Modelling Trends in Urban Flood Resilience towards Improving the Adaptability of Cities
Abstract
:1. Introduction
2. Research Framework and Methods
2.1. Research Method Selection
Method | Description | Applicable Scenarios | Advantages and Disadvantages | Reference | |
---|---|---|---|---|---|
Sub | DARE | Unidirectional determination of the level of importance of an indicator can be effective in solving decision-making problems. | Flexible determination of proportions without the limitation of sample data can solve the problems that cannot be handled by optimization techniques. | Requires experts to have a clear understanding of the indicators and to be able to compare and quantify them accurately, otherwise the weighting will be biased. | [48,49] |
Delphi | The knowledge and experience of experts in their specialties can be fully utilized. | Suitable for forming weights for indicators that are difficult to quantify. | The limited number of experts surveyed resulted in an incomplete and limited collection of views. | [50] | |
AHP | Compare multiple indicators in pairs, determine the judgment matrix, and calculate the decision weights. | Generally used for weighting of indicators; used alone for synthesizing evaluations. | Failure to provide new options for decision-making. | [39] | |
ANP | Calculates indicator weights by constructing a judgment matrix, similar to AHP. | Combination of qualitative and quantitative, more widely used. | The calculation is simple and easy to grasp; the correlation between the elements of the guideline layer and the elements of the indicator layer is considered. | [51] | |
Ob | FA | Reducing noise and redundancy in data by downscaling the data. | Can be used for information condensation, weight calculation, competitive ranking, etc. | The evaluation results are more objective; the cumulative contribution of the first few principal components extracted is required to reach a high level. | [52] |
PCA | Indicator weights are calculated from the variance contribution ratio of the principal components, which is more objective and reasonable. | There is no limit to the number of indicators and samples, and there is a wide range of applications. | The assumption of a linear relationship between the indicators is biased by the fact that in reality the relationship is mostly non-linear. | [53] | |
CRITIC | Weights are calculated using the volatility of the data or the correlation situation between the data. | It is appropriate that the data information itself carries some correlation or volatility. | The impact of more correlated indicators can be eliminated and overlapping information can be reduced. | [54] | |
Coefficient of Variation | The use of sample data ensures that the weights are objective. | Not applicable for small samples, which reduces the accuracy of the method. | Simple and practical methodology; does not reflect the intrinsic linkage of the indicators and can only analyze the indicators individually with judgment. | [55] | |
EWM | Based on the information provided by each indicator, the weights are determined in relation to the degree of variability of each indicator, reflecting the degree of dispersion of the attribute. | Weighted calculation, wide range of application areas. | High precision, simple operation, and wide range of applications. | [36] |
Method | Description | Advantages and Disadvantages | Reference |
---|---|---|---|
Fuzzy Integrated Evaluation | Conversion of qualitative evaluation to quantitative evaluation based on the theory of affiliation degree in fuzzy mathematics. | Situations where fewer indicators are applied; evaluation results are more subjective. | [56] |
Catastrophe Progression Method | Combining mutation theory and fuzzy mathematics for multi-objective judgmental decision-making. | No weighting of the indicators is involved, only the relative importance of the indicators to each other is taken into account. | [57] |
Cloud Model | Uncertainty transformation between qualitative concepts and quantitative descriptions can be realized. | The determination of evaluation intervals is somewhat subjective. | [37] |
BP Artificial Neural Network | Simulates the neural network of the human brain to build a model that can “learn” and accumulates and makes full use of empirical knowledge to minimize the error between the best solution and the actual value. | Predictive effects have a high degree of confidence; operation is more complex. | [58] |
VIseKriterijumska Optimizacija I Kompromisno Resenje (VIKOR) | This is a compromise sorting method based on ideals. | The relative importance of positive and negative ideal solutions is considered. | [59] |
Technique of Order Preference Similarity to the Ideal Solution (TOPSIS) | Ranking of the evaluation sample based on how close the evaluation object is to the idealized target. | The evaluation results are objective; they are applicable to both small sample data and multiple evaluation units, and they can well inscribe the comprehensive impact strength of multiple impact indicators. | [36,44] |
2.2. Research Framework
2.3. Determination of Index Weight
2.3.1. Analytic Network Process
2.3.2. Entropy Weight Method
2.3.3. Combination Weighting Method
2.4. TOPSIS Model
2.5. Obstacle Degree Model
3. Empirical Research
3.1. Study Area
3.2. Constructing the Evaluation Index System
3.3. Data Sources
4. Analysis of Research Results
4.1. Determination of Index Weight
4.2. TOPSIS Model Evaluation Results
4.2.1. Analysis of Urban Flood Disaster Resilience in Nanjing
4.2.2. Single System Time Series Analysis
- (1)
- Economic resilience
- (2)
- Social resilience
- (3)
- Ecological resilience
- (4)
- Management resilience
4.3. Obstacle Degree Model
5. Discussion and Prospects
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Appendix A
A1 | A2 | A3 | A4 | B1 | B2 | B3 | B4 | B5 | C1 | C2 | C3 | D1 | D2 | D3 | D4 | |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
A1 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 | 0.0870 |
A2 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 | 0.1356 |
A3 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 | 0.0463 |
A4 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 | 0.0981 |
B1 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 | 0.0973 |
B2 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 | 0.0165 |
B3 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 | 0.0562 |
B4 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 | 0.0606 |
B5 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 | 0.0241 |
C1 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 | 0.0974 |
C2 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 | 0.0298 |
C3 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 | 0.0653 |
D1 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 | 0.0191 |
D2 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 | 0.0770 |
D3 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 | 0.0419 |
D4 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 | 0.0479 |
Appendix B
Characteristics | Number | ||
---|---|---|---|
Experts (n = 15) | Work experience | 5 years | 4 |
5–8 years | 5 | ||
More than 8 years | 6 | ||
Work unit | Colleges and universities | 5 | |
Government department | 5 | ||
Urban planners | 5 | ||
Expertise or research field | Urban resilience | 5 | |
Resilience enhancement strategy | 3 | ||
Flood management | 4 | ||
Urban planning development | 3 |
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Dimension | Indicator | Indicator Properties | Symbol | Reference |
---|---|---|---|---|
Economic factors | GDP per capita | + | A1 | [37,63] |
Fixed asset investment | + | A2 | [24,25] | |
Per capita disposable income | + | A3 | [24,26,63] | |
Social security and employment expenditure | + | A4 | [36,64] | |
Social factors | Population density | − | B1 | [63] |
Average number of college students per 10,000 population | + | B2 | [45] | |
Drainage pipe density | + | B3 | [24] | |
Number of health workers per 10,000 population | + | B4 | [37,63] | |
Number of hospital beds | + | B5 | [24,45] | |
Ecological factors | Rainfall | − | C1 | [35,36,65] |
Domestic waste harmless treatment rate | + | C2 | [4] | |
Green coverage rate of built district | + | C3 | [37,45] | |
Management factors | Flood dynamic monitoring accuracy | + | D1 | [25] |
Flood emergency plan | + | D2 | [45,66] | |
Public disaster emergency awareness | + | D3 | [37,64] | |
Disaster relief response speed | + | D4 | [66,67] |
Dimension | Indicator | WAj | WSj | Wj |
---|---|---|---|---|
Economics factor (0.301) | A1 GDP per capita | 0.087 | 0.062 | 0.075 |
A2 fixed asset investment | 0.136 | 0.035 | 0.085 | |
A3 Per capita disposable income | 0.046 | 0.065 | 0.056 | |
A4 Social security and employment expenditure | 0.098 | 0.073 | 0.086 | |
Social factor (0.299) | B1 Population density | 0.097 | 0.064 | 0.080 |
B2 Average number of college students per 10,000 population | 0.017 | 0.104 | 0.060 | |
B3 Drainage pipe density | 0.056 | 0.051 | 0.054 | |
B4 Number of health workers per 10,000 population | 0.061 | 0.077 | 0.069 | |
B5 Number of hospital beds | 0.024 | 0.048 | 0.036 | |
Ecological factors (0.174) | C1 Rainfall | 0.097 | 0.050 | 0.074 |
C2 Domestic waste harmless treatment rate | 0.030 | 0.033 | 0.032 | |
C3 Green coverage rate of built district | 0.065 | 0.072 | 0.069 | |
Management factors (0.226) | D1 Flood dynamic monitoring accuracy | 0.019 | 0.051 | 0.035 |
D2 Flood emergency plan | 0.077 | 0.061 | 0.069 | |
D3 Public disaster emergency awareness | 0.042 | 0.090 | 0.066 | |
D4 Disaster relief response speed | 0.048 | 0.065 | 0.056 |
Resilience Level | Low | Slightly Low | Moderate | Slightly High | High |
---|---|---|---|---|---|
grade | 1 | 2 | 3 | 4 | 5 |
Ci | [0, 0.3) | [0.3, 0.5) | [0.5, 0.65) | [0.65, 0.85) | [0.85, 1] |
Year | Economic Resilience | Social Resilience | Ecological Resilience | Management Resilience |
---|---|---|---|---|
2010 | 0.000 | 0.150 | 0.344 | 0.082 |
2011 | 0.114 | 0.184 | 0.468 | 0.116 |
2012 | 0.230 | 0.350 | 0.410 | 0.186 |
2013 | 0.315 | 0.373 | 0.425 | 0.255 |
2014 | 0.375 | 0.372 | 0.396 | 0.338 |
2015 | 0.453 | 0.378 | 0.389 | 0.457 |
2016 | 0.505 | 0.424 | 0.476 | 0.441 |
2017 | 0.574 | 0.448 | 0.686 | 0.719 |
2018 | 0.679 | 0.517 | 0.727 | 0.720 |
2019 | 0.794 | 0.624 | 1.000 | 0.829 |
2020 | 0.878 | 0.710 | 0.590 | 0.932 |
2021 | 1.000 | 0.711 | 0.701 | 1.000 |
Year | Obstacle Degree (%) | |||
---|---|---|---|---|
Economic Factor | Social Factor | Ecological Factor | Management Factor | |
2010 | 33.65 | 29.47 | 13.16 | 23.72 |
2011 | 32.60 | 30.99 | 11.15 | 25.26 |
2012 | 31.99 | 26.44 | 14.34 | 27.24 |
2013 | 30.12 | 26.45 | 15.40 | 28.04 |
2014 | 28.23 | 27.97 | 17.54 | 26.25 |
2015 | 26.07 | 30.03 | 21.59 | 22.31 |
2016 | 23.98 | 28.74 | 19.39 | 27.89 |
2017 | 34.20 | 37.69 | 12.93 | 15.18 |
2018 | 30.83 | 41.29 | 13.07 | 14.81 |
2019 | 31.15 | 54.03 | 0.00 | 14.82 |
2020 | 17.59 | 43.45 | 33.82 | 5.13 |
2021 | 0.00 | 62.16 | 37.84 | 0.00 |
Obstacle Factor Ranking | Obstacle Degree in Different Years | |||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | |
1 | A4 | A4 | A4 | A4 | A4 | C1 | C1 | A2 | B1 | B1 | B1 | B1 |
2 | A2 | B4 | C3 | C3 | C3 | B2 | D2 | B2 | C1 | B2 | C1 | C1 |
3 | A1 | A1 | B4 | B4 | B2 | A4 | A4 | B1 | B2 | A2 | C3 | C3 |
4 | B1 | D3 | A1 | D3 | B4 | B4 | B2 | B4 | A2 | A1 | A1 | - |
5 | D3 | A2 | D3 | A1 | D3 | D3 | B4 | C1 | D3 | A4 | A2 | - |
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Xu, W.; Cai, X.; Yu, Q.; Proverbs, D.; Xia, T. Modelling Trends in Urban Flood Resilience towards Improving the Adaptability of Cities. Water 2024, 16, 1614. https://doi.org/10.3390/w16111614
Xu W, Cai X, Yu Q, Proverbs D, Xia T. Modelling Trends in Urban Flood Resilience towards Improving the Adaptability of Cities. Water. 2024; 16(11):1614. https://doi.org/10.3390/w16111614
Chicago/Turabian StyleXu, Wenping, Xinyan Cai, Qimeng Yu, David Proverbs, and Ting Xia. 2024. "Modelling Trends in Urban Flood Resilience towards Improving the Adaptability of Cities" Water 16, no. 11: 1614. https://doi.org/10.3390/w16111614