Defining Natural Habitat Types as Nature-Based Solutions in Urban Planning
Abstract
:1. Introduction
- What aspects and criteria must be considered to define an HT as an NBS?
- What are the key parameters of HTs as NBSs that are crucial for urban planning, and what are their descriptive and numerical variables in the context of the urban challenges considered?
- Which HTs, at the highest possible level of the European habitat classification, are suitable for addressing a given urban challenge?
2. Research Backgrounds
2.1. CO2 Concentration Reduction for Climate Change Mitigation
2.2. Temperature Reduction
2.3. Urban Stormwater Management
2.4. Noise Prevention
2.5. Improving Air Quality
3. Methodology
3.1. Aspects and Criteria for Defining HTs as NBSs
3.2. Defining Key Basic Urban Planning-Related Parameters and Their Values
4. Results
- Characteristics of HTs; planning, management, and implementation of HTs that match NBS aspects and criteria and therefore support the decision by urban planners to use HTs as a form of NBS to address specific urban challenges, such as urban heat islands or stormwater flooding.
- Parameters of HTs; their variables and values related to urban challenges for use in cartographic representation of various scales relevant to urban planning.
- Determination of potential HTs for a specific challenge, given the parameter values.
4.1. The Rationale for Introducing HTs as NBSs
4.2. Parameters of HTs as NBSs for Urban Planning Purposes
- Impermeable ground areas: built surfaces that are not in a natural state because they are sealed by man-made elements or materials (e.g., paved, asphalted), have no or significantly reduced water infiltration capacity, and are not covered by buildings or ancillary structures. Such areas also include planting pits with limited expansion possibilities, such as plantings in squares and streets, as well as areas right next to roads and buildings, where planting is limited due to underground infrastructure.
- Vegetated areas: green areas that have contact with the geological subsoil and thus can retain and sink water, allowing tall plants with deep roots to grow and organisms to live in and above the soil. These also include bodies of water (ponds, rivers, lakes, etc.).
- Green roofs: properly constructed and prepared roofs of buildings or other built structures that are covered with vegetation.
- Vertical greenings: vegetated external walls of buildings or other structures.
4.3. Potential HTs for Temperature Reduction
4.4. Potential HTs for Urban Stormwater Management
4.5. Potential HTs for Noise Reduction
4.6. Potential HTs for Air Quality Improvement
5. Discussion
5.1. Application of HTs as NBSs in Urban Planning
- HTs of inland surface waters are unsuitable for implementation on green roofs due to the limitations of building construction. They are suitable for implementation on vegetated and impermeable areas to address temperature reduction and urban stormwater management; for the latter, line implementation on impermeable ground areas is generally sufficient.
- Wetland HTs are suitable for implementation on green roofs and vegetated areas for temperature reduction and urban stormwater management. For the latter challenge, these are also suitable for line implementation on and near impermeable ground areas.
- Grasslands and lands dominated by forbs, mosses, and scrub are suitable for addressing all four challenges and all urban environment components.
- Forest and other woodland HTs are suitable for implementation as vertical greenings and on roofs to a limited extent, due to construction requirements. They have proven to be the most effective for all four challenges, which they solve simultaneously via multi-purpose and multi-beneficial characteristics.
5.2. Limitations of the Approach and Further Research
- To achieve an absorption of 5 dBA or more, the width of the vegetation barrier (e.g., hedges, trees) must be at least 1.5 m thick.
- The most effective factors in reducing noise are the density, height, length, and width of vegetation strips, leaf size, and branching characteristics.
- Dense native evergreen shrubs higher than the noise receptor (i.e., 2–3 m high) or plant groups consisting of trees and shrubs of different heights should be planted.
- The result will be better if the vegetation belt is located as close as possible to the noise source and as far away as possible from the protected area.
- A vegetation belt that is 5 m wide is (given the trade-off between efficiency and space consumption) ideal for reducing traffic noise in urban environments.
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Aspects and Criteria of NBSs, Which Depend Directly on the Characteristics of a Particular Solution | Characteristics of HTs with Which the Aspects and Criteria of NBSs Can Be Achieved | |
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1 | NBSs are solution-oriented, effectively address societal challenges, and are simultaneously multifunctional and multi-beneficial. | Some HTs provide the necessary ecosystem processes to address urban challenges, e.g., water retention, ambient cooling, and noise containment. At the same time, they can contribute to other benefits, e.g., providing recreational areas and educational facilities and contributing to a more aesthetically pleasing environment. |
2 | NBSs are sustainable, resilient to disturbances, energy- and resource-efficient, and mainstreamed within an appropriate jurisdictional context. | Native HTs do not require (much) maintenance (e.g., watering), are self-sustaining, and are more resistant to pests, weather and climate conditions, and other disturbances than HTs of non-native species, unlike agricultural and urban HTs. |
3 | NBSs are adapted to local and place-based conditions and consider local context. | HTs that thrive in a particular climate zone do so due to adaptation by the dominating plant species that characterise specific HTs. |
4 | NBSs use nature’s features and complex system processes and involve innovative applications of knowledge about nature. | Understanding the functional role of natural processes in HTs, e.g., water retention, air temperature reduction, and noise containment, inspires innovative uses of HTs to address societal challenges. |
5 | NBSs maintain and enhance natural capital, resulting in a net gain in biodiversity and ecosystem integrity, restoring degraded ecosystems, and therefore benefiting people and biodiversity. | Native HTs contribute to the biodiversity of native species. |
6 | NBSs are economically viable, cost-effective alternatives to grey or technological-based infrastructure and inclusive solutions for the long term. | Due to their self-sustainability and adaptability to local conditions, HTs can represent an alternative to grey solutions, especially considering their multi-functionality. |
7 | Nature, the foundation of any NBS, may take many forms; therefore, NBSs include natural, artificial, and hybrid solutions which vary in scope, scale, and range of function. | An HT that is implemented in a specific micro-location in an urban environment to address a particular challenge must often be constructed anew. In this case, the HT is a reconstruction of an HT from the natural environment and is an “artificial or hybrid nature-based solution”, as it requires specific implementation interventions, such as the establishment of appropriate site conditions. |
Aspects and Criteria of NBSs That Depend on Proper Spatial Planning and Management | How to Plan, Manage, and Implement HTs to Achieve Aspects and Criteria | |
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1 | NBSs enhance sustainable urbanisation through climate change adaptation and mitigation, improving risk management and resilience, and supporting mutual learning for city sustainability transitions. | HTs could be maintained and constructed in urban environments to address the challenges of adapting to climate change and building resilience to contribute to sustainable urbanisation. |
2 | NBSs are planned, implemented, and managed by an integrative and holistic approach with various stakeholders, connecting disciplines and sectors, involving innovative governance and institutional, business, and finance models and frameworks. | Implementing HTs in an urban environment requires interdisciplinary cooperation between experts, such as biologists, spatial planners, and those in disciplines related to the urban challenges at hand. It also requires the cooperation of different departments, e.g., the city’s environmental protection, communal department, urban planning, and investment. All of this requires new approaches to cooperation. |
3 | NBSs are managed adaptively, based on evidence, aligned with the socio-ecological and institutional context, and designed to scale with the need for a systemic understanding. | The implementation or protection of HTs as NBSs should be based on knowledge of the local site conditions and, on a broader scale, consideration of both environmental (e.g., micro-climate, growing conditions) and social factors (e.g., population structure, activities in the area, values of the inhabitants), and it should be planned based on expert evidence. |
4 | NBSs provide business opportunity. | The introduction of a specific HT as an innovative NBS provides an opportunity for the private sector (companies) to specialise in the design and implementation of such solutions. |
5 | NBSs are based on inclusive, transparent, empowering, and integrated governance processes. | Inclusive, transparent planning is essential for the widespread acceptance and effective operation of innovative solutions (such as HTs) in urban areas. This might include involving local people and managing in a way that integrates HT maintenance into existing urban management practices. |
6 | NBSs equitably balance trade-offs between achievement of their primary goal(s) and the continued provision of multiple co-benefits. | HTs as NBSs are primarily located or protected to address a specific challenge (e.g., water retention in urban flooding, air cooling, noise prevention), but it is necessary to ensure that these areas also provide other functions, such as recreational use and education. A multi-criteria evaluation and comparison of these solutions against other alternatives is needed in the planning process. |
Urban Challenge | Urban Planning-Related Parameters | Potential HTs of the Highest Hierarchical Level of EUNIS Habitat Classification | Examples of HTs on Lower Hierarchical Levels of EUNIS that Function as NBSs | ||||||
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Min. Area of HT | Urban Environment Components | Plan Appearance | C Inland Waters | D Wetlands | E Grasslands | F Scrubs | G Woodlands | ||
Temperature reduction | 1 m2 | Impermeable ground areas | line, surface | no | no | No | yes | yes | G5.1 Lines of trees |
Vegetated areas | line, surface | yes | yes | yes | yes | yes | G1 broadleaved deciduous woodland; G3 coniferous woodland; G4 mixed woodland C1.1 and C1.2 permanent oligotrophic and mesotrophic lakes, ponds, and pools; C3.2 water-fringing reedbeds and tall helophytes other than canes | ||
Green roofs | line, surface | no | yes | yes | yes | yes | D1.1 raised bogs; E1.1 inland sand and rock with open vegetation; F2.4 conifer scrub; F3.1 temperate thickets and scrub; FA.3 species-rich hedgerows of native species; G3.4 Pinus sylvestris woodland; G3.5 Pinus nigra woodland | ||
Vertical greenings | vertical surface | no | no | yes | yes | no | F2.4 conifer scrub; F3.1 temperate thickets and scrub; F6 garrigue; FA.3 species-rich hedgerows of native species; G3.5 Pinus nigra stands | ||
Urban stormwater management | 1 m2 | Impermeable ground areas | line | yes | yes | yes | yes | yes | C1.1 and C1.2 permanent oligotrophic and mesotrophic lakes, ponds, and pools; C1.6 temporary lakes, ponds, and pools; C3 littoral zone of inland surface waterbodies (C3.1, C3.2, C3.5); D5 sedge and reedbeds, normally without freestanding water (D5.1, D5.2, D5.3); E3 seasonally wet and wet grasslands; F9.1 riverine scrub; G1.1 riparian woodland, with dominant Alnus, Populus, or Salix |
Vegetated areas | line, surface | yes | yes | yes | yes | yes | G1 broadleaved deciduous woodland; G3 coniferous woodland; G4 mixed woodland | ||
Green roofs | line, surface | no | yes | no | yes | no | D1.1 raised bogs; F2.4 conifer scrub; F3.1 temperate thickets and scrub; FA.3 species-rich hedgerows of native species; G3.4 Pinus sylvestris woodland; G3.5 Pinus nigra woodland | ||
Noise prevention | 5 m2 | Impermeable ground areas | line | no | no | no | yes | yes | F2.4 conifer scrub; F3.1 temperate thickets and scrub; G2.6 Ilex aquifolium woods; G3 coniferous woodland, such as G3.2 alpine Pinus cembra woodland, G3.5 Pinus nigra woodland, and G3.9 coniferous woodland dominated by Cupressaceae or Taxaceae |
Vegetated areas | line, surface | no | no | no | yes | yes | G3 coniferous woodland; G4 mixed woodland | ||
Vertical greenings | vertical surface | no | no | no | yes | no | F2.4 conifer scrub; F3.1 temperate thickets and scrub; F6 garrigue; G3.5 Pinus nigra stands | ||
Air quality improvement | 1 m2 | Impermeable ground areas | line | no | no | no | yes | yes | F2.4 conifer scrub; F3.1 temperate thickets and scrub; FA.3 species-rich hedgerows of native species; G2.6 Ilex aquifolium woods; G3.2 alpine Pinus cembra woodland; G3.5 Pinus nigra woodland; G3.9 coniferous woodland dominated by Cupressaceae or Taxaceae |
Vegetated areas | line, surface | no | no | no | yes | yes | C3.2 water-fringing reedbeds and tall helophytes; F2.4 conifer scrub; F3.1 temperate thickets and scrub; FA.3 species-rich hedgerows of native species; G2.6 Ilex aquifolium woods; G3.2 alpine Pinus cembra woodland; G3.5 Pinus nigra woodland; G3.9 coniferous woodland dominated by Cupressaceae or Taxaceae; G4 mixed woodland | ||
Vertical greenings | vertical surface | no | no | no | yes | no | F2.4 conifer scrub; F3.1 temperate thickets and scrub |
Spatial Planning Level | Spatial Scale | Findings |
---|---|---|
State/national spatial plans | Whole country | The scale of the national spatial planning level is too small to locate HTs in urban environments, and it is not possible to include HTs in graphical representations of state spatial plans. However, strategic guidelines with national spatial development objectives are important, as they provide general principles or incentives for the implementation of such solutions in the local area. Individual HTs in urban areas should be understood in national strategies as smaller spatial units (polygons) than green and blue areas or as their individual elements that also occur within other areas, e.g., residential. This is because green areas, as spatial information, do not provide data on their functionality; green spaces should be further broken down regarding suitable HTs for urban challenges. |
Regional plans | Region, usually 1:250,000 | At the regional planning level, the spatial scale is still too small to show in a graphical form the positioning of specific HTs to address urban challenges. NBSs as a way to address urban challenges could be given as a guideline in the descriptive section of the planning document. Defining specific HTs at the regional level makes sense for urban challenges, the impact of which cross municipal boundaries, or challenges which need to be addressed at the inter-municipal level (e.g., river flooding, urban agglomeration cooling). Regional plans need to provide space for HTs as a solution to such challenges by mapping, and their positioning should be directly mapped into spatial planning acts at the local level. |
City plans, master plans, and detailed master plans | City and parts of the city, usually 1:5000 | HTs as NBSs can be defined and mapped as: - new HT siting/implementation to avoid negative impacts or urban challenges caused by planned or already implemented development, - existing HTs to protect already functioning NBSs (e.g., riparian, forest, wetland) in the same way as HTs that are important for nature conservation. In urban master plans, the assessment of the situation and future needs/uses of the area identify urban challenges that can be addressed by NBSs and propose solutions in the technical bases by locating or protecting appropriate HTs at a scale of at least 1:5000. It is important that the construction or protection of HTs is properly defined in any spatial implementation conditions, as these directly condition the planning of spatial interventions. In a specific spatial planning unit, HTs and their uses (accessibility, types of recreation, etc.) should be defined, including protection regimes, specific restrictions, and requirements. Within the framework of these provisions, there is also an opportunity to understand and predict the occurrence of HTs on green roofs and vertical greening types of surfaces. |
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Dremel, M.; Goličnik Marušić, B.; Zelnik, I. Defining Natural Habitat Types as Nature-Based Solutions in Urban Planning. Sustainability 2023, 15, 13708. https://doi.org/10.3390/su151813708
Dremel M, Goličnik Marušić B, Zelnik I. Defining Natural Habitat Types as Nature-Based Solutions in Urban Planning. Sustainability. 2023; 15(18):13708. https://doi.org/10.3390/su151813708
Chicago/Turabian StyleDremel, Manca, Barbara Goličnik Marušić, and Igor Zelnik. 2023. "Defining Natural Habitat Types as Nature-Based Solutions in Urban Planning" Sustainability 15, no. 18: 13708. https://doi.org/10.3390/su151813708
APA StyleDremel, M., Goličnik Marušić, B., & Zelnik, I. (2023). Defining Natural Habitat Types as Nature-Based Solutions in Urban Planning. Sustainability, 15(18), 13708. https://doi.org/10.3390/su151813708