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International Journal of Molecular Sciences
  • Review
  • Open Access

Published: 13 February 2019

Sleep Disturbance as a Potential Modifiable Risk Factor for Alzheimer’s Disease

,
and
1
Department of Degenerative Neurological Diseases, National Institute of Neuroscience, National Center of Neurology and Psychiatry, Kodaira 187-8502, Japan
2
Department of Neurotherapeutics, Osaka University Graduate School of Medicine, Osaka 565-0871, Japan
*
Authors to whom correspondence should be addressed.
This article belongs to the Special Issue Molecular Mechanism of Alzheimer's Disease

Abstract

Sleep disturbance is a common symptom in patients with various neurodegenerative diseases, including Alzheimer’s disease (AD), and it can manifest in the early stages of the disease. Impaired sleep in patients with AD has been attributed to AD pathology that affects brain regions regulating the sleep–wake or circadian rhythm. However, recent epidemiological and experimental studies have demonstrated an association between impaired sleep and an increased risk of AD. These studies have led to the idea of a bidirectional relationship between AD and impaired sleep; in addition to the conventional concept that impaired sleep is a consequence of AD pathology, various evidence strongly suggests that impaired sleep is a risk factor for the initiation and progression of AD. Despite this recent progress, much remains to be elucidated in order to establish the benefit of therapeutic interventions against impaired sleep to prevent or alleviate the disease course of AD. In this review, we provide an overview of previous studies that have linked AD and sleep. We then highlight the studies that have tested the causal relationship between impaired sleep and AD and will discuss the molecular and cellular mechanisms underlying this link. We also propose future works that will aid the development of a novel disease-modifying therapy and prevention of AD via targeting impaired sleep through non-pharmacological and pharmacological interventions.

1. Introduction

Sleep disturbance is a common symptom associated with Alzheimer’s disease (AD), which is the leading cause of dementia worldwide []. More than 60% of patients with AD develop sleep disturbance, which often occurs at the early stages of the disease or even before the onset of major cognitive decline []. Impaired sleep in these patients has been attributed to the progression of AD pathology to brain regions that regulate the sleep–wake or circadian rhythm (Figure 1) []. However, various epidemiological studies have demonstrated the association between impaired sleep and an increased risk of AD or AD-related pathology []. Multiple studies using animal models of AD have also indicated that impaired sleep exacerbates memory decline and AD-related pathology (Figure 1) []. These recent findings suggest that sleep disturbance is a potential modifiable risk factor for AD and could be a novel target for disease-modifying therapies to prevent the development of AD and/or ameliorate the cognitive decline in patients with AD []. In this review, we will first provide an overview on the epidemiological and experimental studies that have linked AD and sleep. We will then describe experimental studies that have examined the causal relationship between impaired sleep and AD, and will discuss the molecular and cellular mechanisms that might underlie this link. Finally, we will propose future research directions, including the establishment of a novel disease-modifying therapy and the prevention of AD via targeting impaired sleep in patients with AD and cognitively normal people.
Figure 1. Bidirectional relationship between Alzheimer’s disease (AD) and impaired sleep. Impaired sleep is prevalent in patients with AD. Both epidemiological and experimental studies have led to the recent concept of a bidirectional relationship between AD and impaired sleep. In addition to the conventional concept that impaired sleep is a consequence of AD pathology affecting brain regions regulating the sleep–wake or circadian rhythm, impaired sleep has been suggested as a risk factor for the initiation and progression of AD.

2. Age-Related Sleep Alterations

Physiological sleep in mammals, including humans, is composed of rapid eye movement (REM) sleep and non-REM (NREM) sleep. Human NREM sleep can be classified into three stages according to its depth, namely stage N1, N2, and N3, using electroencephalogram (EEG) findings that are characteristic of each stage []. Stage N3, the deepest NREM sleep, is characterized by a dominant EEG activity that consists of high-voltage slow waves with a frequency range of 1–4 Hz and is thus referred to as slow-wave sleep (SWS) [].
The age-associated alterations in sleep architecture have been well characterized. The most prominent changes are increased sleep fragmentation by intermittent nocturnal arousals and a reduced amount of SWS, which is associated with shorter overall sleep duration and increased N1 and N2 duration []. Compared with these changes in NREM sleep, REM sleep is relatively spared except for a decreased REM latency with age [] until around 80 years old, after which its duration is also reduced [].

3. Sleep Disturbance in Alzheimer’s Disease (AD)

3.1. Sleep Abnormalities in Patients with Alzheimer’s Disease (AD)

Patients with AD often experience difficulty falling asleep, repeated nocturnal arousals, early arousals in the morning, and excessive sleepiness during daytime []. One or more sleep disorders, including insomnia, circadian rhythm sleep–wake disorders, sleep-related breathing disorders (SRBD), and sleep-related movement disorders, underlie these symptoms [].
The most consistently reported changes in sleep architecture in patients with mild to moderate AD are sleep fragmentation, which is due to an increased number and duration of intermittent nocturnal arousals, a reduced amount of SWS, a resulting decrease in overall sleep duration, and an increase in N1 []. These AD-associated changes in NREM sleep seem to be an exaggeration of sleep alterations that are associated with normal aging, which become more pronounced with an increase in the severity of AD []. In addition, sleep spindles and K complexes, which are the EEG markers of stage N2, exhibit poorer formation, lower amplitude, shorter duration and smaller number []. These changes are mostly similar to the age-associated change in these stage N2 markers, except for the spindle formation, whose age-related change is still controversial []. Meanwhile, the total duration of REM sleep, which is relatively spared in normal aging, is reduced in patients with AD due to a reduced duration of each REM episode []. Other REM sleep variables, such as the number of REM episodes and REM latency, are usually spared in AD [].
The alterations in the diurnal rhythm of activity and sleep due to circadian rhythm dysregulation are also present in patients with preclinical AD and symptomatic AD []. A disrupted circadian rhythm can cause sundowning syndrome or nocturnal delirium [], in which patients often become agitated, restless or anxious in the early evening. These symptoms usually resolve during the daytime, but greatly impair the quality of life of patients, families and caregivers [].

3.2. Sleep Disturbance as a Consequence of AD Pathology

Sleep alterations in patients with AD have been interpreted as a consequence of the progression of AD pathology to brain regions that are involved in the regulation of the sleep–wake or circadian rhythm []. AD pathology affects galaninergic neurons in the intermediate nucleus of the hypothalamus []. This area is a homolog of the ventrolateral preoptic nucleus of rodents, which is selectively active during sleep [] and sends inhibitory projections to wake-promoting areas []. The number of remaining galaninergic neurons in the intermediate nucleus of autopsied AD brains has been found to be negatively correlated with the severity of ante-mortem sleep fragmentation evaluated within one year of death by actigraphy [], which suggests that galaninergic neuronal loss due to AD pathology leads to sleep fragmentation in patients with AD.
AD pathology also affects the cholinergic neuronal network [], which comprises the brainstem, thalamus, basal forebrain and cerebral cortex. This network regulates the initiation and maintenance of REM sleep []. The primary circadian pacemaker in the mammalian brain is the hypothalamic suprachiasmatic nucleus (SCN), which is also affected by AD pathology. AD is associated with a significant loss of vasopressin- and vasoactive intestinal peptide-expressing neurons, which are involved in the maintenance of circadian function in the SCN [,,].
Various transgenic or knock-in mouse models of AD also develop sleep abnormalities, such as increased wakefulness [,,], a decrease in NREM sleep [,] and REM sleep [], circadian rhythm delay [], or a reduced amplitude of the circadian rhythm []. The sleep–wake patterns of APPswe/PS1dE9 transgenic mice [] are normal before Aβ deposition, but a tendency of increased wakefulness and decreased sleep starts at the age when Aβ deposition is initially observed. Furthermore, these sleep abnormalities exacerbte with age and increased Aβ deposition []. Furthermore, APPswe/PS1dE9 mice that are actively immunized with Aβ, which decreases Aβ deposition in the brain, showed a normal sleep–wake pattern []. Taken together, these findings suggest that sleep disturbance is caused not only by a neuronal loss in the brain regions regulating sleep or circadian rhythm, but also by Aβ accumulation in the brain.

4. Sleep Disturbance as a Risk Factor of AD

4.1. Epidemiological Studies

Contrary to the conventional understanding that impaired sleep in patients with AD is a consequence of AD-related pathology, multiple recent epidemiological studies have suggested that sleep disturbance could be a risk factor for cognitive decline and AD. According to a recent meta-analysis, sleep disturbance or sleep disorders, including short or long sleep duration, poor sleep quality (difficulty in falling asleep or increased intermittent nocturnal arousal), circadian rhythm abnormality, insomnia or SRBD, were associated with a significant increase in the risk ratio (RR) for cognitive impairment (RR: 1.64, 95% CI: 1.45–1.87), preclinical AD (RR: 3.78, 95% CI: 2.27–6.30) and AD diagnoses based on the ICD-9 (International Classification of Diseases, Ninth edition) or DSM-IV (Diagnostic Statistical Manual, Fourth edition) (RR: 1.55, 95% CI: 1.25–1.93) [].
In a prospective study that used actigraphy to quantitatively assess the sleep of 737 community-dwelling older adults without dementia, a higher level of sleep fragmentation due to increased intermittent nocturnal arousal was associated with an increased risk of AD (hazard ratio = 1.22, 95% CI: 1.03–1.44) []. Individuals with high sleep fragmentation (in the 90th percentile) at baseline had a 1.5-fold higher risk of developing AD compared to those with low sleep fragmentation (in the 10th percentile) during the 6-year follow-up period (mean = 3.3 years) []. In addition, in a positron emission tomography (PET) study that examined the association between sleep variables and amyloid beta (Aβ) deposition in older people without dementia, a self-reported shorter sleep duration and poorer sleep quality were associated with significantly greater in vivo Aβ deposition in the precuneus [], which is affected by Aβ pathology in preclinical AD [].
Although these studies indicate an association between impaired sleep and AD, epidemiological observational studies conducted so far are limited in discerning the causal relationship between impaired sleep and AD, especially considering the relatively short follow-up periods compared to the long disease course of AD []. For example, a subgroup meta-analysis for the effect of sleep disturbance demonstrated that both short and long sleep duration were associated with a higher risk of cognitive decline or AD []. Additional studies are needed to determine whether both short and long sleep duration do indeed affect the disease course of AD, or whether either of these is a prodromal symptom of AD or reflecting the comorbidities of AD, such as depression.

4.2. The Causal Relationship between Sleep Disturbance and AD Pathology

Various animal models of AD and sleep disturbance have been used to assess the causal relationship between sleep disturbance and AD and the molecular or cellular mechanisms potentially underlying this link. Kang et al. (2009) were the first to report that chronic sleep restriction accelerates Aβ deposition in the brain using two transgenic AD mouse models (APPswe and APPswe/PS1dE9 mice) []. Other studies have also demonstrated that sleep deprivation or restriction in various AD models exacerbates AD-related biochemical or pathological changes in mice brains, such as an increase in Aβ or phosphorylated tau [,], an increase in insoluble phosphorylated tau and glial fibrillary acidic protein levels [], and an increase in Aβ40, Aβ42 and β-site amyloid-precursor-protein-cleaving enzyme 1 (BACE1), which produce toxic Aβ species [].
In these studies, sleep disturbance was induced in the mice either by intermittent gentle tactile stimuli, resulting in total deprivation of sleep [], by the platform-over-water technique, resulting in elimination of REM sleep and a decrease in SWS [,,,], or by alteration of the light–dark cycle, resulting in a disrupted circadian rhythm []. The limitation of these studies is that the resultant sleep–wake patterns using the above methods are different from those observed in patients with AD or in normal aging. In addition, these methods induce relatively high levels of stress in mice. These acute or chronic behavioral stresses could aggravate the AD pathology via an increase in Aβ [] and might therefore be a confounding factor. In a recent study, we took advantage of a novel device that induces impaired sleep closely resembling that of patients with AD (i.e., an increase in sleep fragmentation and a decrease in the amount of SWS) without severe stress [] and found that chronic sleep fragmentation indeed aggravates Aβ deposition in the AD mice brain []. Notably, the severity of Aβ deposition showed a significant positive correlation with the severity of sleep fragmentation []. Since all mice were subjected to sleep impairment by a unified protocol, our results strongly suggest that the aggravation of Aβ pathology is more directly related to sleep impairment than the behavioral stress, if any, that was induced by the device we used to induce sleep impairment. Considering this point, our results are consistent with a previous epidemiological study that demonstrated an association between sleep fragmentation and an increased risk of AD []. Thus, our evidence supports the view that sleep disturbance in older people and patients with AD affects the disease course of AD.

6. Conclusions and Future Directions

Impaired sleep is prevalent in patients with AD, which often occurs in the early or even preclinical stages of AD. Both epidemiological and experimental studies have led to the recent concept of a bidirectional relationship between AD and impaired sleep (Figure 1). In addition to the conventional concept that impaired sleep is a consequence of AD-related pathology, impaired sleep has been suggested to be a risk factor for the initiation and progression of AD, at least in cognitively normal older people and in patients with AD. Despite this recent progress, much remains to be elucidated in future works that will aid the development of therapeutic interventions against impaired sleep to prevent or alleviate the disease course of AD.
First, the essential components of “better sleep” that reduce the risk for AD need to be determined. A recent study demonstrated that an acute inhibition of SWS is sufficient to affect Aβ dynamics in humans []. While the importance of REM sleep in regulating NREM sleep has been established [], additional studies are crucial in obtaining a more comprehensive understanding of the roles and interactions between the different components of sleep, including REM sleep, light NREM sleep and SWS. Furthermore, the molecular and cellular mechanisms underlying the link between AD and these different components of sleep remain to be determined. It would also be necessary to determine the contribution of other sleep-related factors to AD-related pathology, such as the optimal duration of sleep that reduces the risk of AD.
Second, potential therapeutic methods to achieve “better sleep” need to be investigated. Recent meta-analyses have demonstrated the effect of non-pharmacological treatment by cognitive behavioral therapy for insomnia (CBT-I) on primary chronic insomnia [,]. In addition, several randomized control studies have shown that CBT-I is more effective than pharmacotherapy using conventional hypnotics that target γ-aminobutyric acid (GABA)A receptor-mediated systems []. CBT-I provided via cost-effective and accessible ways, such as computerized and online platforms or video conferencing, has also shown therapeutic benefits []. While these non-pharmacologic methods are recommended as first-line treatments for primary chronic insomnia [], the recent development of novel hypnotics with different mechanisms of action and potentially better safety, especially in elderly patients, might provide better therapeutic opportunities compared to traditional hypnotics []. Whether these non-pharmacological and pharmacological treatments can also achieve “better sleep” that reduces the risk for AD development and progression remains to be determined.
Furthermore, chronic short sleep is highly prevalent in both healthy young adults and adolescents, especially in developed countries []. These people generally have insufficient sleep during weekdays and use weekends to catch up on sleep, which leads to the subjective normalization of sleepiness. However, several studies have demonstrated that weekend sleep is not sufficient to fully recover the cognitive performance deficit induced by sleep insufficiency during weekdays [,,]. Whether the accumulation of sleep insufficiency that begins from adolescence or young adulthood affects the molecular or cellular links between sleep and AD and whether this could lead to an increased risk of AD development would be particularly important for the primary prevention of AD.
Last but not least, impaired sleep mainly due to sleep fragmentation and a decrease in SWS is also prevalent in patients with various neurodegenerative diseases other than AD. Considering that neurodegenerative diseases, including AD, share a common pathomechanism of misfolded protein accumulation and impaired proteostasis, “better sleep” that reduces the risk for AD might also alleviate the disease course of other neurodegenerative diseases. Elucidating the link between impaired sleep and the dynamics of misfolded proteins that accumulate in each disease, such as α-synuclein in PD and DLB as well as Aβ and tau in AD, could lead to the development of a novel disease-modifying therapy that has far-reaching implications for neurodegenerative diseases in general.

Funding

This work was funded in part by Grants-in-Aid for Young Scientists (B) (26860681 to E.N.M.), Young Scientists (18K15474 to E.N.M.) and Scientific Research (B) (18H02585 to E.N.M.) from the Japan Society for the Promotion of Science, Japan, Research Grant from Japan Foundation for Neuroscience and Mental Health (to E.N.M.), grants for Practical Research Project for Rare/Intractable Diseases (JP16ek0109018, JP18ek0109222 to Y.N.) from the Japan Agency for Medical Research and Development and Intramural Research Grants for Neurological and Psychiatric Disorders (27-9, 30-3 to K.W. and Y.N.) from NCNP, Japan.

Acknowledgments

We thank Nia Cason from Edanz Group (www.edanzediting.com/ac) for editing a draft of this manuscript.

Conflicts of Interest

The authors declare no conflict of interest.

Abbreviations

ADAlzheimer’s disease
REMRapid Eye Movement
NREMNon-Rapid Eye Movement
EEGElectroencephalogram
SWSSlow-wave Sleep
SRBDSleep-related breathing disorders
SCNSuprachiasmatic Nucleus
RRRisk Ratio
ICD-9International Classification of Diseases, Ninth Edition
DSM-IVDiagnostic Statistical Manual, Fourth Edition
Amyloid Aβ
BACE1β-site amyloid precursor protein cleaving enzyme 1
NFTNeurofibrillary Tangles
CSFCerebrospinal Fluid
ISFInterstitial Fluid
PDParkinson’s Disease
DLBDementia with Lewy Bodies
CNSCentral Nervous System
UPRUnfolded Protein Response
EREndoplasmic Reticulum
RSNResting State Network
DMNDefault Mode Network
TNF-αTumor Necrosis Factor-α
OSAObstructive Sleep Apnea
CBT-ICognitive Behavioral Therapy for Insomnia
GABAγ-aminobutyric Acid

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