1. Introduction
Since the 21st century, rapid economic growth and yearly increase in energy consumption have led to a dramatic increase in overall CO
2 emissions, resulting in a series of climate hazards [
1,
2,
3,
4]. As a global consensus, “carbon peaking and carbon neutrality” [
5] is also a major strategy to implement the concept of developing a green economy worldwide. As a responsible country, China has committed to peaking its carbon emissions by 2030 and achieving carbon neutrality by 2060, making energy conservation and emission reduction an urgent task.
The achievement of the “Double Carbon” goal requires the concerted efforts of all industries. Some studies have shown that carbon emissions from buildings account for a large proportion of total emissions. In China, the whole process of building energy consumption is high, and carbon emissions account for more than half of the national total. The total construction scale of China ranks first in the world. The existing total urban building stock is about 65 billion square meters, and the new construction area is expected to be about two billion square meters every year. Carbon emissions show a rising trend. At the same time, with the acceleration of the urbanization process, due to the continuous expansion of the construction scale, the construction of energy consumption and carbon emissions are increasing, and the high energy consumption, high emissions problems are becoming more serious [
6]. Therefore, the low-carbon development of the construction industry is closely related to the realization of the “two-carbon” goal. Carbon emissions from public buildings [
7,
8,
9] are the most dominant category of building carbon emissions, mainly from office buildings, hotels, shopping malls, health care centres, educational institutions, and other buildings, so its peak research is the key link in our “double carbon” work. There is a significant gap in the development speed between the coastal regions and the central and western regions of China. In order to achieve nationwide carbon emission reduction [
10], each province needs to accurately identify the current status of energy consumption and analyse the factors affecting carbon emissions. In addition, various analysis models need to be adopted to accurately predict the carbon peak of each province for a proper transformation of the industrial structure.
Henan Province has the largest population in China, with a resident population of 98.72 million and a population density of about 595 inhabitants/km
2. Its public building construction has the highest CO
2 emissions in the country [
11]. Therefore, it is important to accurately identify the factors affecting the carbon emissions from public buildings in Henan Province and predict the carbon peak. Accurate prediction is key to deploying the emission-peaking path for public buildings in Henan Province and maintaining synergistic carbon reduction and economic development, providing implications for other similar regions around the world.
According to the existing studies, the calculation of building energy consumption [
12,
13] mainly focuses on: Wholesale, Retail Trade, Accommodation and Catering Services; Others; Residential Life Consumptions. In the study of the factors influencing carbon emissions of buildings within China and its provinces [
14,
15,
16], the methods mainly used by researchers are EKC curve analysis, the Kaya equation [
17,
18,
19,
20], and the LMDI (Logarithmic Mean Divisia Index) model. For the prediction of carbon emission, the frequently used methods are the STIRPAT model, LEAP model, and scenario prediction. By using the STIRPAT model, Zhao et al. [
21], Wu et al. [
22], and Ma et al. [
23] demonstrated that Henan province is also the priority for the future reduction of household CO
2 emission, and the potential for energy climate change mitigation depends on the emission factors and changes in energy structure. The LEAP model was a “bottom-up” model proposed by Zou et al. [
24] for analysing the CO
2 emissions and CO
2 peaks in Shanxi Province for 2019–2035 under different scenarios. The time to peak CO
2 emissions under different reduction measures was analysed. In addition, Dong et al. [
25,
26] conducted a scenario prediction analysis of China’s carbon emissions to characterise the future development of carbon emissions in Jiangsu Province (a coastal province in China). The obtained data were more accurate than that of the LEAP model, offering some implications for China’s central and western regions. However, these carbon emission prediction models only considered variables such as energy consumption intensity, population, and energy emission coefficient. The uncertainties of variables such as GDP per capita and urbanisation level were not considered. Therefore, the measurement of carbon emissions and the study of emission reduction pathways have certain limitations.
This paper focuses on the peak carbon emissions of public buildings in Henan Province, a central province in China’s developing country. The energy consumption intensity of buildings and public buildings from 2010 to 2020 was calculated using an energy balance sheet, and factors influencing carbon emissions during this period were analyzed. The Kaya–LMDI [
27,
28,
29] decomposition method was employed to compute the carbon emissions of public buildings in Henan Province. By conducting 100,000 Monte-Carlo [
30,
31] dynamic and static simulations, the timing of carbon peak and carbon emissions from public buildings in Henan Province were accurately predicted. Finally, an analysis was conducted on the carbon emission factors of public buildings in Henan Province with corresponding peak and off-peak interval distributions. On this basis, the potential for reducing carbon emissions in the construction industry of Henan Province was estimated. Furthermore, the future carbon emission trajectories of public buildings in Henan Province were predicted to address gaps in existing research and provide theoretical references for making emission reduction decisions in other regions worldwide
4. Energy Consumption Calculation Methods
The research in this paper relies on long-term and continuous time series data for building energy consumption and carbon emissions. By comparing two accounting methods for building energy consumption, it is found that the top-down energy balance sheet splitting method provides easily accessible and authoritative data, as well as a continuous time series. The energy consumption and carbon emission data obtained through this method are deemed reliable and highly comparable, making it the preferred source of data for this paper.
4.1. Building Energy Consumption Analysis
The end-use energy sectors are divided into seven categories in China’s energy balance sheet: Agriculture, Forestry, Animal Husbandry and Fisheries; Industry; Construction; Transportation, Storage and Postal Services; Wholesale, Retail Trade, Accommodation and Catering Services; Others; and Residential Life. Since there are no detailed statistics on building energy consumption, the building energy consumption was first separated based on China’s energy balance sheet in the statistical yearbook.
where
—building energy consumption;
—energy consumption in public buildings;
—household energy consumption;
—energy consumption in transportation, warehousing, and postal services;
—industrial energy consumption;
—energy consumption in the construction industry;
—part of the transportation energy consumption.
The building energy consumption is mainly calculated based on Wholesale, Retail Trade, Accommodation and Catering Services, Others, and Residential Life consumptions after deducting part of the transportation energy consumption (consumptions of gasoline and diesel [
44]). Energy consumption generated by industry and construction is not considered here. Building energy consumption [
45] can be generally expressed by the following equations:
where
—transportation energy consumption of wholesale, retail, accommodation, and catering;
—other transportation energy consumption;
—Transportation energy consumption for residential life.
4.2. Analysis of Energy Consumption in Public Buildings
Based on previous studies and historical data, the energy consumption of public buildings in Henan Province is analysed, and a basic measurement model can be obtained. Currently, three methods are commonly used to calculate building energy consumption. In this study, the calculation is based on a statistical yearbook, which contains authoritative and reliable data that can be accurately accessed. However, this method requires extracting the scope involved in the energy consumption of public buildings. Therefore, the energy consumption of public buildings in this study is based on Wholesale, Retail Trade, Accommodation and Catering Services, and Others, excluding Residential Life Consumption. Since most areas in Henan Province are centrally heated [
46], the heating energy consumption is corrected to be equal to the difference between the heat from central heating and the heat consumption from Wholesale, Retail Trade, Accommodation and Catering Service and Others in the energy balance sheet.
In this study, the calculation method of energy consumption in public buildings in Henan Province is based on the theoretical analysis method summarised by Ma et al. [
22], Cai et al. [
47], and Xie et al. [
48]. The energy consumption in public buildings can be generally expressed by the following equations:
In Equation (4), indicates the energy consumption of Wholesale, Retail Trade, Accommodation and Catering Services; indicates the energy consumption of Others; indicates the corrected heating energy consumption. In Equation (5), indicates the coal consumption in the building energy consumption of transportation and storage; indicates the electricity consumption in the building energy consumption of transportation and storage.
4.3. Basic Calculations
The total energy consumption of public buildings in Henan Province from 2010 to 2020 [
49,
50] was calculated based on the energy balance sheet (
Table 1).
Since the data in the energy balance sheet are physical quantities, they need to be converted using energy conversion factors. The converted standard coal coefficients for various energy sources are shown in
Table 2.
The calculation results in
Table 1 show that the energy consumption of buildings is increasing every year. The emergence of new buildings, such as office buildings, hotels, and shopping malls, led to a rapid increase in energy consumption. In addition, the pursuit of a more comfortable living environment also increased energy consumption. In 2017, the People’s Government of Henan Province issued a comprehensive work plan on energy conservation [
51] and emission reduction for the 13th Five-Year Plan, resulting in a slight decrease in energy consumption in public buildings.
5. Calculation of Carbon Emissions
The carbon emission research institute of public buildings primarily employs models such as Kaya, STIRPAT, and LMDI. The Kaya equation is the basis of current CO2 analysis, with the advantages of the strong explanatory power of determinants, simple form, and no decomposition residue. The LMDI model also has good symmetry and simplicity. While some researchers have utilized the STIRPAT model to calculate energy consumption and carbon emissions during the construction phase of large public buildings, it falls short of providing a detailed analysis of how per capita GDP and urbanization levels impact the environment. Similarly, the inadequacy of elasticity analysis is also evident when using the LMDI model separately to establish an analysis of China’s carbon emission and ecological environment coupling and coordination. Combining the advantages of these two models, the Kaya–LMDI model was constructed to analyse the influencing factors of CO2 emissions in Henan Province.
5.1. Construction of Kaya–LMDI Model
The Kaya equation is as follows [
47]:
where
—carbon emissions from public buildings;
—carbon emission factors for energy in public buildings;
—energy consumption intensity per unit of public floor area;
—public floor area per capita;
—urbanisation rate;
—non-urban population.
The carbon emission process of a building has a complete life cycle, which can be broadly divided into four stages: production stage, construction stage, operational stage, and dismantling stage. Some scholars conducted a quantitative analysis of the carbon emissions of buildings in Henan Province and proposed emission reduction countermeasures. In this way, the total carbon emissions of public and residential buildings in Henan Province from 2010 to 2020 were obtained [
52]. The calculated energy consumption of buildings and the carbon emissions of buildings in this study are mainly for the operational stage.
The LMDI decomposition method includes LMDI-I and LMDI-II. LMDI-I decomposition method is the most widely used method with the advantages of convenient decomposition of the form, no residuals on decomposition results, independent analysis path, and uniqueness of analysis results. Based on the Kaya constant equation and LMDI decomposition method for energy consumption and CO
2 emissions in the building life cycle, this study investigates the factors that reduce the carbon emission intensity of public buildings in Henan Province and the contribution of each factor to the change of building carbon intensity. The factor decomposition of LMDI based on the additive form for the time interval [0, T] can be expressed by Equation (8):
where
represents the sum of the influencing factors;
represents the total public building emissions generated in period
T;
represents the total public building emissions generated during the initial period.
Specifically, each parameter on the right side of Equation (8) can be further expressed to reflect the contribution of influencing factors:
5.2. Calculation Methods of Total Carbon Emission and Carbon Emission Intensity
Public buildings are a major part of the building system. Therefore, controlling emissions from public buildings is an important part of reducing the overall growth of CO
2 emissions from buildings. The total historical emission reduction and emission intensity of public buildings in the time interval [0,
T] can be expressed by Equations (14) and (15), respectively:
where
indicates historical carbon emissions from public buildings;
indicates historical carbon intensity of public buildings;
contains
,
.
5.3. Analysis Results of the Kaya–LMDI Decomposition Method
The results in
Table 3 suggest that:
- (1)
Per capita area of public buildings and urban and rural population structure has a significant effect on the carbon emission of public buildings in Henan Province, with an increasing effect year by year. Due to the impact of the Covid pandemic, the growth trend of carbon emissions from public buildings in industry and services significantly slowed down in 2020.
- (2)
In recent years, the carbon emissions from public buildings have been increasing yearly with the expansion of building scale. In order to facilitate the “carbon peak and carbon neutrality”, Henan Province has issued the 13th Five-Year Energy Development Plan to implement low-carbon and green transformation strategies and explore green development models for various industries (
Table 3) [
53,
54]. As a result, the influencing coefficient of energy intensity per unit area of public buildings significantly decreases.
6. Analysis of Influencing Factors
Uncertainty analysis and Kaya analysis of public buildings in Henan Province show that the energy intensity of each public building and the public floor area per capita is closely related.
In the statistical yearbook, there is a lack of directly available data on the public floor area. In addition, public buildings include various types of buildings, such as office buildings, shopping malls, hotels, cultural and educational buildings, and healthcare buildings. Therefore, the calculation of public floor area is critical for the subsequent analysis of public floor area per capita.
According to previous studies, there are two main methods for calculating the public floor area [
55,
56]. This study measured the public floor area per capita in the service industry. The public floor area depends on the number of personnel in the service sector and the public floor area per capita. The number of personnel is closely related to GDP per capita, and the public floor area per capita is closely associated with the tertiary industry. In general, the expansion of the service sector directly causes rapid growth in the number of public buildings. Based on the above analysis, this study used the public building calculation model developed by McNeil [
57] and Hong [
58] to estimate the area of public buildings in Henan Province, thus calculating the public floor area per capita.
The area of public buildings can be calculated as follows:
In Equation (16), denotes the public floor area in year t; and denote the number of personnel in year t and the public floor are per capita in year t, respectively; value is set as 40 m2; I is defined as GDP per capita, is determined as , respectively. GDP per capita and the number of personnel in the service sector can be found in the statistical yearbooks for the relevant years.
By using the ratio between the carbon emission of public buildings and the energy consumption of public buildings in Henan Province from 2010 to 2020, the energy emission coefficient of Henan Province each year can be obtained. The influencing factors of carbon emissions from public buildings in Henan Province are shown in
Table 4.
The results in
Table 4 suggest that:
- (1)
Population size, public floor area per capita, urbanisation rate, and energy intensity per unit of public floor area have a significant effect on carbon emissions from public buildings.
- (2)
Energy emission factors continuously increase, with significant emission reductions occurring only in 2014 and 2020. This reduction trend also indirectly indicates the improvement of energy productivity, providing Henan Province with an ideological strategy to promote the “Double Carbon” path by focusing on improving energy efficiency and changing the energy structure.
- (3)
Currently, the scale of services and public buildings and urbanisation rate are significantly increased. In addition, the implementation of policies such as the two-child policy has led to a slight increase in population size. These changes have significantly affected the public floor area per capita.
- (4)
The values of influencing factors steadily increase from 2010–2019. However, the downward trend in 2020 shows that greenhouse gas emissions are effectively managed, demonstrating the effect of optimising the energy structure.
8. Discussion and Conclusions
As the largest developing country, China is actively implementing The Paris Agreement, striving to peak CO2 emissions by 2030 and achieve carbon neutrality by 2060, demonstrating China’s determination to combat climate change. In January 2021, the China Development and Reform Commission (CDRC) announced six aspects of China’s effort to achieve the “Double Carbon” goal at a press conference, including adjusting the energy structure; promoting the transformation of industrial structure; improving energy utilisation efficiency; facilitating the research and development of low-carbon technology; improving the institutional mechanism for low-carbon development; increasing ecological carbon sinks. As the most populous province in China, Henan has an expanding scale of office buildings, shopping malls, hotels, and other public buildings, which has become its future development trend. Therefore, it is essential to save energy and reduce carbon emissions from public buildings. This study can provide new ideas for making a green and low-carbon transition and developing an effective emission reduction path for public buildings in Henan Province. Furthermore, it can guide similar regions in other countries around the world and help to achieve the “Double Carbon” goal in a concerted manner.
- (1)
Based on the Kaya–LMDI decomposition method, this study reveals the influencing factors on the growth of carbon emission intensity from public buildings in Henan Province during 2010–2020. The increasing trend of public building emissions during this period is also evaluated. Carbon emissions increased from 1533 t in 2010 to 6561 t in 2020. The emergence of new buildings, such as office buildings, hotels, and shopping malls, has led to a rapid increase in energy consumption. In addition, the pursuit of a more comfortable living environment also increases energy consumption. According to the Kaya–LMDI model of energy consumption in Henan Province and the scenario prediction analysis, the main factors influencing the carbon emissions of public buildings are population size, public floor area per capita, urbanisation rate, and energy intensity per unit area of public buildings. The development of the tertiary sector, the expansion of the building area, and the increasing population size also significantly increase each parameter. Based on the technical system implemented in the current demonstration projects, the main technical paths for developing ultra-low energy buildings in China are as follows: Improve building insulation performance through efficient building envelope structure and overall building airtightness; improve overall building energy efficiency through reasonable optimisation of building energy consumption system to realise ultra-low energy consumption building.
- (2)
This study adopts the “static + dynamic” scenario analysis model to simulate the trends of energy consumption intensity per unit of public building area, public building area per capita, and energy emission coefficient of public buildings in Henan Province from 2020 to 2050 under different static scenarios. The results show that the variation trajectory of future carbon emissions exhibits an inverted U-shaped curve, with an expected carbon emission peak in 2030 and a slow decline after that. Using the Monte Carlo model with 100,000 simulations at a 95% confidence level to predict the peak CO2 and the peak time. Based on the simulation results, the corresponding “Double Control” objectives are implemented, suggesting that Henan Province could achieve a carbon peak with 7423 t around 2035. In addition, the sensitivity uncertainty analysis shows that the factor with the most significant influence on the carbon peak from public buildings in Henan Province is the public floor area per capita, with a contribution rate of about 57%. The least influencing factor is the urbanisation rate. These results provide some theoretical references for further exploration of carbon emission pathways and subsequent energy-saving and emission-reduction strategies for public buildings in Henan Province.
- (3)
From international experience, some developed regions have already established a relatively complete carbon tax subsidy policy. China should first strengthen the supervision of building operational performance based on the Public Building Construction Operational Performance Standards. In addition, demand-side emission reduction should be promoted to drive the supply-side green and low-carbon transformation. Energy system optimisation is essential for provinces with high energy consumption, such as Henan Province. In addition to energy saving and carbon reduction, it is also necessary to vigorously develop clean energy, thus facilitating overall structural optimisation and innovation. Finally, the maintenance of existing public buildings (such as the renovation of heating, lighting, cooling, and other facilities) should be implemented to stop energy-intensive industries and promote “Double Carbon” goals (carbon peak and carbon neutrality).
- (4)
This study complements the knowledge of carbon estimation and maximum model research in Henan Province. However, due to limited data from the Energy Statistics Yearbook and the subjective nature of the variable selection in each scenario related to urban development planning, the accuracy of energy consumption data and the quantification of model parameters need to be further improved. At present, the emission factor method is the most common method of carbon accounting. According to the formula, the product of the emission factor and fossil fuel consumption is the total carbon emissions. However, there are some errors in emission factors and consumption statistics. Carbon emissions calculated based on the energy balance sheet can not only cover the energy consumption generated in the process of processing and conversion, but also avoid the double calculation of thermal power generation and heating. It is a common accounting method for carbon emissions accounting for energy consumption in provincial and urban areas. Therefore, it is particularly important to formulate an authoritative emission factor coefficient and strengthen the formulation of energy low heating value. The level of energy balance sheet preparation should be improved, and the statistical deviation of carbon emission data should be narrowed. Energy statistics of major emitters should be strengthened. Rational energy monitoring plans should be put in place. Energy data statistics of key emitters should be strengthened. The accuracy of carbon verification data should be improved to ensure that the construction of carbon data system is fair, standardized, and scientific.