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Article

An Investigation on Fractal Characteristics of the Superposition of Fractal Surfaces

School of Computer Science, Nanjing University of Science and Technology, Nanjing 210094, China
Fractal Fract. 2023, 7(11), 802; https://doi.org/10.3390/fractalfract7110802
Submission received: 13 September 2023 / Revised: 27 October 2023 / Accepted: 29 October 2023 / Published: 4 November 2023

Abstract

:
In this paper, we conduct research on the fractal characteristics of the superposition of fractal surfaces from the view of fractal dimension. We give the upper bound of the lower and upper box dimensions of the graph of the sum of two bivariate continuous functions and calculate the exact values of them under some particular conditions. Further, it has been proven that the superposition of two continuous surfaces cannot keep the fractal dimensions invariable unless both of them are two-dimensional. A concrete example of a numerical experiment has been provided to verify our theoretical results. This study can be applied to the fractal analysis of metal fracture surfaces or computer image surfaces.

1. Introduction

Fractal surfaces, as a class of fractal sets in three-dimensional Euclidean space, are important research objects in fractal geometry [1]. At present, fractal surfaces have been extensively applied in a variety of academic fields, such as metal materials [2], geology [3], computer graphics [4], and so on. One of the most concerning problems is investigating how to measure the geometric complexity of a fractal surface, like the texture roughness of a metal fracture surface or a computer image surface. The fractal dimension [5] is a common measure of the geometric complexity of a surface, which can be used to describe its fractal characteristics well. It is well known that the topological dimension of a surface is two. Nevertheless, its fractal dimension increases with larger amounts of complexity or roughness, which is usually greater than its topological dimension. For instance, the fractal dimension of the relief on the earth has been found to be 2.3 in general [6]. Beyond that, many scholars have used iterative function systems ( IFS ) to construct fractal surfaces that are attractors of certain IFS . More details about fractal surfaces and relevant studies of their fractal dimensions can be found in [7,8,9,10].
In recent years, exploring the fractal dimension of the graph of fractal curves has drawn the attention of numerous researchers. There are some commonly used definitions of the fractal dimension, such as the box dimension, the packing dimension, the Hausdorff dimension and the Assouad dimension, which are denoted as dim B , dim P , dim H , and dim A throughout this paper, respectively. Of the diverse fractal dimensions, the box dimension mainly considered in the present paper shows its advantage of relatively easy calculation. Up to now, a lot of meaningful work has been done, including fractal interpolation functions [11,12,13,14], α -Hölder continuous functions [15,16], self-similar curves like the Von Koch curve [17,18], and some specific fractal functions like the Weierstrass function [19,20,21,22,23] and the Besicovitch function [24,25,26]. For more details of our latest work, we refer interested readers to [27,28,29,30,31,32].
Another essential issue involved recently is estimating the fractal dimension of the superposition of two fractal curves, namely, the sum of two continuous functions of one variable. This problem can be traced back to the research made first by Falconer [33], who showed that the box dimension of the sum of two continuous functions equals the greater of the box dimensions of them. On this basis, a group of academic workers has pushed this study forward and obtained a series of preliminary conclusions, whose related progress can be found in [34,35,36,37,38,39,40]. So in this paper, we shall focus on the fractal dimension of the superposition of two fractal surfaces and investigate whether it has the same result as that of fractal curves. Based on a three-dimensional Cartesian coordinate system, a fractal surface can be looked upon as a bivariate continuous function, whose fractal dimension and fractional calculus have been established in [41]. This work will contribute to enriching the theory with regards to the fractal dimension of fractal surfaces and can be applied to the research on fractal characteristics analysis of the superposition of two metal fracture surfaces or two computer image surfaces.
The outline of the remainder of this paper is organized as follows: In upcoming Section 2, we will cover the required notations, concepts, and results on the fractal dimensions of the graph of bivariate continuous functions for subsequent sections. Furthermore, in Section 3, we present our main results obtained in this paper. Firstly, we study the lower and upper box dimensions of the graph of the sum of two bivariate continuous functions and give their upper bounds. Secondly, we calculate the exact value of the lower and upper box dimensions of the graph of the sum of two bivariate continuous functions under certain particular circumstances. Thirdly, we explore some concrete situations when the two bivariate continuous functions have the box dimension or not, and we also consider the case when one of these two functions is Lipschitz. Later in Section 4, we provide a specific example and do numerical experiments to verify the theoretical results in Section 3. Finally, in Section 5, we sum up our conclusions and discuss further research in the future.

2. Preliminaries

In the present paper, all the subjects we discuss are entirely real. Given a non-empty subset D R 2 and a bivariate function f : D R , the oscillation of f over the rectangular region R is written as
OSC ( f , R ) = sup ( x , y ) , ( u , v ) R D | f ( x , y ) f ( u , v ) |
and the graph of f ( x ) on D is defined as
G f = ( ( x , y ) , f ( x , y ) ) : ( x , y ) D D × R .
We denote ϑ as the function which is always equal to 0 on D . Let · 2 be the usual Euclidean norm in R n . For any τ 1 , τ 2 , , τ n Z and δ > 0 , we call i = 1 n [ τ i δ , ( τ i + 1 ) δ ] a δ -coordinate cube in R n .
Below, we shall briefly introduce the definition of the box dimension. For more details about other kinds of fractal dimensions, we consult the interested readers to [1,5,33,37,42], for example.
Definition 1
([33]). Let X be a bounded subset of R n and let N δ ( X ) be the smallest number of δ-coordinate cubes that intersect X. Then the lower and upper box dimensions of X are defined as, respectively,
dim ̲ B ( X ) = lim ̲ δ 0 log N δ ( X ) log δ
and
dim ¯ B ( X ) = lim ¯ δ 0 log N δ ( X ) log δ .
If the above two are equal, we define the box dimension of X as the common value, that is,
dim B ( X ) = lim δ 0 log N δ ( X ) log δ .
Remark 1.
The notation N δ ( X ) in Definition 1 can also be replaced by one of the following:
(1) 
The smallest number of sets of diameter at most δ that cover X;
(2) 
The smallest number of cubes of side δ that cover X;
(3) 
The largest number of disjoint balls of radius δ with centres in X;
(4) 
The smallest number of closed balls of radius δ that cover X.
Now we provide some fundamental results, which will be used in subsequent research. The forthcoming two lemmas can be essential approaches to estimating the box dimension of the graph of a bivariate continuous function.
Lemma 1
([33]). Let f : X R m R n .
(1) 
If f is a Lipschitz map, that is,
f ( x ) f ( y ) 2 C x y 2
for x , y X and certain 0 < C < + . Then
dim f ( X ) dim ( X ) .
(2) 
If f is a bi-Lipschitz map, that is,
C 1 x y 2 f ( x ) f ( y ) 2 C 2 x y 2
for x , y X and certain 0 < C 1 C 2 < + . Then
dim f ( X ) = dim ( X ) .
Here dim denotes any one of dim B , dim ̲ B and dim ¯ B .
Lemma 2
([33]). Let f : [ a , b ] × [ c , d ] R be continuous and 0 < δ < min b a , d c , 1 . Suppose that m and n, respectively, are the least integer greater than or equal to b a δ and d c δ . Furthermore, the range of N δ ( G f ) can be estimated as
j = 0 n 1 i = 0 m 1 max 1 , OSC ( f , R i , j ) · δ 1 N δ ( G f ) j = 0 n 1 i = 0 m 1 2 + OSC ( f , R i , j ) · δ 1
where R i , j = [ a + i δ , a + ( i + 1 ) δ ] × [ c + j δ , c + ( j + 1 ) δ ] .
Proof. 
Since f ( x ) is continuous on [ a , b ] × [ c , d ] , the estimation of N δ ( G f ) can be transformed into the oscillation of f ( x ) on the above subregions. We note that the number of cubes of side length δ in the part above the rectangular region R i , j that intersect G f is no less than
max 1 , OSC ( f , R i , j ) · δ 1
and no more than
2 + OSC ( f , R i , j ) · δ 1 .
Summing over all the subregions just leads to the present lemma. □
The next proposition reveals several basic properties relating to the fractal dimensions of the graph of a bivariate continuous function.
Proposition 1.
Let f : [ a , b ] × [ c , d ] R be continuous. Given a constant r R , the following three statements hold.
(1) 
It holds
2 dim ̲ B ( G f ) dim ¯ B ( G f ) 3 .
(2) 
For a constant bivariate function f ( x , y ) r on [ a , b ] × [ c , d ] , we have
dim ̲ B ( G f ) = dim ¯ B ( G f ) = dim B ( G f ) = 2 .
(3) 
If r 0 , then
dim ̲ B ( G r · f ) = dim ̲ B ( G f ) and dim ¯ B ( G r · f ) = dim ¯ B ( G f ) .
Proof. 
The following arguments for (1)–(3) are all based on Definition 1, Lemmas 1 and 2.
(1)
Assume that max ( x , y ) [ a , b ] × [ c , d ] f ( x , y ) = M > 0 . On one hand, it follows from Lemma 2 that
N δ ( G f ) j = 0 n 1 i = 0 m 1 2 + OSC ( f , R i , j ) · δ 1 m n 2 + 2 M δ 1 2 ( b a ) δ 1 + 1 ( d c ) δ 1 + 1 1 + M δ 1 2 ( b a + 1 ) ( d c + 1 ) ( M + 1 ) δ 3 .
Thus by Definition 1,
dim ¯ B ( G f ) = lim ¯ δ 0 log N δ ( G f ) log δ lim ¯ δ 0 log 2 ( b a + 1 ) ( d c + 1 ) ( M + 1 ) δ 3 log δ = lim ¯ δ 0 log δ 3 log δ + lim ¯ δ 0 log 2 ( b a + 1 ) ( d c + 1 ) ( M + 1 ) log δ = 3 .
On the other hand, it is observed that
N δ ( G f ) j = 0 n 1 i = 0 m 1 1 = m n = ( b a ) δ 1 + 1 ( d c ) δ 1 + 1 ( b a ) ( d c ) δ 2 .
So by Definition 1, we can get
dim ̲ B ( G f ) = lim ̲ δ 0 log N δ ( G f ) log δ lim ̲ δ 0 log ( b a ) ( d c ) δ 2 log δ = lim ̲ δ 0 log δ 2 log δ + lim ̲ δ 0 log ( b a ) ( d c ) log δ = 2 .
Obviously, we can assert from Definition 1 that dim ̲ B ( G f ) dim ¯ B ( G f ) , which leads to the conclusion of (1).
(2)
Note that OSC ( f , R i , j ) = 0 when f ( x , y ) r on [ a , b ] × [ c , d ] . Consequently,
N δ ( G f ) 2 m n + j = 0 n 1 i = 0 m 1 OSC ( f , R i , j ) · δ 1 2 ( b a ) δ 1 + 1 ( d c ) δ 1 + 1 2 ( b a + 1 ) ( d c + 1 ) δ 2 .
At this time, we obtain
dim ¯ B ( G f ) = lim ¯ δ 0 log N δ ( G f ) log δ lim ¯ δ 0 log 2 ( b a + 1 ) ( d c + 1 ) δ 2 log δ = lim ¯ δ 0 log δ 2 log δ + lim ¯ δ 0 log 2 ( b a + 1 ) ( d c + 1 ) log δ = 2 .
Combining (1) of Proposition 1,
2 dim ̲ B ( G f ) dim ¯ B ( G f ) 2 .
That is,
dim ̲ B ( G f ) = dim ¯ B ( G f ) = dim B ( G f ) = 2 ,
finishing the proof of (2).
(3)
Let us define a mapping Γ : G f G r · f by
Γ ( ( x , y ) , f ( x , y ) ) = ( x , y ) , ( r · f ) ( x , y ) , ( x , y ) [ a , b ] × [ c , d ]
for r R 0 . By using the simple properties of norm, one can show that
Γ ( ( x , y ) , f ( x , y ) ) Γ ( ( u , v ) , f ( u , v ) ) 2 1 + r 2 ( x , y ) , f ( x , y ) ( u , v ) , f ( u , v ) 2
and
Γ ( ( x , y ) , f ( x , y ) ) Γ ( ( u , v ) , f ( u , v ) ) 2 r r 2 + 1 ( x , y ) , f ( x , y ) ( u , v ) , f ( u , v ) 2
for ( x , y ) , ( u , v ) [ a , b ] × [ c , d ] . With Lemma 1, we can claim that Γ is a bi-Lipschitz mapping and then the result of (3) holds.
Remark 2.
In Proposition 1, if the box dimension of G f exists on [ a , b ] × [ c , d ] , then
2 dim B ( G f ) 3
and for r R 0 ,
dim B ( G r · f ) = dim B ( G f ) .
In particular, if r = 0 , we have
dim ̲ B ( G ϑ ) = dim ¯ B ( G ϑ ) = dim B ( G ϑ ) = 2
by (2) of Proposition 1. Thus for any continuous function f : [ a , b ] × [ c , d ] R , 0 · f must be a two-dimensional continuous function on [ a , b ] × [ c , d ] .
Up to now, some particular bivariate continuous functions with non-integer fractal dimensions have been constructed. For instance, Yu [43] had given the following facts.
Example 1
([43]). For 0 < α < 1 and λ 2 , let
W ( x , y ) = j = 1 λ α j sin ( λ j x ) , ( x , y ) [ a , b ] × [ c , d ] .
Then
dim B ( G W ) = 3 α .
Example 2
([43]). For 1 < s < 2 , let
B ( x , y ) = j = 1 λ j s 2 cos ( λ j x ) , ( x , y ) [ a , b ] × [ c , d ]
where λ j + 1 λ j λ > 1 for j N * . If λ j + 1 λ j , then dim ̲ B ( G B ) and dim ¯ B ( G B ) could be any numbers satisfying
2 dim ̲ B ( G B ) < dim ¯ B ( G B ) < 3 .

3. Main Results

In this section, we present our main results for the fractal dimensions in the graph of the sum of two bivariate continuous functions. For two bivariate continuous functions f , g : [ a , b ] × [ c , d ] R , our motivation is to explore the values of dim ̲ B ( G f + g ) and dim ¯ B ( G f + g ) . According to Definition 1, we can notice that the estimation of N δ ( G f + g ) is key to calculating them. Hence, we begin by investigating how to attain the range of N δ ( G f + g ) . The upcoming result about the oscillation is basic.
Theorem 1.
Let f , g : [ a , b ] × [ c , d ] R be continuous. Furthermore, the range of OSC ( f + g , R i , j ) can be estimated as
j = 0 n 1 i = 0 m 1 OSC ( f , R i , j ) j = 0 n 1 i = 0 m 1 OSC ( g , R i , j ) j = 0 n 1 i = 0 m 1 OSC ( f + g , R i , j ) j = 0 n 1 i = 0 m 1 OSC ( f , R i , j ) + j = 0 n 1 i = 0 m 1 OSC ( g , R i , j )
where m , n , R i , j have been defined in Lemma 2.
Proof. 
From Equation (1), we can obtain
OSC ( f , R i , j ) = OSC ( f , R i , j )
and
OSC ( f + g , R i , j ) = sup ( x , y ) , ( u , v ) R i , j | ( f + g ) ( x , y ) ( f + g ) ( u , v ) | sup ( x , y ) , ( u , v ) R i , j | f ( x , y ) f ( u , v ) | + | g ( x , y ) g ( u , v ) | sup ( x , y ) , ( u , v ) R i , j | f ( x , y ) f ( u , v ) | + sup ( x , y ) , ( u , v ) R i , j | g ( x , y ) g ( u , v ) | OSC ( f , R i , j ) + OSC ( g , R i , j ) .
Summing over all the rectangular regions in Equation (3) just leads to the right end of the required inequality. Furthermore, combining Equations (2) and (3), we estimate
OSC ( f , R i , j ) = OSC ( f + g g , R i , j ) OSC ( f + g , R i , j ) + OSC ( g , R i , j )
and
OSC ( g , R i , j ) = OSC ( f + g f , R i , j ) OSC ( f + g , R i , j ) + OSC ( f , R i , j ) .
Thus
OSC ( f + g , R i , j ) OSC ( f , R i , j ) OSC ( g , R i , j ) .
Summing over all the rectangular regions in Equation (4) and using absolute value inequality, one can get the left end of our required inequality as well. □
In the light of Theorem 1 and Lemma 2, N δ ( G f + g ) seems to have a certain relationship with N δ ( G f ) and N δ ( G g ) . The next important theorem establishes a connection among the above three.
Theorem 2.
Let f , g : [ a , b ] × [ c , d ] R be continuous. Furthermore, the range of N δ ( G f + g ) can be estimated as
N δ ( G f ) N δ ( G g ) ρ δ 2 N δ ( G f + g ) N δ ( G f ) + N δ ( G g ) + ρ δ 2
where 0 < δ < min b a , d c , 1 and ρ = 2 ( b a + 1 ) ( d c + 1 ) δ 2 .
Proof. 
It follows from Theorem 1 and Lemma 2 that
N δ ( G f + g ) 2 m n + δ 1 j = 0 n 1 i = 0 m 1 OSC ( f + g , R i , j ) 2 ( b a ) δ 1 + 1 ( d c ) δ 1 + 1 + δ 1 j = 0 n 1 i = 0 m 1 OSC ( f , R i , j ) + δ 1 j = 0 n 1 i = 0 m 1 OSC ( g , R i , j ) 2 ( b a + 1 ) ( d c + 1 ) δ 2 + N δ ( G f ) + N δ ( G g )
and
N δ ( G f + g ) δ 1 j = 0 n 1 i = 0 m 1 OSC ( f + g , R i , j ) 2 m n + δ 1 j = 0 n 1 i = 0 m 1 OSC ( f , R i , j ) δ 1 j = 0 n 1 i = 0 m 1 OSC ( g , R i , j ) 2 m n N δ ( G f ) N δ ( G g ) 2 ( b a + 1 ) ( d c + 1 ) δ 2 .
This concludes the proof of Theorem 2. □
With the help of Theorem 2, we shall prove the following several conclusions. Theorems 3 and 4 give the upper bound of dim ¯ B ( G f + g ) and dim ̲ B ( G f + g ) , respectively.
Theorem 3.
Let f , g : [ a , b ] × [ c , d ] R be continuous. Then
dim ¯ B ( G f + g ) max dim ¯ B ( G f ) , dim ¯ B ( G g ) .
Proof. 
Assume that dim ¯ B ( G f ) = s 1 and dim ¯ B ( G g ) = s 2 . Given ε > 0 , by Definition 1 there must exist a certain number δ 0 ( 0 , min b a , d c , 1 ) such that
N δ ( G f ) δ s 1 ε ,
N δ ( G g ) δ s 2 ε
for δ ( 0 , δ 0 ] . Then by Theorem 2, we get
N δ ( G f + g ) N δ ( G f ) + N δ ( G g ) + ρ δ 2 δ s 1 ε + δ s 2 ε + ρ δ 2 δ max s 1 , s 2 s 1 + δ max s 1 , s 2 s 2 + ρ δ max s 1 , s 2 2 + ε δ max s 1 , s 2 ε ( ρ + 2 ) δ max s 1 , s 2 ε
for δ ( 0 , δ 0 ] . From Definition 1, we can conclude that
dim ¯ B ( G f + g ) = lim ¯ δ 0 log N δ ( G f + g ) log δ lim ¯ δ 0 log ( ρ + 2 ) δ max s 1 , s 2 ε log δ = lim ¯ δ 0 log ( ρ + 2 ) log δ + lim ¯ δ 0 log δ max s 1 , s 2 + ε log δ = max s 1 , s 2 + ε .
Since the above formula is true for ε > 0 , we have
dim ¯ B ( G f + g ) max s 1 , s 2 = max dim ¯ B ( G f ) , dim ¯ B ( G g ) ,
which completes the proof of Theorem 3. □
Theorem 4.
Let f , g : [ a , b ] × [ c , d ] R be continuous. Then
dim ̲ B ( G f + g ) max dim ¯ B ( G f ) , dim ̲ B ( G g ) .
Proof. 
Assume that
dim ¯ B ( G f ) = α 1 and dim ̲ B ( G g ) = α 2 .
From the definition of dim ̲ B ( G g ) , there exists a positive subsequence { δ λ k } k = 1 such that lim k δ λ k = 0 and meanwhile
lim k log N δ λ k ( G g ) log δ λ k = α 2 .
So given ε > 0 , there exists a κ 1 N * such that
N δ λ k ( G g ) δ λ k α 2 ε
when k κ 1 . Furthermore, by the definition of dim ¯ B ( G f ) , there exists a κ 2 N * such that
N δ λ k ( G f ) δ λ k α 1 ε
when k κ 2 . Combining Theorem 2, Equations (5) and (6), we can obtain
N δ λ k ( G f + g ) N δ λ k ( G f ) + N δ λ k ( G g ) + ρ δ λ k 2 δ λ k α 1 ε + δ λ k α 2 ε + ρ δ λ k 2 δ λ k max α 1 , α 2 α 1 + δ λ k max α 1 , α 2 α 2 + ρ δ λ k max α 1 , α 2 2 + ε δ λ k max α 1 , α 2 ε ( ρ + 2 ) δ λ k max α 1 , α 2 ε
when k max κ 1 , κ 2 . Thus by Definition 1, we have
dim ̲ B ( G f + g ) = lim ̲ δ 0 log N δ ( G f + g ) log δ lim k log ( ρ + 2 ) δ λ k max α 1 , α 2 ε log δ λ k = lim k log ( ρ + 2 ) log δ λ k + lim k log δ λ k max α 1 , α 2 + ε log δ λ k = max α 1 , α 2 + ε .
In the light of the arbitrariness of ε , we immediately get our required result. □
Under certain particular circumstances, the previous two formulae could take an equal sign, shown in the undermentioned two theorems.
Theorem 5.
Let f , g : [ a , b ] × [ c , d ] R be continuous. If
dim ¯ B ( G f ) dim ¯ B ( G g ) ,
then
dim ¯ B ( G f + g ) = max dim ¯ B ( G f ) , dim ¯ B ( G g ) .
Proof. 
Let H = f + g . Without loss of generality, we can assume that
dim ¯ B ( G f ) > dim ¯ B ( G g ) .
Suppose that
dim ¯ B ( G H ) max dim ¯ B ( G f ) , dim ¯ B ( G g ) = dim ¯ B ( G f ) .
From Theorem 3, it follows that
dim ¯ B ( G H ) < dim ¯ B ( G f ) .
Then combining Equations (7) and (8), we have
dim ¯ B ( G H g ) = dim ¯ B ( G f ) > max dim ¯ B ( G H ) , dim ¯ B ( G g ) = max dim ¯ B ( G H ) , dim ¯ B ( G g ) ,
which is a contradiction to Theorem 3. Therefore, we can conclude that
dim ¯ B ( G f + g ) = dim ¯ B ( G H ) = max dim ¯ B ( G f ) , dim ¯ B ( G g ) .
This means the conclusion of Theorem 5 holds. □
Theorem 6.
Let f , g : [ a , b ] × [ c , d ] R be continuous. If
max dim ̲ B ( G f ) , dim ̲ B ( G g ) > min dim ¯ B ( G f ) , dim ¯ B ( G g ) ,
then
dim ̲ B ( G f + g ) = max dim ̲ B ( G f ) , dim ̲ B ( G g ) .
Proof. 
Without loss of generality, we suppose that
η 1 = dim ̲ B ( G g ) > dim ¯ B ( G f ) = η 2 .
At this time, we know that
max dim ̲ B ( G f ) , dim ̲ B ( G g ) = η 1 > η 2 = min dim ¯ B ( G f ) , dim ¯ B ( G g ) .
From Theorem 4, it follows that
dim ̲ B ( G f + g ) max dim ¯ B ( G f ) , dim ̲ B ( G g ) = η 1 .
Next, we prove that dim ̲ B ( G f + g ) η 1 as below. By the definition of dim ̲ B ( G g ) and dim ¯ B ( G f ) , given ε 0 , η 1 η 2 2 , there exists a δ 1 ( 0 , min b a , d c , 1 ) such that
N δ ( G f ) δ η 2 ε < δ η 1 + ε N δ ( G g )
for δ ( 0 , δ 1 ] . Note that η 1 η 2 2 ε > 0 and η 1 2 ε > 0 , thus there exists a δ 2 ( 0 , min b a , d c , 1 ) such that
δ η 1 η 2 2 ε 1 3 and δ η 1 2 ε 1 3 ρ
for δ ( 0 , δ 2 ] . Furthermore, by Theorem 2, we estimate
N δ ( G f + g ) N δ ( G f ) N δ ( G g ) ρ δ 2 δ η 1 + ε δ η 2 ε ρ δ 2 1 δ η 1 η 2 2 ε ρ δ η 1 2 ε δ η 1 + ε 1 3 δ η 1 + ε
for δ ( 0 , min δ 1 , δ 2 ] . Consequently, one can get
dim ̲ B ( G f + g ) = lim ̲ δ 0 log N δ ( G f + g ) log δ lim ̲ δ 0 log 1 3 δ η 1 + ε log δ = η 1 ε
by Definition 1. Since ε in the above formula is arbitrary, we have dim ̲ B ( G f + g ) η 1 . Combining Equation (9), we just obtain the required result. □
Now we shall deal with some concrete examples of the fractal dimensions of the graph of the sum of two bivariate continuous functions. To this end, we first need to state the definition of function spaces as follows.
Definition 2.
Spaces of bivariate continuous functions.
(1) 
Let S d be the space of all bivariate continuous functions whose box dimension exists and is equal to d on [ a , b ] × [ c , d ] as 2 d 3 . Namely, S d is the space of d-dimensional bivariate continuous functions on [ a , b ] × [ c , d ] .
(2) 
Let S d 1 d 2 as the space of all bivariate continuous functions whose box dimension does not exist on [ a , b ] × [ c , d ] . Here d 1 , d 2 are the lower and upper box dimensions of the function on [ a , b ] × [ c , d ] as 2 d 1 < d 2 3 , respectively.
Below, we start with the case when the two bivariate continuous functions have a different box dimension.
Proposition 2.
Let f ( x , y ) S d 1 and g ( x , y ) S d 2 . If d 1 d 2 , then
f ( x , y ) + g ( x , y ) S max d 1 , d 2 .
Proof. 
Without loss of generality, suppose that d 1 > d 2 . At this time, we observe that
dim ̲ B ( G g ) = dim ¯ B ( G g ) < dim ̲ B ( G f ) = dim ¯ B ( G f ) .
Then it follows from Theorems 5 and 6 that
dim ¯ B ( G f + g ) = max dim ¯ B ( G f ) , dim ¯ B ( G g ) = max d 1 , d 2
and
dim ̲ B ( G f + g ) = max dim ̲ B ( G f ) , dim ̲ B ( G g ) = max d 1 , d 2 .
That is,
dim B ( G f + g ) = max d 1 , d 2 ,
completing the proof of Proposition 2. □
The upcoming two corollaries discuss a few situations when at least one of two bivariate continuous functions does not have the box dimension on [ a , b ] × [ c , d ] . These results can easily be obtained from Theorems 5 and 6, with their proofs omitted.
Corollary 1.
Let f ( x , y ) S d 1 d 2 and g ( x , y ) S d .
(1) 
If d 1 < d 2 < d ,
f ( x , y ) + g ( x , y ) S d .
(2) 
If d < d 1 < d 2 ,
f ( x , y ) + g ( x , y ) S d 1 d 2 .
Corollary 2.
Let f ( x , y ) S d 1 d 2 , g ( x , y ) S d 3 d 4 .
(1) 
If d 1 < d 2 < d 3 < d 4 ,
f ( x , y ) + g ( x , y ) S d 3 d 4 .
(2) 
If d 3 < d 4 < d 1 < d 2 ,
f ( x , y ) + g ( x , y ) S d 1 d 2 .
If the two bivariate continuous functions have the same box dimension d, the result will become more complicated. Here we discuss two situations according to whether d equals to two or not. If d 2 , we can arrive at the following two conclusions.
Proposition 3.
Let f ( x , y ) , g ( x , y ) S d for 2 < d 3 . If the box dimension of G f + g exists, then
f ( x , y ) + g ( x , y ) t [ 2 , d ] S t .
Proof. 
Firstly, let
f ( x , y ) = g ( x , y ) + W ( x , y )
where W ( x , y ) is the function given in Example 1 and dim B ( G W ) = 3 α could be any number belonging to ( 2 , d ) by choosing suitable α . Furthermore, from Propositions 1 and 2, it follows that
dim B ( G f ) = dim B ( G g + W ) = max dim B ( G g ) , dim B ( G W ) = max d , 3 α = d .
Secondly, let
f ( x , y ) = g ( x , y ) + H ( x , y )
where H ( x ) S 2 . At this time,
dim B ( G f ) = max dim B ( G g ) , dim B ( G H ) = max d , 2 = d .
Thirdly, let f ( x , y ) = g ( x , y ) . Furthermore, we know from Proposition 1 that
dim B ( G f + g ) = dim B ( G 2 f ) = dim B ( G f ) = d .
According to the above discussion, we just finish the proof of the present proposition. □
Proposition 4.
Let f ( x , y ) , g ( x , y ) S d for 2 < d 3 . If the box dimension of G f + g does not exist, then
f ( x , y ) + g ( x , y ) t 1 , t 2 [ 2 , d ) t 1 < t 2 S t 1 t 2 .
Proof. 
Let
f ( x , y ) = g ( x , y ) + B ( x , y )
where B ( x , y ) is the function given in Example 2 and dim ̲ B ( G B ) , dim ¯ B ( G B ) could be any numbers satisfying
2 dim ̲ B ( G B ) < dim ¯ B ( G B ) < d 3 .
From Theorems 5 and 6, we can get
dim ¯ B ( G f ) = dim ¯ B ( G g + B ) = max dim ¯ B ( G g ) , dim ¯ B ( G B ) = d
and
dim ̲ B ( G f ) = dim ̲ B ( G g + B ) = dim ̲ B ( G g ) = d ,
which implies that
dim B ( G f ) = d .
Then by Equation (10), we just obtain our required result. □
If d = 2 , the next result manifests that the sum of two two-dimensional bivariate continuous functions can keep the fractal dimension closed.
Theorem 7.
Let f ( x , y ) , g ( x , y ) S 2 . Then f ( x , y ) + g ( x , y ) S 2 .
Proof. 
From Theorem 3, it follows that
dim ¯ B ( G f + g ) max dim ¯ B ( G f ) , dim ¯ B ( G g ) = 2 .
Combining (1) of Proposition 1, we obtain
2 dim ̲ B ( G f + g ) dim ¯ B ( G f + g ) 2 .
Thus
dim B ( G f + g ) = 2 ,
namely, f ( x , y ) + g ( x , y ) S 2 . □
In particular, if one of the two bivariate continuous functions is Lipschitz, we have the following assertion.
Theorem 8.
Let f , g : [ a , b ] × [ c , d ] R be continuous. If g is Lipschitz on [ a , b ] × [ c , d ] , then
dim ( G f + g ) = dim ( G f )
where dim denotes any one of dim H , dim P , dim A , dim B , dim ̲ B and dim ¯ B .
Proof. 
Let us define a map Υ : G f G f + g by
Υ ( ( x , y ) , f ( x , y ) ) = ( x , y ) , f ( x , y ) + g ( x , y ) , ( x , y ) [ a , b ] × [ c , d ] .
Since g is Lipschitz on [ a , b ] × [ c , d ] , let
L = sup ( x , y ) , ( u , t ) [ a , b ] × [ c , d ] g ( x , y ) g ( u , t ) ( x , y ) ( u , t ) 2 < + .
For ( x , y ) , ( u , t ) [ a , b ] × [ c , d ] , on one hand,
Υ ( ( x , y ) , f ( x , y ) ) Υ ( ( u , t ) , f ( u , t ) ) 2 2 = ( x , y ) , f ( x , y ) + g ( x , y ) ( u , t ) , f ( u , t ) + g ( u , t ) 2 2 = ( x , y ) ( u , t ) 2 2 + | f ( x , y ) f ( u , t ) + g ( x , y ) g ( u , t ) | 2 ( x , y ) ( u , t ) 2 2 + 2 | f ( x , y ) f ( u , t ) | 2 + 2 | g ( x , y ) g ( u , t ) | 2 ( x , y ) ( u , t ) 2 2 + 2 | f ( x , y ) f ( u , t ) | 2 + 2 L 2 ( x , y ) ( u , t ) 2 2 = 1 + 2 L 2 ( x , y ) ( u , t ) 2 2 + 2 | f ( x , y ) f ( u , t ) | 2 3 + 2 L 2 ( ( x , y ) , f ( x , y ) ) ( u , t ) , f ( u , t ) 2 2 .
On the other hand,
( ( x , y ) , f ( x , y ) ) ( u , t ) , f ( u , t ) 2 2 = ( x , y ) ( u , t ) 2 2 + | f ( x , y ) f ( u , t ) | 2 = ( x , y ) ( u , t ) 2 2 + f ( x , y ) f ( u , t ) + g ( x , y ) g ( u , t ) g ( x , y ) g ( u , t ) 2 ( x , y ) ( u , t ) 2 2 + 2 f ( x , y ) f ( u , t ) + g ( x , y ) g ( u , t ) 2 + 2 | g ( x , y ) g ( u , t ) | 2 ( x , y ) ( u , t ) 2 2 + 2 f ( x , y ) f ( u , t ) + g ( x , y ) g ( u , t ) 2 + 2 L 2 ( x , y ) ( u , t ) 2 2 = 1 + 2 L 2 ( x , y ) ( u , t ) 2 2 + 2 f ( x , y ) f ( u , t ) + g ( x , y ) g ( u , t ) 2 3 + 2 L 2 Υ ( ( x , y ) , f ( x , y ) ) Υ ( ( u , t ) , f ( u , t ) ) 2 2 .
Then by the above two inequalities, we can obtain
C 1 ( ( x , y ) , f ( x , y ) ) ( u , t ) , f ( u , t ) 2 Υ ( ( x , y ) , f ( x , y ) ) Υ ( ( u , t ) , f ( u , t ) ) 2 C 2 ( ( x , y ) , f ( x , y ) ) ( u , t ) , f ( u , t ) 2
where C 1 = 1 3 + 2 L 2 and C 2 = 3 + 2 L 2 satisfying 0 < C 1 < C 2 < + . This means that Υ is a bi-Lipschitz map. With Lemma 1, we just get our required result. □

4. Examples

In this section, we give a concrete example to verify the result acquired in Section 3.
Example 3.
For 0 < α < 1 , let
W * ( x , y ) = j = 1 2 α j sin ( 2 j x ) , ( x , y ) [ 0 , 1 ] × [ 0 , 1 ]
and
B * ( x , y ) = j = 1 ( 2 j ) 9 10 × 2 j cos ( 2 j ) 2 j x , ( x , y ) [ 0 , 1 ] × [ 0 , 1 ] .
By [43], we have
dim B ( G W * ) = 3 α , dim ̲ B ( G B * ) = 39 19 and dim ¯ B ( G B * ) = 21 10 .
If 0 < α < 9 10 , it follows from Corollary 1 that
dim B ( G W * + B * ) = dim B ( G W * ) = 3 α .
Now we show several graphs and numerical results for Example 3. Figure 1 indicates the graph of W * when α = 0.5 . Figure 2 denotes the graph of B * . Figure 3 represents the graph of W * + B * . Let α be 0.1, 0.2, 0.3, 0.4, 0.5, 0.6, 0.7, and 0.8, respectively. Table 1 presents the corresponding numerical results for the box dimension of the graph by using the computing methods stated in [44]. In addition, Figure 4 supports our theoretical results gained in Section 3, where the minor deviation may be rendered by the approximation of the computer process.

5. Conclusions

In this last section, we sum up conclusions obtained in this paper.

5.1. Conclusions and Remarks

Throughout the present paper, we mainly focus on the fractal dimensions of the graph of the superposition of two continuous surfaces f and g on [ a , b ] × [ c , d ] with certain lower and upper box dimensions. Our main conclusions can be summarized in the following several aspects:
(1)
dim ¯ B ( G f + g ) max dim ¯ B ( G f ) , dim ¯ B ( G g ) .
(2)
dim ̲ B ( G f + g ) max dim ¯ B ( G f ) , dim ̲ B ( G g ) .
(3)
When
dim ¯ B ( G f ) dim ¯ B ( G g ) ,
we prove that
dim ¯ B ( G f + g ) = max dim ¯ B ( G f ) , dim ¯ B ( G g ) .
(4)
When
max dim ̲ B ( G f ) , dim ̲ B ( G g ) > min dim ¯ B ( G f ) , dim ¯ B ( G g ) ,
we prove that
dim ̲ B ( G f + g ) = max dim ̲ B ( G f ) , dim ̲ B ( G g ) .
(5)
It has been proven that the superposition of two continuous surfaces cannot keep the fractal dimensions invariable unless both of them are two-dimensional.
(6)
It has been proven that the fractal dimensions of the graph of the sum of a bivariate continuous function and a bivariate Lipschitz function equal the fractal dimensions of the graph of the former. That is, a bivariate Lipschitz function can be absorbed by any other bivariate continuous function in the sense of fractal dimensions.
Moreover, it is worth mentioning that the previous results can be extended to any closed regain D R 2 . In other words, all the results attained in the present paper still hold for two continuous surfaces f and g defined on D .

5.2. Applications in Other Fields

In recent years, estimation of the fractal dimensions of the superposition of continuous surfaces has been widely applied in various fields, such as metal materials, computer graphics, and more.
In metal materials, the fracture surface topography with regards to the fatigue of metals can be studied by fractal characteristics, which can be found in [45,46]. Furthermore, fractal dimension is closely related to the parameters of the areal surface of metals, as shown in [2]. As is known to all, there are a good deal of approaches to calculating fractal dimensions, and the results under different resolutions and methods will be slightly different. This work principally investigates how to calculate fractal dimensions by counting boxes and how to estimate the fractal dimensions of the superposition of two fractal surfaces, which can be applied to research on fracture surface topography regarding the fatigue of metals.
In computer graphics, texture roughness is an important visual feature of computer images, which is of great significance to image analysis, recognition, and interpretation. A lot of research work has been done on texture analysis and many methods for measuring and describing texture roughness have been proposed (see [47,48,49,50], for example). Fractal dimension is one of the mostly used tools to describe the texture roughness of image surfaces, namely, the complexity of image gray surfaces, which can be a representation of image stability. The higher the fractal dimension, the more complex the surface, and then the coarser the image. The results in this paper can also contribute to calculating the fractal dimensions of the surface of the superposition of two computer images.
Besides, there are a lot of other potential applications of the theory of fractal surfaces like geology [3], oceanography [51], geosciences [52,53,54] and so on. Relevant interested researchers can further explore these applications in the future.

5.3. Further Research

In this paper, there are still some points worthy of improvement and further consideration in the future. Here we present them and put forward several open questions, including the following:
(1)
This work only deals with cases when the two bivariate continuous functions have a different upper box dimension and the lower box dimension of one function is larger than the upper box dimension of the other one. People could further explore the other situations later.
Question 1. Suppose that f ( x , y ) S d 1 d 2 , g ( x , y ) S d 3 d 4 . What is dim ¯ B ( G f + g ) when d 2 = d 4 and what is dim ̲ B ( G f + g ) when d 2 d 3 ?
(2)
In the present paper, we only focus on the box dimension of the graph of the sum of two bivariate continuous functions. Therefore, other kinds of fractal dimensions, such as the packing dimension, the Hausdorff dimension, and the Assouad dimension, could be further considered for this problem.
Question 2. Let f ( x , y ) , g ( x , y ) : [ a , b ] × [ c , d ] R be continuous. What can dim P ( G f + g ) , dim H ( G f + g ) and dim A ( G f + g ) be, respectively?
(3)
This study is only about bivariate continuous functions, which could be generalized to continuous functions of n variables in the future.
Question 3. Let f ( x ) , g ( x ) : i = 1 n [ a i , b i ] R be continuous. What can the fractal dimensions of G f + g be?
(4)
Apart from this, people could further investigate the fractal dimensions of the graph of bivariate continuous functions under other operations.
Question 4. Let f ( x , y ) , g ( x , y ) : [ a , b ] × [ c , d ] R be continuous. What can the fractal dimensions of G f · g be?

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

No data were used to support this study.

Acknowledgments

The authors thank Nanjing University of Science and Technology, for partially supporting this study.

Conflicts of Interest

The author declares no conflict of interest.

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Figure 1. The graph of W * .
Figure 1. The graph of W * .
Fractalfract 07 00802 g001
Figure 2. The graph of B * .
Figure 2. The graph of B * .
Fractalfract 07 00802 g002
Figure 3. The graph of B * + W * .
Figure 3. The graph of B * + W * .
Fractalfract 07 00802 g003
Figure 4. Comparison between numerical results and theoretical results.
Figure 4. Comparison between numerical results and theoretical results.
Fractalfract 07 00802 g004
Table 1. Connection between α and dim B ( G W * + B * ) .
Table 1. Connection between α and dim B ( G W * + B * ) .
α dim B ( G W * + B * )
0.12.8736
0.22.7801
0.32.6792
0.42.5853
0.52.4779
0.62.3825
0.72.2814
0.82.1840
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Wang, X. An Investigation on Fractal Characteristics of the Superposition of Fractal Surfaces. Fractal Fract. 2023, 7, 802. https://doi.org/10.3390/fractalfract7110802

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Wang X. An Investigation on Fractal Characteristics of the Superposition of Fractal Surfaces. Fractal and Fractional. 2023; 7(11):802. https://doi.org/10.3390/fractalfract7110802

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Wang, Xuefei. 2023. "An Investigation on Fractal Characteristics of the Superposition of Fractal Surfaces" Fractal and Fractional 7, no. 11: 802. https://doi.org/10.3390/fractalfract7110802

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