries of the Toeplitz matrix are constant numbers. Then the entries of the matrix D 36 ( 9 ) (22), i.e., t 0 , t 1 , , t 16 , can be calculated in advance and stored in the calculator’s memory. For this case, the number of additions in the algorithm is reduced to 81. Thus, the proposed algorithm (23) applied to the calculation of the matrix–vector product (21) reduces 45 multiplications at the expense of 9 extra additions, compared to the direct method.
Figure 7 shows a data flow diagram of the proposed algorithm.

4. Computational Cost Analysis

Compared to the direct method, the proposed algorithms achieve a notable reduction in the number of multiplications at the expense of an increase in elementary additions. Table 1 summarizes this reduction. As multiplication operations typically require more resources than additions, the proposed method offers resource savings in application-specific integrated circuits (ASICs) and enables the use of more straightforward and cheaper field-programmable gate arrays (FPGAs).
The number of additions is reduced when constant coefficient values are present in the Toeplitz matrix. In such a situation, it becomes possible to precalculate the multipliers appearing in matrices D 6 ( 3 ) (4), D 9 ( 4 ) (7), D 14 ( 5 ) (10), D 18 ( 6 ) (13), D 25 ( 7 ) (16), D 27 ( 8 ) ( ) , or D 36 ( 9 ) (22). As a result, there is a notable reduction in the number of additions, as included in Table 2.
The proposed algorithm was exemplified in FPGAs on Xilinx’s Spartan 3, the most straightforward possible device of the Spartan series, containing the number of inputs and outputs required by the algorithm. The 8-bit x i inputs, 16-bit y i outputs, and fixed 8-bit coefficients in the Toeplitz matrix were assumed. Table 3 shows the number of slices and Table 4 the four-input LUTs used in the Spartan 3 FPGA implementation. Both algorithms took full advantage of the available multipliers MULT 18 × 18 on each FPGA chip, as shown in Table 3. A significant reduction in the logic blocks used was achieved in the example applications shown.

5. Conclusions

In this paper, we proposed the algorithms for calculating matrix–vector products with Toeplitz matrices with order N equal to 3, 4, 5, 6, 7, 8, and 9. The algorithms we proposed aim to decrease the number of multiplications, albeit at the cost of additional additions compared to the direct algorithm. This trade-off is advantageous due to the additions’ relatively lower resource requirements compared with multiplications.
Further reduction can be achieved when the entries in the Toeplitz matrix are constants. In such instances, a preprocessing step allows certain additions to be performed outside the algorithm. This approach effectively reduces the number of additions required during the algorithm’s execution. Consequently, the overall count of arithmetic operations is lower than the conventional direct method.

Author Contributions

Conceptualization, A.C.; methodology, A.C., J.P.P., and P.S.; formal analysis, A.C., J.P.P., P.S. and M.M.; writing—original draft preparation, J.P.P.; writing—review and editing, A.C. and J.P.P.; visualization, A.C., J.P.P., P.S. and M.M.; supervision, A.C. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Data Availability Statement

Dataset available on request from the authors.

Acknowledgments

We would like to thank the esteemed reviewers for their efforts and assistance in improving the quality of our manuscript.

Conflicts of Interest

The authors declare no conflicts of interest.

Abbreviations

The following abbreviations are used in this manuscript:
FFTfast Fourier transform

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Figure 1. Data flow diagram of the algorithm (5) for N = 3 .
Figure 1. Data flow diagram of the algorithm (5) for N = 3 .
Signals 05 00021 g001
Figure 2. Data flow diagram of the algorithm (8) for N = 4 .
Figure 2. Data flow diagram of the algorithm (8) for N = 4 .
Signals 05 00021 g002
Figure 3. Data flow diagram of the algorithm (11) for N = 5 .
Figure 3. Data flow diagram of the algorithm (11) for N = 5 .
Signals 05 00021 g003
Figure 4. Data flow diagram of the algorithm (14) for N = 6 .
Figure 4. Data flow diagram of the algorithm (14) for N = 6 .
Signals 05 00021 g004
Figure 5. Data flow diagram of the algorithm (17) for N = 7 .
Figure 5. Data flow diagram of the algorithm (17) for N = 7 .
Signals 05 00021 g005
Figure 6. Data flow diagram of the algorithm (20) for N = 8 .
Figure 6. Data flow diagram of the algorithm (20) for N = 8 .
Signals 05 00021 g006
Figure 7. Data flow diagram of the algorithm (23) for N = 9 .
Figure 7. Data flow diagram of the algorithm (23) for N = 9 .
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Table 1. The comparison of the number of multiplications and additions in the direct method and the proposed algorithm in the general case.
Table 1. The comparison of the number of multiplications and additions in the direct method and the proposed algorithm in the general case.
Order ofMultiplicationsAdditionsArithmetic Operations
MatrixDirectProp.Reduct.DirectProp.Incr.DirectProp.Incr.
3963615915216
4169712261428357
5251411204525455914
6361818306030667812
74925244287459111221
8642737561145812014121
9813645721447215318027
Table 2. The comparison of the number of multiplications and additions in the direct method and the proposed algorithm, assuming a constant value of the elements of the Toeplitz matrix.
Table 2. The comparison of the number of multiplications and additions in the direct method and the proposed algorithm, assuming a constant value of the elements of the Toeplitz matrix.
Order ofMultiplicationsAdditionsArithmetic Operations
MatrixDirectProp.Reduct.DirectProp.Incr.DirectProp.Reduct.
396369315150
416971215328244
52514112027745414
636181830333665115
749252442519917615
8642737565711208436
98136457281915311736
Table 3. The number of available multipliers and used slices in implementations of algorithms on Spartan 3 FPGAs.
Table 3. The number of available multipliers and used slices in implementations of algorithms on Spartan 3 FPGAs.
Order of Slices
MatrixDevicesMULT 18 × 18DirectProposedReduction
3xc3s50-4pq20841367644.1%
4xc3s50-4pq208429221028.1%
5xc3s200-4pq2081238424935.2%
6xc3s400-4fg4561654233238.7%
7xc3s400-4fg4561693463432.1%
8xc3s1000-4fg45624101155345.3%
9xc3s1000-4fg67624151989041.4%
Table 4. The number of 4-input LUTs used in implementations of algorithms on Spartan 3 FPGAs.
Table 4. The number of 4-input LUTs used in implementations of algorithms on Spartan 3 FPGAs.
Order of 4 Input LUTs
MatrixDevicesDirectProposedReduction
3xc3s50-4pq20825614045.3%
4xc3s50-4pq20854938230.4%
5xc3s200-4pq20872946735.9%
6xc3s400-4fg456103161240.6%
7xc3s400-4fg4561757117233.3%
8xc3s1000-4fg4561871104244.3%
9xc3s1000-4fg6762882165642.5%
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Papliński, J.P.; Cariow, A.; Strzelec, P.; Makowska, M. Digital Signal Processing (DSP)-Oriented Reduced-Complexity Algorithms for Calculating Matrix–Vector Products with Small-Order Toeplitz Matrices. Signals 2024, 5, 417-437. https://doi.org/10.3390/signals5030021

AMA Style

Papliński JP, Cariow A, Strzelec P, Makowska M. Digital Signal Processing (DSP)-Oriented Reduced-Complexity Algorithms for Calculating Matrix–Vector Products with Small-Order Toeplitz Matrices. Signals. 2024; 5(3):417-437. https://doi.org/10.3390/signals5030021

Chicago/Turabian Style

Papliński, Janusz P., Aleksandr Cariow, Paweł Strzelec, and Marta Makowska. 2024. "Digital Signal Processing (DSP)-Oriented Reduced-Complexity Algorithms for Calculating Matrix–Vector Products with Small-Order Toeplitz Matrices" Signals 5, no. 3: 417-437. https://doi.org/10.3390/signals5030021

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